Compressors and vacuum pumps - Safety requirements - Part 3: Process compressors

This European Standard is applicable to process gas compressors and process gas compressor units having an operating pressure greater than 0,5 bar (gauge), an input shaft power greater than 0,5 kW and designed to compress all gases other than air, nitrogen or inert gases which are covered in Part 1. This document deals with all significant hazards, hazardous situations and events relevant to the design, installation, operation, maintenance, dismantling and disposal of process gas compressors and process gas compressor units, when they are used as intended and under conditions of misuse which are reasonably foreseeable by the manufacture. This part of EN 1012 includes under the general term compressor units those machines which comprise: - the compressor; - a drive system including the prime mover; - any component or device supplied which is necessary for operation. This part of EN 1012 is not applicable to compressors which are manufactured before the date of publication of this document by CEN. The requirements of this European Standard do not take into account the interaction between the compressor/compressor unit and other processes carried out on site. Excluded are: - refrigerant compressors used in refrigerating systems or heat pumps for which the safety requirements are given in EN 60335-2-34 or EN 12693; - the specification of performance levels and/or safety integrity levels for safety related parts of control systems. Performance levels and/or safety integrity levels are an important aspect of compressor design and should be determined by the manufacturer and the user based on a risk assessment (see Introduction). This European Standard does not cover those safety aspects of road transport dealt with by EC legislation for trailers.

Kompressoren und Vakuumpumpen - Sicherheitsanforderungen - Teil 3: Prozesskompressoren

Diese Europäische Norm gilt für Prozessgaskompressoren und Prozessgaskompressoranlagen, die einen Arbeitsdruck von mehr als 0,5 bar (Überdruck) haben, eine Leistungsaufnahme an der Antriebswelle von mehr als 0,5 kW haben und so konstruiert wurden, dass sie alle Gase außer Luft, Stickstoff oder inerte Gase, die im Teil 1 behandelt werden, verdichten können. Dieses Dokument befasst sich mit allen signifikanten Gefährdungen, Gefährdungssituationen und Gefährdungsereignissen, die sich auf die Konstruktion, das Aufstellen, den Betrieb, die Wartung, das Demontieren und die Entsorgung von Prozessgaskompressoren und Prozessgaskompressoranlagen beziehen, wenn sie bestimmungsgemäß und unter Bedingungen von durch den Hersteller vernünftigerweise vorhersehbaren Fehlanwendungen verwendet werden (siehe Abschnitt 4).
Dieser Teil von EN 1012 enthält unter dem allgemeinen Begriff Kompressoranlagen Maschinen, die Folgendes umfassen:
   den Kompressor;
   ein Antriebssystem einschließlich der Antriebsmaschine;
   alle mitgelieferten Bauteile oder Geräte, die für den Betrieb notwendig sind.
Dieser Teil von EN 1012 gilt nicht für Kompressoren, die vor dem Datum der Veröffentlichung dieses Dokuments durch das CEN hergestellt wurden.
Die Anforderungen dieser europäischen Norm berücksichtigen nicht die Wechselwirkungen zwischen dem Kompressor/der Kompressoranlage und anderen vor Ort ausgeführten Prozessen.
Ausgenommen sind:
   Kältemittelverdichter in Kälteanlagen oder Wärmepumpen, deren Sicherheitsanforderungen in EN 60335 2 34 oder EN 12693 enthalten sind;
   die Festlegung von Performance Level und/oder Sicherheits-Integritätslevel für sicherheitsbezogene Teile von Steuerungssystemen.
Performance Level und/oder Sicherheits-Integritätslevel stellen einen wichtigen Aspekt der Kompressor-konstruktion dar und sollten vom Hersteller und Anwender auf Grundlage einer Risikobeurteilung bestimmt werden (siehe Einleitung).
Diese Europäische Norm behandelt nicht die gleichen Sicherheitsaspekte im Straßenverkehr wie das EU-Recht für Anhänger.

