EN 62040-1:2008
(Main)Uninterruptible power systems (UPS) - Part 1: General and safety requirements for UPS
Uninterruptible power systems (UPS) - Part 1: General and safety requirements for UPS
IEC 62040-1:2008 applies to uninterruptible power systems (UPS) with an electrical energy storage device in the d.c. link. It is used with IEC 60950-1, which is referred to in this standard as 'RD' (reference document). It is applicable to UPS which are movable, stationary, fixed or for building-in, for use in low-voltage distribution systems and intended to be installed in any operator accessible area or in restricted access locations as applicable. It specifies requirements to ensure safety for the operator and layman who may come into contact with the equipment and, where specifically stated, for the service person. It cancels and replaces the first edition of IEC 62040-1-1, published in 2004 and IEC 62040-1-2, published in 2004 and constitutes a technical revision. This standard merges all requirements of previous IEC 62040-1-1 and IEC 62040-1-2, with the addition of the following: - update of normative references including IEC 60950-1 as Reference Document (RD); - harmonization and alignment with current world recognized best practices; - enhancement of backfeed protection, definition of ground-fault, revision of temperature rise tables and of hydrogen concentration in battery compartments. The contents of the corrigendum of September 2008 have been included in this copy.
Unterbrechungsfreie Stromversorgungssysteme (USV) - Teil 1: Allgemeine Anforderungen und Sicherheitsanforderungen
Alimentations sans interruption (ASI) - Partie 1: Exigences générales et règles de sécurité pour les ASI
La CEI 62040-1 2008 s'applique aux alimentations sans interruption (ASI) possédant un dispositif d'accumulation de l'énergie sur la liaison à courant continu. Elle est utilisée conjointement avec la CEI 60950-1, qui est référencée 'RD' (document de référence) dans la présente norme. Elle s'applique aux ASI mobiles, fixes ou installées, pour utilisation sur systèmes de distribution basse tension et destinées à être installées dans toute zone accessible aux opérateurs ou dans des emplacements à accès restreint, selon le cas. Elle spécifie des exigences destinées à assurer la sécurité des opérateurs ou des ouvriers qui peuvent se trouver en contact avec le matériel et, lorsque cela est spécifiquement précisé, du personnel de maintenance. Elle annule et remplace la première édition de la CEI 62040-1-1, publiée en 2004 et la CEI 62040-1-2, publiée en 2004 et constitue une révision technique. Cette norme reprend toutes les exigences des précédentes CEI 62040-1-1 et CEI 62040-1-2, avec en plus les suivantes: - mise à jour des références normatives incluant la CEI 60950-1 comme Document de Référence (RD); - harmonisation et alignement des meilleures pratiques actuelles reconnues mondialement; - accroissement de la protection contre les retours de tension, définition du défaut d'isolement, révision des tableaux d'échauffement et de la concentration en hydrogène dans les compartiments de batterie. Le contenu du corrigendum de septembre 2008 a été pris en considération dans cet exemplaire.
Sistemi z neprekinjanim napajanjem (UPS) - 1. del: Splošne in varnostne zahteve za UPS (IEC 62040-1:2008 (EQV) + corrigendum Aug. 2008)) (vsebuje popravek AC:2009)
Ta del IEC 62040 se nanaša na sisteme neprekinjenega napajanja (UPS) z napravo za shranjevanje električne energije v enosmerni povezavi. Uporablja se z IEC 60950-1, ki je v tem standardu označen z »RD« (referenčni dokument). OPOMBA Aplikacije UPS za shranjevanje energije običajno uporabljajo kemične baterije. Uporabljajo se lahko tudi druge naprave. Ko se torej v besedilu tega standarda pojavi »baterija«, se ponekod to lahko razume kot »naprava za shranjevanje energije«. Ko smo na točko usmerjeni s frazo »Upoštevajo se definicije ali določbe elementa/RD«, ta fraza pomeni, da se upoštevajo definicije ali določbe v tej točki IEC 60950-1, razen takšnih, ki očitno ne veljajo za sisteme neprekinjenega napajanja. Upoštevajo se nacionalne zahteve poleg IEC 60950-1, najdete pa jih pod opombami pod ustreznimi točkami RD. Primarna funkcija sistemov neprekinjenega napajanja v okviru tega standarda je zagotavljanje neprekinjenega vira izmeničnega napajanja. Sistem neprekinjenega napajanja se lahko uporablja tudi za izboljšanje kakovosti napajanja, tako da ga ohranja v okviru določenih karakteristik. Ta standard se nanaša na sisteme neprekinjenega napajanja, ki so premični, stacionarni, fiksni ali namenjeni vgradnji, za uporabo v nizkonapetostnih razdelilnih sistemih in namenjeni vgradnji na katero koli mesto, ki je dostopno operaterjem ali na ustrezne lokacije z omejenim dostopom. Določa zahteve za zagotavljanje varnosti operaterja in nestrokovnjakov, ki pridejo v stik z opremo, in (če je to izrecno omenjeno) serviserjev. Ta standard zagotavlja varnost vgrajenih sistemov neprekinjenega napajanja tako kot samostojna enota sistema neprekinjenega napajanja ali kot sistem medsebojno povezanih enot sistema neprekinjenega napajanja, v skladu s smernicami za vgradnjo, upravljanje in vzdrževanje sistema neprekinjenega napajanja, ki jih je določil proizvajalec. Ta standard ne zajema sistema neprekinjenega napajanja, ki temelji na vrtečih se napravah. Zahteve in definicije za elektromagnetno združljivost (EMC) so podane v IEC 62040-2.
General Information
- Status
- Withdrawn
- Publication Date
- 26-Nov-2008
- Withdrawal Date
- 31-Aug-2011
- Technical Committee
- CLC/TC 22X - Power electronics
- Drafting Committee
- IEC/SC 22H - IEC_SC_22H
- Parallel Committee
- IEC/SC 22H - IEC_SC_22H
- Current Stage
- 9960 - Withdrawal effective - Withdrawal
- Start Date
- 19-Jul-2022
- Completion Date
- 19-Jul-2022
Relations
- Effective Date
- 28-Jan-2023
- Effective Date
- 28-Jan-2023
- Effective Date
- 07-Jun-2022
- Effective Date
- 28-Jan-2023
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Frequently Asked Questions
EN 62040-1:2008 is a standard published by CLC. Its full title is "Uninterruptible power systems (UPS) - Part 1: General and safety requirements for UPS". This standard covers: IEC 62040-1:2008 applies to uninterruptible power systems (UPS) with an electrical energy storage device in the d.c. link. It is used with IEC 60950-1, which is referred to in this standard as 'RD' (reference document). It is applicable to UPS which are movable, stationary, fixed or for building-in, for use in low-voltage distribution systems and intended to be installed in any operator accessible area or in restricted access locations as applicable. It specifies requirements to ensure safety for the operator and layman who may come into contact with the equipment and, where specifically stated, for the service person. It cancels and replaces the first edition of IEC 62040-1-1, published in 2004 and IEC 62040-1-2, published in 2004 and constitutes a technical revision. This standard merges all requirements of previous IEC 62040-1-1 and IEC 62040-1-2, with the addition of the following: - update of normative references including IEC 60950-1 as Reference Document (RD); - harmonization and alignment with current world recognized best practices; - enhancement of backfeed protection, definition of ground-fault, revision of temperature rise tables and of hydrogen concentration in battery compartments. The contents of the corrigendum of September 2008 have been included in this copy.
