ASTM A388/A388M-23
(Practice)Standard Practice for Ultrasonic Examination of Steel Forgings
Standard Practice for Ultrasonic Examination of Steel Forgings
ABSTRACT
This practice covers the examination procedures for the contact, pulse-echo ultrasonic examination of heavy steel forgings by the straight and angle-beam techniques. An ultrasonic, pulsed, reflection type of instrument shall be used and shall provide linear presentation for at least 75% of the screen height. The 5% linearity referred to is descriptive of the screen presentation of amplitude. The electronic apparatus shall contain an attenuator, search units, transducers, couplants, reference blocks, and DGS scales. The forging shall be machined to provide cylindrical surfaces for radial examination in the case of round forgings. The ends of the forgings shall be machined perpendicular to the axis of the forging for the axial examination. Faces of disk and rectangular forgings shall be machined flat and parallel to one another. The procedures to be performed are as follows: ultrasonic examination of the forgings; straight-beam examination with establishment of the instrument sensitivity and calibration either by the reflection, reference-block technique, or DGS method; and angle-beam examination used for rings and hollow forgings.
SIGNIFICANCE AND USE
4.1 This practice shall be used when ultrasonic inspection is required by the order or specification for inspection purposes where the acceptance of the forging is based on limitations of the number, amplitude, or location of discontinuities, or a combination thereof, which give rise to ultrasonic indications.
4.2 The ultrasonic quality level shall be clearly stated as order requirements.
SCOPE
1.1 This practice2 covers the examination procedures for the contact, pulse-echo ultrasonic examination of steel forgings by the straight and angle-beam techniques. The straight beam techniques include utilization of the DGS (Distance Gain-Size) method. See Appendix X3.
1.2 This practice is to be used whenever the inquiry, contract, order, or specification states that forgings are to be subject to ultrasonic examination in accordance with Practice A388/A388M.
1.3 Supplementary requirements of an optional nature are provided for use at the option of the purchaser. The supplementary requirements shall apply only when specified individually by the purchaser in the purchase order or contract.
1.4 The values stated in either SI units or inch-pound units are to be regarded separately as standard. The values stated in each system may not be exact equivalents; therefore, each system shall be used independently of the other. Combining values from the two systems may result in non-conformance with the standard.
1.5 This practice and the applicable material specifications are expressed in both inch-pound units and SI units. However, unless the order specifies the applicable “M” specification designation [SI units], the material shall be furnished to inch-pound units.
1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.
1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
General Information
- Status
- Published
- Publication Date
- 31-Oct-2023
- Technical Committee
- A01 - Steel, Stainless Steel and Related Alloys
- Drafting Committee
- A01.06 - Steel Forgings and Billets
Relations
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Feb-2024
- Effective Date
- 01-Sep-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
Overview
ASTM A388/A388M-23 is the internationally recognized standard practice for the ultrasonic examination of steel forgings. Developed by ASTM International, this standard specifies procedures for contact, pulse-echo ultrasonic testing, using both straight and angle-beam techniques. The primary aim is to detect internal discontinuities such as cracks, voids, or inclusions in heavy steel forgings, ensuring the integrity and reliability of critical components used in demanding applications.
This standard outlines the necessary equipment, calibration requirements, personnel qualifications, and reporting criteria for ultrasonic testing. It ensures consistency and traceability throughout the inspection process. ASTM A388/A388M is applicable whenever contracts, specifications, or orders require steel forgings to be subject to ultrasonic examination.
Key Topics
- Ultrasonic Examination Methods:
- Specifies straight-beam and angle-beam techniques for inspecting a wide variety of forging shapes and sizes.
- Details utilization of the Distance Gain-Size (DGS) method and reference block techniques for instrument calibration and sensitivity settings.
- Equipment Requirements:
- Requires electronic apparatus capable of linear signal presentation, with necessary accessories such as attenuators, transducers, couplants, reference blocks, and DGS scales.
- Preparation of Forging:
- Mandates machining of surfaces to appropriate finishes and geometries to facilitate effective ultrasonic inspection.
- Personnel Qualifications:
- Inspections must be carried out by individuals qualified and certified per a recognized national standard (such as SNT-TC-1A).
- Reporting and Quality Levels:
- Specifies what ultrasonic indications are to be reported, including amplitude, size, and location of discontinuities.
- Acceptance or rejection criteria to be established between purchaser and manufacturer, based on realistic service requirements.
- Supplementary Requirements:
- Optional guidelines for dual-element transducer usage and enhanced surface finish, as specified by the purchaser.
Applications
The ASTM A388/A388M-23 standard is widely used in industries where steel forgings serve as critical load-bearing or safety-related components, such as:
- Power generation (including generator rotors and pressure vessel components)
- Oil and gas (pipeline valves, flanges, and drilling equipment)
- Aerospace (engine parts, landing gear)
- Heavy machinery and transportation
Compliance with this ultrasonic testing standard ensures that forged steel components meet stringent internal quality criteria, reducing the risk of in-service failure and supporting quality assurance within supply chains. The flexibility to use either inch-pound or SI units makes this standard suitable for global operations. The use of both straight and angle-beam inspection methods enables thorough coverage of complex geometries, while optional supplementary requirements allow for further tailoring to specific customer needs.
