ASTM D4293-22
(Specification)Standard Specification for Phosphate Ester-Based Fluids for Turbine Lubrication and Steam Turbine Electro-Hydraulic Control (EHC) Applications
Standard Specification for Phosphate Ester-Based Fluids for Turbine Lubrication and Steam Turbine Electro-Hydraulic Control (EHC) Applications
ABSTRACT
This specification covers the requirements for phosphate ester based fire resistant fluids for use in turbine lubrication. Only unused fluid is defined before it is installed in the turbine while fluids used in electrohydraulic control (EHC) systems is not. The use of this type of fluid is restricted to turbine systems that have been designed or modified to accommodate phosphate ester lubricants. Fire tests shall be performed which measure and describe the properties of the phosphate esters in response to heat and flame under controlled laboratory conditions and should not be considered or used for the description or appraisal of the fire hazard of the fluids under actual fire conditions.
SCOPE
1.1 This specification covers the minimum requirements for phosphate ester-based fluids for turbine lubricants and electro-hydraulic control fluids, as delivered.
1.2 The use of this type of fluid is restricted to turbine systems designed or modified to accommodate phosphate ester fluids.
1.3 This standard does not cover the minimum requirements for in-service phosphate ester fluids for the turbine electro-hydraulic control (EHC) fluid. These requirements are provided in Guide D8323.
1.4 The values stated in SI units are to be regarded as standard. For convenience, other units of measurement are provided in brackets.
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.
1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
General Information
- Status
- Published
- Publication Date
- 30-Nov-2022
- Technical Committee
- D02 - Petroleum Products, Liquid Fuels, and Lubricants
- Drafting Committee
- D02.C0.01 - Turbine Oil Monitoring, Problems and Systems
Relations
- Effective Date
- 01-Apr-2024
- Effective Date
- 01-Mar-2024
- Effective Date
- 01-Feb-2024
- Refers
ASTM D4175-23a - Standard Terminology Relating to Petroleum Products, Liquid Fuels, and Lubricants - Effective Date
- 15-Dec-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Oct-2023
- Refers
ASTM D4175-23e1 - Standard Terminology Relating to Petroleum Products, Liquid Fuels, and Lubricants - Effective Date
- 01-Jul-2023
- Effective Date
- 01-Oct-2019
- Effective Date
- 01-Apr-2019
- Refers
ASTM D1401-18 - Standard Test Method for Water Separability of Petroleum Oils and Synthetic Fluids - Effective Date
- 01-Mar-2018
- Effective Date
- 01-May-2017
- Effective Date
- 15-Dec-2016
- Effective Date
- 01-Apr-2015
- Effective Date
- 01-Dec-2014
- Effective Date
- 01-Dec-2014
Overview
ASTM D4293-22 is the internationally recognized standard specification for phosphate ester-based fluids used in turbine lubrication and steam turbine electro-hydraulic control (EHC) systems. Developed by ASTM International, this standard sets the minimum requirements for unused phosphate ester fire-resistant fluids before installation in turbines. The specification is intended for new fluids as delivered, ensuring critical properties and compatibility for safe operation in systems specifically designed or modified for phosphate ester lubricants. This document is essential for manufacturers, operators, and maintenance teams focusing on turbine reliability, efficiency, and fire safety.
Key Topics
- Phosphate Ester Fluid Requirements: Defines the properties, composition, and purity for new fluids, including fire-resistance, chemical stability, and physical specifications.
- System Compatibility: Restricts use to turbines and EHC systems designed or adapted for phosphate ester fluids due to specific chemical and material interactions.
- Fire Resistance and Safety: Covers laboratory fire tests to assess the fluid’s behavior when exposed to heat and flame, crucial for systems in high-risk environments.
- Material Compatibility: Emphasizes elastomer and material compatibility, referencing ISO 6072, to ensure seals and other components remain effective with phosphate ester fluids.
- Sampling and Quality Assurance: Details correct sampling procedures, shelf life, and Certificate of Analysis (COA) requirements to ensure quality and traceability.
- Cleanliness and Contaminant Control: Specifies ISO Cleanliness Codes and filtration practices to minimize contaminants in new fluid installations.
- Applicability Limitations: Does not cover in-service monitoring and maintenance, which are addressed in ASTM D8323.
Applications
ASTM D4293-22 applies primarily to:
- Turbine Lubrication: Used as fire-resistant lubricants in turbine bearing systems, especially where fire safety is a critical concern. Suitable for systems like hydrogen seals and turning gearboxes when specified by the equipment manufacturer.
- Electro-Hydraulic Control (EHC) Systems: Critical for power generation facilities using steam turbines with EHC systems, which demand high-performance fluids that resist ignition and maintain system responsiveness under extreme conditions.
