ISO/IEC 15944-9:2015

INTERNATIONAL ISO/IEC
STANDARD 15944-9
First edition
2015-10-01
Information technology — Business
Operational View —
Part 9:
Business transaction traceability
framework for commitment exchange
Technologies de l'information — Vue opérationnelle des affaires —
Partie 9: Cadre de traçabilité des transactions d'affaires pour l'échange
d'engagements
Reference number
©
ISO/IEC 2015
©  ISO/IEC 2015
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ii © ISO/IEC 2015 – All rights reserved

Contents Page
0  Introduction . viii
0.1  Purpose and overview . viii
0.2  ISO/IEC 14662 “Open-edi Reference Model” . viii
0.3  Part 1 of ISO/IEC 15944 “Business Operational View (BOV) - Operational aspects of Open-
edi for implementation” . ix
0.4  “Traceability” in the context of business transaction and commitment exchange . xi
0.5  Representation of rules and guidelines . xii
0.6  Organization and description of document . xiii
1  Scope . 1
1.1  Statement of scope . 1
1.2  Exclusions . 1
1.2.1  Functional Services View (FSV) . 1
1.2.2  Internal behaviour of organizations (and public administration) . 2
1.2.3  Metrological traceability . 2
1.3  Aspects not currently addressed . 2
2  Normative references . 3
3  Terms and definitions . 4
4  Symbols and abbreviations . 26
5  Principles and assumptions . 27
5.1  Introduction . 27
5.2  Important Open-edi characteristics that provide support for traceability . 27
5.3  Principles for traceability . 28
5.3.1  Introduction . 28
5.3.2  Traceability principle 1: Unambiguous identification . 28
5.3.3  Traceability principle 2: Record-keeping . 29
5.3.4  Traceability principle 3: Defined level of granularity . 30
5.3.5  Traceability principle 4: Ensuring traceability among parties . 30
5.3.6  Traceability principle 5: Precision in temporal and/or location referencing . 30
5.4  Two types of tracking. 30
6  Traceability reference model . 31
6.1  Introduction . 31
6.2  Traceability data in business transaction . 31
6.2.1  Predefined and structured traceability data . 31
6.2.2  Predefined contents of traceability data . 32
6.3  General content of traceability data . 34
6.3.1  General rules for identification of BTEs. 34
6.3.2  Integration and interoperability of identification schema . 34
6.3.3  Identification and description of traceable commitments and non-traceable commitments. . 36
6.3.4  Rules governing unambiguous identification of Person in support of traceability
requirements . 37
6.3.5  Business event . 38
7  Traceability requirements to business transaction . 40
7.1  Introduction . 40
7.2  General requirements . 40
7.2.1  Key components of a business transaction . 40
7.2.2  Commitment exchange . 40
7.3  Traceability requirements on Person . 40
7.3.1  General requirements on Person . 40
7.3.2  Requirements on a regulator . 41
7.3.3  Requirements on a buyer . 41
7.3.4  Requirements on Person as an individual – Privacy protection and individual
accessibility requirements . 41
7.4  Traceability requirements on process . 42
7.5  Traceability requirements on data . 43
7.5.1  Introduction .43
7.5.2  Traceability data retention .43
7.5.3  State changes .43
7.5.4  Business transaction ID .43
7.5.5  Unambiguous traceability data .43
7.5.6  Traceability data sharing .44
7.5.7  Master data (in a business transaction) .44
8  Open-edi collaboration space and traceability .45
8.1  Introduction .45
8.2  Basic Open-edi collaboration space: an independent view of traceability .45
8.3  Collaboration space: The roles of buyer, seller and regulator .46
9  Traceability attributes for Open-edi scenario scoping .47
9.1 Introduction .47
9.2 Template structure and contents .47
9.3  Template for specifying the scope of an Open-edi scenario – traceability requirements
perspective .48
Annex A (Normative) List of terms and definitions with cultural adaptability of traceability: ISO
English and ISO French language equivalency .54
A.1  Introduction .54
A.2  ISO English and ISO French .54
A.3  Cultural adaptability and quality control .54
A.4  Organization of Annex A – Consolidated list in matrix form .55
A.5  Matrix of new definitions and terms introduced in Part 9 with cultural adaptability of ISO
English and ISO French language equivalency .56
Annex B (Informative) Introduction to GS1 Glossary .61
B.1  Introduction .61
B.2  List of concepts in the glossary of GS1 global traceability standard .61
Annex C (Informative) Date/time referencing .67
C.1  Introduction – Need for precise date/time referencing in support of traceability
requirements .67
C.2  Extract from 6.6.4.5 “Date/time referencing” in Part 5 of ISO/IEC 15944 .67
Annex D (Informative) Introduction to Annex D and Annex E in Part 5 of ISO/IEC 15944 regarding
business location.71
D.1  Introduction .71
D.2  ISO 3166 in Annex D of Part 5 of ISO/IEC 15944 .71
D.3  Introduction to Annex E of Part 5 of ISO/IEC 15944 .72
Annex E (Informative) Samples of international standards or specifications in support of
traceability requirements .75
E.1  Diverse samples of ISO, IEC, ITU standards that are used in support of traceability
requirements .75
E.1.1  ISO 26324:2012 “Information and documentation -- Digital object identifier system” .75
E.1.2  ISO/IEC 15459 “Information technology — Unique identifiers” multipart standard .75
E.1.3  ITU-T X.660 Information technology – Open Systems Interconnection – Procedures for
the operation of OSI Registration Authorities: General procedures and top arcs of the
ASN.1 Object Identifier tree .76
E.2  Other inte
...