Transaction assurance in E-commerce — Guidance for offering online dispute resolution services

This document gives guidance on online dispute resolution (ODR) for e-commerce transactions including basic principles of ODR, technical recommendations and operational manuals to e-commerce operators (including e-commerce platform operators) which aim to develop their own ODR service and ODR providers that are outsourced by e-commerce operators. NOTE This document is particularly useful for disputes arising out of cross-border, low-value e-commerce transactions. This document can apply to disputes arising out of both goods and service contracts.

Assurance des transactions de commerce électronique — Recommandations pour les offres de services de résolution de litiges en ligne

General Information

Status
Published
Publication Date
09-Mar-2025
Current Stage
6060 - International Standard published
Start Date
10-Mar-2025
Due Date
05-Sep-2025
Completion Date
10-Mar-2025
Ref Project
Standard
ISO 32122:2025 - Transaction assurance in E-commerce — Guidance for offering online dispute resolution services Released:10. 03. 2025
English language
14 pages
sale 15% off
Preview
sale 15% off
Preview

Standards Content (Sample)


International
Standard
ISO 32122
First edition
Transaction assurance in
2025-03
E-commerce — Guidance for
offering online dispute resolution
services
Assurance des transactions de commerce électronique —
Recommandations pour les offres de services de résolution de
litiges en ligne
Reference number
© ISO 2025
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Basic principles . 2
4.1 General .2
4.2 Accessible .2
4.3 Accountable .2
4.4 Competent .2
4.5 Confidential .2
4.6 Equal .2
4.7 Fair, impartial, and neutral .3
4.8 Legal .3
4.9 Secure .3
4.10 Transparent .3
5 Technical recommendations . 3
5.1 General .3
5.2 Protecting personal information and privacy .4
5.3 Anonymization of decisions .4
5.4 Records sealing .5
5.5 Security and storage of records .5
5.6 Access to records .7
6 Operational manuals . 7
6.1 General .7
6.2 Communications .8
6.3 Notice .8
6.4 Response .9
6.5 Negotiation stage.9
6.6 Mediation stage .10
6.7 Decision making stage .10
6.8 Correction of decision .11
6.9 Settlement .11
6.10 Appointment of neutral .11
6.11 Resignation or replacement of neutral . 12
6.12 Power of the neutral . 12
6.13 Miscellaneous . 12
Bibliography . 14

iii
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out through
ISO technical committees. Each member body interested in a subject for which a technical committee
has been established has the right to be represented on that committee. International organizations,
governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely
with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are described
in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the different types
of ISO document should be noted. This document was drafted in accordance with the editorial rules of the
ISO/IEC Directives, Part 2 (see www.iso.org/directives).
ISO draws attention to the possibility that the implementation of this document may involve the use of (a)
patent(s). ISO takes no position concerning the evidence, validity or applicability of any claimed patent
rights in respect thereof. As of the date of publication of this document, ISO had not received notice of (a)
patent(s) which may be required to implement this document. However, implementers are cautioned that
this may not represent the latest information, which may be obtained from the patent database available at
www.iso.org/patents. ISO shall not be held responsible for identifying any or all such patent rights.
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and expressions
related to conformity assessment, as well as information about ISO's adherence to the World Trade
Organization (WTO) principles in the Technical Barriers to Trade (TBT), see www.iso.org/iso/foreword.html.
This document was prepared by Technical Committee ISO/TC 321, Transaction assurance in E-commerce.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.

iv
Introduction
E-commerce has drastically increased globally. Wide use of e-commerce has increased the number of related
disputes, including cross-border ones.
At the time of dispute, traditional litigation or traditional in-person alternative dispute resolution (ADR)
cannot substantially resolve the disputes, including cross-border ones. In other words, transaction assurance
in e-commerce cannot be achieved with traditional litigation or traditional in-person ADR, including for
cross-border disputes. Online dispute resolution (ODR) has been gradually and widely used for e-commerce
related disputes until now.
The safety and fairness of ODR are also important considerations, regardless if the ODR service was provided
by an e-commerce operator or an outsourced ODR provider in order to be able to be used in a “real world
setting”, including that it should not impose high costs, delays and burdens that are disproportionate to the
economic value at stake. These are important factors in the assessment of a good e-commerce operator for
all the stakeholders involved in e-commerce.
This document provides guidance for offering safe, fair, accessible and effective ODR services. E-commerce
operators can easily know what conditions are needed as a safe and fair ODR service, and thereby customers
can find more e-commerce operators which provide the safe and fair ODR service.
This document has been developed with reference to available documentation relating to ODR service in
e-commerce.
v
International Standard ISO 32122:2025(en)
Transaction assurance in E-commerce — Guidance for
offering online dispute resolution services
1 Scope
This document gives guidance on online dispute resolution (ODR) for e-commerce transactions including
basic principles of ODR, technical recommendations and operational manuals to e-commerce operators
(including e-commerce platform operators) which aim to develop their own ODR service and ODR providers
that are outsourced by e-commerce operators.
NOTE This document is particularly useful for disputes arising out of cross-border, low-value e-commerce
transactions. This document can apply to disputes arising out of both goods and service contracts.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content constitutes
requirements of this document. For dated references, only the edition cited applies. For undated references,
the latest edition of the referenced document (including any amendments) applies.
ISO 32110, Transaction assurance in E-commerce — Vocabulary
3 Terms and definitions
For the purposes of this document, the terms and definitions given in ISO 32110 and the following apply.
ISO and IEC maintain terminology databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at https:// www .electropedia .org/
3.1
ODR provider
online dispute resolution provider
entity that administers and coordinates online dispute resolution (ODR) proceedings, including where
appropriate, by administering an ODR platform
Note 1 to entry: An e-commerce operator or e-commerce platform operator can serve as an ODR provider.
3.2
ODR platform
online dispute resolution platform
online mechanism for generating, sending, receiving, storing, exchanging or otherwise processing
communications
3.3
ODR system
online dispute resolution system
entity involved in implementing, hosting or providing online dispute resolution services and platforms
Note 1 to entry: An ODR system can be provided by an ODR provider or an outsourced ODR systems vendor.