- Power Generation Safety: Supports the design and operation of safer turbine environments by specifying fluids with superior fire resistance and stability, reducing the risk of fire propagation in event of leaks or exposure to high temperatures.
- Hydraulic Systems in Industrial Plants: These requirements help plants maintain operational reliability and asset protection, particularly where hydraulic control is integrated with critical operational or safety functions.
Related Standards
ASTM D4293-22 references and aligns with numerous international and industry standards to ensure comprehensive fluid performance, testing, and compatibility:
- ASTM D8323: Guide for management and in-service monitoring of phosphate ester-based fluids in EHC systems.
- ISO 8068: Specification for lubricating oils for turbines, including phosphate ester fluids.
- ISO 6072: Hydraulic fluid and elastomer compatibility testing.
- ISO 4406 and ISO 11500: Methods for coding and determining particulate contamination.
- EN 14832 and EN 14833: Testing oxidation stability, corrosivity, and hydraulic stability of phosphate ester fluids.
- ASTM D92, ASTM D445, ASTM D974: Various test methods for fire points, viscosity, and acid/base numbers.
- GEK 46357H, Siemens TLV 9012 03: Major turbine manufacturer specifications for EHC fluids.
For a complete list, consult ASTM D4293-22 and the referenced standards to ensure compliance throughout the fluid’s lifecycle, from procurement and acceptance testing to system installation and ongoing monitoring.
Practical Value
By meeting ASTM D4293-22, end users ensure that only high-performance, fire-resistant phosphate ester fluids are used in critical turbine and EHC applications. This minimizes fire risk, maximizes operational reliability, and protects investments in advanced turbine and control systems. Adhering to this standard supports regulatory compliance, asset longevity, and streamlined maintenance practices in high-value industrial environments.
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Frequently Asked Questions
ASTM D4293-22 is a technical specification published by ASTM International. Its full title is "Standard Specification for Phosphate Ester-Based Fluids for Turbine Lubrication and Steam Turbine Electro-Hydraulic Control (EHC) Applications". This standard covers: ABSTRACT This specification covers the requirements for phosphate ester based fire resistant fluids for use in turbine lubrication. Only unused fluid is defined before it is installed in the turbine while fluids used in electrohydraulic control (EHC) systems is not. The use of this type of fluid is restricted to turbine systems that have been designed or modified to accommodate phosphate ester lubricants. Fire tests shall be performed which measure and describe the properties of the phosphate esters in response to heat and flame under controlled laboratory conditions and should not be considered or used for the description or appraisal of the fire hazard of the fluids under actual fire conditions. SCOPE 1.1 This specification covers the minimum requirements for phosphate ester-based fluids for turbine lubricants and electro-hydraulic control fluids, as delivered. 1.2 The use of this type of fluid is restricted to turbine systems designed or modified to accommodate phosphate ester fluids. 1.3 This standard does not cover the minimum requirements for in-service phosphate ester fluids for the turbine electro-hydraulic control (EHC) fluid. These requirements are provided in Guide D8323. 1.4 The values stated in SI units are to be regarded as standard. For convenience, other units of measurement are provided in brackets. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
ABSTRACT This specification covers the requirements for phosphate ester based fire resistant fluids for use in turbine lubrication. Only unused fluid is defined before it is installed in the turbine while fluids used in electrohydraulic control (EHC) systems is not. The use of this type of fluid is restricted to turbine systems that have been designed or modified to accommodate phosphate ester lubricants. Fire tests shall be performed which measure and describe the properties of the phosphate esters in response to heat and flame under controlled laboratory conditions and should not be considered or used for the description or appraisal of the fire hazard of the fluids under actual fire conditions. SCOPE 1.1 This specification covers the minimum requirements for phosphate ester-based fluids for turbine lubricants and electro-hydraulic control fluids, as delivered. 1.2 The use of this type of fluid is restricted to turbine systems designed or modified to accommodate phosphate ester fluids. 1.3 This standard does not cover the minimum requirements for in-service phosphate ester fluids for the turbine electro-hydraulic control (EHC) fluid. These requirements are provided in Guide D8323. 1.4 The values stated in SI units are to be regarded as standard. For convenience, other units of measurement are provided in brackets. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
ASTM D4293-22 is classified under the following ICS (International Classification for Standards) categories: 75.100 - Lubricants, industrial oils and related products. The ICS classification helps identify the subject area and facilitates finding related standards.
