OPC Unified Architecture - Part 1: Overview and concepts

IEC TR 62541-1:2020 is available as IEC TR 62541-1:2020 RLV which contains the International Standard and its Redline version, showing all changes of the technical content compared to the previous edition.
IEC 62541-1:2020 presents the concepts and overview of the OPC Unified Architecture (OPC UA). Reading this document is helpful to understand the remaining parts of this multi-part document set. Each of the other parts of IEC 62451 is briefly explained along with a suggested reading order.

General Information

Status
Published
Publication Date
17-Nov-2020
Current Stage
PPUB - Publication issued
Start Date
14-Dec-2020
Completion Date
18-Nov-2020
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IEC TR 62541-1 ®
Edition 3.0 2020-11
TECHNICAL
REPORT
colour
inside
OPC unified architecture –
Part 1: Overview and concepts
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form
or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from
either IEC or IEC's member National Committee in the country of the requester. If you have any questions about IEC
copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or
your local IEC member National Committee for further information.

IEC Central Office Tel.: +41 22 919 02 11
3, rue de Varembé info@iec.ch
CH-1211 Geneva 20 www.iec.ch
Switzerland
About the IEC
The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes
International Standards for all electrical, electronic and related technologies.

About IEC publications
The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the
latest edition, a corrigendum or an amendment might have been published.

IEC publications search - webstore.iec.ch/advsearchform Electropedia - www.electropedia.org
The advanced search enables to find IEC publications by a The world's leading online dictionary on electrotechnology,
variety of criteria (reference number, text, technical containing more than 22 000 terminological entries in English
committee,…). It also gives information on projects, replaced and French, with equivalent terms in 16 additional languages.
and withdrawn publications. Also known as the International Electrotechnical Vocabulary

(IEV) online.
IEC Just Published - webstore.iec.ch/justpublished
Stay up to date on all new IEC publications. Just Published IEC Glossary - std.iec.ch/glossary
details all new publications released. Available online and 67 000 electrotechnical terminology entries in English and
once a month by email. French extracted from the Terms and Definitions clause of
IEC publications issued since 2002. Some entries have been
IEC Customer Service Centre - webstore.iec.ch/csc collected from earlier publications of IEC TC 37, 77, 86 and
If you wish to give us your feedback on this publication or CISPR.

need further assistance, please contact the Customer Service

Centre: sales@iec.ch.
IEC TR 62541-1 ®
Edition 3.0 2020-11
TECHNICAL
REPORT
colour
inside
OPC unified architecture –
Part 1: Overview and concepts
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 25.040.40; 35.100.01 ISBN 978-2-8322-9076-7

– 2 – IEC TR 62541-1:2020 © IEC 2020
CONTENTS
FOREWORD . 4
1 Scope . 6
2 Normative references . 6
3 Terms, definitions, and abbreviated terms . 7
3.1 Terms and definitions . 7
3.2 Abbreviated terms . 11
4 Structure of the OPC UA series . 12
4.1 Specification organization . 12
4.2 Core specification parts . 12
4.3 Access Type specification parts . 13
4.4 Utility specification parts . 13
5 Overview . 14
5.1 UA scope . 14
5.2 General . 14
5.3 Design goals . 14
5.4 Integrated models and services. 16
5.4.1 Security model . 16
5.4.2 Integrated AddressSpace model . 17
5.4.3 Integrated object model . 18
5.4.4 Integrated services . 18
5.5 Sessions . 18
6 Systems concepts . 19
6.1 Client Server Overview . 19
6.2 OPC UA Clients . 19
6.3 OPC UA Servers . 20
6.3.1 General . 20
6.3.2 Real objects . 20
6.3.3 Server application . 20
6.3.4 OPC UA AddressSpace . 21
6.3.5 Subscription entities . 21
6.3.6 OPC UA Service Interface . 21
6.3.7 Server to Server interactions . 22
6.4 Redundancy . 23
6.5 Publish-Subscribe . 23
6.6 Synergy of models . 24
7 Service Sets . 25
7.1 General . 25
7.2 Discovery Service Set . 25
7.3 SecureChannel Service Set . 25
7.4 Session Service Set . 26
7.5 NodeManagement Service Set . 26
7.6 View Service Set . 26
7.7 Query Service Set . 26
7.8 Attribute Service Set . 27
7.9 Method Service Set . 27
7.10 MonitoredItem Service Set . 27