4 Basic principles
4.1 General
Online dispute resolution (ODR) is designed to promote confidence in e-commerce by providing quick
electronic resolution and enforcement of disputes, including cross-border ones. To achieve this objective,
an ODR provider should adopt basic principles described in 4.2 to 4.10 when they plan, design, develop,
implement, maintain and improve its ODR service.
NOTE Principles in this clause are based on the Online Dispute Resolution Standards developed by the National
[8]
Center for Technology and Dispute Resolution and International Council for Online Dispute Resolution.
4.2 Accessible
ODR should be easy for parties to find within a system and participate in and not limit their right to
representation. ODR should be available in communication channels accessible to all the parties, minimize
costs to participants, and be easily accessed by people with different types of abilities.
4.3 Accountable
ODR systems should be continuously accountable to the institutions, legal frameworks and communities
that they serve. ODR platforms should be auditable and the audit made available to users. This should include
human oversight of:
a) traceability of the originality of documents and of the path to outcome when artificial intelligence is
employed;
b) determination of the relative control given to human and artificial decision-making strategies;
c) outcomes; and
d) the process of ensuring availability of outcomes to the parties.
4.4 Competent
ODR providers should have the relevant expertise in dispute resolution, legal, technical execution, language
and culture required to deliver competent, effective services in their target areas. ODR services should be
timely and use participant time efficiently.
4.5 Confidential
ODR providers should make every genuine and reasonable effort to maintain the confidentiality of party
communications in line with policies that should be articulated to the parties regarding:
a) who will see what data;
b) how and to what purposes that data can be used;
c) how data will be stored;
d) if, how and when data will be destroyed or modified;
e) how disclosures of breaches will be communicated and the steps that will be taken to prevent
reoccurrence.
4.6 Equal
ODR providers should treat all participants with respect and dignity. ODR should seek to enable often silenced
or marginalized voices to be heard and strive to ensure that offline privileges and disadvantages are not
replicated in the ODR process. ODR should provide access to process instructions, security, confidentiality,

and data control to all parties. ODR should strive to ensure on an on-going basis that no process or technology
incorporated into ODR provides any party with a technological or informational advantage due to its use
of ODR. Bias should be proactively avoided in all processes, contexts, and regarding party characteristics.
ODR system design should include proactive efforts to prevent any artificial intelligence decision-making
function from creating, replicating, or compounding bias in process or outcome. Human oversight should be
required in ODR system design and auditing to identify bias, make findings transparent to ODR providers
and users, and eliminate bias in ODR processes and outcomes.
4.7 Fair, impartial, and neutral
ODR should treat all parties equitably and with due process, without bias or benefits for or against
individuals, groups, or entities. Conflicts of interest of providers, participants, and system administrators
should be disclosed in advance of commencement of ODR services. The obligation to disclose such
circumstances should be a continuing obligation throughout the ODR process.
4.8 Legal
ODR providers should abide by, uphold, and disclose to the parties the relevant laws and regulations under
which the process falls.
4.9 Secure
ODR providers should make every genuine and reasonable effort to ensure that ODR platforms are secure and
data collected and communications between those engaged in ODR are not shared with any unauthorized
parties. Disclosures of breaches should be communicated along with the steps taken to prevent reoccurrence.
4.10 Transparent
ODR providers should explicitly disclose in advance and in a meaningful and accessible manner:
a) the form and enforceability of dispute resolution processes and outcomes;
b) the risks, costs, including for whom, and benefits of participation.
Data in ODR should be gathered, managed, and presented in ways to ensure it is not misrepresented or
out of context. The sources and methods used to gather any data that influences any decision made by
artificial intelligence should be disclosed to all parties. ODR that uses artificial intelligence should publicly
affirm compliance with jurisdictionally relevant legislation, regulations, or in their absence, guidelines
on transparency and fairness of artificial intelligence systems. ODR should clearly disclose the role and
magnitude of technology’s influence on restricting or generating options and in final decisions or outcomes.
Audits of ODR systems and platforms should identify metrics used to assess performance, making the
accuracy and precision of these metrics known and accessible to any responsible entity and user. Users
should be informed in a timely and accessible manner of any data breach and the steps taken to prevent
reoccurrence.
5 Technical recommendations
5.1 General
The information obtained or generated through ODR process should follow the technical recommendations
described in 5.2 to 5.6.
NOTE Technical recommendations in this clause are based on CRT (Civil Resolution Tribunal) Access to
[9]
Information and Privacy Policies.