ASTM D4293-22 has the following relationships with other standards: It is inter standard links to ASTM D445-24, ASTM D8112-24, ASTM D7546-24, ASTM D4175-23a, ASTM D445-23, ASTM D892-23, ASTM D4175-23e1, ASTM D1169-19a, ASTM D1169-19, ASTM D1401-18, ASTM D664-11a(2017), ASTM D445-16, ASTM D7546-15, ASTM D3427-14a, ASTM D974-14e1. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
ASTM D4293-22 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation:D4293 −22
Standard Specification for
Phosphate Ester-Based Fluids for Turbine Lubrication and
Steam Turbine Electro-Hydraulic Control (EHC)
Applications
This standard is issued under the fixed designation D4293; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope* D92 Test Method for Flash and Fire Points by Cleveland
Open Cup Tester
1.1 This specification covers the minimum requirements for
D97 Test Method for Pour Point of Petroleum Products
phosphate ester-based fluids for turbine lubricants and electro-
D130 Test Method for Corrosiveness to Copper from Petro-
hydraulic control fluids, as delivered.
leum Products by Copper Strip Test
1.2 The use of this type of fluid is restricted to turbine
D445 Test Method for Kinematic Viscosity of Transparent
systems designed or modified to accommodate phosphate ester
and Opaque Liquids (and Calculation of Dynamic Viscos-
fluids.
ity)
1.3 Thisstandarddoesnotcovertheminimumrequirements
D664 Test Method for Acid Number of Petroleum Products
for in-service phosphate ester fluids for the turbine electro- by Potentiometric Titration
hydraulic control (EHC) fluid. These requirements are pro-
D892 Test Method for Foaming Characteristics of Lubricat-
vided in Guide D8323. ing Oils
D974 Test Method for Acid and Base Number by Color-
1.4 The values stated in SI units are to be regarded as
Indicator Titration
standard. For convenience, other units of measurement are
D1169 Test Method for Specific Resistance (Resistivity) of
provided in brackets.
Electrical Insulating Liquids
1.5 This standard does not purport to address all of the
D1298 Test Method for Density, Relative Density, or API
safety concerns, if any, associated with its use. It is the
Gravity of Crude Petroleum and Liquid Petroleum Prod-
responsibility of the user of this standard to establish appro-
ucts by Hydrometer Method
priate safety, health, and environmental practices and deter-
D1401 TestMethodforWaterSeparabilityofPetroleumOils
mine the applicability of regulatory limitations prior to use.
and Synthetic Fluids
1.6 This international standard was developed in accor-
D2422 Classification of Industrial Fluid Lubricants by Vis-
dance with internationally recognized principles on standard-
cosity System
ization established in the Decision on Principles for the
D3427 Test Method forAir Release Properties of Hydrocar-
Development of International Standards, Guides and Recom-
bon Based Oils
mendations issued by the World Trade Organization Technical
D4057 Practice for Manual Sampling of Petroleum and
Barriers to Trade (TBT) Committee.
Petroleum Products
D4175 Terminology Relating to Petroleum Products, Liquid
2. Referenced Documents
Fuels, and Lubricants
2.1 ASTM Standards:
D6304 Test Method for Determination of Water in Petro-
leum Products, Lubricating Oils, and Additives by Cou-
lometric Karl Fischer Titration
This specification is under the jurisdiction of ASTM Committee D02 on D7546 Test Method for Determination of Moisture in New
Petroleum Products, Liquid Fuels, and Lubricants and is the direct responsibility of
and In-Service Lubricating Oils andAdditives by Relative
Subcommittee D02.C0.01 on Turbine Oil Monitoring, Problems and Systems.
Humidity Sensor
Current edition approved Dec. 1, 2022. Published January 2023. Originally
ɛ1
D8112 Guide for Obtaining In-Service Samples of Turbine
approved in 1983. Last previous edition approved in 2015 as D4293 – 15 . DOI:
10.1520/D4293-22.