IEC 62040-1:2008 applies to uninterruptible power systems (UPS) with an electrical energy storage device in the d.c. link. It is used with IEC 60950-1, which is referred to in this standard as 'RD' (reference document). It is applicable to UPS which are movable, stationary, fixed or for building-in, for use in low-voltage distribution systems and intended to be installed in any operator accessible area or in restricted access locations as applicable. It specifies requirements to ensure safety for the operator and layman who may come into contact with the equipment and, where specifically stated, for the service person. It cancels and replaces the first edition of IEC 62040-1-1, published in 2004 and IEC 62040-1-2, published in 2004 and constitutes a technical revision. This standard merges all requirements of previous IEC 62040-1-1 and IEC 62040-1-2, with the addition of the following: - update of normative references including IEC 60950-1 as Reference Document (RD); - harmonization and alignment with current world recognized best practices; - enhancement of backfeed protection, definition of ground-fault, revision of temperature rise tables and of hydrogen concentration in battery compartments. The contents of the corrigendum of September 2008 have been included in this copy.
EN 62040-1:2008 is classified under the following ICS (International Classification for Standards) categories: 29.200 - Rectifiers. Convertors. Stabilized power supply. The ICS classification helps identify the subject area and facilitates finding related standards.
EN 62040-1:2008 has the following relationships with other standards: It is inter standard links to EN 62040-1-2:2003, EN 62040-1-1:2003, EN IEC 62040-1:2019, EN 62040-1:2008/A1:2013. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
EN 62040-1:2008 is associated with the following European legislation: EU Directives/Regulations: 2006/95/EC, 2014/35/EU, 2014/53/EU, 73/23/EEC. When a standard is cited in the Official Journal of the European Union, products manufactured in conformity with it benefit from a presumption of conformity with the essential requirements of the corresponding EU directive or regulation.
EN 62040-1:2008 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
SLOVENSKI STANDARD
01-februar-2009
1DGRPHãþD
SIST EN 62040-1-1:2003
SIST EN 62040-1-2:2003
Sistemi z neprekinjanim napajanjem (UPS) - 1. del: Splošne in varnostne zahteve
za UPS (IEC 62040-1:2008 (EQV) + popravek Aug. 2008)
Uninterruptible Power Systems (UPS) - Part 1: General and safety requirements for UPS
(IEC 62040-1:2008 (EQV) + corrigendum Aug. 2008)
Unterbrechungsfreie Stromversorgungssysteme (USV) - Teil 1: Allgemeine
Anforderungen und Sicherheitsanforderungen (IEC 62040-1-1:2008 (EQV) +
Corrigendum Aug. 2008)
Alimentations sans interruption (ASI) - Part 1 : Exigences générales et règles de sécurité
pour les ASI (CEI 62040-1-1:2008 (EQV) + corrigendum Aug.2008)
Ta slovenski standard je istoveten z: EN 62040-1:2008
ICS:
29.200 8VPHUQLNL3UHWYRUQLNL Rectifiers. Convertors.
6WDELOL]LUDQRHOHNWULþQR Stabilized power supply
QDSDMDQMH
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
EUROPEAN STANDARD
EN 62040-1
NORME EUROPÉENNE
November 2008
EUROPÄISCHE NORM
ICS 29.200 Supersedes EN 62040-1-1:2003 and EN 62040-1-2:2003
English version
Uninterruptible power systems (UPS) -
Part 1: General and safety requirements for UPS
(IEC 62040-1:2008 + corrigendum August 2008)
Alimentations sans interruption (ASI) - Unterbrechungsfreie
Partie 1: Exigences générales Stromversorgungssysteme (USV) -
et règles de sécurité pour les ASI Teil 1: Allgemeine Anforderungen
(CEI 62040-1:2008 + und Sicherheitsanforderungen
corrigendum août 2008) (IEC 62040-1:2008 +
Corrigendum August 2008)
This European Standard was approved by CENELEC on 2008-09-01. CENELEC members are bound to comply
with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard
the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on
application to the Central Secretariat or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other
language made by translation under the responsibility of a CENELEC member into its own language and notified
to the Central Secretariat has the same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Cyprus, the
Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain,
Sweden, Switzerland and the United Kingdom.
CENELEC
European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
Central Secretariat: rue de Stassart 35, B - 1050 Brussels
© 2008 CENELEC - All rights of exploitation in any form and by any means reserved worldwide for CENELEC members.
Ref. No. EN 62040-1:2008 E
Foreword
The text of document 22H/104/FDIS, future edition 1 of IEC 62040-1, prepared by SC 22H,
Uninterruptible power systems (UPS), of IEC TC 22, Power electronic systems and equipment, was
submitted to the IEC-CENELEC parallel vote and was approved by CENELEC as EN 62040-1 on
2008-09-01.
This European Standard supersedes EN 62040-1-1:2003 + corrigendum August 2004 and
EN 62040-1-2:2003 + corrigendum August 2004.
addition of the following:
– update of normative references including EN 60950-1 as Reference Document (RD);
– harmonization and alignment with current world recognized best practices;
– enhancement of backfeed protection, definition of ground-fault, revision of temperature rise tables and
of hydrogen concentration in battery compartments.
This standard is to be used in conjunction with EN 60950-1:2006 which is referred to in this standard as
"RD".
The following dates were fixed:
– latest date by which the EN has to be implemented
at national level by publication of an identical
national standard or by endorsement (dop) 2009-06-01
– latest date by which the national standards conflicting
with the EN have to be withdrawn (dow) 2011-09-01
In this standard, the following print types are used:
– requirements proper and normative annexes: in roman type;
– compliance statements and test specifications: in italic type;
– notes and other informative matter: in smaller roman type;
– normative conditions within tables: in smaller roman type;
– terms that are defined in Clause 3: bold.
Annex ZA has been added by CENELEC.
__________
Endorsement notice
The text of the International Standard IEC 62040-1:2008 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 60439-1 NOTE Harmonized as EN 60439-1:1999 (not modified).
IEC 60925 NOTE Harmonized as EN 60925:1991 (not modified).
IEC 60990 NOTE Harmonized as EN 60990:1999 (not modified).
IEC 61347 NOTE Harmonized in EN 61347 series (partially modified).
- 3 - EN 62040-1:2008
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
NOTE When an international publication has been modified by common modifications, indicated by (mod), the relevant EN/HD
applies.
Publication Year Title EN/HD Year
1)
IEC 60364-4-42 - Electrical installations of buildings - - -
Part 4-42: Protection for safety - Protection
against thermal effects
IEC 60417 Data- Graphical symbols for use on equipment - -
base
1) 2)
IEC 60529 - Degrees of protection provided EN 60529 1991
by enclosures (IP Code) + corr. May 1993
IEC 60664 Series Insulation coordination for equipment EN 60664 Series
within low-voltage systems
1)
IEC/TR 60755 - General requirements for residual current - -
operated protective devices
IEC 60950-1 (mod) 2005 Information technology equipment - Safety - EN 60950-1 2006
Part 1: General requirements
1) 2)
IEC 61000-2-2 - Electromagnetic compatibility (EMC) - EN 61000-2-2 2002
Part 2-2: Environment - Compatibility levels
for low-frequency conducted disturbances and
signalling in public low-voltage power supply
systems
1) 2)
IEC 61008-1 (mod) - Residual current operated circuit-breakers EN 61008-1 2004
without integral overcurrent protection for + A11 2007
household and similar uses (RCCB's) -
Part 1: General rules
1) 2)
IEC 61009-1 (mod) - Residual current operated circuit-breakers EN 61009-1 2004
with integral overcurrent protection for + corr. July 2006
household and similar uses (RCBO's) - + A11 2008
Part 1: General rules
IEC 62040-2 2005 Uninterruptible power systems (UPS) - EN 62040-2 2006
Part 2: Electromagnetic compatibility (EMC) + corr. November 2006
requirements
IEC 62040-3 (mod) 1999 Uninterruptible power systems (UPS) - EN 62040-3 2001
Part 3: Method of specifying the performance
and test requirements
1)
Undated reference.
