ISO 28007-1:2015
(Main)Ships and marine technology - Guidelines for Private Maritime Security Companies (PMSC) providing privately contracted armed security personnel (PCASP) on board ships (and pro forma contract) - Part 1: General
Ships and marine technology - Guidelines for Private Maritime Security Companies (PMSC) providing privately contracted armed security personnel (PCASP) on board ships (and pro forma contract) - Part 1: General
ISO 28007-1:2015 gives guidelines containing additional sector-specific recommendations, which companies (organizations) who comply with ISO 28000 can implement to demonstrate that they provide Privately Contracted Armed Security Personnel (PCASP) on board ships.
Navires et technologie maritime — Guide destiné aux sociétés privées de sécurité maritime (PMSC) fournissant des agents de protection armés embarqués sous contrat privé (PCASP) à bord de navires (et contrat pro forma) — Partie 1: Généralités
General Information
- Status
- Published
- Publication Date
- 25-Mar-2015
- Technical Committee
- ISO/TC 8 - Ships and marine technology
- Drafting Committee
- ISO/TC 8/WG 4 - Maritime security
- Current Stage
- 9093 - International Standard confirmed
- Start Date
- 20-Aug-2022
- Completion Date
- 13-Dec-2025
Relations
- Effective Date
- 13-Jul-2013
Overview
ISO 28007-1:2015 - Ships and marine technology - Guidelines for Private Maritime Security Companies (PMSC) providing Privately Contracted Armed Security Personnel (PCASP) on board ships - Part 1: General - is guidance for applying ISO 28000 to maritime armed security. It provides sector‑specific recommendations that PMSCs can implement to demonstrate safe, auditable delivery of PCASP services on ships, including risk management, personnel vetting, training, rules for use of force (RUF) and incident handling. Compliance is based on following the document’s “should” recommendations; certification can be by first, second or third party. The standard complements ISO 28000 (security management systems for the supply chain).
Key topics and requirements
ISO 28007-1 structures PMSC requirements around a Security Management System (SMS) and covers:
- Security Management System elements: understanding context, interested parties, scope, leadership, competence, roles, organizational structure and financial stability.
- Planning: security policy, risk assessment, objectives, legal/regulatory compliance, and authorization/licensing of firearms and security equipment.
- Resources and personnel: selection, background screening, vetting of PCASP and subcontractors; insurance and outsourcing controls.
- Training & awareness: training standards, firearms training, documented training procedures and record keeping.
- Operation: operational planning and control, command and control, team size/composition, guidance on Rules for the Use of Force (RUF), incident management, reporting, evidence protection, casualty management and HSE (health, safety and environment).
- Performance evaluation: monitoring, measurement, internal audit, management review, nonconformity/corrective action and continual improvement.
- Human rights: alignment with legal obligations and the UN Guiding Principles on Business and Human Rights (UNGPs) is emphasized.
Practical applications - who uses it and why
ISO 28007-1 is used by:
- Private Maritime Security Companies (PMSC) that provide PCASP aboard vessels in areas at high risk of piracy.
- Ship‑owners, operators and charterers who contract armed security services and require auditable assurance.
- Certification bodies, flag states, insurers, port authorities and vetting/assurance teams assessing security governance.
Typical uses:
- Extend an ISO 28000 SMS to include armed maritime security operations.
- Define and document RUF consistent with international and flag‑state law.
- Standardize vetting, firearms authorization, training and incident response to reduce liability and improve contractor selection.
- Support commercial tenders and certification statements (recommended certificate wording is provided in the standard).
Related standards
- ISO 28000 - Specification for security management systems for the supply chain (normative reference).
- ISO/PAS 28007:2012 - superseded by ISO 28007-1:2015.
Keywords: ISO 28007-1:2015, PMSC, PCASP, ISO 28000, private maritime security, rules for use of force, firearms training, maritime security services, security management system, piracy risk.