Operation Related Lubricating Fluid
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
D8323 Guide for Management of In-Service Phosphate
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Ester-based Fluids for Steam Turbine Electro-Hydraulic
Standards volume information, refer to the standard’s Document Summary page on
the ASTM website. Control (EHC) Systems
*A Summary of Changes section appears at the end of this standard
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
D4293−22
2.2 EN Standards: ISO 8068 Lubricants, Industrial Oils and Related Products
EN 14832 Petroleum and Related Products—Determination (Class L)—Family T (Turbines)—Specification for Lubri-
of the Oxidation Stability and Corrosivity of Fire-resistant cating Oils for Turbines
Phosphate Ester Fluids ISO 9001 Quality Management Systems
EN 14833 Petroleum and Related Products—Determination ISO 9120 Petroleum Products—Determination of Air-
of the Hydraulic Stability of Fire Resistant Phosphate release Properties of Steam Turbine and Other Oils—
Ester Fluids Impinger Method
2.3 IEC Standard: ISO 10050 Lubricants, Industrial Oils and Related Products
(Class L)—Family T (Turbines)—Specifications of Tri-
IEC 60247 Insulating Liquids—Measurement of Relative
Permittivity, Dielectric Dissipation Factor (tan d) and d.c. aryl Phosphate Ester Turbine Control Fluids (Category
ISO-L-TCD)
Resistivity
ISO 11500 Hydraulic Fluid Power—Determination of the
2.4 Energy Institute Standard:
Particulate Contamination Level of a Liquid Sample by
IP 510 Energy Institute Standard—Petroleum Products—
Automatic Particle Counting Using the Light-extinction
Determination of Organic Halogen Content—Oxidative
Principle
Microcoulometric Method
ISO 12185 Crude Petroleum and Petroleum Products—
2.5 ISO Standards:
Determination of Density—Oscillating U-tube Method
ISO 760 Determination of Water—Karl Fischer Method
ISO 14935 Petroleum Products—Determination of Wick
(General Method)
Flame Persistence of Fire-resistant Fluids
ISO 2160 Petroleum Products—Corrosiveness to Copper—
ISO 15597 Petroleum Products—Determination of Chlorine
Copper Strip Test
and Bromine Content—Wavelength X-ray Fluorescence
ISO 2592 Determination of Flash and Fire Points—
Spectrometry
Cleveland Open Cup Method
ISO 20764 Petroleum and Related Products—Preparation of
ISO 3016 PetroleumProducts—DeterminationofPourPoint
a Test Portion of High-boiling Liquids for the Determina-
ISO 3104 Petroleum Products—Transparent and Opaque
tion of Water Content—Nitrogen Purge Method
Liquids—Determination of Kinematic Viscosity and Cal-
ISO 20823 Petroleum and Related Products—Determination
culation of Dynamic Viscosity
of the Flammability Characteristics of Fluids in Contact
ISO 3170 Petroleum Liquids—Manual Sampling
with Hot Surfaces—Manifold Ignition Test
ISO 3448 IndustrialLiquidLubricants—ISOViscosityClas-
2.6 General Electric Turbine Manufacturing Standards:
sification
GEK 46357H Steam Turbine-Generator EHC Fluid Specifi-
ISO 3675 Crude Petroleum and Liquid Petroleum
cation and Maintenance
Products—Laboratory Determination of Density—
2.7 Siemens Turbine Manufacturing Technical Purchasing
Hydrometer Method
Specification:
ISO 4259 Petroleum Products—Determination andApplica-
TLV 9012 03 Fire-resistant triaryl phosphate ester hydraulic
tion of Precision Data in Relation to Methods of Test
fluids (TXP-free)
ISO 4406 Hydraulic Fluid Power—Fluids—Method for
Coding the Level of Contamination by Solid Particles
3. Terminology
ISO 6072 Rubber—Compatibility Between Hydraulic Flu-
3.1 Definitions:
ids and Standard Elastomeric Materials
3.1.1 For definitions and terms relating to this specification,
ISO 6247 Petroleum Products—Determination of Foaming
refer to Terminology D4175.
Characteristics of Lubricating Oils
ISO 6614 Petroleum Products—Determination of Water
4. Significance and Use
Separability of Petroleum Oils and Synthetic Fluids
4.1 Over the last six decades, increasing demand for greater
ISO 6618 Petroleum Products and Lubricants—
power supply stability forced the steam-turbine manufacturers
DeterminationofAcidorBaseNumber—ColourIndicator
to provide a more efficient turbine control system. To accom-
Titration Method
plish this increased grid stability, faster response to a changing
ISO 6619 Petroleum Products and Lubricants—
load on the electric grid, and to provide more precise control,
Neutralization Number—Potentiometric Titration Method
a new system, called Electro-Hydraulic Control (EHC), was
ISO 7537 Petroleum Products—Determination of Acid
developed.This EHC system is a complex design consisting of
Number—Semi-micro Colour-indicator Titration Method
two major systems: electronic control systems and a dedicated
high-pressure (typically between 6895 kPa to 13790 kPa
Available from British Standards Institution (BSI), 389 Chiswick High Rd.,
(1000 psi to 2000 psi) hydraulic fluid system. In addition, it
London W4 4AL, U.K., http://www.bsigroup.com or from Deutsches Institut für
also has an emergency trip system, valve controllers, and a
Normung e.V.(DIN), Am DIN-Platz, Burggrafenstrasse 6, 10787 Berlin, Germany,
http://www.din.de. monitoring system.
Available from International Electrotechnical Commission (IEC), 3, rue de
Varembé, P.O. Box 131, CH-1211 Geneva 20, Switzerland, http://www.iec.ch.