Related Standards
For organizations seeking comprehensive nondestructive examination (NDE) or integrating ASTM A388/A388M into a broader quality system, several related standards and practices should be considered:
- ASTM A469/A469M - Vacuum-treated steel forgings for generator rotors
- ASTM A745/A745M - Ultrasonic examination of austenitic steel forgings
- ASTM A788/A788M - General requirements for steel forgings
- ASTM E317 - Evaluating ultrasonic pulse-echo testing instruments and systems
- ASTM E428 - Fabrication and control of reference blocks for ultrasonic testing
- ASTM E1065/E1065M - Characteristics of ultrasonic search units
- ASTM E1316 - Terminology for nondestructive examinations
- ASME Boiler and Pressure Vessel Code - Relevant for code-conforming forging applications
By following ASTM A388/A388M-23, manufacturers, inspectors, and end-users ensure high standards of safety and quality in steel forgings through reliable ultrasonic NDE practices.
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Frequently Asked Questions
ASTM A388/A388M-23 is a standard published by ASTM International. Its full title is "Standard Practice for Ultrasonic Examination of Steel Forgings". This standard covers: ABSTRACT This practice covers the examination procedures for the contact, pulse-echo ultrasonic examination of heavy steel forgings by the straight and angle-beam techniques. An ultrasonic, pulsed, reflection type of instrument shall be used and shall provide linear presentation for at least 75% of the screen height. The 5% linearity referred to is descriptive of the screen presentation of amplitude. The electronic apparatus shall contain an attenuator, search units, transducers, couplants, reference blocks, and DGS scales. The forging shall be machined to provide cylindrical surfaces for radial examination in the case of round forgings. The ends of the forgings shall be machined perpendicular to the axis of the forging for the axial examination. Faces of disk and rectangular forgings shall be machined flat and parallel to one another. The procedures to be performed are as follows: ultrasonic examination of the forgings; straight-beam examination with establishment of the instrument sensitivity and calibration either by the reflection, reference-block technique, or DGS method; and angle-beam examination used for rings and hollow forgings. SIGNIFICANCE AND USE 4.1 This practice shall be used when ultrasonic inspection is required by the order or specification for inspection purposes where the acceptance of the forging is based on limitations of the number, amplitude, or location of discontinuities, or a combination thereof, which give rise to ultrasonic indications. 4.2 The ultrasonic quality level shall be clearly stated as order requirements. SCOPE 1.1 This practice2 covers the examination procedures for the contact, pulse-echo ultrasonic examination of steel forgings by the straight and angle-beam techniques. The straight beam techniques include utilization of the DGS (Distance Gain-Size) method. See Appendix X3. 1.2 This practice is to be used whenever the inquiry, contract, order, or specification states that forgings are to be subject to ultrasonic examination in accordance with Practice A388/A388M. 1.3 Supplementary requirements of an optional nature are provided for use at the option of the purchaser. The supplementary requirements shall apply only when specified individually by the purchaser in the purchase order or contract. 1.4 The values stated in either SI units or inch-pound units are to be regarded separately as standard. The values stated in each system may not be exact equivalents; therefore, each system shall be used independently of the other. Combining values from the two systems may result in non-conformance with the standard. 1.5 This practice and the applicable material specifications are expressed in both inch-pound units and SI units. However, unless the order specifies the applicable “M” specification designation [SI units], the material shall be furnished to inch-pound units. 1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
ABSTRACT This practice covers the examination procedures for the contact, pulse-echo ultrasonic examination of heavy steel forgings by the straight and angle-beam techniques. An ultrasonic, pulsed, reflection type of instrument shall be used and shall provide linear presentation for at least 75% of the screen height. The 5% linearity referred to is descriptive of the screen presentation of amplitude. The electronic apparatus shall contain an attenuator, search units, transducers, couplants, reference blocks, and DGS scales. The forging shall be machined to provide cylindrical surfaces for radial examination in the case of round forgings. The ends of the forgings shall be machined perpendicular to the axis of the forging for the axial examination. Faces of disk and rectangular forgings shall be machined flat and parallel to one another. The procedures to be performed are as follows: ultrasonic examination of the forgings; straight-beam examination with establishment of the instrument sensitivity and calibration either by the reflection, reference-block technique, or DGS method; and angle-beam examination used for rings and hollow forgings. SIGNIFICANCE AND USE 4.1 This practice shall be used when ultrasonic inspection is required by the order or specification for inspection purposes where the acceptance of the forging is based on limitations of the number, amplitude, or location of discontinuities, or a combination thereof, which give rise to ultrasonic indications. 4.2 The ultrasonic quality level shall be clearly stated as order requirements. SCOPE 1.1 This practice2 covers the examination procedures for the contact, pulse-echo ultrasonic examination of steel forgings by the straight and angle-beam techniques. The straight beam techniques include utilization of the DGS (Distance Gain-Size) method. See Appendix X3. 1.2 This practice is to be used whenever the inquiry, contract, order, or specification states that forgings are to be subject to ultrasonic examination in accordance with Practice A388/A388M. 1.3 Supplementary requirements of an optional nature are provided for use at the option of the purchaser. The supplementary requirements shall apply only when specified individually by the purchaser in the purchase order or contract. 1.4 The values stated in either SI units or inch-pound units are to be regarded separately as standard. The values stated in each system may not be exact equivalents; therefore, each system shall be used independently of the other. Combining values from the two systems may result in non-conformance with the standard. 1.5 This practice and the applicable material specifications are expressed in both inch-pound units and SI units. However, unless the order specifies the applicable “M” specification designation [SI units], the material shall be furnished to inch-pound units. 1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
ASTM A388/A388M-23 is classified under the following ICS (International Classification for Standards) categories: 77.040.20 - Non-destructive testing of metals; 77.140.85 - Iron and steel forgings. The ICS classification helps identify the subject area and facilitates finding related standards.
