ISO/IEC 42001:2023
(Main)Information technology — Artificial intelligence — Management system
Information technology — Artificial intelligence — Management system
This document specifies the requirements and provides guidance for establishing, implementing, maintaining and continually improving an AI (artificial intelligence) management system within the context of an organization. This document is intended for use by an organization providing or using products or services that utilize AI systems. This document is intended to help the organization develop, provide or use AI systems responsibly in pursuing its objectives and meet applicable requirements, obligations related to interested parties and expectations from them. This document is applicable to any organization, regardless of size, type and nature, that provides or uses products or services that utilize AI systems.
Technologies de l'information — Intelligence artificielle — Système de management
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FINAL
INTERNATIONAL ISO/IEC
DRAFT
STANDARD FDIS
42001
ISO/IEC JTC 1/SC 42
Information technology — Artificial
Secretariat: ANSI
intelligence — Management system
Voting begins on:
2023-10-06
Technologies de l'information — Intelligence artificielle — Système
de management
Voting terminates on:
2023-12-01
RECIPIENTS OF THIS DRAFT ARE INVITED TO
SUBMIT, WITH THEIR COMMENTS, NOTIFICATION
OF ANY RELEVANT PATENT RIGHTS OF WHICH
THEY ARE AWARE AND TO PROVIDE SUPPOR TING
DOCUMENTATION.
IN ADDITION TO THEIR EVALUATION AS
Reference number
BEING ACCEPTABLE FOR INDUSTRIAL, TECHNO-
ISO/IEC FDIS 42001:2023(E)
LOGICAL, COMMERCIAL AND USER PURPOSES,
DRAFT INTERNATIONAL STANDARDS MAY ON
OCCASION HAVE TO BE CONSIDERED IN THE
LIGHT OF THEIR POTENTIAL TO BECOME STAN-
DARDS TO WHICH REFERENCE MAY BE MADE IN
NATIONAL REGULATIONS. © ISO/IEC 2023
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ISO/IEC FDIS 42001:2023(E)
FINAL
INTERNATIONAL ISO/IEC
DRAFT
STANDARD FDIS
42001
ISO/IEC JTC 1/SC 42
Information technology — Artificial
Secretariat: ANSI
intelligence — Management system
Voting begins on:
Technologies de l'information — Intelligence artificielle — Système
de management
Voting terminates on:
COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
RECIPIENTS OF THIS DRAFT ARE INVITED TO
ISO copyright office
SUBMIT, WITH THEIR COMMENTS, NOTIFICATION
OF ANY RELEVANT PATENT RIGHTS OF WHICH
CP 401 • Ch. de Blandonnet 8
THEY ARE AWARE AND TO PROVIDE SUPPOR TING
CH-1214 Vernier, Geneva
DOCUMENTATION.
Phone: +41 22 749 01 11
IN ADDITION TO THEIR EVALUATION AS
Reference number
Email: copyright@iso.org
BEING ACCEPTABLE FOR INDUSTRIAL, TECHNO
ISO/IEC FDIS 42001:2023(E)
Website: www.iso.org
LOGICAL, COMMERCIAL AND USER PURPOSES,
DRAFT INTERNATIONAL STANDARDS MAY ON
Published in Switzerland
OCCASION HAVE TO BE CONSIDERED IN THE
LIGHT OF THEIR POTENTIAL TO BECOME STAN
DARDS TO WHICH REFERENCE MAY BE MADE IN
ii
© ISO/IEC 2023 – All rights reserved
NATIONAL REGULATIONS. © ISO/IEC 2023
---------------------- Page: 2 ----------------------
ISO/IEC FDIS 42001:2023(E)
Contents Page
Foreword .v
Introduction . vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Context of the organization .5
4.1 Understanding the organization and its context . 5
4.2 Understanding the needs and expectations of interested parties . 6
4.3 Determining the scope of the AI management system . 6
4.4 AI management system . 6
5 Leadership . 6
5.1 Leadership and commitment . 6
5.2 AI policy .
...
ISO/IEC FDIS 42001:####(X:2023(E)
ISO/IEC JTC 1/SC 42/WG 1
Secretariat: ANSI
Date: 2023-09-22
Information technology — Artificial intelligence — Management system
FDIS stage
Warning for WDs and CDs
This document is not an ISO International Standard. It is distributed for review and comment. It is subject to
change without notice and may not be referred to as an International Standard.
Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of
which they are aware and to provide supporting documentation.
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Technologies de l'information — Intelligence artificielle — Système de management
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ISO/IEC FDIS 42001:####(X:2023(E)
© ISO/IEC 20XX2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no
part of this publication may be reproduced or utilized otherwise in any form or by any means,
electronic or mechanical, including photocopying, or posting on the internet or an intranet, without
prior written permission. Permission can be requested from either ISO at the address below or
ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Fax: +41 22 749 09 47
Email: copyright@iso.org
Website: www.iso.orgwww.iso.org
Published in Switzerland
2 © ISO/IEC 202X– All rights reserved
ii © ISO/IEC 2023 – All rights reserved
---------------------- Page: 3 ----------------------
ISO/IEC FDIS 42001:####(X:2023(E)
Contents
Foreword . vii
Introduction. viii
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Context of the organization . 5
4.1 Understanding the organization and its context . 5
4.2 Understanding the needs and expectations of interested parties . 6
4.3 Determining the scope of the AI management system . 6
4.4 AI management system . 6
5 Leadership . 6
5.1 Leadership and commitment . 6
5.2 AI policy . 7
5.3 Roles, responsibilities and authorities . 7
6 Planning . 7
6.1 Actions to address risks and opportunities . 7
6.1.1 General . 7
6.1.2 AI risk assessment . 8
6.1.3 AI risk treatment . 8
6.1.4 AI system impact assessment . 9
6.2 AI objectives and planning to achieve them .
...
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