ASTM D3863-22
(Test Method)Standard Test Method for Retention Characteristics of 0.40 to 0.45 μm Membrane Filters Used in Routine Filtration Procedures for the Evaluation of Microbiological Water Quality
Standard Test Method for Retention Characteristics of 0.40 to 0.45 μm Membrane Filters Used in Routine Filtration Procedures for the Evaluation of Microbiological Water Quality
SIGNIFICANCE AND USE
5.1 Microbiological water testing procedures using membrane filtration are based on the premise that all bacteria within a specific size range will be retained by the membrane filter used. If the membrane filter does not retain these bacteria, false negative results or lowered density estimates may occur that could have serious repercussions due to the presence of unrecognized potential health hazards in the water being tested, especially in drinking water.
5.2 This procedure as devised will enable the user to test each membrane filter lot number for its ability to retain all bacteria equal to, or larger than, the stated membrane pore size.
SCOPE
1.1 This test method covers a procedure to test membrane filters for their ability to retain bacteria whose diameter is equal to or slightly larger than membrane filters with pore size rated at 0.40 to 0.45 μm.
1.2 The procedures described are for the use of user laboratories as differentiated from manufacturers’ laboratories.
1.3 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.
1.4 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.
1.5 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
General Information
- Status
- Published
- Publication Date
- 31-Dec-2021
- Technical Committee
- D19 - Water
- Drafting Committee
- D19.24 - Water Microbiology
Relations
- Effective Date
- 01-May-2020
- Effective Date
- 01-Mar-2010
- Effective Date
- 01-Sep-2006
- Effective Date
- 01-Sep-2006
- Effective Date
- 01-Mar-2006
- Effective Date
- 15-Feb-2006
- Effective Date
- 01-Mar-2004
- Effective Date
- 01-Mar-2004
- Effective Date
- 10-Aug-2003
- Effective Date
- 10-Mar-2003
- Effective Date
- 10-Jul-2002
- Effective Date
- 10-Jul-2002
- Effective Date
- 10-Feb-2002
- Effective Date
- 10-Feb-2002
- Effective Date
- 10-Feb-1999
Overview
ASTM D3863-22: Standard Test Method for Retention Characteristics of 0.40 to 0.45 μm Membrane Filters Used in Routine Filtration Procedures for the Evaluation of Microbiological Water Quality provides a reliable method for assessing the ability of membrane filters to retain bacteria equal to or larger than their specified pore size. This standard is especially critical in microbiological water quality testing where the accuracy of bacterial retention directly impacts public health and regulatory compliance. The primary intent is to enable user laboratories to verify each lot of filters for effective bacterial retention, ensuring dependable filtration results during microbiological analysis.
Key Topics
- Retention Validation: Ensures membrane filters with a pore size of 0.40 to 0.45 μm effectively retain microorganisms of equal or larger diameter, thereby preventing false negatives in water quality analysis.
- Membrane Filtration Integrity: Evaluates not just the membrane material, but also the assembly and handling practices that can affect test outcomes, including equipment sealing and membrane integrity checks.
- Sterility Assurance: Details procedures for filtration and subsequent incubation to confirm that the filtrate is free from bacterial contamination, indicating successful retention.
- Testing Methodology: Describes the use of specific bacterial strains, standardized reagents, and control procedures to validate each membrane filter's retention properties.
- User Laboratory Focus: Procedures are developed for laboratories performing routine water quality monitoring, distinguishing from manufacturer-level quality assurance processes.
Applications
ASTM D3863-22 has significant practical value in several areas:
- Drinking Water Monitoring: Ensures that filtration units used for routine microbiological testing in water treatment facilities reliably capture pathogenic microorganisms, safeguarding public health.
- Quality Assurance in Laboratory Testing: Enables laboratories to verify the performance of each membrane filter lot before use, preventing inadvertent reporting of inaccurate microbial counts.
- Regulatory Compliance: Supports adherence to national and international water quality standards by providing evidence that filtration membranes meet performance requirements for bacterial retention.
- Validation of Filtration Equipment: Assists in the maintenance and qualification of filtration apparatus, emphasizing the correct assembly and handling to avoid leaks or filter damage that could invalidate test results.
- Environmental and Industrial Water Testing: Useful in environmental monitoring programs, industrial water systems, and any setting where membrane filtration is used for microbiological assessment.
Related Standards
Several other international and ASTM standards are closely related to the scope and application of ASTM D3863-22:
- ASTM D1129: Terminology Relating to Water - Establishes definitions that are referenced in D3863-22.
- ASTM D1193: Specification for Reagent Water - Specifies water purity requirements critical for microbiological testing.