ASTM A388/A388M-23 has the following relationships with other standards: It is inter standard links to ASTM A388/A388M-19, ASTM E1316-24, ASTM E1316-23b, ASTM A504/A504M-18(2023), ASTM A711/A711M-17(2022), ASTM A837/A837M-17(2022), ASTM A182/A182M-23, ASTM A372/A372M-20e1, ASTM A541/A541M-05(2020), ASTM A600-92a(2016), ASTM A579/A579M-20, ASTM A508/A508M-23, ASTM A765/A765M-07(2022), ASTM A960/A960M-23, ASTM A707/A707M-19. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
ASTM A388/A388M-23 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: A388/A388M − 23 Used in USNRC-RDT standards
Standard Practice for
Ultrasonic Examination of Steel Forgings
This standard is issued under the fixed designation A388/A388M; the number immediately following the designation indicates the year
of original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval.
A superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope* mendations issued by the World Trade Organization Technical
Barriers to Trade (TBT) Committee.
1.1 This practice covers the examination procedures for the
contact, pulse-echo ultrasonic examination of steel forgings by
2. Referenced Documents
the straight and angle-beam techniques. The straight beam
2.1 ASTM Standards:
techniques include utilization of the DGS (Distance Gain-Size)
A469/A469M Specification for Vacuum-Treated Steel Forg-
method. See Appendix X3.
ings for Generator Rotors
1.2 This practice is to be used whenever the inquiry,
A745/A745M Practice for Ultrasonic Examination of Aus-
contract, order, or specification states that forgings are to be
tenitic Steel Forgings
subject to ultrasonic examination in accordance with Practice
A788/A788M Specification for Steel Forgings, General Re-
A388/A388M.
quirements
1.3 Supplementary requirements of an optional nature are
E317 Practice for Evaluating Performance Characteristics of
provided for use at the option of the purchaser. The supple-
Ultrasonic Pulse-Echo Testing Instruments and Systems
mentary requirements shall apply only when specified indi-
without the Use of Electronic Measurement Instruments
vidually by the purchaser in the purchase order or contract.
E428 Practice for Fabrication and Control of Metal, Other
than Aluminum, Reference Blocks Used in Ultrasonic
1.4 The values stated in either SI units or inch-pound units
Testing (Withdrawn 2019)
are to be regarded separately as standard. The values stated in
E1065/E1065M Practice for Evaluating Characteristics of
each system may not be exact equivalents; therefore, each
Ultrasonic Search Units
system shall be used independently of the other. Combining
E1316 Terminology for Nondestructive Examinations
values from the two systems may result in non-conformance
2.2 Other Documents:
with the standard.
ASME Boiler and Pressure Vessel Code
1.5 This practice and the applicable material specifications
Recommended Practice for Nondestructive Personnel Quali-
are expressed in both inch-pound units and SI units. However,
fication and Certification SNT-TC-1A, (1988 or later)
unless the order specifies the applicable “M” specification
designation [SI units], the material shall be furnished to
3. Terminology
inch-pound units.
3.1 Definitions of Terms—For definitions of terms used in
1.6 This standard does not purport to address all of the
this standard that are not included in 3.2, refer to Terminology
safety concerns, if any, associated with its use. It is the
E1316.
responsibility of the user of this standard to establish appro-
3.2 Definitions:
priate safety, health, and environmental practices and deter-
3.2.1 indication levels (clusters), n—five or more indica-
mine the applicability of regulatory limitations prior to use.
tions in a volume representing a 2 in. [50 mm] or smaller cube
1.7 This international standard was developed in accor-
in the forging.
dance with internationally recognized principles on standard-
ization established in the Decision on Principles for the
Development of International Standards, Guides and Recom-
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Standards volume information, refer to the standard’s Document Summary page on
This practice is under the jurisdiction of ASTM Committee A01 on Steel, the ASTM website.
Stainless Steel and Related Alloys and is the direct responsibility of Subcommittee The last approved version of this historical standard is referenced on
A01.06 on Steel Forgings and Billets. www.astm.org.
Current edition approved Nov. 1, 2023. Published November 2023. Originally Available from American Society of Mechanical Engineers (ASME), ASME
approved in 1955. Last previous edition approved in 2019 as A388/A388M – 19. International Headquarters, Two Park Ave., New York, NY 10016-5990, http://
DOI: 10.1520/A0388_A0388M-23. www.asme.org.
