SIST EN 301 366 V1.1.2:2003
(Main)Universal Personal Telecommunication (UPT); UPT phase 2; Functional specification of the interface of a UPT Integrated Circuit Card (ICC) and Card Accepting Devices (CADs); UPT card accepting Dual Tone Multiple Frequency (DTMF) device; Conformance test specification
- Abstract
This EN specifies the Conformance Testing of ETS 300 477.
- Status
- Published
- Publication Date
- 30-Nov-2003
- Current Stage
- 6060 - National Implementation/Publication (Adopted Project)
- Start Date
- 01-Dec-2003
- Due Date
- 01-Dec-2003
- Completion Date
- 01-Dec-2003
SIST EN 301 366 V1.1.2:2003 is the SIST adoption of ETSI EN 301 366 Version 1.1.2. It specifies conformance testing for the Universal Personal Telecommunication (UPT) phase 2 interface between a UPT Integrated Circuit Card (ICC) and Card Accepting Devices (CADs), including the UPT card accepting Dual Tone Multiple Frequency (DTMF) device. It is intended for implementers, test laboratories, quality teams, and buyers who need to verify that an implementation conforms to ETS 300 477.
What does SIST EN 301 366 V1.1.2:2003 specify?
SIST EN 301 366 V1.1.2:2003 specifies the test specification for the UPT card and the CAD defined in ETS 300 477. In practice, it tells you how to check that a card or reader behaves as the base UPT functional specification requires.
The document is organized into these main clauses:
- Clause 1 - Scope
- Clause 2 - References
- Clause 3 - Definitions, symbols and abbreviations
- Clause 4 - UPT Integrated Circuit Card part
- Clause 5 - UPT Card Accepting Device part
- Clause 6 - List of Test Procedure Reference
Clause 4 covers the card-side tests, clause 5 covers the CAD-side tests, and clause 6 lists the test procedure references used throughout the document. That structure makes it easier to map a failure back to the exact test area, such as physical characteristics, electrical behavior, file handling, security, or application protocol.
What are the key requirements of SIST EN 301 366 V1.1.2:2003?
SIST EN 301 366 V1.1.2:2003 turns the UPT functional specification into a set of repeatable conformance checks. The most important requirements are the setup rules, the card-interface checks, the CAD checks, the file and security behavior, and the coding of commands and data.
Test environment and default conditions
Clause 4.1 and clause 5.1 define the test environment before any conformance check starts. The tests use simulators and measuring equipment such as a CAD simulator, a PIM simulator, signal generation devices, temperature control, and voltage/current measurement tools.
This matters because the results are only meaningful if the same default conditions and measurement methods are used. The document also states default data formatting and default command assumptions, such as how lengths, offsets, and CHV values are treated unless a test says otherwise.
UPT Integrated Circuit Card part
Clause 4 covers the card-side conformance tests. It checks the card’s physical form, contacts, electrical behavior, protocol response, logical file model, security services, functions, commands, and elementary file contents.
In practice, this means the card must:
- show the required card markings and contact layout
- operate across the specified temperature and electrical operating ranges
- return the correct Answer To Reset (ATR) after reset
- support the expected protocol selection behavior
- follow the file selection and access rules defined by the UPT model
- enforce Card Holder Verification (CHV) and authentication rules correctly
For an engineer or buyer, this is the part that proves the card is not only mechanically compatible but also logically and electrically compatible with UPT CADs.
UPT Card Accepting Device part
Clause 5 covers the CAD-side conformance tests. It checks whether the CAD accepts the allowed card formats, provides the required contacts and contact pressure, and handles power transitions and protocol communication correctly.
The CAD-side tests also cover low level protocol behavior and application protocol behavior. That matters because a reader can physically accept a card and still fail in practice if it does not handle reset, clocking, character exchange, or application selection correctly.
File structure and selection behavior
Clauses 4.3.3 and 4.3.5 focus on the logical model. The standard checks that file identifiers are assigned correctly, that reserved file IDs are respected, and that selecting a file updates the current directory and current EF in the expected way.
This is important because UPT cards rely on a structured file system. If file selection behaves incorrectly, the CAD can read the wrong data, fail to find the application, or lose track of the current file during a session.