5 7
Available from Energy Institute, 61 New Cavendish St., London, W1G 7AR, Available from General Electric, 5 Necco St., Boston, MA 02210, https://
U.K., http://www.energyinst.org. www.ge.com
6 8
Available fromAmerican National Standards Institute (ANSI), 25 W. 43rd St., Available from Siemens Energy, 4400 N Alafaya Trail, Orlando, FL 32826,
4th Floor, New York, NY 10036, http://www.ansi.org. https://www.siemens-energy.com.
D4293−22
4.2 Triaryl phosphate ester hydraulic fluids have been se- 7.2 The fluid should be transported in a manner that will
lected by the turbine manufacturers for the EHC systems ensure the container’s integrity (that is, drums) and prevent
primarily due to their excellent fire-resistance characteristics. contamination of the fluid prior to delivery to the user site.
4.3 This specification defines the minimum requirements of 7.3 The manufacturer/supplier shall provide the end user
phosphate ester fire-resistant fluids for turbine applications. with a document (that is, Certificate of Analysis (COA))
Users should be aware that system design differences will confirming agreed upon fluid batch performance.
result in different rates of fluid degradation and, therefore,
7.4 The fluid manufacturer shall also provide guidance for
different levels of performance.
the supplier and users on the shelf life of the triaryl phosphate
4.4 It is critical for the end user to understand that the initial ester fluids stored indoors in original, unopened containers at
fill or subsequent addition of the high-quality triaryl phosphate room temperature.
ester fluids to the EHC system will not ensure safe and reliable
7.5 Typically, the shelf life of triaryl phosphate ester fluid
system performance if the EHC fluid is not adequately pre-
for EHC systems is at least two (2) years.
pared and maintained. For more details, see Guide D8323.
7.6 The user may test new triaryl phosphate ester fluids as
4.5 Before the initial fill, it is essential that the user properly
delivered to ensure that the fluid meets the product technical
cleans and flushes the EHC system prior to adding the fluid.
requirements. Precautions must be taken to avoid fluid con-
Refer to the Guide D8323 standard for more information on
tamination during sampling, and the drums must be properly
flushing.
resealed.
5. Composition
8. Sampling
5.1 In general, phosphate esters are a class of organophos-
8.1 Sampling shall be in accordance with the applicable
phorus compounds with the general structure O=P(OR) ,
clauses of Practice D4057, ISO 3170, or Guide D8112. If drum
where R is alkyl, aryl, or substituted aryl groups. However, in
sampling is required, use a representative “all-levels sample”
EHC systems and industrial turbine lubrication applications,
obtained by weighted tube sampling (Guide D8112).
only triaryl phosphate fluids, where R is a substituted or
8.2 Use a clean, dry and contamination free sampling
unsubstituted phenyl group, are used.
apparatus during the sampling process.
5.2 When approved for use in the above applications, the
8.3 Care shall be taken to ensure that the fluid is adequately
fluid substituents on the aromatic ring are currently either
mixed before samples are withdrawn for testing and that the
methyl (-CH ) or tertiary butyl (-C H ) groups.
3 4 9
samples are representative of the whole drum.
5.3 Trixylyl phosphate (TXP) has been designated a Sub-
8.4 The fluid shall meet the specification requirements
stance of Very High Concern and added to REACH Annex
when it passes from the supplier to the user unless other
XIV,soitsuseisprohibitedintheEUasof2023unlesstheend
contractual arrangements have been made.
user can obtain an exemption from ECHA for their particular
use.
8.5 When testing a fluid against specification requirements,
the laboratory should be accredited against the latest version of
6. Safety Precautions
ISO 9001 to ensure that the product meets the requirements
specified in this standard.
6.1 Fires in operating turbines have usually been caused by
fluid or vapors contacting hot surfaces. For example, fluid that
9. Elastomer Compatibility Requirements
may leak, spill and absorb into unprotected thermal insulation
can experience an exothermic reaction with resultant potential,
9.1 This specification follows descriptions and recommen-
rapid temperature increase. The ignition of the absorbed fluid
dations on elastomer compatibility provided in ISO 6072.
can occur at temperatures below the fluid auto-ignition tem-
9.2 The limits on elastomer performance given in ISO 6072
perature.
are based on the performance of reference elastomers that,
6.2 Phosphate ester fire-resistant fluids are difficult to ignite
while of similar polymer type, may differ in their chemical
and show little tendency to propagate a flame but are not
compo
...
This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
´1
Designation: D4293 − 15 D4293 − 22
Standard Specification for
Phosphate Ester Based Ester-Based Fluids for Turbine
Lubrication and Steam Turbine Electro-Hydraulic Control
(EHC) Applications
This standard is issued under the fixed designation D4293; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
ε NOTE—Corrected the spacing/formatting of a row in Table 4 editorially in March 2018.