2 6
For ASME Boiler and Pressure Vessel Code applications see related Specifi- Available from American Society for Nondestructive Testing (ASNT), P.O. Box
cation SA-388/SA-388M in Section II of that Code. 28518, 1711 Arlingate Ln., Columbus, OH 43228-0518, http://www.asnt.org.
*A Summary of Changes section appears at the end of this standard
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
A388/A388M − 23
3.2.2 individual indications, n—single indications showing Practice E317 or E428 may be used to establish the specified
a decrease in amplitude as the search unit is moved in any 65 % instrument linearity.
direction from the position of maximum amplitude and which 6.1.3 The electronic apparatus shall contain an attenuator
are too small to be considered traveling or planar. (accurate over its useful range to 610 % (+1 dB) of the
amplitude ratio) which will allow measurement of indications
3.2.3 planar indications, n—indications shall be considered
beyond the linear range of the instrument.
continuous over a plane if they have a major axis greater than
1 in. [25 mm] or twice the major dimension of the transducer,
6.2 Search Units, having a transducer with a maximum
2 2
whichever is greater, and do not travel.
active area of 1 in. [650 mm ] with ⁄2 in. [13 mm] minimum
to 1 ⁄8 in. [30 mm] maximum dimensions shall be used for
3.2.4 traveling indications, n—indications whose leading
straight-beam scanning (see 9.2); and search units having a
edge moves a distance equivalent to 1 in. [25 mm] or more of
transducer with ⁄2 in. [13 mm] minimum to 1 in. [25 mm]
metal depth with movement of the transducer over the surface
maximum dimensions shall be used for angle-beam scanning
of the forging.
(see 9.3).
6.2.1 Transducers shall be utilized at their rated frequencies.
4. Significance and Use
6.2.2 Other transducers may be used for evaluating and
4.1 This practice shall be used when ultrasonic inspection is
pinpointing indications.
required by the order or specification for inspection purposes
6.3 Couplants, having good wetting characteristics such as
where the acceptance of the forging is based on limitations of
SAE No. 20 or No. 30 motor oil, glycerin, pine oil, or water
the number, amplitude, or location of discontinuities, or a
shall be used. Couplants may not be comparable to one another
combination thereof, which give rise to ultrasonic indications.
and the same couplant shall be used for calibration and
4.2 The ultrasonic quality level shall be clearly stated as
examination.
order requirements.
6.4 Reference Blocks, containing flat-bottom holes may be
used for calibration of equipment in accordance with 6.1.2 and
5. Ordering Information
may be used to establish recording levels for straight-beam
5.1 When this practice is to be applied to an inquiry,
examination when so specified by the order or contract.
contract, or order, the purchaser shall so state and shall also
6.5 DGS Scales, matched to the ultrasonic test unit and
furnish the following information:
transducer to be utilized, may be used to establish recording
5.1.1 Designation number (including year date),
levels for straight or angle beam examination, when so
5.1.2 Method of establishing the sensitivity in accordance
specified by the order or contract. The DGS scale range must
with 9.2.2 and 9.3.3 (DGS (Distance Gain Size), Vee- or
be selected to include the full thickness cross-section of the
rectangular-notch),
forging to be examined. An example of a DGS overlay is found
5.1.2.1 The diameter and test metal distance of the flat-
in Appendix X3.
bottom hole and the material of the reference block in
6.5.1 As an alternative to using DGS overlays, an ultrasonic
accordance with 9.2.2.2,
instrument having DGS software, integral decibel gain or
5.1.3 Quality level for the entire forging or portions thereof
attenuator controls in combination with a specifically paired
in accordance with 12.3, and
transducer and DGS diagram may be used to evaluate ultra-
5.1.4 Any options in accordance with 1.5, 6.4, 6.5, 7.1, 8.1,
sonic indications.
8.2, 9.1.11, 10.1, 10.2, and 12.2.
7. Personnel Requirements
6. Apparatus
7.1 Personnel performing the ultrasonic examinations to this
6.1 Electronic Apparatus—An ultrasonic, pulsed, reflection
practice shall be qualified and certified in accordance with a
type of instrument shall be used for this examination. The
written procedure conforming to Recommended Practice No.
system shall have a minimum capability for examining at
SNT-TC-1A (1988 or later) or another national standard that is
frequencies from 1 MHz to 5 MHz. On examining austenitic
acceptable to both the purchaser and the supplier.
stainless forgings the system shall have the capabilities for
examining at frequencies down to 0.4 MHz.
8. Preparation of Forging for Ultrasonic Examination
6.1.1 Apparatus Qualification and Calibration—Basic
8.1 Unless otherwise specified in the order or contract, the
qualification of the ultrasonic test instrument shall be per-
forging shall be machined to provide cylindrical surfaces for
formed at intervals not to exceed 12 months or whenever
radial examination in the case of round forgings; the ends of
maintenance is performed that affects the equipment function.
the forgings shall be machined perpendicular to the axis of the
The date of the last calibration and the date of the next required
forging for the axial examination. Faces of disk and rectangular
calibration shall be displayed on the test equipment.
forgings shall be machined flat and parallel to one another.