Compresseurs et pompes à vide - Prescriptions de sécurité - Partie 3: Compresseurs de procédé

La présente Norme européenne est applicable aux compresseurs pour gaz de procédé et aux unités de compression pour gaz de procédé ayant une pression de service supérieure à 0,5 bar (manomètre), une puissance à l'arbre d'entrée supérieure à 0,5 kW, et conçus pour utiliser tous les gaz autres que l'air, l'azote ou les gaz inertes, qui sont traités dans la Partie 1. Le présent document traite de tous les phénomènes dangereux, situations et événements dangereux significatifs spécifiques à la conception, à l'installation, au fonctionnement, à la maintenance, au démontage et à la mise au rebut des compresseurs pour gaz de procédé et unités de compression pour gaz de procédé, lorsqu'ils sont utilisés normalement et dans les conditions prévues par le fabricant (voir Article 4).
La présente partie de l'EN 1012 englobe sous le terme général « unités de compression » les machines qui comprennent :
   le compresseur ;
   un système d'entraînement, y compris la machine motrice ;
   tout composant ou dispositif fourni nécessaire au fonctionnement.
La présente partie de l'EN 1012 ne s'applique pas aux compresseurs qui ont été construits avant la date de publication du présent document par le CEN.
Les prescriptions de la présente norme Européenne ne tiennent pas compte de l'interaction entre le compresseur/l'unité de compression et les autres procédés effectués sur le site.
sont exclus :
   les compresseurs frigorifiques utilisés dans les systèmes de réfrigération ou pompes à chaleur, dont les prescriptions de sécurité sont données dans l'EN 60335-2-34 ou l'EN 12693 ;
   la spécification des niveaux de performance et/ou des niveaux d'intégrité de sécurité pour les parties des systèmes de commande relatives à la sécurité.
Les niveaux de performance et/ou les niveaux d'intégrité de sécurité sont un aspect important de la conception des compresseurs, et il convient qu'ils soient déterminés par le fabricant et par l'utilisateur sur la base de l'appréciation du risque (voir l'Introduction).
La présente norme Européenne ne traite pas des aspects liés à la sécurité du transport routier, qui sont couverts par la législation de la CE concernant les remorques.

Kompresorji in vakuumske črpalke - Varnostne zahteve - 3. del: Procesni kompresorji

Ta evropski standard se uporablja za procesne plinske kompresorje in procesne plinske kompresorske enote, katerih obratovalni tlak je večji od 0,5 bara, moč pogonske osi kompresorja je večja od 0,5 kW, zasnovani pa so za stiskanje vseh plinov, razen zraka, dušika ali inertnih plinov, ki so zajeti v 1. delu. Ta evropski standard obravnava vse pomembne nevarnosti, nevarne razmere in dogodke v zvezi z zasnovo, namestitvijo, delovanjem, vzdrževanjem, razstavljanjem ali odstranjevanjem procesnih plinskih kompresorjev in procesnih plinskih kompresorskih enot, kadar se uporabljajo v skladu s svojim namenom in pod pogoji pričakovane nepravilne uporabe, ki jih določa proizvajalec. Ta del standarda EN 1012 pod splošnim izrazom kompresorske enote vključuje vse stroje, ki jih sestavlja: – kompresor; – pogonski sistem, vključno s pogonskim strojem; – katera koli komponenta ali naprava, ki je potrebna za delovanje. Ta del standarda EN 1012 se ne uporablja za kompresorje, proizvedene, preden je CEN objavil ta standard. Zahteve tega evropskega standarda ne upoštevajo medsebojnega vpliva kompresorja/kompresorske enote in ostalih procesov, ki se izvajajo na mestu. Izključeni so: – hladilni kompresorji, ki se uporabljajo za hladilne sisteme ali toplotne črpalke, za katere so varnostne zahteve opredeljene v standardu EN 60335-2-34 ali EN 12693; – specifikacija ravni delovanja in/ali specifikacija ravni varnostne celovitosti za dele krmilnih sistemov, povezane z varnostjo. Ravni delovanja in/ali ravni varnostne celovitosti so pomemben del zasnove kompresorjev ter bi jih morala določiti proizvajalec in uporabnik na podlagi ocene tveganja (glej uvod). Ta evropski standard ne zajema varnostnih vidikov cestnega prometa, ki so obravnavani v zakonodaji ES za priklopna vozila.

General Information

Status
Published
Publication Date
12-Dec-2013
Technical Committee
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
04-Dec-2013
Due Date
08-Feb-2014
Completion Date
13-Dec-2013

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2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.RFHVQLNRPSUHVRUMLKompressoren und Vakuumpumpen - Sicherheitsanforderungen - Teil 3: ProzesskompressorenCompresseurs et pompes à vide - Prescriptions de sécurité - Partie 3: Compresseurs de procédéCompressors and vacuum pumps - Safety requirements - Part 3: Process compressors23.160Vakumska tehnologijaVacuum technology23.140VWURMLCompressors and pneumatic machinesICS:Ta slovenski standard je istoveten z:EN 1012-3:2013SIST EN 1012-3:2014en,fr,de01-januar-2014SIST EN 1012-3:2014SLOVENSKI
STANDARD