1. Scope*
1.1 This specification covers the minimum requirements for phosphate ester based ester-based fluids for turbine lubricants and
electro-hydraulic control fluids, as delivered.
1.2 The use of this type of fluid is restricted to turbine systems that have been designed or modified to accommodate phosphate
ester fluids.
1.3 This standard does not cover the minimum requirements for in-service phosphate ester fluids for the turbine electro-hydraulic
control (EHC) fluid. These requirements are provided in Guide D8323.
1.4 The values stated in SI units are to be regarded as standard. No For convenience, other units of measurement are
includedprovided in this standard.brackets.
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility
of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of
regulatory limitations prior to use.
1.6 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
2. Referenced Documents
2.1 ASTM Standards:
D92 Test Method for Flash and Fire Points by Cleveland Open Cup Tester
D97 Test Method for Pour Point of Petroleum Products
D130 Test Method for Corrosiveness to Copper from Petroleum Products by Copper Strip Test
D445 Test Method for Kinematic Viscosity of Transparent and Opaque Liquids (and Calculation of Dynamic Viscosity)
D664 Test Method for Acid Number of Petroleum Products by Potentiometric Titration
This specification is under the jurisdiction of ASTM Committee D02 on Petroleum Products, Liquid Fuels, and Lubricants and is the direct responsibility of Subcommittee
D02.C0.01 on Turbine Oil Monitoring, Problems and Systems.
Current edition approved June 1, 2015Dec. 1, 2022. Published July 2015January 2023. Originally approved in 1983. Last previous edition approved in 20082015 as
ɛ1
D4293 – 83D4293 – 15 (2008). DOI: 10.1520/D4293-15E01.10.1520/D4293-22.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
*A Summary of Changes section appears at the end of this standard
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
D4293 − 22
D892 Test Method for Foaming Characteristics of Lubricating Oils
D974 Test Method for Acid and Base Number by Color-Indicator Titration
D1169 Test Method for Specific Resistance (Resistivity) of Electrical Insulating Liquids
D1298 Test Method for Density, Relative Density, or API Gravity of Crude Petroleum and Liquid Petroleum Products by
Hydrometer Method
D1401 Test Method for Water Separability of Petroleum Oils and Synthetic Fluids
D2422 Classification of Industrial Fluid Lubricants by Viscosity System
D3427 Test Method for Air Release Properties of Hydrocarbon Based Oils
D4057 Practice for Manual Sampling of Petroleum and Petroleum Products
D4175 Terminology Relating to Petroleum Products, Liquid Fuels, and Lubricants
D6304 Test Method for Determination of Water in Petroleum Products, Lubricating Oils, and Additives by Coulometric Karl
Fischer Titration
D7546 Test Method for Determination of Moisture in New and In-Service Lubricating Oils and Additives by Relative Humidity
Sensor
D8112 Guide for Obtaining In-Service Samples of Turbine Operation Related Lubricating Fluid
D8323 Guide for Management of In-Service Phosphate Ester-based Fluids for Steam Turbine Electro-Hydraulic Control (EHC)
Systems
2.2 EN Standards:
EN 14832 Petroleum and Related Products—Determination of the Oxidation Stability and Corrosivity of Fire-resistant
Phosphate Ester Fluids
EN 14833 Petroleum and Related Products—Determination of the Hydraulic Stability of Fire Resistant Phosphate Ester Fluids
2.3 IEC Standard:
IEC 60247 Insulating Liquids—Measurement of Relative Permittivity, Dielectric Dissipation Factor (tan d) and d.c. Resistivity
2.4 Energy Institute Standard:
IP 510 Energy Institute Standard—Petroleum Products—Determination of Organic Halogen Content—Oxidative Microcoulo-
metric Method
2.5 ISO Standards:
ISO 760 Determination of Water—Karl Fischer Method (General Method)
ISO 2160 Petroleum Products—Corrosiveness to Copper—Copper Strip Test
ISO 2592 Determination of Flash and Fire Points—Cleveland Open Cup Method
ISO 3016 Petroleum Products—Determination of Pour Point
ISO 3104 Petroleum Products—Transparent and Opaque Liquids—Determination of Kinematic Viscosity and Calculation of
Dynamic Viscosity
ISO 3170 Petroleum Liquids—Manual Sampling
ISO 3448 Industrial Liquid Lubricants—ISO Viscosity Classification
ISO 3675 Crude Petroleum and Liquid Petroleum Products—Laboratory Determination of Density—Hydrometer Method
ISO 4259 Petroleum Products—Determination and Application of Precision Data in Relation to Methods of Test
ISO 4406 Hydraulic Fluid Power—Fluids—Method for Coding the Level of Contamination by Solid Particles
ISO 6072 Rubber—Compatibility Between Hydraulic Fluids and Standard Elastomeric Materials