Frequently Asked Questions
ISO 28007-1:2015 is a standard published by the International Organization for Standardization (ISO). Its full title is "Ships and marine technology - Guidelines for Private Maritime Security Companies (PMSC) providing privately contracted armed security personnel (PCASP) on board ships (and pro forma contract) - Part 1: General". This standard covers: ISO 28007-1:2015 gives guidelines containing additional sector-specific recommendations, which companies (organizations) who comply with ISO 28000 can implement to demonstrate that they provide Privately Contracted Armed Security Personnel (PCASP) on board ships.
ISO 28007-1:2015 gives guidelines containing additional sector-specific recommendations, which companies (organizations) who comply with ISO 28000 can implement to demonstrate that they provide Privately Contracted Armed Security Personnel (PCASP) on board ships.
ISO 28007-1:2015 is classified under the following ICS (International Classification for Standards) categories: 03.080.20 - Services for companies; 47.040 - Seagoing vessels. The ICS classification helps identify the subject area and facilitates finding related standards.
ISO 28007-1:2015 has the following relationships with other standards: It is inter standard links to ISO/PAS 28007:2012. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
You can purchase ISO 28007-1:2015 directly from iTeh Standards. The document is available in PDF format and is delivered instantly after payment. Add the standard to your cart and complete the secure checkout process. iTeh Standards is an authorized distributor of ISO standards.
Standards Content (Sample)
INTERNATIONAL ISO
STANDARD 28007-1
First edition
2015-04-01
Ships and marine technology —
Guidelines for Private Maritime
Security Companies (PMSC) providing
privately contracted armed security
personnel (PCASP) on board ships
(and pro forma contract) —
Part 1:
General
Navires et technologie maritime — Guide destiné aux sociétés privées
de sécurité maritime (PMSC) fournissant des agents de protection
armés embarqués sous contrat privé (PCASP) à bord de navires (et
contrat pro forma) —
Partie 1: Généralités
Reference number
©
ISO 2015
© ISO 2015
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
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Published in Switzerland
ii © ISO 2015 – All rights reserved
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Security management system elements for Private Maritime Security Companies (PMSC) .3
4.1 General requirements . 3
4.1.1 Understanding the PMSC and its context . 3
4.1.2 Understanding the needs and expectations of interested parties . 4
4.1.3 Determining the scope of the security management system . 4
4.1.4 Security management system . 4
4.1.5 Leadership and commitment . 4
4.1.6 Competence . 5
4.1.7 Organizational roles, responsibilities and authorities . 5
4.1.8 Structure of the organization . 6
4.1.9 Financial stability of the organization . 6
4.1.10 Outsourcing and subcontracting . 7
4.1.11 Insurance . 7
4.2 Planning . 7
4.2.1 Security management policy . 7
4.2.2 Actions to address risks and opportunities . 8
4.2.3 Security objectives and plans to achieve them . 8
4.2.4 Legal, statutory and other regulatory requirements . 9
4.2.5 Authorization and licensing of firearms and security related equipment .10
4.3 Resources .11
4.3.1 General.11
4.3.2 Selection, background screening and vetting of security personnel,
including PCASP .11
4.3.3 Selection, background screening and vetting of sub-contractors .12
4.4 Training and awareness .12
4.4.1 General.12
4.4.2 Training standards .12
4.4.3 Training procedures and protocols .13
4.4.4 Firearms training .14
4.4.5 Training records .15
4.5 Communication and awareness .15
4.5.1 Awareness .15
4.5.2 Internal and external communication .15
4.6 Documented information and records .16
4.6.1 General.16
4.6.2 Control of documented information .16
5 Operation .17
5.1 Operational planning and control .17
5.2 Command and control of security personnel including security team, size,
composition and equipment .18
5.2.1 Command and control .18
5.2.2 Size and composition of security team .18
5.3 Guidance on Rules for the Use of Force (RUF) .19
5.4 Incident management and emergency response.19
5.5 Incident monitoring, reporting and investigation .20
5.6 Scene management and protection of evidence .20
5.7 Casualty management.21
5.8 Health safety environment .21
5.9 Client complaints, grievance procedures and whistle blowing .21
6 Performance evaluation .22
6.1 Monitoring, measurement analysis and evaluation .22
6.2 Internal audit .22
6.3 Management review .23
6.4 Nonconformity and corrective action .23
6.5 Continual improvement .23
Bibliography .24
iv © ISO 2015 – All rights reserved
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www.iso.org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation on the meaning of ISO specific terms and expressions related to conformity
assessment, as well as information about ISO’s adherence to the WTO principles in the Technical Barriers
to Trade (TBT) see the following URL: Foreword - Supplementary information
The committee responsible for this document is ISO/TC 8, Ships and marine technology.