Security services and access control
Clause 4.3.4 and the function tests in clause 4.3.5 verify CHV handling, strong authentication, file access conditions, and function access conditions. The tests cover VERIFY CHV, CHANGE CHV, UNBLOCK CHV, and INTERNAL AUTHENTICATION behavior.
In practice, the standard checks that access is granted or blocked according to the card state and the current session state. It also checks that false attempts reduce the remaining tries and that repeated failures can block access until recovery is performed.
Command coding and response handling
Clause 4.3.6 checks how commands are coded and how the card responds. The document covers SELECT, READ BINARY, UPDATE BINARY, READ RECORD, UPDATE RECORD, SEEK, VERIFY CHV, CHANGE CHV, UNBLOCK CHV, INTERNAL AUTHENTICATION, and GET RESPONSE.
This matters because interoperability depends on both syntax and behavior. A device may support the right function but still fail conformance if it uses the wrong APDU coding or returns a status word that is not allowed for that command.
Elementary file contents
Clause 4.3.7 defines what the EFs contain at the MF level, UPT application level, and telecom level. The document checks that mandatory data items are present, that optional items are handled consistently, and that data coding follows the required character set rules.
For implementers, this is where the card’s stored data is validated. It tells you what information must be present for UPT operation and how that information is organized so the CAD can read it reliably.
What terms does SIST EN 301 366 V1.1.2:2003 define?
SIST EN 301 366 V1.1.2:2003 defines a small set of terms and abbreviations that are used throughout the test specification.
- Implementation Conformance Statement (ICS) - a statement from the supplier that identifies which capabilities have been implemented for the claimed specification.
- ICS proforma - a questionnaire-style document that becomes an ICS when it is completed for a specific implementation.
- Implementation Under Test (IUT) - the implementation being tested for conformance, such as the card or the CAD.
- CRn - Conformance Requirement number n, used to identify individual numbered requirements in the test specification.
- ATR - Answer To Reset, the sequence sent by the card after reset to indicate its interface and protocol information.
- CHV1 - the first Card Holder Verification code used in the access-control and blocking tests.
Who uses SIST EN 301 366 V1.1.2:2003?
SIST EN 301 366 V1.1.2:2003 is used by teams that build, test, or approve UPT cards and CADs. That includes card manufacturers, CAD or reader manufacturers, conformance test laboratories, telecom engineers, and quality managers responsible for product acceptance.
It is especially useful when a project needs a repeatable test plan for:
- interface verification between card and reader
- lab-based conformance testing against ETS 300 477
- debugging electrical, protocol, or file-structure faults
- documenting whether a product has implemented the required UPT capabilities
Which standards are used with SIST EN 301 366 V1.1.2:2003?
SIST EN 301 366 V1.1.2:2003 relies on ETS 300 477 as the base functional specification it tests. The other cited standards give the physical, electrical, and data-coding rules that the test cases build on.
- ETS 300 477 [1] - the base UPT phase 2 functional specification; this conformance document verifies it.
- ISO/IEC 7816-1 [2] - card physical characteristics for format and layout tests.
- ISO/IEC 7816-2 [3] - contact dimensions and location for card-interface checks.
- ISO/IEC 7816-3 [4] - electronic signals and transmission protocols for Vcc, RST, CLK, I/O, ATR, and PTS behavior.
- ISO/IEC 7816-4 [5] - interindustry commands for SELECT, READ, UPDATE, SEEK, GET RESPONSE, and related command handling.
- ISO/IEC 7811-1 [6] - embossing rules used where embossed ID-1 card features are checked.
- ISO/IEC 7811-3 [7] - location of embossed characters on ID-1 cards.
- ISO 8859-1 [9] - character coding used for EF data items.
- EN 726-6 [11] - referenced in the telecom-level update examples for number coding.
What does the SIST EN 301 366 V1.1.2:2003 document contain?
SIST EN 301 366 V1.1.2:2003 contains a full conformance test suite, not just a summary of requirements. It includes test group hierarchy diagrams, test purposes, test methods, and pass/fail requirements for both the card side and the CAD side.
It also contains detailed APDU examples, status-word checks, file-selection tests, security-access sequences, and EF content checks. Clause 6 gives a complete list of Test Procedure Reference entries, which is useful when mapping lab work to the document structure.
