Information and documentation — Blockchain and distributed ledger technology (DLT) in relation to authoritative records, records systems and records management

This document analyses challenges, considerations, and potential benefits of blockchain and distributed ledger technology (DLT) in relation to records management standards and related standards for systems that: — create records that are required to be authoritative records; — can be used as records systems; or — can be used for records management, including records controls. The target audience of this document includes records managers and allied professionals, IT professionals and application developers, legal and compliance professionals, researchers, educators and other interested parties.

Information et documentation — Chaînes de blocs et dispositifs d'enregistrement électronique (DEE) partagé en lien avec les enregistrements officiels, les systèmes d'enregistrement et la gestion des enregistrements

General Information

Status
Published
Publication Date
08-Jan-2025
Current Stage
6060 - International Standard published
Start Date
09-Jan-2025
Due Date
09-Jan-2025
Completion Date
09-Jan-2025
Ref Project

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ISO/TR 24332:2025 - Information and documentation — Blockchain and distributed ledger technology (DLT) in relation to authoritative records, records systems and records management Released:9. 01. 2025
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Technical
Report
ISO/TR 24332
First edition
Information and documentation —
2025-01
Blockchain and distributed ledger
technology (DLT) in relation to
authoritative records, records
systems and records management
Information et documentation — Chaînes de blocs et dispositifs
d'enregistrement électronique (DEE) partagé en lien avec les
enregistrements officiels, les systèmes d'enregistrement et la
gestion des enregistrements
Reference number
© ISO 2025
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Overview of records management and distributed ledger technology (DLT) . 1
4.1 General .1
4.2 Overview of records management concepts and principles .2
4.2.1 Concepts .2
4.2.2 Principles for managing records .2
4.3 Overview of distributed ledger technology (DLT) and blockchain .3
4.3.1 General .3
4.3.2 Overview of the distributed ledger technology (DLT) reference architecture .3
4.3.3 Different types of distributed ledger technology (DLT) systems .4
4.3.4 Distributed ledger technology (DLT) use cases .5
5 Distributed ledger technology (DLT) and authoritative records . 5
5.1 General .5
5.2 On-ledger records .6
5.3 Off-ledger records .6
5.4 Metadata for records . .6
5.5 Relationship between distributed ledger technology (DLT) and characteristics of
authoritative records .7
5.5.1 General .7
5.5.2 Authenticity .7
5.5.3 Reliability .8
5.5.4 Integrity .8
5.5.5 Useability .9
6 Distributed ledger technology (DLT) and records processes . 9
6.1 Creating records.9
6.2 Capturing records .9
6.3 Records classification.9
6.4 Access control .10
6.5 Storing records .10
6.6 Use and reuse .11
6.7 Migrating and converting records . 12
6.8 Disposition . 12
7 Relationship between distributed ledger technology (DLT) systems and records systems .13
7.1 Characteristics of records systems . 13
7.2 Design considerations for records systems .14
8 Distributed ledger technology (DLT) systems and records management .15
8.1 Policies and responsibilities . 15
8.2 Records controls . 15
8.2.1 General . 15
8.2.2 Metadata schemas . 15
8.2.3 Business classification schemes .16
8.2.4 Access and permissions rules .17
8.2.5 Disposition authorities .17
9 Challenges, considerations and potential benefits . 17
9.1 Distributed ledger technology (DLT) and management of retention and disposition of
records .17
9.2 Legal issues .18

iii
9.2.1 General .18
9.2.2 eDiscovery .19
9.2.3 Custody and ownership . . .19
9.2.4 Geolocation restrictions on data storage and transfer . 20
9.2.5 Jurisdictional restrictions on the operation of distributed ledger technology
(DLTs) . 20
9.3 Personally identifiable information (PII) protection . 20
9.4 Access control mechanisms . 22
9.4.1 General . 22
9.4.2 Read access . 23
9.4.3 Write access . 23
9.5 Identification, authentication, and authoritative records .24
9.6 Addressing the business need to modify records .24
9.7 Distributed ledger technology (DLT) and records destruction .24
9.8 Longevity of distributed ledger technology (DLT) systems . 25
9.8.1 General . 25
9.8.2 Longevity of cryptographic algorithms . 26
9.8.3 Long-term preservation of authoritative records . 26
9.9 Timestamping and ordering in DLT .27
9.10 Key management .27
9.11 Distributed ledger technology (DLT) security . 28
9.11.1 General .
...

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