This first edition of ISO 28007-1 cancels and replaces ISO/PAS 28007:2012.
Introduction
ISO 28000 is the certifiable security management system standard for organizations which has been
developed along the format of other management system standards (ISO 9001 and ISO 14001) with the
same management system requirements.
ISO 28000 was developed in response to demand from industry for a security management standard
with the objective to improve the security of supply chains and is certifiable in accordance with the
International Accreditation Forum. In effect ISO 28000 is a risk-based quality management system for the
security of operations and activities conducted by organizations. Organisations seeking to be certified
to this International Standard should respect the human rights of those affected by the organisations
operations within the scope of this International Standard, including by conforming with relevant legal
and regulatory obligations and the UN Guiding Principles on Business and Human Rights. This part of
ISO 28007 sets out the guidance for applying ISO 28000 to Private Maritime Security Companies (PMSC).
vi © ISO 2015 – All rights reserved
INTERNATIONAL STANDARD ISO 28007-1:2015(E)
Ships and marine technology — Guidelines for Private
Maritime Security Companies (PMSC) providing privately
contracted armed security personnel (PCASP) on board
ships (and pro forma contract) —
Part 1:
General
1 Scope
This part of ISO 28007 gives guidelines containing additional sector-specific recommendations, which
companies (organizations) who comply with ISO 28000 can implement to demonstrate that they provide
Privately Contracted Armed Security Personnel (PCASP) on board ships. To claim compliance with these
guidelines, all recommendations (“shoulds”) should be complied with.
Compliance with this part of ISO 28007 can be by first, second and third party (certification). Where
certification is used, it is recommended the certificate contains the words: “This certification has been
prepared using the full guidelines of ISO 28007-1 as a Private Maritime Security Company providing
Privately Contracted Armed Security Personnel”.
2 Normative references
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
ISO 28000, Specification for security management systems for the supply chain
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
3.1
Private Maritime Security Company
PMSC
organization which provides security personnel, either armed or unarmed or both, on board for
protection against piracy
Note 1 to entry: Henceforth throughout this International Standard, the word “organization” refers to the PMSC.
3.2
Privately Contracted Armed Security Personnel
PCASP
armed employee or subcontractor of the Private Maritime Security Company (PMSC)
3.3
area of high risk of piracy
area identified as having an increased likelihood of piracy
3.4
guidance on the procedures or rules for the use of force (RuF)
clear policy drawn up by the Private Maritime Security Company (PMSC) for each individual transit
operation which sets out the circumstances in which force, to include lethal force, in the delivery of
maritime security services may be used in taking account of international law and the law of the flag state
3.5
Security Management System
SMS
risk-based security framework
3.6
interested party and stakeholders
person or organization that can affect, be affected by or perceive themselves to be affected by a
decision or activity
Note 1 to entry: This denotes but is not limited to clients (ship-owners, charterers), the shipping community
including seafarers, THE flag STATE, impacted communities, coastal STATES, international organizations, P and I
clubs and insurers, and security training companies, certification bodies.