- Other Microbiological Testing Methods: Standards for water sampling, culturing, and microbial enumeration frequently reference or complement ASTM D3863-22 to ensure holistic water quality assessment.
Practical Value
Implementing ASTM D3863-22 allows user laboratories to produce reliable, defensible results in microbiological water quality evaluation. By rigorously validating membrane filter retention characteristics, laboratories minimize risks of undetected health hazards-particularly in drinking water or regulatory compliance scenarios. This standard promotes best practices in the use of membrane filtration for microbiological testing, contributing to safer water and improved public trust in analytical results.
Keywords: ASTM D3863-22, membrane filter retention, microbiological water quality, 0.45 micron membrane, water filtration standard, laboratory quality assurance, water testing, bacterial retention, membrane integrity testing, drinking water safety.
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ASTM D3863-22 - Standard Test Method for Retention Characteristics of 0.40 to 0.45 μm Membrane Filters Used in Routine Filtration Procedures for the Evaluation of Microbiological Water Quality
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Frequently Asked Questions
ASTM D3863-22 is a standard published by ASTM International. Its full title is "Standard Test Method for Retention Characteristics of 0.40 to 0.45 μm Membrane Filters Used in Routine Filtration Procedures for the Evaluation of Microbiological Water Quality". This standard covers: SIGNIFICANCE AND USE 5.1 Microbiological water testing procedures using membrane filtration are based on the premise that all bacteria within a specific size range will be retained by the membrane filter used. If the membrane filter does not retain these bacteria, false negative results or lowered density estimates may occur that could have serious repercussions due to the presence of unrecognized potential health hazards in the water being tested, especially in drinking water. 5.2 This procedure as devised will enable the user to test each membrane filter lot number for its ability to retain all bacteria equal to, or larger than, the stated membrane pore size. SCOPE 1.1 This test method covers a procedure to test membrane filters for their ability to retain bacteria whose diameter is equal to or slightly larger than membrane filters with pore size rated at 0.40 to 0.45 μm. 1.2 The procedures described are for the use of user laboratories as differentiated from manufacturers’ laboratories. 1.3 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard. 1.4 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.5 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
SIGNIFICANCE AND USE 5.1 Microbiological water testing procedures using membrane filtration are based on the premise that all bacteria within a specific size range will be retained by the membrane filter used. If the membrane filter does not retain these bacteria, false negative results or lowered density estimates may occur that could have serious repercussions due to the presence of unrecognized potential health hazards in the water being tested, especially in drinking water. 5.2 This procedure as devised will enable the user to test each membrane filter lot number for its ability to retain all bacteria equal to, or larger than, the stated membrane pore size. SCOPE 1.1 This test method covers a procedure to test membrane filters for their ability to retain bacteria whose diameter is equal to or slightly larger than membrane filters with pore size rated at 0.40 to 0.45 μm. 1.2 The procedures described are for the use of user laboratories as differentiated from manufacturers’ laboratories. 1.3 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard. 1.4 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.5 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
ASTM D3863-22 is classified under the following ICS (International Classification for Standards) categories: 07.100.20 - Microbiology of water; 13.060.70 - Examination of biological properties of water. The ICS classification helps identify the subject area and facilitates finding related standards.
ASTM D3863-22 has the following relationships with other standards: It is inter standard links to ASTM D1129-13(2020)e2, ASTM D1129-10, ASTM D1129-06a, ASTM D1129-06ae1, ASTM D1193-06, ASTM D1129-06, ASTM D1129-04e1, ASTM D1129-04, ASTM D1129-03a, ASTM D1129-03, ASTM D1129-02a, ASTM D1129-01, ASTM D1129-02, ASTM D1129-99a, ASTM D1193-99. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
ASTM D3863-22 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: D3863 − 22
Standard Test Method for
Retention Characteristics of 0.40 to 0.45 μm Membrane
Filters Used in Routine Filtration Procedures for the
Evaluation of Microbiological Water Quality
This standard is issued under the fixed designation D3863; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 3.2 Definitions of Terms Specific to This Standard:
3.2.1 Gram’s stain—a routine bacterial stain that divides
1.1 This test method covers a procedure to test membrane
bacteria into two categories, depending on whether they can be
filters for their ability to retain bacteria whose diameter is equal
decolorized with acetone, alcohol, or aniline oil after staining
to or slightly larger than membrane filters with pore size rated
with one of the rosaniline dyes such as crystal violet, methyl
at 0.40 to 0.45 μm.
violet, or gentian violet and treating with iodine. Those that
1.2 The procedures described are for the use of user
resist decolorization remain blue or violet and are designated
laboratories as differentiated from manufacturers’ laboratories.