ISO 6247 Petroleum Products—Determination of Foaming Characteristics of Lubricating Oils
ISO 6614 Petroleum Products—Determination of Water Separability of Petroleum Oils and Synthetic Fluids
ISO 6618 Petroleum Products and Lubricants—Determination of Acid or Base Number—Colour Indicator Titration Method
ISO 6619 Petroleum Products and Lubricants—Neutralization Number—Potentiometric Titration Method
ISO 7537 Petroleum Products—Determination of Acid Number—Semi-micro Colour-indicator Titration Method
ISO 8068 Lubricants, Industrial Oils and Related Products (Class L)—Family T (Turbines)—Specification for Lubricating Oils
for Turbines
ISO 9001 Quality Management Systems
ISO 9120 Petroleum Products—Determination of Air-release Properties of Steam Turbine and Other Oils—Impinger Method
ISO 10050 Lubricants, Industrial Oils and Related Products (Class L)—Family T (Turbines)—Specifications of Triaryl
Phosphate Ester Turbine Control Fluids (Category ISO-L-TCD)
ISO 11500 Hydraulic Fluid Power—Determination of the Particulate Contamination Level of a Liquid Sample by Automatic
Particle Counting Using the Light-extinction Principle
ISO 12185 Crude Petroleum and Petroleum Products—Determination of Density—Oscillating U-tube Method
Available from British Standards Institution (BSI), 389 Chiswick High Rd., London W4 4AL, U.K., http://www.bsigroup.com or from Deutsches Institut für Normung
e.V.(DIN), Am DIN-Platz, Burggrafenstrasse 6, 10787 Berlin, Germany, http://www.din.de.
Available from International Electrotechnical Commission (IEC), 3, rue de Varembé, P.O. Box 131, CH-1211 Geneva 20, Switzerland, http://www.iec.ch.
Available from Energy Institute, 61 New Cavendish St., London, W1G 7AR, U.K., http://www.energyinst.org.
Available from American National Standards Institute (ANSI), 25 W. 43rd St., 4th Floor, New York, NY 10036, http://www.ansi.org.
D4293 − 22
ISO 14935 Petroleum Products—Determination of Wick Flame Persistence of Fire-resistant Fluids
ISO 15597 Petroleum Products—Determination of Chlorine and Bromine Content—Wavelength X-ray Fluorescence Spectrom-
etry
ISO 20764 Petroleum and Related Products—Preparation of a Test Portion of High-boiling Liquids for the Determination of
Water Content—Nitrogen Purge Method
ISO 20823 Petroleum and Related Products—Determination of the Flammability Characteristics of Fluids in Contact with Hot
Surfaces—Manifold Ignition Test
2.6 General Electric Turbine Manufacturing Standards:
GEK 46357H Steam Turbine-Generator EHC Fluid Specification and Maintenance
2.7 Siemens Turbine Manufacturing Technical Purchasing Specification:
TLV 9012 03 Fire-resistant triaryl phosphate ester hydraulic fluids (TXP-free)
3. Terminology
3.1 Definitions:
3.1.1 For definitions and terms relating to this specification, refer to Terminology D4175.
4. Significance and Use
4.1 Over the last six decades, increasing demand for greater power supply stability forced the steam-turbine manufacturers to
provide a more efficient turbine control system. To accomplish this increased grid stability, faster response to a changing load on
the electric grid, and to provide more precise control, a new system, called Electro-Hydraulic Control (EHC), was developed. This
EHC system is a complex design consisting of two major systems: electronic control systems and a dedicated high-pressure
(typically between 6895 kPa to 13790 kPa (1000 psi to 2000 psi) hydraulic fluid system. In addition, it also has an emergency trip
system, valve controllers, and a monitoring system.
4.2 Triaryl phosphate ester hydraulic fluids have been selected by the turbine manufacturers for the EHC systems primarily due
to their excellent fire-resistance characteristics.
4.3 This is a specification to define specification defines the minimum requirements of phosphate ester fire-resistant fluids for
satisfactory performance in turbine applications. Fire-resistant fluids are more difficult to ignite and show little tendency to
propagate a flame. The term “fire-resistant fluid” does not mean that the fluid will not burn if enough energy is supplied.turbine
applications. Users should be aware that system design differences will result in different rates of fluid degradation and, therefore,
different levels of performance.
4.4 It is critical for the end user to understand that the initial fill or subsequent addition of the high-quality triaryl phosphate ester
fluids to the EHC system will not ensure safe and reliable system performance if the EHC fluid is not adequately prepared and
maintained. For more details, see Guide D8323.
4.5 Before the initial fill, it is essential that the user properly cleans and flushes the EHC system prior to adding the fluid. Refer
to the Guide D8323 standard for more information on flushing.