2)
Valid edition at date of issue.
IEC 62040-1
Edition 1.0 2008-06
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
Uninterruptible power systems (UPS) –
Part 1: General and safety requirements for UPS
Alimentations sans interruption (ASI) –
Partie 1: Exigences générales et règles de sécurité pour les ASI
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
PRICE CODE
INTERNATIONALE
XB
CODE PRIX
ICS 29.200 ISBN 2-8318-9791-2
– 2 – 62040-1 © IEC:2008
CONTENTS
FOREWORD.6
1 Scope and specific applications.8
1.1 Scope.8
1.2 Specific applications.8
2 Normative references .9
3 Terms and definitions .10
3.1 General definitions .10
3.2 UPS electrical ratings.11
3.3 Load types .11
3.4 Connection to the supply .12
3.5 Circuits and circuit characteristics .12
3.6 Insulation .12
3.7 Equipment mobility .12
3.8 Insulation classes of UPS.12
3.9 Earth fault .12
3.10 Enclosures .12
3.11 Accessibility .12
3.12 Components .12
3.13 Power distribution.12
3.14 Flammability.12
3.15 Miscellaneous .12
3.16 Clearances and creepage distances .12
3.17 Telecommunication networks .13
4 General conditions for tests.13
4.1 Introduction .13
4.2 Type test .13
4.3 Operating parameters for tests .13
4.4 UPS loading during tests .14
4.5 Components .14
4.6 Power interfaces .14
4.7 Markings and instructions.15
4.7.1 General .15
4.7.2 Power rating .15
4.7.3 Safety instructions .15
4.7.4 Main voltage adjustment.17
4.7.5 Power outlets .17
4.7.6 Fuses .17
4.7.7 Wiring terminals .17
4.7.8 Battery terminals .17
4.7.9 Controls and indicators.18
4.7.10 Isolation of multiple power sources .18
4.7.11 IT power systems .18
4.7.12 Protection in building installation .18
4.7.13 High leakage current .18
4.7.14 Thermostats and other regulating devices .18
4.7.15 Language .18
62040-1 © IEC:2008 – 3 –
4.7.16 Durability of markings .18
4.7.17 Removable parts .18
4.7.18 Replaceable batteries.19
4.7.19 Operator access with a tool .19
4.7.20 Battery .19
4.7.21 Installation instructions .20
5 Fundamental design requirements.20
5.1 Protection against electric shock and energy hazards .20
5.1.1 Protection for UPS intended to be used in operator access areas .20
5.1.2 Protection for UPS intended to be used in service access areas.21
5.1.3 Protection for UPS intended to be used in restricted access areas .21
5.1.4 Backfeed protection.21
5.1.5 Emergency switching (disconnect) device.22
5.2 Requirements for auxiliary circuits.22
5.2.1 Safety extra low voltage circuits – SELV.22
5.2.2 Telephone network voltage circuits – TNV .22
5.2.3 Limited current circuits .22
5.2.4 External signalling circuits .22
5.2.5 Limited power source .22
5.3 Protective earthing and bonding .22
5.3.1 General .22
5.3.2 Protective earthing .23
5.3.3 Protective bonding.23
5.4 AC and d.c. power isolation.24
5.4.1 General .24
5.4.2 Disconnect devices.24
5.5 Overcurrent and earth fault protection .24
5.5.1 General .24
5.5.2 Basic requirements.24
5.5.3 Battery circuit protection.25
5.6 Protection of personnel – Safety interlocks.25
5.6.1 Operator protection .25
5.6.2 Service person protection .26
5.7 Clearances, creepage distances and distances through insulation.27
6 Wiring, connections and supply .27
6.1 General .27
6.1.1 Introduction .27
6.1.2 Dimensions and ratings of busbars and insulated conductors .28
6.2 Connection to power .28
6.2.1 General provisions for connection to power .28
6.2.2 Means of connection.28
6.3 Wiring terminals for external power conductors .28
7 Physical requirements .29
7.1 Enclosure .29
7.2 Stability .29
7.3 Mechanical strength .29
7.4 Construction details.29
7.4.1 Introduction .29
7.4.2 Openings.30
– 4 – 62040-1 © IEC:2008
7.4.3 Gas concentration .30
7.4.4 Equipment movement .30
7.5 Resistance to fire .30
7.6 Battery location .30
7.6.1 Battery location and installation .30
7.6.2 Accessibility and maintainability .31
7.6.3 Distance .31
7.6.4 Case insulation.31
7.6.5 Wiring.31
7.6.6 Electrolyte spillage .31
7.6.7 Ventilation .31
7.6.8 Charging voltages.32
7.7 Temperature rise.32
8 Electrical requirements and simulated abnormal conditions .33
8.1 General provisions for earth leakage .33
8.2 Electric strength .33
8.3 Abnormal operating and fault conditions.33
8.3.1 General .33
8.3.2 Simulation of faults.34
8.3.3 Conditions for tests.34
9 Connection to telecommunication networks .35
Annex A (normative) Tests for resistance to heat and fire .36
Annex B (normative) Motor tests under abnormal conditions.37
Annex C (normative) Transformers .38
Annex D (normative) Measuring instruments for touch current tests .39
Annex E (normative) Temperature rise of a winding .40
Annex F (normative) Measurements of clearances and creepage distances .41
Annex G (normative) Alternative method for determining minimum clearances.42
Annex H (informative) Guidance on protection against ingress of water and foreign
objects.43
Annex I (normative) Backfeed protection test .45
Annex J (informative) Table of electrochemical potentials .48
Annex K (normative) Thermal controls .49
Annex L (normative) Reference loads .50
Annex M (normative) Ventilation of battery compartments.54
Annex N (normative) Minimum and maximum cross-sections of copper conductors
suitable for connection (see 6.3) .57
Annex O (informative) Guidance for disconnection of batteries during shipment.58
Bibliography.60
Figure I.1 – Test circuit for load-induced change of reference potential – single-phase
output .46
Figure I.2 – Test circuit for load-induced change of reference potential – three-phase
output .46
Figure O.1 – Precautionary label for products shipped with the battery disconnected.58
Figure O.2 – Precautionary label for products shipped with the battery connected .59
62040-1 © IEC:2008 – 5 –
Table 1 – Temperature limits .32
Table 2 – Permitted temperature limits for magnetic windings at the end of stored
energy mode of operation .33
Table H.1 – Degrees of protection against foreign objects indicated by the first
characteristic numeral.43
Table H.2 – Degrees of protection against water indicated by the second characteristic
numeral .44
Table N.1 – Conductor cross-sections (extract from IEC 60439-1) .57
– 6 – 62040-1 © IEC:2008
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
UNINTERRUPTIBLE POWER SYSTEMS (UPS) –
Part 1: General and safety requirements for UPS
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
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Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
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with the International Organization for Standardization (ISO) in accordance with conditions determined by
agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence
between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in
the latter.
5) IEC provides no marking procedure to indicate its approval and cannot be rendered responsible for any
equipment declared to be in conformity with an IEC Publication.
6) All users should ensure that they have the latest edition of this publication.
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8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of
patent rights. IEC shall not be held responsible for identifying any or all such patent rights.
International Standard IEC 62040-1 has been prepared by subcommittee 22H: Uninterruptible
power systems (UPS), of IEC technical committee 22: Power electronic systems and
equipment.