6.1.2 The ultrasonic instrument shall provide linear presen-
tation (within 5 %) for at least 75 % of the screen height 8.2 The surface roughness of exterior finishes shall not
(sweep line to top of screen). The 5 % linearity referred to is exceed 250 μin. [6 μm] where the definition for surface finish
descriptive of the screen presentation of amplitude. Instrument is in accordance with Specification A788/A788M unless oth-
linearity shall be verified in accordance with the intent of erwise shown on the forging drawing or stated in the order or
Practice E317. Any set of blocks processed in accordance with the contract.
A388/A388M − 23
8.3 The surfaces of the forging to be examined shall be free 9.2.2 Establish the instrument sensitivity by either the
of extraneous material such as loose scale, paint, dirt, and so reflection, reference-block technique, or DGS method (see
forth. Appendix X3 for an explanation of the DGS method).
9.2.2.1 Back-Reflection Technique (Back-Reflection Cali-
9. Procedure bration Applicable to Forgings with Parallel Entry and Back
Surfaces)—Use the back reflection from the opposite side of
9.1 General:
the part as a calibration standard to set the sensitivity for the
9.1.1 As far as practicable, subject the entire volume of the
test. The two surfaces (entry surface and the reflecting surface)
forging to ultrasonic examination. Because of radii at change
must be parallel to each other. Place the transducer in an area
of sections and other local configurations, it may be impossible
of the forging, when possible, so that the geometry will not
to examine some sections of a forging.
have an effect on the beam spread. Increase the gain to obtain
9.1.2 Perform the ultrasonic examination after heat treat-
a 75 % full screen height back reflection, increase the gain by
ment for mechanical properties (exclusive of stress-relief
up to an additional 20 dB (10:1). If no indications are present
treatments) but prior to drilling holes, cutting keyways, tapers,
(indication free) return the gain to the original dB setting of the
grooves, or machining sections to contour. If the configuration
75 % full screen height (1:1), this will be the reference level.
of the forging required for the treatment for mechanical
Scanning should be done at a level greater than the reference
properties prohibits a subsequent complete examination of the
level, such as 6 dB (2:1). During the scanning, the back
forging, it shall be permissible to examine prior to treatment for
reflection shall be monitored for any significant loss of
mechanical properties. In such cases, reexamine the forging
amplitude not attributed to the geometry. Carry out the evalu-
ultrasonically as completely as possible after heat treatment.
ation of discontinuities with the gain control set at the reference
9.1.3 To ensure complete coverage of the forging volume,
level (75 % full screen height). Recalibration is required for
index the search unit with at least 15 % overlap with each pass.
significant changes in section thickness or diameter.
9.1.4 For manual scanning, do not exceed a scanning rate of
NOTE 1—High sensitivity levels are not usually employed when
6 in./s [150 mm/s].
inspecting austenitic steel forgings due to attendant high level of “noise”
or “hash” caused by coarse grain structure.
9.1.5 For automated scanning, adjust scanning speed or
instrument repetition rate, or both, to permit detection of the
9.2.2.2 Reference-Block Calibration—The test surface
smallest discontinuities referenced in the specification and to
roughness on the calibration standard shall be comparable to,
allow the recording or signaling device to function. At no time
but no better than, the item to be examined. Adjust the
shall the scanning speed exceed the speed at which an
instrument controls to obtain the required signal amplitude
acceptable calibration was made.
from the flat-bottom hole in the specified reference block.
9.1.6 If possible, scan all sections of forgings in two
Utilize the attenuator in order to set up on amplitudes larger
perpendicular directions.
than the vertical linearity of the instrument. In those cases,
9.1.7 Scan disk forgings using a straight beam technique remove the attenuation prior to scanning the forging.
from at least one flat face and radially from the circumference,
NOTE 2—When flat-surfaced reference block calibration is specified,
whenever practicable.
adjust the amplitude of indication from the reference block or blocks to
9.1.8 Scan cylindrical sections and hollow forgings radially compensate for examination surface curvature (an example is given in
Appendix X1).
using a straight-beam technique. When practicable, also exam-
ine the forging in the axial direction.
9.2.2.3 DGS Calibration—Prior to use, verify that the DGS
9.1.9 In addition, examine hollow forgings by angle-beam overlay or electronic DGS curve matches the transducer size
technique from the outside diameter surface as required in and frequency. Accuracy of the overlay can be verified by
9.3.1. reference blocks and procedures outlined in Practice E317.
Overlays are to be serialized to match the ultrasonic transducer
9.1.10 In rechecking or reevaluation by manufacturer or
and pulse echo testing system that they are to be utilized with.
purchaser, use comparable equipment, search units, frequency,
Instruments with electronic DGS must use the specified ultra-
and couplant.
sonic transducer for that electronic curve.