For practical use, the document gives:
- test environment rules and default assumptions
- physical and electrical measurement procedures
- protocol and application test sequences
- status-condition checks for command responses
- content checks for EFs at the MF, UPT application, and telecom levels
- a reference list that supports lab test planning and reporting
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Frequently Asked Questions
SIST EN 301 366 V1.1.2:2003 is a standard published by the Slovenian Institute for Standardization (SIST). Its full title is "Universal Personal Telecommunication (UPT); UPT phase 2; Functional specification of the interface of a UPT Integrated Circuit Card (ICC) and Card Accepting Devices (CADs); UPT card accepting Dual Tone Multiple Frequency (DTMF) device; Conformance test specification". This standard covers: This EN specifies the Conformance Testing of ETS 300 477.
This EN specifies the Conformance Testing of ETS 300 477.
SIST EN 301 366 V1.1.2:2003 is classified under the following ICS (International Classification for Standards) categories: 33.040.35 - Telephone networks; 35.240.15 - Identification cards. Chip cards. Biometrics. The ICS classification helps identify the subject area and facilitates finding related standards.
SIST EN 301 366 V1.1.2:2003 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
SLOVENSKI STANDARD
01-december-2003
6YHWRYQHRVHEQHWHOHNRPXQLNDFLMH837±837ID]D±)XQNFLMVNDVSHFLILNDFLMD
YPHVQLNDþLSRYQHNDUWLFH,&&VLVWHPD837LQQDSUDYNLVSUHMHPDMRWRNDUWLFR
&$'±'YRWRQVNDYHþIUHNYHQþQD'70)QDSUDYDNLVSUHMHPDNDUWLFH837±
6SHFLILNDFLMD]DSUHVNXãDQMHVNODGQRVWL
Universal Personal Telecommunication (UPT); UPT phase 2; Functional specification of
the interface of a UPT Integrated Circuit Card (ICC) and Card Accepting Devices
(CADs); UPT card accepting Dual Tone Multiple Frequency (DTMF) device;
Conformance test specification
Ta slovenski standard je istoveten z: EN 301 366 Version 1.1.2
ICS:
33.040.35 Telefonska omrežja Telephone networks
35.240.15 Identifikacijske kartice in Identification cards and
sorodne naprave related devices
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
EN 301 366 V1.1.2 (1999-05)
European Standard (Telecommunications series)
Universal Personal Telecommunication (UPT);
UPT phase 2;
Functional specification of the interface of a UPT Integrated
Circuit Card (ICC) and Card Accepting Devices (CADs);
UPT card accepting Dual Tone Multiple Frequency (DTMF)
device;
Conformance test specification
2 ETSI EN 301 366 V1.1.2 (1999-05)
Reference
DEN/NA-064009 (cnc00idc.PDF)
Keywords
card, DTMF, UPT
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The copyright and the foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 1999.
All rights reserved.
ETSI
3 ETSI EN 301 366 V1.1.2 (1999-05)
Contents
Intellectual Property Rights . 17
Foreword. 17
1 Scope. 18
2 References . 18
3 Definitions, symbols and abbreviations. 19
3.1 Definitions . 19
3.2 Symbols . 19
3.3 Abbreviations. 19
4 UPT Integrated Circuit Card part . 19
4.1 Test environment . 19
4.1.1 Test equipment. 19
4.1.1.1 CAD simulator. 19