This standard cancels and replaces the first edition of IEC 62040-1-1, published in 2004 and
IEC 62040-1-2, published in 2004 and constitutes a technical revision. This standard merges
all requirements of previous IEC 62040-1-1 and IEC 62040-1-2, with the addition of the
following:
– update of normative references including IEC 60950-1 as Reference Document (RD);
– harmonization and alignment with current world recognized best practices;
– enhancement of backfeed protection, definition of ground-fault, revision of temperature
rise tables and of hydrogen concentration in battery compartments.
62040-1 © IEC:2008 – 7 –
The text of this standard is based on the following documents:
FDIS Report on voting
22H/104/FDIS 22H/106/RVD
Full information on the voting for the approval of this standard can be found in the report on
voting indicated in the above table.
This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.
It is to be used with IEC 60950-1, Edition 2.0, which is referred to in this standard as "RD".
In this standard, the following print types are used:
– requirements proper and normative annexes: in roman type;
– compliance statements and test specifications: in italic type;
– notes and other informative matter: in smaller roman type;
– normative conditions within tables: in smaller roman type;
– terms that are defined in Clause 3: bold.
A list of all parts of the IEC 62040 series, under the general title: Uninterruptible power
systems (UPS), can be found on the IEC website.
The committee has decided that the contents of this publication will remain unchanged until
the maintenance result date indicated on the IEC web site under "http://webstore.iec.ch" in
the data related to the specific publication. At this date, the publication will be
• reconfirmed;
• withdrawn;
• replaced by a revised edition, or
• amended.
The contents of the corrigendum of September 2008 have been included in this copy.
– 8 – 62040-1 © IEC:2008
UNINTERRUPTIBLE POWER SYSTEMS (UPS) –
Part 1: General and safety requirements for UPS
1 Scope and specific applications
1.1 Scope
This part of IEC 62040 applies to uninterruptible power systems (UPS) with an electrical
energy storage device in the d.c. link. It is used with IEC 60950-1, which is referred to in this
standard as "RD" (reference document).
NOTE UPS applications generally make use of a chemical battery as the energy storage device. Alternative
devices may be suitable, and as such, where “battery” appears in the text of this standard, where applicable, this
may be understood as “energy storage device”.
When a clause is referred to by the phrase "The definitions or the provisions of item/RD
apply", this phrase is intended to mean that the definitions or provisions in that clause of
IEC 60950-1 apply, except any which are clearly inapplicable to uninterruptible power
systems. National requirements additional to those in IEC 60950-1 apply and are found as
notes under relevant clauses of the RD.
The primary function of the UPS covered by this standard is to ensure continuity of an
alternating power source. The UPS may also serve to improve the quality of the power source
by keeping it within specified characteristics.
This standard is applicable to UPS which are movable, stationary, fixed or for building-in, for
use in low-voltage distribution systems and intended to be installed in any operator
accessible area or in restricted access locations as applicable. It specifies requirements to
ensure safety for the operator and layman who may come into contact with the equipment
and, where specifically stated, for the service person.
This standard is intended to ensure the safety of installed UPS, both as a single UPS unit or
as a system of interconnected UPS units, subject to installing, operating and maintaining the
UPS in the manner prescribed by the manufacturer.
This standard does not cover UPS based on rotating machines.
Electromagnetic compatibility (EMC) requirements and definitions are given in IEC 62040-2.
1.2 Specific applications
Even if this standard does not cover all types of UPS, it may be taken as a guide for such
equipment. Requirements additional to those specified in this standard may be necessary for
specific applications, e.g. related to UPS that operate:
– while exposed to extremes of temperature; to excessive dust, moisture, or vibration; to
flammable gases; to corrosive or to explosive atmospheres;
– where ingress of water and foreign objects are possible;
NOTE 1 Annex H provides guidance on such requirements and on relevant testing.
– in vehicles, on board ships or aircraft, in tropical countries, or at elevations greater
than 1 000 m;
NOTE 2 Guidance for performance of UPS operating at elevations greater than 1 000 m is provided in
4.1.1 of IEC 62040-3.
62040-1 © IEC:2008 – 9 –
– with trapezoidal output waveforms and long run times (greater than 30 min);
NOTE 3 In addition to complying with 5.3.1.2 of IEC 62040-3, voltage distortion tests for the purpose of
load compatibility should also be performed.
– subject to transient overvoltages exceeding those of overvoltage category II according
to IEC 60664;
NOTE 4 Subclause G.2.1/RD provides guidance for additional protection against transient overvoltages
at the mains supply to the UPS. Where such additional protection is an integral part of the equipment
insulation requirements, creepage distances and clearance distances from the mains through to the load
side of the additional protection may be judged as category III or IV as required. All further downstream
insulation requirements, creepage distances, and clearance distances on the load side of the additional
protection may be judged as category I or II as required.
– in electromedical applications with the UPS located within 1,5 m of the patient contact
area;
– in systems classified as emergency power systems by an authority having jurisdiction.
NOTE 5 Additional requirements may also apply in accordance with local regulations.
2 Normative references
The following referenced documents are indispensable for the application of this document.
For dated references, only the edition cited applies. For undated references, the latest edition
of the referenced document (including any amendments) applies.
IEC 60364-4-42, Electrical installations of buildings – Part 4-42: Protection for safety –
Protection against thermal effects
IEC 60417, Graphical symbols for use on equipment
IEC 60529, Degrees of protection provided by enclosures (IP Code)
IEC 60664 (all parts), Insulation coordination for equipment within low-voltage systems
IEC 60755, General requirements for residual current operated protective devices
IEC 60950-1:2005, Information technology equipment – Safety – Part 1: General requirements
IEC 61000-2-2, Electromagnetic compatibility (EMC) – Part 2-2: Environment – Compatibility
levels for low-frequency conducted disturbances and signaling in public low-voltage power
supply systems
IEC 61008-1, Residual current operated circuit-breakers without integral overcurrent
protection for household and similar uses (RCCBs) – Part 1: General rules
IEC 61009-1, Residual current operated circuit-breakers with integral overcurrent protection
for household and similar uses (RCBOs) – Part 1: General rules
IEC 62040-2:2005, Uninterruptible power systems (UPS) – Part 2: Electromagnetic compatibility
(EMC) requirements
IEC 62040-3:1999, Uninterruptible power systems (UPS) – Part 3: Method of specifying the
performance and test requirements
– 10 – 62040-1 © IEC:2008
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
3.1 General definitions
NOTE 1 Where the terms "voltage" and "current" are used, they imply the r.m.s. values, unless otherwise
specified.
NOTE 2 Care should be taken that measuring instruments give a true r.m.s. reading in the presence of non-
sinusoidal signals.
3.1.1
uninterruptible power system
UPS
combination of convertors, switches and energy storage devices (such as batteries),
constituting a power system for maintaining continuity of load power in case of input power
failure
NOTE Continuity of load power occurs when voltage and frequency are within rated steady-state and transient
tolerance bands and with distortion and interruptions within the limits specified for the load. Input power failure
occurs when voltage and frequency are outside rated steady-state and transient tolerance bands or with distortion
or interruptions outside the limits specified for the UPS.
3.1.2
bypass
alternative power path, either internal or external to the UPS
3.1.3
primary power
power supplied by an electrical utility company or by a user’s generator
3.1.4
active power
under periodic conditions, mean value, taken over one period T, of the instantaneous power p:
NOTE 1 Under sinusoidal conditions, the active power is the real part of the complex power.
NOTE 2 The SI unit for active power is the watt.
[IEV 131-11-42]
NOTE 3 DC, fundamental and harmonic voltages contribute directly to the magnitude of the active power. Where
applicable, instruments used to measure active power should therefore present sufficient bandwidth and be
capable of measuring any significant non-symmetrical and harmonic power components.