3.7
maritime security services
services which range from intelligence and threat assessment to ship hardening and the guarding and
protection of people and property (whether armed or unarmed) or any activity for which the company
personnel may be required to carry or operate a firearm in the performance of their duties
3.8
Guiding Principles on Business and Human Rights
UNGPs
guidance principles to companies on how to respect the human rights of all those affected by their
operations, including developing a human rights policy, taking steps to identify, address and mitigate
human rights risks and developing effective operational level grievance mechanisms
3.9
personnel
persons working for a Private Maritime Security Company (PMSC) whether as a full-time or part-time
employee or under a contract, including its staff, managers and directors
3.10
risk assessment
overall process of risk identification, risk analysis and risk evaluation
[SOURCE: ISO Guide 73, definition 3.4.1]
3.11
firearms
portable barrelled weapon from which projectile(s) can be discharged by an explosion from the confined
burning of a propellant and the associated ammunition, related ancillaries, consumables, spare parts
and maintenance equipment used by security personnel at sea
3.12
security
process to pre-empt and withstand intentional, unauthorised act(s) designed to cause harm, damage
or disruption
3.13
home state
state of nationality of a Private Maritime Security Company (PMSC), i.e. where a PMSC is domiciled,
registered or incorporated
2 © ISO 2015 – All rights reserved
3.14
coastal state
state of nationality of the area of transit within coastal waters
3.15
security management objective
specific outcome or achievement required of security in order to meet the security management policy
3.16
security management policy
overall intentions and direction of an organization, related to the security and the framework for
the control of security-related processes and activities that are derived from and consistent with the
organization’s policy and legal and regulatory requirements
3.17
security related equipment
protective and communication equipment used by security personnel at sea
3.18
team leader
designated leader of the personnel contracted to provide security services aboard the ship
3.19
threat assessment
assessment by the organization, the client and other expert sources on the potential for acts of piracy or
other threats to a specific transit or to operations more generally
3.20
top management
person or group of people who direct and control an organization at the highest level
3.21
incident
event that has been assessed as having an actual or potentially adverse effect
4 Security management system elements for Private Maritime Security
Companies (PMSC)
4.1 General requirements
4.1.1 Understanding the PMSC and its context
The organisation should determine and document relevant external and internal factors. These include
the international and national legal and regulatory environment including licensing and export/import
requirements, the political, the natural and physical environment, the role, perceptions, needs,
expectations and risk tolerance of the client and other interested parties and stakeholders as well as key
international developments and trends in the home state, flag and coastal states and areas of operation.
The organisation should also evaluate and document elements that might impact on its management of
risk including its own organisation and lines of authority for operations, its capabilities in delivering
objectives and policies, and the contribution of partners and subcontractors, and any voluntary
commitments to which the organisation may subscribe. The evaluation should include the particular
circumstances of each operation or transit and the attendant risk factors for the organisation.
The organisation should also identify, document and manage as necessary the significant risks identified
by the ship owner which have prompted consideration of the use of security services which may include
PCASP. Where PCASP are used, this should cover the legal requirements of the flag state, and of the
coastal state where applicable and relevant, and the need for prior approval to deploy PCASP. The
organisation should determine how this applies to its planning needs and expectations and that it is
reflected in its own risk assessment. The organisation should demonstrate its understanding of the
interaction of these elements (within its context).
4.1.2 Understanding the needs and expectations of interested parties
The organization should identify and maintain a register of the interested parties and stakeholders that are
relevant to the organizations’ operations and the related legal and regulatory requirements, taking account
of the perceptions, values, needs, interests and risk tolerance of the interested parties and stakeholders. As
part of its own risk assessment process, the organization should carry out a meaningful consultation with
relevant interested parties and stakeholders, including those directly affected by its operations.
It is important for the PMSC to understand that before contracting for their services, a ship-owner will
have carried out a risk assessment. The PMSC should then determine how this applies to them and
demonstrate how it impacts on needs and expectations and its own risk assessment.
The organization should consider risk criteria that may impact on interested parties and stakeholders
as follows:
a) the overall risk policy of the organization, and of the client, and their risk tolerance;
b) the inherent uncertainty of operating at sea in an area with high risk of piracy;
c) the nature of the likely threats and consequences of an incident on its operations, reputation
and business;
d) the impact of an incident; and
e) the impact of the combination of a number of risks.