4.1.1.2 Signal generation device. 20
4.1.1.3 Precision force-inducing contacting device . 20
4.1.1.4 Temperature controllable environment. 20
4.1.1.5 Temperature measuring device. 20
4.1.1.6 Voltage Measuring Device . 20
4.1.1.7 Precision measuring device . 20
4.1.1.8 Current measuring device . 20
4.1.2 IUT default conditions . 20
4.1.3 Default data formatting . 21
4.1.4 Test procedure. 21
4.1.5 Test requirement. 22
4.2 Test group hierarchy . 22
4.2.1 Test groups under PIM. 22
4.2.2 Test groups under PHY. 23
4.2.3 Test groups under ELEC. 23
4.2.4 Test groups under LOG. 24
4.2.5 Test groups under SEC. 24
4.2.6 Test groups under CMD. 25
4.2.7 Test groups under CEF. 25
4.3 Test procedure . 26
4.3.1 Physical characteristics . 26
4.3.1.1 Format and layout. 26
4.3.1.1.1 ID-1 card. 26
4.3.1.1.1.1 Definition and applicability. 26
4.3.1.1.1.2 Conformance requirement . 26
4.3.1.1.1.3 Test purpose . 26
4.3.1.1.1.4 Method of test . 27
4.3.1.1.1.5 Test requirement. 27
4.3.1.1.2 Plug-in card. 27
4.3.1.1.2.1 Definition and applicability. 27
4.3.1.1.2.2 Conformance requirement . 27
4.3.1.1.2.3 Test purpose . 28
4.3.1.1.2.4 Method of test . 28
4.3.1.1.2.5 Test requirement. 28
4.3.1.2 Temperature range for card operation . 28
4.3.1.2.1 Definition and applicability. 28
4.3.1.2.2 Conformance requirement. 28
4.3.1.2.3 Test purpose. 29
4.3.1.2.4 Method of test . 29
4.3.1.2.5 Test requirement . 29
4.3.1.3 Contacts. 29
4.3.1.3.1 Definition and applicability. 29
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4 ETSI EN 301 366 V1.1.2 (1999-05)
4.3.1.3.2 Conformance requirement. 30
4.3.1.3.3 Test purpose. 30
4.3.1.3.4 Method of test . 30
4.3.1.3.5 Test requirement . 30
4.3.2 Electronic signals and transmission protocols. 30
4.3.2.1 Supply voltage Vcc (contact C1). 30
4.3.2.1.1 Voltage limits. 30
4.3.2.1.1.1 Definition and applicability. 30
4.3.2.1.1.2 Conformance requirement . 31
4.3.2.1.1.3 Test purpose . 31
4.3.2.1.1.4 Method of test . 31
4.3.2.1.1.5 Test requirement. 31
4.3.2.1.2 Current limits . 31
4.3.2.1.2.1 Definition and applicability. 31
4.3.2.1.2.2 Conformance requirement . 31
4.3.2.1.2.3 Test purpose . 32
4.3.2.1.2.4 Method of test . 32
4.3.2.1.2.5 Test requirement. 32
4.3.2.1.3 Idle current limits. 32
4.3.2.1.3.1 Definition and applicability. 32
4.3.2.1.3.2 Conformance requirement . 33
4.3.2.1.3.3 Test purpose . 33
4.3.2.1.3.4 Method of test . 33
4.3.2.1.3.5 Test requirement. 33
4.3.2.2 Reset RST (contact C2) . 33
4.3.2.2.1 Static operation . 33
4.3.2.2.1.1 Definition and applicability. 33
4.3.2.2.1.2 Conformance requirement . 33
4.3.2.2.1.3 Test purpose . 34
4.3.2.2.1.4 Method of test . 34
4.3.2.2.1.5 Test requirement. 34
4.3.2.2.2 Dynamic operation. 34
4.3.2.2.2.1 Definition and applicability. 34
4.3.2.2.2.2 Conformance requirement . 34
4.3.2.2.2.3 Test purpose . 35
4.3.2.2.2.4 Method of test . 35
4.3.2.2.2.5 Test requirement. 35
4.3.2.3 Clock CLK (contact C3). 35
4.3.2.3.1 Frequency and duty cycle. 35
4.3.2.3.1.1 Definition and applicability. 35
4.3.2.3.1.2 Conformance requirement . 35
4.3.2.3.1.3 Test purpose . 35
4.3.2.3.1.4 Method of test . 36
4.3.2.3.1.5 Test requirement. 36