3.1.5
apparent power
product of the r.m.s. voltage and r.m.s. current
3.1.6
backfeed
condition in which a voltage or energy available within the UPS is fed back to any of the input
terminals, either directly or by a leakage path while operating in the stored energy mode and
with primary power not available
3.1.7
backfeed protection
control scheme that reduces the risk of electric shock due to backfeed
62040-1 © IEC:2008 – 11 –
3.1.8
stored energy mode
operation of the UPS when supplied by the following conditions:
– primary power is disconnected or is out of a given tolerance;
– battery is being discharged;
– load is within the given range;
– output voltage is within the given tolerance
3.2 UPS electrical ratings
3.2.1
rated voltage
input or output voltage (for three-phase supply, the phase-to-phase voltage) as declared by
the manufacturer
3.2.2
rated voltage range
input or output voltage range as declared by the manufacturer, expressed by its lower and
upper rated voltages
3.2.3
rated current
input or output current of the UPS as declared by the manufacturer
NOTE See 4.7.2.
3.3 Load types
3.3.1
normal load
mode of operation which approximates as closely as possible the most severe conditions of
normal use in accordance with the manufacturer’s operating instructions
NOTE 1 However, when the conditions of actual use can obviously be more severe than the maximum load
conditions recommended by the manufacturer, a load should be used that is representative of the maximum that
can be applied
NOTE 2 For examples of reference normal load conditions for UPS, see Annex L.
3.3.2
linear load
load where the current drawn from the supply is defined by the relationship:
I = U/Z
where
I is the load current;
U is the supply voltage;
Z is the load impedance
3.3.3
non-linear load
load where the parameter Z (load impedance) is no longer a constant but is a variable
dependent on other parameters, such as voltage or time (see Annex L)
– 12 – 62040-1 © IEC:2008
3.4 Connection to the supply
The definitions of 1.2.5/RD apply together with the following.
3.4.1
power cord
flexible cord or cable for interconnection purposes
3.5 Circuits and circuit characteristics
The definitions of 1.2.8/RD (e.g. hazardous voltage 1.2.8.6/RD) apply.
3.6 Insulation
The definitions of 1.2.9/RD apply.
3.7 Equipment mobility
The definitions of 1.2.3/RD apply.
3.8 Insulation classes of UPS
The definitions of 1.2.4/RD apply.
3.9 Earth fault
Occurrence of an accidental conductive path between a live conductor and the earth
[IEV 195-04-14]
3.10 Enclosures
The definitions of 1.2.6/RD apply.
3.11 Accessibility
The definitions of 1.2.7/RD apply.
3.12 Components
The definitions of 1.2.11/RD apply.
3.13 Power distribution
The definitions of 1.2.8.1/RD and 1.2.8.2/RD apply.
3.14 Flammability
The definitions of 1.2.12/RD apply.
3.15 Miscellaneous
The definitions of 1.2.13/RD (e.g. type test definition 1.2.13.1/RD) apply.
3.16 Clearances and creepage distances
The definitions of 1.2.10/RD apply.
62040-1 © IEC:2008 – 13 –
3.17 Telecommunication networks
The following definitions apply: 1.2.8.11/RD, 1.2.8.12/RD, 1.2.8.13/RD, 1.2.8.14/RD.
4 General conditions for tests
4.1 Introduction
The provisions of 1.4.1/RD, 1.4.3/RD, 1.4.6/RD, 1.4.7/RD, 1.4.8/RD, 1.4.10/RD, 1.4.11/RD,
1.4.12/RD, 1.4.13/RD, 1.4.14/RD apply together with the following.
Only the leakage current and heating tests shall be performed at input voltage tolerances (see
1.4.5/RD). All tests shall be run at nominal input voltages, unless specifically prescribed
otherwise.
4.2 Type test
The provisions of 1.4.2/RD apply together with the following addition.
Where in this standard compliance of materials, components or subassemblies is checked by
inspection or by testing of properties, it is permitted to confirm compliance by reviewing any
relevant data or previous test results that are available instead of carrying out the specified
type tests.
NOTE For physically large units and/or power ratings, adequate test facilities to demonstrate some of the type
tests may not exist.
This situation also applies to some electrical tests for which no commercial test simulation
equipment is available or requires specialized test facilities beyond the scope of the
manufacturer's premises.
4.3 Operating parameters for tests
Except where specific test conditions are stated elsewhere in the standard, and where it
is clear that there is a significant impact on the results of the test, the tests shall be carried
out at rated voltage and under the most unfavorable combination of the following parameters,
within the manufacturer's operating specifications:
– absence of supply voltage;
– supply frequency;
– charge condition of the battery;
– physical location of UPS and position of movable parts;
– operating mode.
The following does not apply to UPS installed in restricted access locations:
– adjustments of thermostats, regulating devices or similar controls in operator access
areas, which are
a) adjustable without the use of a tool, or
b) adjustable using a means, such as a key or a tool, deliberately provided for the
operator.
--------
...
SLOVENSKI STANDARD
01-februar-2009
1DGRPHãþD
SIST EN 62040-1-1:2003
SIST EN 62040-1-2:2003
Sistemi z neprekinjanim napajanjem (UPS) - 1. del: Splošne in varnostne zahteve
za UPS (IEC 62040-1:2008 (EQV) + corrigendum Aug. 2008)) (vsebuje popravek
AC:2009)
Uninterruptible Power Systems (UPS) - Part 1: General and safety requirements for UPS
(IEC 62040-1:2008 (EQV) + corrigendum Aug. 2008)
Unterbrechungsfreie Stromversorgungssysteme (USV) - Teil 1: Allgemeine
Anforderungen und Sicherheitsanforderungen (IEC 62040-1-1:2008 (EQV) +
Corrigendum Aug. 2008)
Alimentations sans interruption (ASI) - Part 1 : Exigences générales et règles de sécurité
pour les ASI (CEI 62040-1-1:2008 (EQV) + corrigendum Aug.2008)
Ta slovenski standard je istoveten z: EN 62040-1:2008
ICS:
29.200 8VPHUQLNL3UHWYRUQLNL Rectifiers. Convertors.
6WDELOL]LUDQRHOHNWULþQR Stabilized power supply
QDSDMDQMH
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
EUROPEAN STANDARD
EN 62040-1
NORME EUROPÉENNE
November 2008
EUROPÄISCHE NORM
ICS 29.200 Supersedes EN 62040-1-1:2003 and EN 62040-1-2:2003
Incorporates corrigendum February 2009
English version
Uninterruptible power systems (UPS) -
Part 1: General and safety requirements for UPS
(IEC 62040-1:2008 + corrigendum September 2008)
Alimentations sans interruption (ASI) - Unterbrechungsfreie
Partie 1: Exigences générales Stromversorgungssysteme (USV) -
et règles de sécurité pour les ASI Teil 1: Allgemeine Anforderungen
(CEI 62040-1:2008 + und Sicherheitsanforderungen
corrigendum septembre 2008) (IEC 62040-1:2008 +
Corrigendum September 2008)
This European Standard was approved by CENELEC on 2008-09-01. CENELEC members are bound to comply
with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard
the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on
application to the Central Secretariat or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other
language made by translation under the responsibility of a CENELEC member into its own language and notified
to the Central Secretariat has the same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Cyprus, the
Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain,
Sweden, Switzerland and the United Kingdom.
CENELEC
European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
Central Secretariat: rue de Stassart 35, B - 1050 Brussels
© 2008 CENELEC - All rights of exploitation in any form and by any means reserved worldwide for CENELEC members.
Ref. No. EN 62040-1:2008 E
Foreword
The text of document 22H/104/FDIS, future edition 1 of IEC 62040-1, prepared by SC 22H,
Uninterruptible power systems (UPS), of IEC TC 22, Power electronic systems and equipment, was
submitted to the IEC-CENELEC parallel vote and was approved by CENELEC as EN 62040-1 on
2008-09-01.