7.11 Subscription Service Set . 28

Figure 1 – OPC UA specification organization . 12
Figure 2 – OPC UA target applications . 15
Figure 3 – OPC UA System architecture . 19
Figure 4 – OPC UA Client architecture . 19
Figure 5 – OPC UA Server architecture . 20
Figure 6 – Peer-to-peer interactions between Servers . 22
Figure 7 – Chained Server example . 23
Figure 8 – Integrated Client Server and PubSub models . 24
Figure 9 – SecureChannel and Session Services . 26

– 4 – IEC TR 62541-1:2020 © IEC 2020
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
OPC UNIFIED ARCHITECTURE –
Part 1: Overview and concepts
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international
co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and
in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports,
Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their
preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with
may participate in this preparatory work. International, governmental and non-governmental organizations liaising
with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for
Standardization (ISO) in accordance with conditions determined by agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence between
any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
services carried out by independent certification bodies.
6) All users should ensure that they have the latest edition of this publication.
7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent
rights. IEC shall not be held responsible for identifying any or all such patent rights.
The main task of IEC technical committees is to prepare International Standards. However, a
technical committee may propose the publication of a technical report when it has collected
data of a different kind from that which is normally published as an International Standard, for
example "state of the art".
IEC TR 62541-1, which is a Technical Report, has been prepared by subcommittee 65E:
Devices and integration in enterprise systems, of IEC technical committee 65: Industrial-
process measurement, control and automation.
This third edition cancels and replaces the second edition of IEC TR 62541-1, published in
2016. This edition constitutes a technical revision.
This edition includes the following significant technical changes with respect to the previous
edition:
a) added Subclauses 6.5 and 6.6 and other text throughout to include PubSub introduction;
b) added new transports and encodings to existing overview sections;
c) removed WS-SecureConversation example since this mapping has been deprecated;

d) improved the definition of Certificate.
The text of this Technical Report is based on the following documents:
Enquiry
...


IEC TR 62541-1 ®
Edition 3.0 2020-11
REDLINE VERSION
TECHNICAL
REPORT
colour
inside
OPC unified architecture –
Part 1: Overview and concepts
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form
or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from
either IEC or IEC's member National Committee in the country of the requester. If you have any questions about IEC
copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or
your local IEC member National Committee for further information.

IEC Central Office Tel.: +41 22 919 02 11
3, rue de Varembé info@iec.ch
CH-1211 Geneva 20 www.iec.ch
Switzerland
About the IEC
The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes
International Standards for all electrical, electronic and related technologies.

About IEC publications
The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the
latest edition, a corrigendum or an amendment might have been published.

IEC publications search - webstore.iec.ch/advsearchform Electropedia - www.electropedia.org
The advanced search enables to find IEC publications by a The world's leading online dictionary on electrotechnology,
variety of criteria (reference number, text, technical containing more than 22 000 terminological entries in English
committee,…). It also gives information on projects, replaced and French, with equivalent terms in 16 additional languages.
and withdrawn publications. Also known as the International Electrotechnical Vocabulary

(IEV) online.
IEC Just Published - webstore.iec.ch/justpublished
Stay up to date on all new IEC publications. Just Published IEC Glossary - std.iec.ch/glossary
details all new publications released. Available online and 67 000 electrotechnical terminology entries in English and
once a month by email. French extracted from the Terms and Definitions clause of
IEC publications issued since 2002. Some entries have been
IEC Customer Service Centre - webstore.iec.ch/csc collected from earlier publications of IEC TC 37, 77, 86 and
If you wish to give us your feedback on this publication or CISPR.