4.1.3 Determining the scope of the security management system
The organization should determine and justify the boundaries and applicability of the security
management system to establish its scope.
The scope should be available as documented information.
The scope of the security management system should include the security management system
requirements specified in ISO 28000 and take into account any subordinate bodies, regional bodies and
subcontracted entities that impact the delivery of security services.
4.1.4 Security management system
The organization should establish, implement, maintain and continually improve a security management
system. Where the organization has an existing management system, it should ensure consistency in
plans and practice across systems and avoid duplication wherever practicable.
4.1.5 Leadership and commitment
Top management should demonstrate leadership and commitment with respect to the security
management system by:
a) ensuring that the security policy and security objectives are established and are compatible with
the strategic direction of the organization;
b) ensuring the integration of the security management system requirements into the organization’s
business processes;
c) providing sufficient resources to deliver, implement, review and continually improve the security
management system;
4 © ISO 2015 – All rights reserved
d) communicating the importance of effective security management and of conforming to the security
management system requirements;
e) compliance with legal and regulatory requirements and other requirements or voluntary
commitments to which the organization subscribes;
f) ensuring that the security management system achieves its intended outcome(s);
g) directing and supporting persons to contribute to the effectiveness of the security management system;
h) promoting continual improvement;
i) supporting other relevant management roles to demonstrate their leadership as it applies to their
areas of responsibility.
NOTE Reference to “business” in this International Standard should be interpreted broadly to mean those
activities that are core to the purposes of the organization’s existence.
4.1.6 Competence
Top management should demonstrate and document the skills and experience, and professional
capability to provide the leadership in oversight of security operations at sea and specifically the
protection of persons aboard the ship against unlawful attack, using only that force which is strictly
necessary, proportionate and reasonable. The organization should:
a) determine the necessary competence on the basis of qualifications, training and relevant and
appropriate experience of person(s) doing work under its control that affects its security performance;
b) have established and documented procedures as regards leadership, chain of authority, change in
command in the event of illness or incapacity of a key operational figure including the team leader
and as regards life saving;
c) where applicable, take actions to acquire the necessary competence, and evaluate the effectiveness
of the actions taken;
d) have established procedures to develop guidance for the use of force based on the consideration of
several scenarios and providing a graduated response plan;
e) have a documented, robust and auditable health, safety and environmental policy;
f) have written testimonials from previous clients relating to the organization’s delivery of its security
performance at sea and/or in other relevant circumstances, where the company has a history of
related service delivery;
g) have a process for post incident actions to support state authority investigations/prosecutions
should a formal investigation be required and to support internal evaluation of performance as
part of the continual improvement process;
h) retain appropriate documented information as evidence of competence.
4.1.7 Organizational roles, responsibilities and authorities
Roles, responsibilities and authority in the organisation should be established from top management
down to those providing security services on or for a ship, including command and control of any
PCASP and a pre-established progression in line of authority taking account of any possible absence or
incapacity. Such roles may include:
a) risk assessment and security advice for the client as to the most effective deterrent, whether armed
personnel, ship hardening and/or technology or a combination of measures, whether in general or
for a specific transit;
b) intelligence reporting regarding the status of commercial shipping, friendly forces, and possible
hostile actors in the proposed area of operations;
c) observation and monitoring of activity in the operating area, including advice to the Master on
routeing in the light of an evolving threatening situation;
d) deployment of PCASP;
e) responsibility for the embarkation, inventory, and secure storage of firearms and ammunition
associated with the deployment of a PCASP;
f) security advice to the Master and under his authority, training of (non PCASP) personnel aboard in
emergency procedures response to a threat, including recourse to a citadel;
g) first aid and casualty care and help with evacuation;
h) preservation of evidence and protecting a crime scene as far as practicable;
i) collation of post incident reports and the response made as a contribution to lessons learned;
j) robust arrangements for the provision of visas, travel documents and security identity
documentation, as well as any necessary licences required.