Gram-positive; those that are decolorized and take up the red
1.3 The values stated in SI units are to be regarded as counterstain, such as neutral red, safranin, or dilute carbol
fuchsin are termed Gram-negative.
standard. No other units of measurement are included in this
standard.
3.2.2 vacuum—for the procedure used, a source of suction
that can produce a reading of 500 to 600 mm Hg on a vacuum
1.4 This standard does not purport to address all of the
safety concerns, if any, associated with its use. It is the gage.
responsibility of the user of this standard to establish appro-
4. Summary of Test Method
priate safety, health, and environmental practices and deter-
mine the applicability of regulatory limitations prior to use.
4.1 This test method is based on the cultivation of organ-
1.5 This international standard was developed in accor-
isms whose diameters are equal to or slightly larger than pores
dance with internationally recognized principles on standard-
of the membrane filter to be tested and then filtering a specific
ization established in the Decision on Principles for the
aliquot containing organisms through the membrane followed
Development of International Standards, Guides and Recom-
by an examination of the filtrate after incubation for sterility. A
mendations issued by the World Trade Organization Technical
sterile filtrate indicates complete retention of the organism and
Barriers to Trade (TBT) Committee.
validates the ability of the membrane to retain bacteria equal to
or slightly larger than the stated pore size.
2. Referenced Documents
2.1 ASTM Standards: 5. Significance and Use
D1129 Terminology Relating to Water
5.1 Microbiological water testing procedures using mem-
D1193 Specification for Reagent Water
brane filtration are based on the premise that all bacteria within
a specific size range will be retained by the membrane filter
3. Terminology
used. If the membrane filter does not retain these bacteria, false
3.1 Definitions:
negative results or lowered density estimates may occur that
3.1.1 For definitions of terms used in this standard, refer to
could have serious repercussions due to the presence of
Terminology D1129.
unrecognized potential health hazards in the water being tested,
especially in drinking water.
This test method is under the jurisdiction of ASTM Committee D19 on Water
5.2 This procedure as devised will enable the user to test
and is the direct responsibility of Subcommittee D19.24 on Water Microbiology.
each membrane filter lot number for its ability to retain all
Current edition approved Jan. 1, 2022. Published January 2022. Originally
approved in 1987. Last previous edition approved in 2011 as D3863 – 87 (2011)
bacteria equal to, or larger than, the stated membrane pore size.
which was withdrawn July 2020 and reinstated in January 2022. DOI: 10.1520/
D3863-22.
6. Apparatus
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
6.1 Membrane Filtration Units, six.
Standards volume information, refer to the standard’s Document Summary page on
the ASTM website. 6.2 Vacuum Source with trap vessel.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
D3863 − 22
6.3 Filtering Flasks, 1 L, with vacuum tubing into which a 7.2 Purity of Water—Unless otherwise indicated, reference
glass tube and a Y-tube have been incorporated as in Fig. 1. The to water shall be understood to mean reagent water conforming
free end of the Y-tube is connected by tubing to a sterile to Specification D1193, Type II, with 0.2 μm membrane
bacterial air vent. The tubing to air vent is clamped shut during filtration. In addition, suitability tests for determining the
filtration and released after filtration. bactericidal properties of the reagent grade water should be
performed.
6.4 Forceps, blunt-nosed, and small beaker of 95 % ethanol.
7.3 Bacterial Suspension—Add 1 mL of an 18 6 2 h broth
6.5 Incubator, 20 to 25 °C.
culture of Serratia marcescens to 99 mL of 0.1 % peptone
6.6 Pinch-Cock Clamps.
water, to obtain a working concentration of approximately 10
6.7 Autoclave or Other Sterilizing Equipment. to 10 organisms per millilitre. Prepare five bottles. Incubator
temperature of suspension is 25 °C.
6.8 Appropriate Equipment for producing reagent grade
water. 7.4 Peptone Water (0.1 %)—Prepare a 10 % stock solution
of peptone in water. Dilute a measured volume of the 10 %
6.9 Appropriate Laboratory Glassware.
stock solution to obtain final solution of 0.1 % peptone in
6.10 Sterile Rubber Stoppers, to fit 1 L filtering flask.
required amount. Sterilize at 121 °C for 15 min.
6.11 Expendables:
7.5 Test Organism—Serratia marcescens ATCC strain
6.11.1 Double-Strength Broth, 140 mL aliquots.
14756, also called FDA strain PC1 1107. Red pigmented
6.11.2 Sterile Pipets, 1 and 10 mL.
Serratia marcescens strains other than the above may also be
6.11.3 Sterile 0.1 % Peptone in 99 mL quantities.
used.
6.11.4 Sterile 0.1 % Peptone as rinse water.
7.6 Tryptic Soy Agar and Tryptone Soya Agar—are inter-
6.11.5 Br
...




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