9.1.11 Forgings may be examined either stationary or while
(1) Electronic DGS—Modern test instruments with DGS
rotating in a lathe or on rollers. If not specified by the
software are particularly easy to calibrate. Most ultrasonic test
purchaser, either method may be used at the manufacturer’s
instruments with DGS software have 13 standard probes and
option.
corresponding DGS diagrams stored in the instrument. There
9.2 Straight-Beam Examination:
are also custom settings by which the operator may program
9.2.1 For straight-beam examination use a nominal their own data sets. The operator may choose from flat
2 ⁄4 MHz search unit whenever practicable; however, 1 MHz is bottomed hole, side drilled hole or back reflection to use for
the preferred frequency for coarse grained austenitic materials calibration. The instructions from the test instruments opera-
and long testing distances. In many instances on examining tor’s manual for DGS calibration must be followed to properly
coarse grained austenitic materials it may be necessary to use calibrate the instrument. Operator errors are largely excluded
a frequency of 0.4 MHz. Other frequencies may be used if due to the display of on screen messages.
desirable for better resolution, penetrability, or detectability of (2) Upon input of all necessary parameters for the flaw
flaws. evaluation, the corresponding curve will be electronically
A388/A388M − 23
displayed on the instrument screen. This method of calibration the axial direction and parallel to the axis of the forging. A
may be used for longitudinal (single and dual) and shear wave separate calibration standard may be used; however, it shall
examination. have th
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This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
Designation: A388/A388M − 19 A388/A388M − 23 Used in USNRC-RDT standards
Standard Practice for
Ultrasonic Examination of Steel Forgings
This standard is issued under the fixed designation A388/A388M; the number immediately following the designation indicates the year
of original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval.
A superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope*
1.1 This practice covers the examination procedures for the contact, pulse-echo ultrasonic examination of steel forgings by the
straight and angle-beam techniques. The straight beam techniques include utilization of the DGS (Distance Gain-Size) method. See
Appendix X3.
1.2 This practice is to be used whenever the inquiry, contract, order, or specification states that forgings are to be subject to
ultrasonic examination in accordance with Practice A388/A388M.
1.3 Supplementary requirements of an optional nature are provided for use at the option of the purchaser. The supplementary
requirements shall apply only when specified individually by the purchaser in the purchase order or contract.
1.4 The values stated in either SI units or inch-pound units are to be regarded separately as standard. The values stated in each
system may not be exact equivalents; therefore, each system shall be used independently of the other. Combining values from the
two systems may result in non-conformance with the standard.
1.5 This specificationpractice and the applicable material specifications are expressed in both inch-pound units and SI units.
However, unless the order specifies the applicable “M” specification designation [SI units], the material shall be furnished to
inch-pound units.
1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility
of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of
regulatory limitations prior to use.
1.7 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
2. Referenced Documents
2.1 ASTM Standards:
A469/A469M Specification for Vacuum-Treated Steel Forgings for Generator Rotors
A745/A745M Practice for Ultrasonic Examination of Austenitic Steel Forgings
This practice is under the jurisdiction of ASTM Committee A01 on Steel, Stainless Steel and Related Alloys and is the direct responsibility of Subcommittee A01.06
on Steel Forgings and Billets.
Current edition approved Sept. 1, 2019Nov. 1, 2023. Published September 2019November 2023. Originally approved in 1955. Last previous edition approved in 20182019
as A388/A388MA388/A388M – 19.–18. DOI: 10.1520/A0388_A0388M–19.10.1520/A0388_A0388M-23.
For ASME Boiler and Pressure Vessel Code applications see related Specification SA-388/SA-388M in Section II of that Code.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
*A Summary of Changes section appears at the end of this standard
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
A388/A388M − 23
A788/A788M Specification for Steel Forgings, General Requirements
E317 Practice for Evaluating Performance Characteristics of Ultrasonic Pulse-Echo Testing Instruments and Systems without the
Use of Electronic Measurement Instruments
E428 Practice for Fabrication and Control of Metal, Other than Aluminum, Reference Blocks Used in Ultrasonic Testing
(Withdrawn 2019)
E1065/E1065M Practice for Evaluating Characteristics of Ultrasonic Search Units
E1316 Terminology for Nondestructive Examinations
2.2 Other Documents:
ASME Boiler and Pressure Vessel Code
Recommended Practice for Nondestructive Personnel Qualification and Certification SNT-TC-1A, (1988 or later)
3. Terminology
3.1 Definitions of Terms—For definitions of terms used in this standard that are not included in 3.2, refer to Terminology E1316.
3.2 Definitions:
3.2.1 indication levels (clusters), n—five or more indications in a volume representing a 2 in. [50 mm] or smaller cube in the
forging.
3.2.2 individual indications, n—single indications showing a decrease in amplitude as the search unit is moved in any direction
from the position of maximum amplitude and which are too small to be considered traveling or planar.
The last approved version of this historical standard is referenced on www.astm.org.
Available from American Society of Mechanical Engineers (ASME), ASME International Headquarters, Two Park Ave., New York, NY 10016-5990, http://
www.asme.org.
Available from American Society for Nondestructive Testing (ASNT), P.O. Box 28518, 1711 Arlingate Ln., Columbus, OH 43228-0518, http://www.asnt.org.
A388/A388M − 23
3.2.3 planar indications, n—indications shall be considered continuous over a plane if they have a major axis greater than 1 in.
[25 mm] or twice the major dimension of the transducer, whichever is greater, and do not travel.
3.2.4 traveling indications, n—indications whose leading edge moves a distance equivalent to 1 in. [25 mm] or more of metal
depth with movement of the transducer over the surface of the forging.