This European Standard supersedes EN 62040-1-1:2003 + corrigendum August 2004 and
EN 62040-1-2:2003 + corrigendum August 2004.
addition of the following:
– update of normative references including EN 60950-1 as Reference Document (RD);
– harmonization and alignment with current world recognized best practices;
– enhancement of backfeed protection, definition of ground-fault, revision of temperature rise tables and
of hydrogen concentration in battery compartments.
This standard is to be used in conjunction with EN 60950-1:2006 which is referred to in this standard as
"RD".
The following dates were fixed:
– latest date by which the EN has to be implemented
at national level by publication of an identical
national standard or by endorsement (dop) 2009-06-01
– latest date by which the national standards conflicting
with the EN have to be withdrawn (dow) 2011-09-01
In this standard, the following print types are used:
– requirements proper and normative annexes: in roman type;
– compliance statements and test specifications: in italic type;
– notes and other informative matter: in smaller roman type;
– normative conditions within tables: in smaller roman type;
– terms that are defined in Clause 3: bold.
Annex ZA has been added by CENELEC.
The contents of the corrigendum of February 2009 have been included in this copy.
__________
Endorsement notice
The text of the International Standard IEC 62040-1:2008 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 60439-1 NOTE Harmonized as EN 60439-1:1999 (not modified).
IEC 60925 NOTE Harmonized as EN 60925:1991 (not modified).
IEC 60990 NOTE Harmonized as EN 60990:1999 (not modified).
IEC 61347 NOTE Harmonized in EN 61347 series (partially modified).
- 3 - EN 62040-1:2008
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
NOTE When an international publication has been modified by common modifications, indicated by (mod), the relevant EN/HD
applies.
Publication Year Title EN/HD Year
1)
IEC 60364-4-42 - Electrical installations of buildings - - -
Part 4-42: Protection for safety - Protection
against thermal effects
IEC 60417 Data- Graphical symbols for use on equipment - -
base
1) 2)
IEC 60529 - Degrees of protection provided EN 60529 1991
by enclosures (IP Code) + corr. May 1993
IEC 60664 Series Insulation coordination for equipment EN 60664 Series
within low-voltage systems
1)
IEC/TR 60755 - General requirements for residual current - -
operated protective devices
IEC 60950-1 (mod) 2005 Information technology equipment - Safety - EN 60950-1 2006
Part 1: General requirements
1) 2)
IEC 61000-2-2 - Electromagnetic compatibility (EMC) - EN 61000-2-2 2002
Part 2-2: Environment - Compatibility levels
for low-frequency conducted disturbances and
signalling in public low-voltage power supply
systems
1) 2)
IEC 61008-1 (mod) - Residual current operated circuit-breakers EN 61008-1 2004
without integral overcurrent protection for + A11 2007
household and similar uses (RCCB's) -
Part 1: General rules
1) 2)
IEC 61009-1 (mod) - Residual current operated circuit-breakers EN 61009-1 2004
with integral overcurrent protection for + corr. July 2006
household and similar uses (RCBO's) - + A11 2008
Part 1: General rules
IEC 62040-2 2005 Uninterruptible power systems (UPS) - EN 62040-2 2006
Part 2: Electromagnetic compatibility (EMC) + corr. November 2006
requirements
IEC 62040-3 (mod) 1999 Uninterruptible power systems (UPS) - EN 62040-3 2001
Part 3: Method of specifying the performance
and test requirements
1)
Undated reference.
2)
Valid edition at date of issue.
IEC 62040-1
Edition 1.0 2008-06
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
Uninterruptible power systems (UPS) –
Part 1: General and safety requirements for UPS
Alimentations sans interruption (ASI) –
Partie 1: Exigences générales et règles de sécurité pour les ASI
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
PRICE CODE
INTERNATIONALE
XB
CODE PRIX
ICS 29.200 ISBN 2-8318-9791-2
– 2 – 62040-1 © IEC:2008
CONTENTS
FOREWORD.6
1 Scope and specific applications.8
1.1 Scope.8
1.2 Specific applications.8
2 Normative references .9
3 Terms and definitions .10
3.1 General definitions .10
3.2 UPS electrical ratings.11
3.3 Load types .11
3.4 Connection to the supply .12
3.5 Circuits and circuit characteristics .12
3.6 Insulation .12
3.7 Equipment mobility .12
3.8 Insulation classes of UPS.12
3.9 Earth fault .12
3.10 Enclosures .12
3.11 Accessibility .12
3.12 Components .12
3.13 Power distribution.12
3.14 Flammability.12
3.15 Miscellaneous .12
3.16 Clearances and creepage distances .12
3.17 Telecommunication networks .13
4 General conditions for tests.13
4.1 Introduction .13
4.2 Type test .13
4.3 Operating parameters for tests .13
4.4 UPS loading during tests .14
4.5 Components .14
4.6 Power interfaces .14
4.7 Markings and instructions.15
4.7.1 General .15
4.7.2 Power rating .15
4.7.3 Safety instructions .15
4.7.4 Main voltage adjustment.17
4.7.5 Power outlets .17
4.7.6 Fuses .17
4.7.7 Wiring terminals .17
4.7.8 Battery terminals .17
4.7.9 Controls and indicators.18
4.7.10 Isolation of multiple power sources .18
4.7.11 IT power systems .18
4.7.12 Protection in building installation .18
4.7.13 High leakage current .18
4.7.14 Thermostats and other regulating devices .18
4.7.15 Language .18
62040-1 © IEC:2008 – 3 –
4.7.16 Durability of markings .18
4.7.17 Removable parts .18
4.7.18 Replaceable batteries.19
4.7.19 Operator access with a tool .19
4.7.20 Battery .19
4.7.21 Installation instructions .20
5 Fundamental design requirements.20
5.1 Protection against electric shock and energy hazards .20
5.1.1 Protection for UPS intended to be used in operator access areas .20
5.1.2 Protection for UPS intended to be used in service access areas.21
5.1.3 Protection for UPS intended to be used in restricted access areas .21
5.1.4 Backfeed protection.21
5.1.5 Emergency switching (disconnect) device.22
5.2 Requirements for auxiliary circuits.22
5.2.1 Safety extra low voltage circuits – SELV.22
5.2.2 Telephone network voltage circuits – TNV .22
5.2.3 Limited current circuits .22
5.2.4 External signalling circuits .22
5.2.5 Limited power source .22
5.3 Protective earthing and bonding .22
5.3.1 General .22
5.3.2 Protective earthing .23
5.3.3 Protective bonding.23
5.4 AC and d.c. power isolation.24
5.4.1 General .24
5.4.2 Disconnect devices.24
5.5 Overcurrent and earth fault protection .24
5.5.1 General .24
5.5.2 Basic requirements.24
5.5.3 Battery circuit protection.25
5.6 Protection of personnel – Safety interlocks.25
5.6.1 Operator protection .25
5.6.2 Service person protection .26
5.7 Clearances, creepage distances and distances through insulation.27
6 Wiring, connections and supply .27
6.1 General .27
6.1.1 Introduction .27
6.1.2 Dimensions and ratings of busbars and insulated conductors .28
6.2 Connection to power .28
6.2.1 General provisions for connection to power .28
6.2.2 Means of connection.28
6.3 Wiring terminals for external power conductors .28
7 Physical requirements .29
7.1 Enclosure .29
7.2 Stability .29
7.3 Mechanical strength .29
7.4 Construction details.29
7.4.1 Introduction .29
7.4.2 Openings.30
– 4 – 62040-1 © IEC:2008
7.4.3 Gas concentration .30
7.4.4 Equipment movement .30
7.5 Resistance to fire .30
7.6 Battery location .30
7.6.1 Battery location and installation .30
7.6.2 Accessibility and maintainability .31
7.6.3 Distance .31
7.6.4 Case insulation.31
7.6.5 Wiring.31
7.6.6 Electrolyte spillage .31
7.6.7 Ventilation .31
7.6.8 Charging voltages.32
7.7 Temperature rise.32
8 Electrical requirements and simulated abnormal conditions .33
8.1 General provisions for earth leakage .33
8.2 Electric strength .33
8.3 Abnormal operating and fault conditions.33
8.3.1 General .33
8.3.2 Simulation of faults.34
8.3.3 Conditions for tests.34
9 Connection to telecommunication networks .35
Annex A (normative) Tests for resistance to heat and fire .36
Annex B (normative) Motor tests under abnormal conditions.37
Annex C (normative) Transformers .38
Annex D (normative) Measuring instruments for touch current tests .39
Annex E (normative) Temperature rise of a winding .40
Annex F (normative) Measurements of clearances and creepage distances .41