All roles carried out by the organisation and its security personnel including any PCASP should be as
defined in the relevant documentation, culture and ethics
The organization should:
a) have an accessible, written Code of Ethics including its human rights policy and Code of Conduct;
b) be able to demonstrate that personnel are conversant with its Code of Ethics, procedures and plans
and that these are regularly reviewed and updated.
4.1.8 Structure of the organization
The organization should have a clearly defined management structure showing control and accountability
at each level of the operation which should:
a) define and document ownership and a place of registration of the organization;
b) identify and document top management and their past history and relevant experience;
c) define and document that the organization is registered as a legal entity or part of a legal entity, and
where appropriate, the relationship between the organization and other parts of that same legal entity;
d) define and document any subordinate bodies, regional offices, joint venture partners and their
places of incorporation and relationship to the overall management structure; and
e) define and document any operational bases, logistics or storage facilities used in support of the operations
of the organization and the jurisdiction that applies and/or whether they are on the high seas.
4.1.9 Financial stability of the organization
The organisation should be able to demonstrate its financial processes, administrative procedures, or
other relevant history that might impact on operations and interested parties and stakeholders. The
organization should be able to document its financial stability by way of:
a) latest financial accounts supplemented with management accounts;
b) banker’s references or similar national equivalents as required;
c) company structure and place of registration;
6 © ISO 2015 – All rights reserved
d) company ownership.
4.1.10 Outsourcing and subcontracting
The organization should have a clearly defined and documented process to explain the circumstances
under which it outsources activities, functions or operations and its supply chain. The organization
should take responsibility for activities outsourced to another entity and have a legal enforceable
agreement covering such arrangements including:
a) commitment by a subcontracted entity to abide by the same legal and regulatory obligations and
equivalent Code of Ethics as the organizations, including those under this International Standard;
b) confidentiality and conflict of interest agreements;
c) the identification and documentation of its logistics chain and the risk potential from that logistics
chain including arrangements for the licensing and export/import of firearms and security material.
4.1.11 Insurance
The organization should demonstrate that it has sufficient insurance to cover risks and associated
liabilities arising from its operations and activities, consistent with contractual requirements. When
outsourcing or subcontracting services, activities or functions, or operations, the organization should
ensure the subcontracted or outsourced entity has appropriate insurance cover for those activities.
The organization should provide documentary evidence that they hold current and paid up to date
insurance as appropriate and relevant to the contract in the proposed areas of operations, as follows:
a) general liability insurance for third party claims of bodily injury or property damage;
b) professional liability insurance for negligent acts arising from professional loss, bodily injury or
property damage;
c) employers liability (including maritime employers liability). The organization should establish with
the client and underwriters the need to review all provisions in their own property and liability
insurance policies to cover the deployment of a PCASP and firearms aboard;
d) workers compensation as applicable;
e) personal accident insurance (tropical disease, accidental death, temporary or permanent disability)
with medical and evacuation expenses; and
f) any other coverage as indicated by the risk assessment.
As firearms and other security related equipment are to be part of the contracted plan, the organization
should insure their personnel to carry and use firearms on such voyages for accident, injury and damage
arising from the use of firearms, and for liability that might arise from the carriage and/or intentional
use or negligent misuse of firearms.
The organization may also consider other liabilities.
4.2 Planning
4.2.1 Security management policy
The organization should operate a security management system such as ISO 28000 or similar.
The organization should establish and be able to demonstrate ongoing evaluation of its compliance with
the security management system and the need for continual improvement.
Top management should define and document:
a) the organization’s commitment to a security management policy;
b) the organization’s ability to provide services to meet client needs in conformity with applicable and
relevant international and national law and regulatory requirements;
c) its commitment to a risk management approach to business planning.
The security management policy should also:
1) be available to all interested parties and stakeholders;
2) allow a client reasonable scope to perform due diligence for the management of the services retained;
3) be communicated publicly so all interested parties and stakeholders have easy access to it within
the organization;
4) comply with applicable and relevant international and national laws, codes and regulatory
requirements.