4. Significance and Use
4.1 This practice shall be used when ultrasonic inspection is required by the order or specification for inspection purposes where
the acceptance of the forging is based on limitations of the number, amplitude, or location of discontinuities, or a combination
thereof, which give rise to ultrasonic indications.
4.2 The ultrasonic quality level shall be clearly stated as order requirements.
5. Ordering Information
5.1 When this practice is to be applied to an inquiry, contract, or order, the purchaser shall so state and shall also furnish the
following information:
5.1.1 Designation number (including year date),
5.1.2 Method of establishing the sensitivity in accordance with 9.2.2 and 9.3.3 (DGS (Distance Gain Size), Vee- or
rectangular-notch),
5.1.2.1 The diameter and test metal distance of the flat-bottom hole and the material of the reference block in accordance with
9.2.2.2,
5.1.3 Quality level for the entire forging or portions thereof in accordance with 12.3, and
5.1.4 Any options in accordance with 1.5, 6.4, 6.5, 7.1, 8.1, 8.2, 9.1.11, 10.1, 10.2, and 12.2.
6. Apparatus
6.1 Electronic Apparatus—An ultrasonic, pulsed, reflection type of instrument shall be used for this examination. The system shall
have a minimum capability for examining at frequencies from 11 MHz to 5 MHz. On examining austenitic stainless forgings the
system shall have the capabilities for examining at frequencies down to 0.4 MHz.
6.1.1 Apparatus Qualification and Calibration—Basic qualification of the ultrasonic test instrument shall be performed at intervals
not to exceed 12 months or whenever maintenance is performed that affects the equipment function. The date of the last calibration
and the date of the next required calibration shall be displayed on the test equipment.
6.1.2 The ultrasonic instrument shall provide linear presentation (within 5 %) for at least 75 % of the screen height (sweep line
to top of screen). The 5 % linearity referred to is descriptive of the screen presentation of amplitude. Instrument linearity shall be
verified in accordance with the intent of Practice E317. Any set of blocks processed in accordance with Practice E317 or E428 may
be used to establish the specified 65 % instrument linearity.
6.1.3 The electronic apparatus shall contain an attenuator (accurate over its useful range to 610 % (+1 dB) of the amplitude ratio)
which will allow measurement of indications beyond the linear range of the instrument.
2 2
1 1
6.2 Search Units, having a transducer with a maximum active area of 1 in. [650 mm ] with ⁄2 in. [13 mm] minimum to 1 ⁄8 in.
[30 mm] maximum dimensions shall be used for straight-beam scanning (see 9.2); and search units having a transducer with ⁄2
in. [13 mm] minimum to 1 in. [25 mm] maximum dimensions shall be used for angle-beam scanning (see 9.3).
6.2.1 Transducers shall be utilized at their rated frequencies.
6.2.2 Other transducers may be used for evaluating and pinpointing indications.
A388/A388M − 23
6.3 Couplants, having good wetting characteristics such as SAE No. 20 or No. 30 motor oil, glycerin, pine oil, or water shall be
used. Couplants may not be comparable to one another and the same couplant shall be used for calibration and examination.
6.4 Reference Blocks, containing flat-bottom holes may be used for calibration of equipment in accordance with 6.1.2 and may
be used to establish recording levels for straight-beam examination when so specified by the order or contract.
6.5 DGS Scales, matched to the ultrasonic test unit and transducer to be utilized, may be used to establish recording levels for
straight or angle beam examination, when so specified by the order or contract. The DGS scale range must be selected to include
the full thickness cross-section of the forging to be examined. An example of a DGS overlay is found in Appendix X3.
6.5.1 As an alternative to using DGS overlays, an ultrasonic instrument having DGS software, integral decibel gain or attenuator
controls in combination with a specifically paired transducer and DGS diagram may be used to evaluate ultrasonic indications.
7. Personnel Requirements
7.1 Personnel performing the ultrasonic examinations to this practice shall be qualified and certified in accordance with a written
procedure conforming to Recommended Practice No. SNT-TC-1A (1988 or later) or another national standard that is acceptable
to both the purchaser and the supplier.
8. Preparation of Forging for Ultrasonic Examination
8.1 Unless otherwise specified in the order or contract, the forging shall be machined to provide cylindrical surfaces for radial
examination in the case of round forgings; the ends of the forgings shall be machined perpendicular to the axis of the forging for
the axial examination. Faces of disk and rectangular forgings shall be machined flat and parallel to one another.
8.2 The surface roughness of exterior finishes shall not exceed 250 μin. [6 μm] where the definition for surface finish is as per in
accordance with Specification A788/A788M unless otherwise shown on the forging drawing or stated in the order or the contract.
8.3 The surfaces of the forging to be examined shall be free of extraneous material such as loose scale, paint, dirt, and so forth.
9. Procedure
9.1 General:
9.1.1 As far as practicable, subject the entire volume of the forging to ultrasonic examination. Because of radii at change of
sections and other local configurations, it may be impossible to examine some sections of a forging.
9.1.2 Perform the ultrasonic examination after heat treatment for mechanical properties (exclusive of stress-relief treatments) but
prior to drilling holes, cutting keyways, tapers, grooves, or machining sections to contour. If the configuration of the forging
required for the treatment for mechanical properties prohibits a subsequent complete examination of the forging, it shall be
permissible to examine prior to treatment for mechanical properties. In such cases, reexamine the forging ultrasonically as
completely as possible after heat treatment.