Annex G (normative) Alternative method for determining minimum clearances.42
Annex H (informative) Guidance on protection against ingress of water and foreign
objects.43
Annex I (normative) Backfeed protection test .45
Annex J (informative) Table of electrochemical potentials .48
Annex K (normative) Thermal controls .49
Annex L (normative) Reference loads .50
Annex M (normative) Ventilation of battery compartments.54
Annex N (normative) Minimum and maximum cross-sections of copper conductors
suitable for connection (see 6.3) .57
Annex O (informative) Guidance for disconnection of batteries during shipment.58
Bibliography.60
Figure I.1 – Test circuit for load-induced change of reference potential – single-phase
output .46
Figure I.2 – Test circuit for load-induced change of reference potential – three-phase
output .46
Figure O.1 – Precautionary label for products shipped with the battery disconnected.58
Figure O.2 – Precautionary label for products shipped with the battery connected .59
62040-1 © IEC:2008 – 5 –
Table 1 – Temperature limits .32
Table 2 – Permitted temperature limits for magnetic windings at the end of stored
energy mode of operation .33
Table H.1 – Degrees of protection against foreign objects indicated by the first
characteristic numeral.43
Table H.2 – Degrees of protection against water indicated by the second characteristic
numeral .44
Table N.1 – Conductor cross-sections (extract from IEC 60439-1) .57
– 6 – 62040-1 © IEC:2008
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
UNINTERRUPTIBLE POWER SYSTEMS (UPS) –
Part 1: General and safety requirements for UPS
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
in the subject dealt with may participate in this preparatory work. International, governmental and non-
governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
with the International Organization for Standardization (ISO) in accordance with conditions determined by
agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
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International Standard IEC 62040-1 has been prepared by subcommittee 22H: Uninterruptible
power systems (UPS), of IEC technical committee 22: Power electronic systems and
equipment.
This standard cancels and replaces the first edition of IEC 62040-1-1, published in 2004 and
IEC 62040-1-2, published in 2004 and constitutes a technical revision. This standard merges
all requirements of previous IEC 62040-1-1 and IEC 62040-1-2, with the addition of the
following:
– update of normative references including IEC 60950-1 as Reference Document (RD);
– harmonization and alignment with current world recognized best practices;
– enhancement of backfeed protection, definition of ground-fault, revision of temperature
rise tables and of hydrogen concentration in battery compartments.
62040-1 © IEC:2008 – 7 –
The text of this standard is based on the following documents:
FDIS Report on voting
22H/104/FDIS 22H/106/RVD
Full information on the voting for the approval of this standard can be found in the report on
voting indicated in the above table.
This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.
It is to be used with IEC 60950-1, Edition 2.0, which is referred to in this standard as "RD".
In this standard, the following print types are used:
– requirements proper and normative annexes: in roman type;
– compliance statements and test specifications: in italic type;
– notes and other informative matter: in smaller roman type;
– normative conditions within tables: in smaller roman type;
– terms that are defined in Clause 3: bold.
A list of all parts of the IEC 62040 series, under the general title: Uninterruptible power
systems (UPS), can be found on the IEC website.
The committee has decided that the contents of this publication will remain unchanged until
the maintenance result date indicated on the IEC web site under "http://webstore.iec.ch" in
the data related to the specific publication. At this date, the publication will be
• reconfirmed;
• withdrawn;
• replaced by a revised edition, or
• amended.
The contents of the corrigendum of September 2008 have been included in this copy.
– 8 – 62040-1 © IEC:2008
UNINTERRUPTIBLE POWER SYSTEMS (UPS) –
Part 1: General and safety requirements for UPS
1 Scope and specific applications
1.1 Scope
This part of IEC 62040 applies to uninterruptible power systems (UPS) with an electrical
energy storage device in the d.c. link. It is used with IEC 60950-1, which is referred to in this
standard as "RD" (reference document).
NOTE UPS applications generally make use of a chemical battery as the energy storage device. Alternative
devices may be suitable, and as such, where “battery” appears in the text of this standard, where applicable, this
may be understood as “energy storage device”.
When a clause is referred to by the phrase "The definitions or the provisions of item/RD
apply", this phrase is intended to mean that the definitions or provisions in that clause of
IEC 60950-1 apply, except any which are clearly inapplicable to uninterruptible power
systems. National requirements additional to those in IEC 60950-1 apply and are found as
notes under relevant clauses of the RD.
The primary function of the UPS covered by this standard is to ensure continuity of an
alternating power source. The UPS may also serve to improve the quality of the power source
by keeping it within specified characteristics.
This standard is applicable to UPS which are movable, stationary, fixed or for building-in, for
use in low-voltage distribution systems and intended to be installed in any operator
accessible area or in restricted access locations as applicable. It specifies requirements to
ensure safety for the operator and layman who may come into contact with the equipment
and, where specifically stated, for the service person.
This standard is intended to ensure the safety of installed UPS, both as a single UPS unit or
as a system of interconnected UPS units, subject to installing, operating and maintaining the
UPS in the manner prescribed by the manufacturer.
This standard does not cover UPS based on rotating machines.
Electromagnetic compatibility (EMC) requirements and definitions are given in IEC 62040-2.
1.2 Specific applications
Even if this standard does not cover all types of UPS, it may be taken as a guide for such
equipment. Requirements additional to those specified in this standard may be necessary for
specific applications, e.g. related to UPS that operate:
– while exposed to extremes of temperature; to excessive dust, moisture, or vibration; to
flammable gases; to corrosive or to explosive atmospheres;
– where ingress of water and foreign objects are possible;
NOTE 1 Annex H provides guidance on such requirements and on relevant testing.
– in vehicles, on board ships or aircraft, in tropical countries, or at elevations greater
than 1 000 m;
NOTE 2 Guidance for performance of UPS operating at elevations greater than 1 000 m is provided in
4.1.1 of IEC 62040-3.
62040-1 © IEC:2008 – 9 –
– with trapezoidal output waveforms and long run times (greater than 30 min);
NOTE 3 In addition to complying with 5.3.1.2 of IEC 62040-3, voltage distortion tests for the purpose of
load compatibility should also be performed.
– subject to transient overvoltages exceeding those of overvoltage category II according
to IEC 60664;
NOTE 4 Subclause G.2.1/RD provides guidance for additional protection against transient overvoltages
at the mains supply to the UPS. Where such additional protection is an integral part of the equipment
insulation requirements, creepage distances and clearance distances from the mains through to the load
side of the additional protection may be judged as category III or IV as required. All further downstream
insulation requirements, creepage distances, and clearance distances on the load side of the additional
protection may be judged as category I or II as required.
– in electromedical applications with the UPS located within 1,5 m of the patient contact
area;
– in systems classified as emergency power systems by an authority having jurisdiction.