SIST EN 1012-3:2014



EUROPEAN STANDARD NORME EUROPÉENNE EUROPÄISCHE NORM
EN 1012-3
November 2013 ICS 23.140; 23.160 English Version
Compressors and vacuum pumps - Safety requirements - Part 3: Process compressors
Compresseurs et pompes à vide - Prescriptions de sécurité - Partie 3: Compresseurs de procédé
Kompressoren und Vakuumpumpen - Sicherheitsanforderungen - Teil 3: Prozesskompressoren This European Standard was approved by CEN on 8 September 2013.
CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions.
CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom.
EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION EUROPÄISCHES KOMITEE FÜR NORMUNG
CEN-CENELEC Management Centre:
Avenue Marnix 17,
B-1000 Brussels © 2013 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN 1012-3:2013 ESIST EN 1012-3:2014



EN 1012-3:2013 (E) 2 Contents Page Foreword .5 Introduction .6 1 Scope .7 2 Normative references .7 3 Terms and definitions . 10 4 List of significant hazards – Hazard analysis and risk assessment . 16 5 Safety requirements and/or protective measures . 22 5.1 General . 22 5.2 Mechanical safety . 23 5.2.1 General . 23 5.2.2 Guards . 23 5.2.3 Fluid injection . 24 5.2.4 Loss of stability . 25 5.2.5 Lifting and transportation of compressor units and parts . 25 5.2.6 Slip, trip and fall . 30 5.2.7 Speed . 30 5.2.8 Loss of main energy supply or short term power interruption . 31 5.2.9 Reverse running of the compressor . 31 5.3 Electrical safety. 32 5.3.1 Generally applicable . 32 5.3.2 Protection from overload . 32 5.3.3 Protection from live parts . 32 5.3.4 Protection from lightning . 32 5.3.5 Portable and skid-mounted compressor units . 32 5.4 Control systems . 33 5.4.1 General . 33 5.4.2 Failure of safety related control system energy supply . 33 5.4.3 Start/restart . 33 5.4.4 Manual suspension of safety functions . 34 5.4.5 Electrical control systems . 35 5.4.6 Pneumatic and/or hydraulic control systems . 36 5.5 Thermal safety . 36 5.6 Noise . 37 5.7 Materials and substances processed, used or exhausted . 37 5.7.1 General . 37 5.7.2 Reactive gases . 38 5.7.3 Oxygen compressors . 38 5.7.4 Acetylene compressors . 40 5.7.5 Compressors for H2S containing gases . 41 5.7.6 Nitrogen and other inert gases . 41 5.7.7 Access closures to process gas containing parts . 41 5.7.8 Compressor shaft seal systems . 42 5.7.9 Static seals (Gaskets) for piping . 42 5.7.10 Micro-organisms, biological and microbiological substances . 43 5.7.11 Compressors units driven by internal combustion engines . 44 5.8 Fire and explosion . 44 5.8.1 General . 44 5.8.2 Electrostatic phenomena . 45 5.8.3 Oil-flooded rotary compressor units . 45 SIST EN 1012-3:2014



EN 1012-3:2013 (E) 3 5.8.4 Oil-lubricated reciprocating process compressor units . 46 5.8.5 Compressor units driven by internal combustion engines . 46 5.9 Ergonomic principles . 46 5.9.1 General . 46 5.9.2 Manual handling of compressor units and parts . 47 5.9.3 Portable and skid-mounted compressor units . 47 5.10 Integrity of machinery parts and other functional requirements . 47 5.10.1 Generally applicable . 47 5.10.2 Snow, wind and seismic loads . 47 5.10.3 Break-up during operation . 48 5.10.4 Low temperature operation . 48 5.10.5 Liquid shock . 49 5.10.6 Coolant system . 49 5.10.7 Process gas temperature rise . 49 5.10.8 Turbo compressor . 49 5.11 Pressure limiting devices . 50 5.11.1 General . 50 5.11.2 Installation of pressure limiting devices . 50 5.11.3 Design specifications of pressure relief devices . 51 5.11.4 Multi stage compressor units . 51 5.11.5 Single and multi stage turbo compressors . 51 5.12 Information and warning devices . 51 6 Verification of safety requirements and/or protective measures . 52 6.1 Pressure testing . 52 6.1.1 General . 52 6.1.2 Acetylene compressors . 52 6.2 Leak tightness test for hazardous gases . 53 6.3 Test of electrical loops . 53 6.4 Test of control systems . 53 6.5 Noise . 53 6.5.1 General . 53 6.5.2 Sound power level of compressors used outdoors . 54 6.6 Stability of portable compressor units . 54 6.7 Structure of verification . 54 7 Information for use . 59 7.1 General requirements . 59 7.2 Accompanying documents. 60 7.2.1 Instruction handbook (Operating Manual) . 60 7.2.2 Service instructions . 66 7.2.3 Dismantling . 68 7.2.4 Qualification . 68 7.3 Markings, signs and written warnings . 68 7.3.1 Generally applicable . 68 7.3.2 Compressor unit enclosures . 69 7.3.3 Portable and skid-mounted compressor units . 69 7.3.4 Markings (in particular, data plate) . 69 Annex A (informative)
Graphical symbols . 71 Annex B (informative)
Measure to ensure a safety function while testing a safety device (example) . 78 B.1 Shutdown Override Switches . 78 B.2 Monitoring . 78 Annex C (informative)
Guide to the application of current standards to the functional safety on safety related control of process compressors or compressor units . 79 C.1 Introduction . 79 C.2 Scope . 79 C.3 Standard and code references . 79 C.4 Standard abbreviations . 80 C.5 Risk reduction process and functional safety. 81 SIST EN 1012-3:2014