9.1.3 To ensure complete coverage of the forging volume, index the search unit with at least 15 % overlap with each pass.
9.1.4 For manual scanning, do not exceed a scanning rate of 6 in./s [150 mm/s].
9.1.5 For automated scanning, adjust scanning speed or instrument repetition rate, or both, to permit detection of the smallest
discontinuities referenced in the specification and to allow the recording or signaling device to function. At no time shall the
scanning speed exceed the speed at which an acceptable calibration was made.
9.1.6 If possible, scan all sections of forgings in two perpendicular directions.
9.1.7 Scan disk forgings using a straight beam technique from at least one flat face and radially from the circumference, whenever
practicable.
A388/A388M − 23
9.1.8 Scan cylindrical sections and hollow forgings radially using a straight-beam technique. When practicable, also examine the
forging in the axial direction.
9.1.9 In addition, examine hollow forgings by angle-beam technique from the outside diameter surface as required in 9.3.1.
9.1.10 In rechecking or reevaluation by manufacturer or purchaser, use comparable equipment, search units, frequency, and
couplant.
9.1.11 Forgings may be examined either stationary or while rotating in a lathe or on rollers. If not specified by the purchaser, either
method may be used at the manufacturer’s option.
9.2 Straight-Beam Examination:
9.2.1 For straight-beam examination use a nominal 2 ⁄4 MHz MHz search unit whenever practicable; however, 1 MHz is the
preferred frequency for coarse grained austenitic materials and long testing distances. In many instances on examining coarse
grained austenitic materials it may be necessary to use a frequency of 0.4 MHz. Other frequencies may be used if desirable for
better resolution, penetrability, or detectability of flaws.
9.2.2 Establish the instrument sensitivity by either the reflection, reference-block technique, or DGS method (see Appendix X3
for an explanation of the DGS method).
9.2.2.1 Back-Reflection Technique (Back-Reflection Calibration Applicable to Forgings with Parallel Entry and Back Surfaces)—
Use the back reflection from the opposite side of the part as a calibration standard to set the sensitivity for the test. The two surfaces
(entry surface and the reflecting surface) must be parallel to each other. Place the transducer in an area of the forging, when
possible, so that the geometry will not have an effect on the beam spread. Increase the gain to obtain a 75 % full screen height
back reflection, increase the gain by up to an additional 20 dB (10:1). If no indications are present (indication free) return the gain
to the original dB setting of the 75 % full screen height (1:1), this will be the reference level. Scanning should be done at a level
greater than the reference level, such as 6 dB (2:1). During the scanning, the back reflection shall be monitored for any significant
loss of amplitude not attributed to the geometry. Carry out the evaluation of discontinuities with the gain control set at the reference
level (75 % full screen height). Recalibration is required for significant changes in section thickness or diameter.
NOTE 1—High sensitivity levels are not usually employed when inspecting austenitic steel forgings due to attendant high level of “noise” or “hash” caused
by coarse grain structure.
9.2.2.2 Reference-Block Calibration—The test surface roughness on the calibration standard shall be comparable to, but no better
than, the item to be examined. Adjust the instrument controls to obtain the required signal amplitude from the flat-bottom hole in
the specified reference block. Utilize the attenuator in order to set up on amplitudes larger than the vertical linearity of the
instrument. In those cases, remove the attenuation prior to scanning the forging.
NOTE 2—When flat-surfaced reference block calibration is specified, adjust the amplitude of indication from the reference block or blocks to compensate
for examination surface curvature (an example is given in Appendix X1).
9.2.2.3 DGS Calibration—Prior to use, verify that the DGS overlay or electronic DGS curve matches the transducer size and
frequency. Accuracy of the overlay can be verified by reference blocks and procedures outlined in Practice E317. Overlays are to
be serialized to match the ultrasonic transducer and pulse echo testing system that they are to be utilized with. Instruments with
electronic DGS must use the specified ultrasonic transducer for that electronic curve.
(1) Electronic DGS—Modern test instruments with DGS software are particularly easy to calibrate. Most ultrasonic test
instruments with DGS software have 13 standard probes and corresponding DGS diagrams stored in the instrument. There are also
custom settings by which the operator may program their own data sets. The operator may choose from flat bottomed hole, side
drilled hole or back reflection to use for calibration. The instructions from the test instruments operator’s manual for DGS
calibration must be followed to properly calibrate the instrument. Operator errors are largely excluded due to the display of on
screen messages.
(2) Upon input of all necessary parameters for the flaw evaluation, the corresponding curve will be electronically displayed on
the instrument screen. This method of calibration may be used for longitudinal (single and dual) and shear wave examination.
9.2.2.4 Choose the appropriate DGS scale for the cross-sectional thickness of the forging to be examined. Insert the overlay over
A388/A388M − 23
the CRT screen, ensuring the DGS scale base line coincides with the sweep line of the CRT screen. Place the probe on the forging,
adjust the gain to make the first back-wall echo appear clearly on CRT screen. Using the Delay and Sweep control, shift the screen
pattern so that the leading e
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