4.3.2.3.2 Voltage and current. 36
4.3.2.3.2.1 Definition and applicability. 36
4.3.2.3.2.2 Conformance requirement . 36
4.3.2.3.2.3 Test purpose . 36
4.3.2.3.2.4 Method of test . 37
4.3.2.3.2.5 Test requirement. 38
4.3.2.3.3 Dynamic operation. 38
4.3.2.3.3.1 Definition and applicability. 38
4.3.2.3.3.2 Conformance requirement . 38
4.3.2.3.3.3 Test purpose . 38
4.3.2.3.3.4 Method of test . 39
4.3.2.3.3.5 Test requirement. 39
4.3.2.4 I/O (contact C7). 39
4.3.2.4.1 Voltage and current. 39
4.3.2.4.1.1 Definition and applicability. 39
4.3.2.4.1.2 Conformance requirement . 39
ETSI
5 ETSI EN 301 366 V1.1.2 (1999-05)
4.3.2.4.1.3 Test purpose . 39
4.3.2.4.1.4 Method of test . 40
4.3.2.4.1.5 Test requirement. 40
4.3.2.4.2 Dynamic operation. 40
4.3.2.4.2.1 Definition and applicability. 40
4.3.2.4.2.2 Conformance requirement . 40
4.3.2.4.2.3 Test purpose . 40
4.3.2.4.2.4 Method of test . 41
4.3.2.4.2.5 Test requirement. 41
4.3.2.5 States . 41
4.3.2.5.1 Definition and applicability. 41
4.3.2.5.2 Conformance requirement. 41
4.3.2.5.3 Test purpose. 41
4.3.2.5.4 Method of test . 42
4.3.2.5.5 Test requirement . 42
4.3.2.6 Answer To Reset (ATR). 42
4.3.2.6.1 ATR content. 42
4.3.2.6.1.1 Definition and applicability. 42
4.3.2.6.1.2 Conformance requirement . 42
4.3.2.6.1.3 Test purpose . 43
4.3.2.6.1.4 Method of test . 43
4.3.2.6.1.5 Test requirement. 43
4.3.2.6.2 PTS procedure . 44
4.3.2.6.2.1 Definition and applicability. 44
4.3.2.6.2.2 Conformance requirement . 44
4.3.2.6.2.3 Test purpose . 44
4.3.2.6.2.4 Method of test . 44
4.3.2.6.2.5 Test requirement. 44
4.3.2.7 Major Capabilities . 44
4.3.2.7.1 Definition and applicability. 44
4.3.2.7.2 Conformance requirement. 44
4.3.2.7.3 Test purpose. 45
4.3.2.7.4 Method of test . 45
4.3.2.7.5 Test requirement . 45
4.3.3 Logical model. 45
4.3.3.1 File identifier . 45
4.3.3.1.1 File-type identification. 45
4.3.3.1.1.1 Definition and applicability. 45
4.3.3.1.1.2 Conformance requirement . 45
4.3.3.1.1.3 Test purpose . 46
4.3.3.1.1.4 Method of test . 46
4.3.3.1.1.5 Test requirement. 46
4.3.3.1.2 File ID assignments. 46
4.3.3.1.2.1 Definition and applicability. 46
4.3.3.1.2.2 Conformance requirement . 46
4.3.3.1.2.3 Test purpose . 47
4.3.3.1.2.4 Method of test . 47
4.3.3.1.2.5 Test requirement. 47
4.3.3.2 Dedicated files. 47
4.3.3.2.1 Definition and applicability. 47
4.3.3.2.2 Conformance requirement. 47
4.3.3.2.3 Test purpose. 47
4.3.3.2.4 Method of test . 47
4.3.3.2.5 Test requirement . 48
4.3.3.3 Elementary files. 48
4.3.3.3.1 Definition and applicability. 48
4.3.3.3.2 Conformance requirement. 48
4.3.3.3.3 Test purpose. 48
4.3.3.3.4 Method of test . 49
4.3.3.3.5 Test requirement . 49
ETSI
6 ETSI EN 301 366 V1.1.2 (1999-05)
4.3.3.4 Methods for selecting a file . 49
4.3.3.4.1 Definition and applicability. 49
4.3.3.4.2 Conformance requirement. 50
4.3.3.4.3 Test purpose. 51
4.3.3.4.4 Method of test . 51
4.3.3.4.5 Test requirement . 51
4.3.3.5 Reservation of file IDs. 51
4.3.3.5.1 Definition and applicability. 51
4.3.3.5.2 Conformance requirement. 52
4.3.3.5.3 Test purpose. 52
4.3.3.5.4 Method of test . 52
4.3.3.5.5 Test requirement . 52