5. Composition
5.1 In general, phosphate esters are a class of organophosphorus compounds with the general structure O=P(OR) , where R is
alkyl, aryl, or substituted aryl groups. However, in EHC systems and industrial turbine lubrication applications, only triaryl
phosphate fluids, where R is a substituted or unsubstituted phenyl group, are used.
5.2 When approved for use in the above applications, the fluid substituents on the aromatic ring are currently either methyl (-CH )
or tertiary butyl (-C H ) groups.
4 9
5.3 Trixylyl phosphate (TXP) has been designated a Substance of Very High Concern and added to REACH Annex XIV, so its
use is prohibited in the EU as of 2023 unless the end user can obtain an exemption from ECHA for their particular use.
Available from General Electric, 5 Necco St., Boston, MA 02210, https://www.ge.com
Available from Siemens Energy, 4400 N Alafaya Trail, Orlando, FL 32826, https://www.siemens-energy.com.
D4293 − 22
6. Safety Precautions
4.1 The fire safety tests are used to measure and describe the properties of phosphate esters in response to heat and flame under
controlled laboratory conditions and should not be considered or used for the description or appraisal of the fire hazard of the fluids
under actual fire conditions.
6.1 Fires that have occurred in operating turbines have usually been caused by fluid or vapors contacting hot surfaces. For
example, fluid that may leak, spill and be absorbed absorb into unprotected thermal insulation can experience an exothermic
reaction with resultant,resultant potential, rapid temperature increase. The ignition of the absorbed fluid can occur at temperatures
below the fluid auto-ignition temperature.
6.2 Phosphate ester fire-resistant fluids are difficult to ignite and show little tendency to propagate a flame but are not
non-flammable.
6.3 The fire safety tests are used to measure and describe the properties of fire-resistant fluids under controlled laboratory
conditions and should not be considered an exact simulation of the behavior of the fluids under actual fire conditions.
7. Delivery and Storage
7.1 When delivered in originally sealed and properly labeled compatible drums, triaryl phosphate ester fluids should be stored in
temperature-controlled warehouses with adequate protection against airborne contaminants (that is, moisture, dust) and in
accordance with the local safety requirements.
7.2 The fluid should be transported in a manner that will ensure the container’s integrity (that is, drums) and prevent contamination
of the fluid prior to delivery to the user site.
7.3 The manufacturer/supplier shall provide the end user with a document (that is, Certificate of Analysis (COA)) confirming
agreed upon fluid batch performance.
7.4 The fluid manufacturer shall also provide guidance for the supplier and users on the shelf life of the triaryl phosphate ester
fluids stored indoors in original, unopened containers at room temperature.
7.5 Typically, the shelf life of triaryl phosphate ester fluid for EHC systems is at least two (2) years.
7.6 The user may test new triaryl phosphate ester fluids as delivered to ensure that the fluid meets the product technical
requirements. Precautions must be taken to avoid fluid contamination during sampling, and the drums must be properly resealed.
8. Sampling
8.1 Sampling shall be in accordance with the applicable clauses of Practice D4057, ISO 3170, or ISO 3170.Guide D8112Drum
shipments shall be represented by an . If drum sampling is required, use a representative “all-levels sample” obtained by weighted
tube sampling.sampling (Guide D8112).
8.2 Clean, dry, and Use a clean, dry and contamination free sampling apparatus from any substance that might contaminate the
fluid during the sampling process.
8.3 Care shall be taken to ensure that the fluid is adequately mixed properly before samples are withdrawn for the test testing and
that the samples are representative of the whole.whole drum.
8.4 The fluid shall normally meet the specification requirements at the point where when it passes from the supplier to the user
unless other contractual arrangements have been made.
8.5 When testing a fluid against specification requirements, the laboratory should be accredited against the latest version of
ISO 9001 to ensure that the product meets the requirements specified in this standard.
D4293 − 22
9. Elastomer Compatibility Requirements
9.1 This specification follows descriptions and recommendations on elastomer compatibility provided in ISO 6072.
9.2 The limits on elastomer performance given in ISO 6072 are based on the performance of reference elastomers that, while of
similar polymer type, may differ in their chemical composition from their commercial equivalents. It may, therefore, be necessary
to separately check (and approve) the use of specific commercial products before use. This process should be agreed upon by the
turbine builder, the elastomer and the fluid manufacturers and performed at an independent laboratory under ISO 6072 test
conditions.
9.2.1 The elastomer manufacturer should agree to give advanced notice of any change in the elastomer composition to allow time
for testing the new elastomer formulation.
9.3 Caution should be given when performing a compatibility test at elevated temperatures (significantly over 100 °C) as this may
cause t
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