4.2.2 Actions to address risks and opportunities
The organization should consider risk criteria that may impact its operations as follows:
a) identify predictable risks which can impact on the activities, business and reputation of the business
or those of interested parties and stakeholders;
b) systematically evaluate and prioritize risk controls, management, mitigation and treatments and
their cost effectiveness;
c) be kept under review and regularly updated in light of the context of operations of the organization;
d) continually evaluate the effectiveness of risk treatment options post incident and after training
or exercises;
e) ensure that the risk assessment is taken into account in carrying through the security
management system;
f) identify applicable risk requirements for any subcontracted entities.
The organization should also formally record its objectives and targets for the management of risk by
preventing and deterring threats. This should include commitments to:
1) minimize risk by adequate preparation and resilience;
2) provision of security for employees and contracted or sub contracted personnel and as set out in a
contract and under the authority of the Master for crew and passengers against external threats;
3) comply with legal and other regulatory requirements;
4) protect tangible and intangible assets as provided for in a contract;
5) continued improvement.
4.2.3 Security objectives and plans to achieve them
The organization should establish security objectives at relevant functions and levels, with the aim of
managing risk by reducing the probability of events, minimising the effects of incidents and mitigating
the consequences by adequate preparation and resilience. Legal and regulatory requirements should be
identified and incorporated into the security objectives.
8 © ISO 2015 – All rights reserved
The security objectives should:
a) be consistent with the security management policy;
b) be measurable (wherever practicable);
c) take into account applicable requirements;
d) be monitored;
e) be communicated; and
f) be updated as appropriate.
The organization should retain documented information on the security objectives.
When planning how to achieve its security objectives, the organization should determine:
1) what will be done;
2) what resources will be required;
3) what jurisdictions will be covered;
4) who will be responsible;
5) when it will be completed;
6) how the results will be evaluated.
4.2.4 Legal, statutory and other regulatory requirements
The organization should identify and incorporate into the security management system all legal and
regulatory requirements, as well as any applicable Codes and Conventions. These should form part of
contract negotiations with a client to take account of differing jurisdictions and statutory requirements
as between home, flag, coastal and port states. An example of a frequently used commercial contract is
listed in the Bibliography.
The organization should establish, implement and maintain procedures to:
a) identify applicable and relevant international and national legal, regulatory and other
requirements related to its activities and those of any subcontractors, functions, clients, contracts
and areas of operations;
b) identify relevant and applicable international and national laws and agreements which include but
are not limited to the:
1) applicable and relevant requirements of UNCLOS and maritime law;
2) laws and regulations of the home states and flag and coastal states, recognizing that any
decision whether to allow a PCASP aboard is the prerogative of the flag state;
NOTE Article 92 of UNCLOS refers to the flag state’s exclusive jurisdiction on the high seas and article 94
refers to “duties of the flag state”.
3) applicable national laws relating to the procurement, carriage including export and import
licensing, storage, use and disposal of firearms and security related equipment;
4) conventions and laws relating to bribery, corruption and graft;
5) employment law and human rights obligations and any other commitments to which the
organization may subscribe.
The organization should ensure that its procedures provide for the following and consider how these
requirements apply to its operations, including the availability of specialist maritime legal advice on a
24 h basis, and in particular:
a) appropriate prior approval from the flag state and compliance with any home state regulations, as
regards the deployment of PCASP;
b) appropriate prior approval and any licence necessary for the carriage, transit and brokering of
firearms and other controlled goods ;
c) appropriate prior approval as regards the deployment of PCASP from countries in which operations
are conducted or managed, or countries through which PCASP may transit;
d) appropriate prior approval and licences for the transport, carriage, storage of firearms and security
related equipment from, into or through a state;
e) specific prior approval and licence for the storage of firearms and security related equipment from
the flag state aboard for any period longer than a single transit.
The organization should record this information and keep it up to date. Relevant information on legal
and regulatory requirements should be communicated to persons working on its behalf and who are
part of the supply chain and/or subcontracted.