need further assistance, please contact the Customer Service

Centre: sales@iec.ch.
IEC TR 62541-1 ®
Edition 3.0 2020-11
REDLINE VERSION
TECHNICAL
REPORT
colour
inside
OPC unified architecture –
Part 1: Overview and concepts
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 25.040.40; 35.100.01 ISBN 978-2-8322-9093-4

– 2 – IEC TR 62541-1:2020 RLV © IEC 2020
CONTENTS
FOREWORD . 4
1 Scope . 7
2 Normative references . 7
3 Terms, definitions, and abbreviated terms . 8
3.1 Terms and definitions . 8
3.2 Abbreviated terms . 12
4 Structure of the OPC UA series . 13
4.1 Specification organization . 13
4.2 Core specification parts . 14
4.3 Access Type specification parts . 14
4.4 Utility specification parts . 15
5 Overview . 15
5.1 UA scope . 15
5.2 General . 15
5.3 Design goals . 16
5.4 Integrated models and services. 18
5.4.1 Security model . 18
5.4.2 Integrated AddressSpace model . 19
5.4.3 Integrated object model . 20
5.4.4 Integrated services . 20
5.5 Sessions . 20
5.6 Redundancy .
6 Systems concepts . 21
6.1 Client Server Overview . 21
6.2 OPC UA Clients . 21
6.3 OPC UA Servers . 22
6.3.1 General . 22
6.3.2 Real objects . 23
6.3.3 Server application . 23
6.3.4 OPC UA AddressSpace . 23
6.3.5 Publisher/subscriber Subscription entities . 24
6.3.6 OPC UA Service Interface . 24
6.3.7 Server to Server interactions . 25
6.4 Redundancy . 26
6.5 Publish-Subscribe . 26
6.6 Synergy of models . 27
7 Service Sets . 28
7.1 General . 28
7.2 Discovery Service Set . 28
7.3 SecureChannel Service Set . 28
7.4 Session Service Set . 29
7.5 NodeManagement Service Set . 29
7.6 View Service Set . 29
7.7 Query Service Set . 29
7.8 Attribute Service Set . 30
7.9 Method Service Set . 30

7.10 MonitoredItem Service Set . 30
7.11 Subscription Service Set . 31
Bibliography .

Figure 1 – OPC UA specification organization . 13
Figure 2 – OPC UA target applications . 17
Figure 3 – OPC UA System architecture . 21
Figure 4 – OPC UA Client architecture . 22
Figure 5 – OPC UA Server architecture . 23
Figure 6 – Peer-to-peer interactions between Servers . 25
Figure 7 – Chained Server example . 26
Figure 8 – Integrated Client Server and PubSub models . 27
Figure 9 – SecureChannel and Session Services . 29

– 4 – IEC TR 62541-1:2020 RLV © IEC 2020
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
OPC UNIFIED ARCHITECTURE –
Part 1: Overview and concepts
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international
co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and
in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports,
Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their
preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with
may participate in this preparatory work. International, governmental and non-governmental organizations liaising
with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for
Standardization (ISO) in accordance with conditions determined by agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence between
any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
services carried out by independent certification bodies.
6) All users should ensure that they have the latest edition of this publication.
7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent
rights. IEC shall not be held responsible for identifying any or all such patent rights.
This redline version of the official IEC Standard allows the user to identify the changes
made to the previous edition. A vertical bar appears in the margin wherever a change has
been made. Additions are in green text, deletions are in strikethrough red text.

The main task of IEC technical committees is to prepare International Standards. However, a
technical committee may propose the publication of a technical report when it has collected
data of a different kind from that which is normally published as an International Standard, for
example "state of the art".
IEC TR 62541-1, which is a Technical Report, has been prepared by subcommittee 65E:
Devices and integration in enterprise systems, of IEC technical committee 65: Industrial-
process measurement, control and automation.
This third edition cancels and replaces the
...

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