5.2 Protecting personal information and privacy
Goal of providing transparent decision-making processes should be balanced with stakeholders’ reasonable
expectations that their personal information will not be disclosed, except where authorized and necessary to
support the dispute resolution process. As a result, employees, members and contractors of an ODR provider
have an obligation to protect personal information and only disclose it to third parties when required by
legislation, the ODR provider’s rules, a tribunal or court order, or where disclosure is necessary to satisfy the
duty to act fairly and transparently.
To the extent reasonably possible, the ODR provider should:
— only include personal information, other than names, in notices, communications and decisions where
there is an administrative justice or operational requirement to do so;
— take steps to ensure that any notices and communications that contain personal information are
delivered to the address provided by the recipient for that type of communication and that notices and
communications are not misdirected to incorrect destinations;
— avoid referring to personal information about non-parties, including names, in the decisions and orders,
unless the personal information is required for administrative fairness or is a critical element in the
decision; and
— where disclosure of personal information is authorized by the ODR providers’ policy, only disclose as much
personal information as is necessary to satisfy the request, the policy objectives, and the requirements
of the ODR provider’s rules.
If information is disclosed contrary to its policies, the ODR provider should immediately take steps to inform
the proper recipients of the information and to remedy the inadvertent disclosure, and communicate to
those whose data was breached the steps taken to prevent reoccurrence.
NOTE 1 ISO/IEC 27018 provides further guidance for protecting personally identifiable information in public clouds.
NOTE 2 ISO/IEC 27701 provides further guidance for privacy information management.
5.3 Anonymization of decisions
lf a party establishes that the need for protection of personal information outweighs the goal of transparent
proceedings, the human neutral should direct that a party’s name and other personal information be
removed, obscured, or anonymized in the decision. One way that this can be done is by using initials, instead
of full legal names.
A neutral of the ODR provider can anonymize a decision on its own initiative or at the request of a party. If
a party wants to ask the human neutral to anonymize a decision, it should make a request that the human
neutral do so before the dispute enters either the mediation or decision making stage, or both.
In deciding whether to anonymize a decision, the human neutral should consider:
a) the circumstances of the case and nature of the evidence provided;
b) the potential impact of disclosure on the person; and
c) how anonymization would impact the goals of transparent decision-making processes and protection of
personal information.
There are limitations to the human neutral and ODR provider’s ability to anonymize a decision:
— The official version of the decision and copies of it provided to the parties should include party names.
— The ODR provider cannot anonymize a party’s name in the version of an order that is validated for filing
and enforcement in court.
— If there are subsequent court proceedings about the decision, the human neutral or ODR provider, or both,
can be obligated to file its records for the dispute with the court. This can include the full, unredacted
version of the decision.
5.4 Records sealing
A human neutral or an ODR provider with human oversight, or both can, at any time, order that public access
be limited for some or all information and records related to a specific dispute. Such an order or a direction
can apply to records and information that would otherwise be available to the public or to a party to the
dispute. The order or the direction can also include restrictions on which employees and members of the
ODR provider can access the records and information.
Any order or any direction sealing the records for a dispute should specify the following:
a) the case number and style of cause for the dispute;
b) what types of records the order or the direction applies to;
c) who can have access to the records and what they can do with them (view only or replicate);
d) the reason for the order or the direction; and
e) the expiry date of the order or the direction, if any.
A request to seal records can be initiated by any person, whether or not that person is a party to a proceeding.
If there are subsequent court proceedings relating to the dispute, the human neutral or ODR provider, or
both, can be required to file its records with the court. This can include any records affected by an order or a
direction to seal them. As well, an order or direction to seal records does not prevent a party from submitting
those records as part of the mediation or decision making process, or both. The order or the direction also
cannot prevent a court or other tribunal from accepting those records as evidence in a proceeding with the
court or other
...

Questions, Comments and Discussion

Ask us and Technical Secretary will try to provide an answer. You can facilitate discussion about the standard in here.

Loading comments...