4.2.5 Authorization and licensing of firearms and security related equipment
The organization should establish and document its processes for compliance with home state, coastal
and flag state laws as regards the procurement, licensing and transhipment of firearms for each transit.
Processes should also be established and documented for the licensing of individuals to use such
firearms in the areas of operations where this is required under home, flag state or coastal national
state (e.g. port, transit) laws. These processes should include a detailed plan of this process for provision
to the client.
The organization should:
a) acquire and maintain legal authorisations for the possession, export and transhipment of firearms
and ammunition required by applicable national and international law;
b) ensure documentary evidence is available to prove that firearms are procured, transported,
embarked and disembarked legally;
c) ensure that where firearms are to be transported across international boundaries, or where they
are being held on board ship (in accordance with the laws of the relevant flag states), between
coastal and port states they are in possession of all the required authorisations covering all
elements of the operation;
d) have a central record of all firearms and ammunition held, by type, serial number and location
detailing movement, issue, receipt, maintenance, modification, usage and disposal history;
e) have robust and legally compliant arrangements for the safe and secure storage and movement of
firearms when not in use. This should include written agreements for storage ashore, with military,
naval or law enforcement bodies of recognized state governments;
f) comply with any home or flag state or local requirements in respect of identifying and licensing
individuals who will use such firearms, including “end user certificates” where national laws apply;
g) secure the necessary written authority from the flag state and where appropriate, the coastal state,
for holding stocks of firearms and ammunition on the high seas or offshore.
The organization should also:
h) ensure that firearms issued to security teams are adequate for the task of deterring, and if necessary
defending against Pirate Action Group attacks;
10 © ISO 2015 – All rights reserved
i) have detailed procedures for regular and frequent checks of firearms, ammunition and other
security related equipment, and for investigating discrepancies;
j) ensure that firearms issued to PCASP are adequate for the contracted task, the risk assessment for the
transit or operation being undertaken and are consistent with the terms of the commercial contract;
k) maintain records detailing the issuing and receipt of firearms, ammunition and equipment to
personnel, showing the individuals to whom issued; serial numbers of firearms and equipment and
the quantities and types of ammunition held;
l) have procedures to detail how ammunition is to be accounted for on deployed operations and
reconciled on completion of a transit;
m) have procedures that cover arrangements for the safe testing and zeroing of firearms and any
necessary permits for live firing exercises on board prior to undertaking assigned security tasks;
n) ensure that their personnel only u
...
기사 제목: ISO 28007-1:2015 - 선박 및 해양 기술– 선박에 탑재된 사설 계약 무장 보안 인력을 제공하는 사설 해양 보안 회사의 지침 (PMSC) 및 표준 계약 양식 - 파트 1: 일반 기사 내용: ISO 28007-1:2015는 선박에 탑재된 사설 계약 무장 보안 인력 (PCASP)을 제공하는 사설 해양 보안 회사 (PMSC)에 대한 지침을 제공합니다. 이는 이미 ISO 28000을 준수하는 기업들이 PCASP 서비스를 제공함을 입증하기 위해 시행할 수 있는 추가적인 업종 특정 권고사항을 포함하고 있습니다.
ISO 28007-1:2015 is a set of guidelines for Private Maritime Security Companies (PMSC) that provide privately contracted armed security personnel (PCASP) on board ships. It contains additional recommendations for companies that already comply with ISO 28000, as a way to demonstrate that they offer PCASP services.
記事のタイトル:ISO 28007-1:2015 - 船舶と海洋技術-船舶に搭載された私設契約武装警備人員(PCASP)を提供する私設海洋セキュリティ会社(PMSC)のガイドライン(および様式契約)-パート1:一般 記事の内容:ISO 28007-1:2015は、船舶に搭載された私設契約武装警備人員(PCASP)を提供する私設海洋セキュリティ会社(PMSC)に対するガイドラインを提供しています。これは、既にISO 28000に準拠している企業がPCASPサービスを提供していることを証明するために実施できる、追加の業界固有の推奨事項を含んでいます。










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