EN 1012-3:2013 (E) 4 C.6 Relationship between EN 1012-3 and the standards for functional safety . 82 C.7 Process of functional safety . 84 C.7.1 General . 84 C.7.2 Risk Assessment . 85 C.7.3 Allocation of safety function to protection layers . 90 C.7.4 Safety Requirements Specification. 91 C.7.5 Design and engineering . 91 C.7.6 Installation commissioning and validation . 93 C.7.7 Verification . 93 C.7.8 Assessment of functional safety . 93 C.8 Risk assessment of compressor and auxiliary system . 94 C.9 Responsibilities . 95 C.9.1 End user and manufacturer . 95 C.9.2 Compressor or compressor unit manufacturer . 95 C.9.3 Example 1, using EN 61508, EN 61511 . 97 C.9.4 Example 2, using EN 61508, EN 61511 . 99 Annex ZA (informative)
Relationship between this European Standard and the Essential Requirements of EU Directive 2006/42/EC . 101 Bibliography . 102
SIST EN 1012-3:2014



EN 1012-3:2013 (E) 5 Foreword This document (EN 1012-3:2013) has been prepared by Technical Committee CEN/TC 232 “Compressors, vacuum pumps and their systems”, the secretariat of which is held by SIS. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by May 2014, and conflicting national standards shall be withdrawn at the latest by May 2014. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN [and/or CENELEC] shall not be held responsible for identifying any or all such patent rights. This document has been prepared under a mandate given to CEN by the European Commission and the European Free Trade Association, and supports essential requirements of EU Directive(s). For relationship with EU Directive(s), see informative Annex ZA, which is an integral part of this document. EN 1012, Compressors and vacuum pumps, is composed of the following parts:  Part 1: Air compressors;  Part 2: Vacuum pumps;  Part 3: Process compressors (the present document). The responsibility of CEN/TC 232 includes coordination of safety standards with CEN/TC 182, Refrigerating systems, safety and environmental requirements, and CEN/TC 234, Gas infrastructure. According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom.
SIST EN 1012-3:2014



EN 1012-3:2013 (E) 6 Introduction This document is a type C standard as stated in EN ISO 12100.
The machinery concerned and the extent to which hazards, hazardous situations and events are covered are indicated in the scope of this document. When provisions of this type C standard are different from those which are stated in type A and B standards, the provisions of this type C standard take precedence over the provisions of the other standards for machines that have been designed and built according to the provisions of this type C standard. When published in 1996, Part 1 of EN 1012 applied to all types of compressor. The standard is now divided into 3 parts with Part 1 addressing compressors for compressed air, nitrogen and inert gases and Part 3 addressing compressors for process gases. Part 2 continues to address vacuum pumps. Separating requirements for process gas compressors from those for compressors for air, nitrogen and other inert gases was considered a practical move so that the requirements for one type of compressor could be changed without affecting the complete standard.
Where texts parts of EN 1012-3 are identical with EN 1012-1:2010, these are identified and formatted in italics. If common requirements for functional safety would be applied to all process compressors, the variety in the application of process compressors may cause significantly different levels of residual risk. Therefore, in addition to the requirements of this standard, the application of risk assessment may be required for safety related control systems in the case of particular applications to specify performance levels and/or safety integrity levels for related aspects of functional safety.
Informative Annex C has been included to provide guidance on risk assessment for related aspects of functional safety, including the determination of safety integrity levels and/or performance levels. The manufacturer of the compressor is responsible for carrying out such a risk assessment and applying appropriate preventive measures. These tasks are outside the scope of this standard. SIST EN 1012-3:2014