NOTE 5 Additional requirements may also apply in accordance with local regulations.
2 Normative references
The following referenced documents are indispensable for the application of this document.
For dated references, only the edition cited applies. For undated references, the latest edition
of the referenced document (including any amendments) applies.
IEC 60364-4-42, Electrical installations of buildings – Part 4-42: Protection for safety –
Protection against thermal effects
IEC 60417, Graphical symbols for use on equipment
IEC 60529, Degrees of protection provided by enclosures (IP Code)
IEC 60664 (all parts), Insulation coordination for equipment within low-voltage systems
IEC 60755, General requirements for residual current operated protective devices
IEC 60950-1:2005, Information technology equipment – Safety – Part 1: General requirements
IEC 61000-2-2, Electromagnetic compatibility (EMC) – Part 2-2: Environment – Compatibility
levels for low-frequency conducted disturbances and signaling in public low-voltage power
supply systems
IEC 61008-1, Residual current operated circuit-breakers without integral overcurrent
protection for household and similar uses (RCCBs) – Part 1: General rules
IEC 61009-1, Residual current operated circuit-breakers with integral overcurrent protection
for household and similar uses (RCBOs) – Part 1: General rules
IEC 62040-2:2005, Uninterruptible power systems (UPS) – Part 2: Electromagnetic compatibility
(EMC) requirements
IEC 62040-3:1999, Uninterruptible power systems (UPS) – Part 3: Method of specifying the
performance and test requirements
– 10 – 62040-1 © IEC:2008
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
3.1 General definitions
NOTE 1 Where the terms "voltage" and "current" are used, they imply the r.m.s. values, unless otherwise
specified.
NOTE 2 Care should be taken that measuring instruments give a true r.m.s. reading in the presence of non-
sinusoidal signals.
3.1.1
uninterruptible power system
UPS
combination of convertors, switches and energy storage devices (such as batteries),
constituting a power system for maintaining continuity of load power in case of input power
failure
NOTE Continuity of load power occurs when voltage and frequency are within rated steady-state and transient
tolerance bands and with distortion and interruptions within the limits specified for the load. Input power failure
occurs when voltage and frequency are outside rated steady-state and transient tolerance bands or with distortion
or interruptions outside the limits specified for the UPS.
3.1.2
bypass
alternative power path, either internal or external to the UPS
3.1.3
primary power
power supplied by an electrical utility company or by a user’s generator
3.1.4
active power
under periodic conditions, mean value, taken over one period T, of the instantaneous power p:
NOTE 1 Under sinusoidal conditions, the active power is the real part of the complex power.
NOTE 2 The SI unit for active power is the watt.
[IEV 131-11-42]
NOTE 3 DC, fundamental and harmonic voltages contribute directly to the magnitude of the active power. Where
applicable, instruments used to measure active power should therefore present sufficient bandwidth and be
capable of measuring any significant non-symmetrical and harmonic power components.
3.1.5
apparent power
product of the r.m.s. voltage and r.m.s. current
3.1.6
backfeed
condition in which a voltage or energy available within the UPS is fed back to any of the input
terminals, either directly or by a leakage path while operating in the stored energy mode and
with primary power not available
3.1.7
backfeed protection
control scheme that reduces the risk of electric shock due to backfeed
62040-1 © IEC:2008 – 11 –
3.1.8
stored energy mode
operation of the UPS when supplied by the following conditions:
– primary power is disconnected or is out of a given tolerance;
– battery is being discharged;
– load is within the given range;
– output voltage is within the given tolerance
3.2 UPS electrical ratings
3.2.1
rated voltage
input or output voltage (for three-phase supply, the phase-to-phase voltage) as declared by
the manufacturer
3.2.2
rated voltage range
input or output voltage range as declared by the manufacturer, expressed by its lower and
upper rated voltages
3.2.3
rated current
input or output current of the UPS as declared by the manufacturer
NOTE See 4.7.2.
3.3 Load types
3.3.1
normal load
mode of operation which approximates as closely as possible the most severe conditions of
normal use in accordance with the manufacturer’s operating instructions
NOTE 1 However, when the conditions of actual use can obviously be more severe than the maximum load
conditions recommended by the manufacturer, a load should be used that is representative of the maximum that
can be applied
NOTE 2 For examples of reference normal load conditions for UPS, see Annex L.
3.3.2
linear load
load where the current drawn from the supply is defined by the relationship:
I = U/Z
where
I is the load current;
U is the supply voltage;
Z is the load impedance
3.3.3
non-linear load
load where the parameter Z (load impedance) is no longer a constant but is a variable
dependent on other parameters, such as voltage or time (see Annex L)
– 12 – 62040-1 © IEC:2008
3.4 Connection to the supply
The definitions of 1.2.5/RD apply together with the following.
3.4.1
power cord
flexible cord or cable for interconnection purposes
3.5 Circuits and circuit characteristics
The definitions of 1.2.8/RD (e.g. hazardous voltage 1.2.8.6/RD) apply.
3.6 Insulation
The definitions of 1.2.9/RD apply.
3.7 Equipment mobility
The definitions of 1.2.3/RD apply.
3.8 Insulation classes of UPS
The definitions of 1.2.4/RD apply.
3.9 Earth fault
Occurrence of an accidental conductive path between a live conductor and the earth
[IEV 195-04-14]
3.10 Enclosures
The definitions of 1.2.6/RD apply.
3.11 Accessibility
The definitions of 1.2.7/RD apply.
3.12 Components
The definitions of 1.2.11/RD apply.
3.13 Power distribution
The definitions of 1.2.8.1/RD and 1.2.8.2/RD apply.
3.14 Flammability
The definitions of 1.2.12/RD apply.
3.15 Miscellaneous
The definitions of 1.2.13/RD (e.g. type test definition 1.2.13.1/RD) apply.
3.16 Clearances and creepage distances
The definitions of 1.2.10/RD apply.
62040-1 © IEC:2008 – 13 –
3.17 Telecommunication networks
The following definitions apply: 1.2.8.11/RD, 1.2.8.12/RD, 1.2.8.13/RD, 1.2.8.14/RD.
4 General conditions for tests
4.1 Introduction
The provisions of 1.4.1/RD, 1.4.3/RD, 1.4.6/RD, 1.4.7/RD, 1.4.8/RD, 1.4.10/RD, 1.4.11/RD,
1.4.12/RD, 1.4.13/RD, 1.4.14/RD apply together with the following.
Only the leakage current and heating tests shall be performed at input voltage tolerances (see
1.4.5/RD). All tests shall be run at nominal input voltages, unless specifically prescribed
otherwise.
4.2 Type test
The provisions of 1.4.2/RD apply together with the following addition.
Where in this standard compliance of materials, components or subassemblies is checked by
inspection or by testing of properties, it is permitted to confirm compliance by reviewing any
relevant data or previous test results that are available instead of carrying out the specified
type tests.
NOTE For physically large units and/or power ratings, adequate test facilities to demonstrate some of the type
tests may not exist.
This situation also applies to some electrical tests for which no commercial test simulation
equipment is available or requires specialized test facilities beyond the scope of the
manufacturer's premises.
4.3 Operating parameters for tests
Except where specific test conditions are stated elsewhere in the standard, and where it
is clear that there is a significant impact on the results of the test, the tests shall be carried
out at rated voltage and under the most unfavorable combination of the following parameters,
within the manufacturer's operating specifications:
– absence of supply voltage;
– supply frequency;
– charge condition of the battery;
– physical location of UPS and position of movable parts;
– operating mode.
The following does not apply to UPS installed in restricted access locations:
– adjustments of thermostats, regulating devices or similar controls in operator access
areas
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