4.3.4 Security services and facilities . 52
4.3.4.1 Card Holder Verification. 52
4.3.4.1.1 Definition and applicability. 52
4.3.4.1.2 Conformance requirement. 53
4.3.4.1.3 Test purpose. 53
4.3.4.1.4 Method of test . 53
4.3.4.1.5 Test requirement . 54
4.3.4.2 Strong authentication. 54
4.3.4.2.1 Definition and applicability. 54
4.3.4.2.2 Conformance requirement. 54
4.3.4.2.3 Test purpose. 54
4.3.4.2.4 Method of test . 54
4.3.4.2.5 Test requirement . 54
4.3.4.3 File access conditions . 54
4.3.4.3.1 ALWAYS, CHV1 and NEVER . 54
4.3.4.3.1.1 Definition and applicability. 54
4.3.4.3.1.2 Conformance requirement . 55
4.3.4.3.1.3 Test purpose . 55
4.3.4.3.1.4 Method of test . 55
4.3.4.3.1.5 Test requirement. 55
4.3.4.4 Function access condition. 56
4.3.4.4.1 Definition and applicability. 56
4.3.4.4.2 Conformance requirement. 56
4.3.4.4.3 Test purpose. 56
4.3.4.4.4 Method of test . 56
4.3.4.4.5 Test requirement . 56
4.3.5 Description of the functions . 56
4.3.5.1 SELECT function . 56
4.3.5.1.1 Definition and applicability. 56
4.3.5.1.2 Conformance requirement. 56
4.3.5.1.3 Test purpose. 57
4.3.5.1.4 Method of test . 57
4.3.5.1.5 Test requirement . 58
4.3.5.2 READ BINARY function. 59
4.3.5.2.1 Definition and applicability. 59
4.3.5.2.2 Conformance requirement. 59
4.3.5.2.3 Test purpose. 59
4.3.5.2.4 Method of test . 59
4.3.5.2.5 Test requirement . 59
4.3.5.3 UPDATE BINARY function. 60
4.3.5.3.1 Definition and applicability. 60
4.3.5.3.2 Conformance requirement. 60
4.3.5.3.3 Test purpose. 60
4.3.5.3.4 Method of test . 60
4.3.5.3.5 Test requirement . 61
4.3.5.4 READ RECORD function. 61
4.3.5.4.1 Definition and applicability. 61
4.3.5.4.2 Conformance requirement. 61
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4.3.5.4.3 Test purpose. 62
4.3.5.4.4 Method of test . 62
4.3.5.4.5 Test requirement . 63
4.3.5.5 UPDATE RECORD function . 63
4.3.5.5.1 Definition and applicability. 63
4.3.5.5.2 Conformance requirement. 63
4.3.5.5.3 Test purpose. 64
4.3.5.5.4 Method of test . 64
4.3.5.5.5 Test requirement . 65
4.3.5.6 SEEK function. 66
4.3.5.6.1 Definition and applicability. 66
4.3.5.6.2 Conformance requirement. 66
4.3.5.6.3 Test purpose. 66
4.3.5.6.4 Method of test . 67
4.3.5.6.5 Test requirement . 68
4.3.5.7 VERIFY CHV function . 68
4.3.5.7.1 Definition and applicability. 68
4.3.5.7.2 Conformance requirement. 68
4.3.5.7.3 Test purpose. 69
4.3.5.7.4 Method of test . 69
4.3.5.7.5 Test requirement . 69
4.3.5.8 CHANGE CHV function. 70
4.3.5.8.1 Definition and applicability. 70
4.3.5.8.2 Conformance requirement. 70
4.3.5.8.3 Test purpose. 70
4.3.5.8.4 Method of test . 70
4.3.5.8.5 Test requirement . 71
4.3.5.9 UNBLOCK CHV function . 71
4.3.5.9.1 Definition and applicability. 71
4.3.5.9.2 Conformance requirement. 71
4.3.5.9.3 Test purpose. 72
4.3.5.9.4 Method of test . 72
4.3.5.9.5 Test requirement . 72
4.3.5.10 INTERNAL AUTHENTICATION function.73
4.3.5.10.1 Definition and applicability. 73
4.3.5.10.2 Conformance requirement. 73
4.3.5.10.3 Test purpose. 73
4.3.5.10.4 Method of test . 73
4.3.5.10.5 Test requirement .
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