EN 1012-3:2013 (E) 7 1 Scope This European Standard is applicable to process gas compressors and process gas compressor units having an operating pressure greater than 0,5 bar (gauge), an input shaft power greater than 0,5 kW and designed to compress all gases other than air, nitrogen or inert gases which are covered in Part 1. This document deals with all significant hazards, hazardous situations and events relevant to the design, installation, operation, maintenance, dismantling and disposal of process gas compressors and process gas compressor units, when they are used as intended and under conditions of misuse which are reasonably foreseeable by the manufacturer (see Clause 4). This part of EN 1012 includes under the general term compressor units those machines which comprise:  the compressor;
 a drive system including the prime mover;
 any component or device supplied which is necessary for operation. This part of EN 1012 is not applicable to compressors which are manufactured before the date of publication of this document by CEN. The requirements of this European Standard do not take into account the interaction between the compressor/compressor unit and other processes carried out on site. Excluded are:  refrigerant compressors used in refrigerating systems or heat pumps for which the safety requirements are given in EN 60335-2-34 or EN 12693;  the specification of performance levels and/or safety integrity levels for safety related parts of control systems. Performance levels and/or safety integrity levels are an important aspect of compressor design and should be determined by the manufacturer and the user based on a risk assessment (see Introduction). This European Standard does not cover those safety aspects of road transport dealt with by EC legislation for trailers. 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. EN 626-1:1994+A1:2008, Safety of machinery  Reduction of risks to health from hazardous substances emitted by machinery  Part 1: Principles and specifications for machinery manufacturers EN 764-7:2002, Pressure equipment  Part 7: Safety systems for unfired pressure equipment EN 837-2, Pressure gauges  Part 2: Selection and installation recommendations for pressure gauges
EN 953:1997+A1:2009, Safety of machinery  Guards  General requirements for the design and construction of fixed and movable guards SIST EN 1012-3:2014



EN 1012-3:2013 (E) 8 EN 1005-2, Safety of machinery  Human physical performance  Part 2: Manual handling of machinery and component parts of machinery
EN 1005-3, Safety of machinery  Human physical performance  Part 3: Recommended force limits for machinery operation EN 1127-1, Explosive atmospheres  Explosion prevention and protection  Part 1: Basic concepts and methodology EN 12021, Respiratory protective devices  Compressed air for breathing apparatus EN 12195-1, Load restraining on road vehicles  Safety  Part 1: Calculation of securing forces EN 13001-2, Crane safety  General design  Part 2: Load actions EN 13155, Cranes  Safety  Non-fixed load lifting attachments EN 13309, Construction machinery  Electromagnetic compatibility of machines with internal power supply EN 13445-5:2009, Unfired pressure vessels  Part 5: Inspection and testing EN 13445-6, Unfired pressure vessels  Part 6: Requirements for the design and fabrication of pressure vessels and pressure parts constructed from spheroidal graphite cast iron EN 13463-1, Non-electrical equipment for use in potentially explosive atmospheres  Part 1: Basic method and requirements EN 15198, Methodology for the risk assessment of non-electrical equipment and components for intended use in potentially explosive atmospheres EN 60079-0, Explosive atmospheres  Part 0: Equipment  General requirements (IEC 60079-0:2011, modified) EN 60079-1, Explosive atmospheres  Part 1: Equipment protection by flameproof enclosures "d" (IEC 60079-1) EN 60079-14, Explosive atmospheres  Part 14: Electrical installations design, selection and erection (IEC 60079-14) EN 60204-1:20061), Safety of machinery  Electrical equipment of machines  Part 1: General requirements (IEC 60204-1:2005, modified) EN 60204-11, Safety of machinery  Electrical equipment of machines  Part 11: Requirements for HV equipment for voltages above 1 000 V a.c. or 1 500 V d.c. and not exceeding 36 kV (IEC 60204-11) EN 61000-6-2, Electromagnetic compatibility (EMC)  Part 6-2: Generic standards  Immunity for industrial environments (IEC 61000-6-2) EN 61000-6-4, Electromagnetic compatibility (EMC)  Part 6-4: Generic standards  Emission standard for industrial environments (IEC 61000-6-4) EN 61310-2:2008, Safety of machinery  Indication, marking and actuation  Part 2: Requirements for marking (IEC 61310-2:2007)
1) EN 60204-1:2006 is impacted by the stand-alone amendment EN 60204-1:2006/A1:2009 (IEC 60204-1:2005/A1:2008). SIST EN 1012-3:2014



EN 1012-3:2013 (E) 9 EN 61
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