Hydraulic fluid power - Fluids - Method for coding the level of contamination by solid particles

This document specifies the code to be used in defining the quantity of solid particles in the fluid used in a given hydraulic fluid power system.

Transmissions hydrauliques - Fluides - Méthode de codification du niveau de pollution particulaire solide

Moč hidravličnega fluida - Fluidi - Metoda za označevanje stopnje onesnaženosti s trdnimi delci

Ta dokument določa oznako za določevanje količine trdnih delcev v fluidu, ki se uporablja v danem hidravličnem pogonskem sistemu.

General Information

Status
Published
Publication Date
02-Feb-2022
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
29-Jan-2022
Due Date
05-Apr-2022
Completion Date
03-Feb-2022

Relations

Effective Date
01-Mar-2022

Overview

ISO 4406:2021 - Hydraulic fluid power - Fluids - Method for coding the level of contamination by solid particles - defines a standardized contaminant coding system used to report the quantity and size distribution of solid particles in hydraulic fluids. The ISO 4406:2021 code converts particle counts into broad scale numbers so cleanliness can be communicated consistently across suppliers, manufacturers and service organizations.

Key topics and requirements

  • Three-part code for automatic counting: For automatic particle counters (APCs) and particle contamination monitors (PCMs), the code uses three scale numbers representing particles per millilitre ≥ 4 µm(c), ≥ 6 µm(c) and ≥ 14 µm(c). Example: 22/18/13.
  • Two-part code for microscope analysis: When using optical microscopy (ISO 4407), the reported sizes are ≥ 5 µm and ≥ 15 µm; the three-part form uses a leading “-” (e.g., -/18/13) to indicate microscope sizing.
  • Scale allocation and interpretation: Scale numbers correspond to ranges of particle counts (steps roughly doubling between levels). Lower statistical confidence is flagged when raw counts are fewer than 20 particles (use the “≥” notation).
  • Counting and calibration methods: APC/PCM counting must follow recognized methods (ISO 11500) and devices must be calibrated per ISO 11171 (APCs) or ISO 21018‑3/4 (PCMs). Microscope counts follow ISO 4407.
  • Notation rules: Special symbols include “*” (too numerous to count), “-” (no requirement to count), and “≥” (low-count statistical caution). Codes are written with oblique slashes (e.g., 22/18/13).

Applications and practical value

  • Standardizes reporting of hydraulic fluid cleanliness for:
    • OEM warranty compliance and component acceptance
    • Maintenance and condition monitoring programs
    • Fluid procurement and quality assurance
    • Laboratory test reports and technical specifications
  • Helps reduce hydraulic system wear, downtime and failures by enabling objective contamination limits and trending of particle levels.
  • Graphical presentation guidance (Annex A) supports visual trending and communication of contamination status.

Who uses ISO 4406:2021

  • Hydraulic system designers and OEMs
  • Maintenance and reliability engineers
  • Fluid analysis laboratories and test houses
  • Procurement and quality control personnel
  • Field service technicians and asset managers

Related standards

  • ISO 4407 - microscope particle counting
  • ISO 11171 - APC calibration
  • ISO 11500 - automatic particle counting method
  • ISO 21018‑3 / ISO 21018‑4 - PCM calibration and monitoring techniques

ISO 4406:2021 is essential for anyone specifying, testing or managing hydraulic fluids and seeking consistent, internationally accepted reporting of particle contamination levels.

Standard

ISO 4406:2021 - Hydraulic fluid power — Fluids — Method for coding the level of contamination by solid particles Released:1/7/2021

English language
6 pages
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Frequently Asked Questions

SIST ISO 4406:2022 is a standard published by the Slovenian Institute for Standardization (SIST). Its full title is "Hydraulic fluid power - Fluids - Method for coding the level of contamination by solid particles". This standard covers: This document specifies the code to be used in defining the quantity of solid particles in the fluid used in a given hydraulic fluid power system.

This document specifies the code to be used in defining the quantity of solid particles in the fluid used in a given hydraulic fluid power system.

SIST ISO 4406:2022 is classified under the following ICS (International Classification for Standards) categories: 23.100.60 - Filters, seals and contamination of fluids; 75.120 - Hydraulic fluids. The ICS classification helps identify the subject area and facilitates finding related standards.

SIST ISO 4406:2022 has the following relationships with other standards: It is inter standard links to SIST ISO 4406:2001. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

You can purchase SIST ISO 4406:2022 directly from iTeh Standards. The document is available in PDF format and is delivered instantly after payment. Add the standard to your cart and complete the secure checkout process. iTeh Standards is an authorized distributor of SIST standards.

Standards Content (Sample)


INTERNATIONAL ISO
STANDARD 4406
Fourth edition
2021-01
Hydraulic fluid power — Fluids
— Method for coding the level of
contamination by solid particles
Transmissions hydrauliques — Fluides — Méthode de codification du
niveau de pollution particulaire solide
Reference number
©
ISO 2021
© ISO 2021
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting
on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address
below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii © ISO 2021 – All rights reserved

Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Code definitions. 1
4.1 General . 1
4.2 Basis of code . 2
4.3 Allocation of scale numbers . 2
4.4 Determination of code using automatic particle counter analysis . 3
4.5 Determination of code using microscope sizing . 4
5 Identification statement (reference to this document) . 4
Annex A (normative) Graphical presentation of the code number . 5
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/ directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www .iso .org/ patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see www .iso .org/
iso/ foreword .html.
This document was prepared by Technical Committee ISO/TC 131, Fluid power systems, Subcommittee
SC 6, Contamination control.
This fourth edition cancels and replaces the third edition (ISO 4406:2017), which has been technically
revised.
The main change compared to the previous edition is as follows:
— the use of Particle Contamination Monitors (PCMs) can also be utilized for the determination of the
ISO 4406 contamination code (see subclause 4.4.1) and PCM is referenced throughout this document.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www .iso .org/ members .html.
iv © ISO 2021 – All rights reserved

Introduction
In hydraulic fluid power systems, power is transmitted and controlled through a liquid under pressure
within an enclosed circuit. Solid particle contaminant is always present in the hydraulic fluid and the
amount needs to be determined because the contaminant can cause serious problems.
The ISO 4406 cleanliness code has gained world-wide acceptance as a means of communicating the
cleanliness of a hydraulic fluid. Most hydraulic component manufacturers require a certain ISO
cleanliness level for warranty purposes, to ensure proper function and for a long, trouble-free life.
INTERNATIONAL STANDARD ISO 4406:2021(E)
Hydraulic fluid power — Fluids — Method for coding the
level of contamination by solid particles
1 Scope
This document specifies the code to be used in defining the quantity of solid particles in the fluid used
in a given hydraulic fluid power system.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 4407, Hydraulic fluid power — Fluid contamination — Determination of particulate contamination by
the counting method using an optical microscope
ISO 11171, Hydraulic fluid power — Calibration of automatic particle counters for liquids
ISO 11500, Hydraulic fluid power — Determination of the particulate contamination level of a liquid sample
by automatic particle counting using the light-extinction principle
ISO 21018-3, Hydraulic fluid power — Monitoring the level of particulate contamination of the fluid —
Part 3: Use of the filter blockage technique
ISO 21018-4, Hydraulic fluid power — Monitoring the level of particulate contamination in the fluid —
Part 4: Use of the light extinction technique
3 Terms and definitions
No terms and definitions are listed in this document.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https:// www .iso .org/ obp
— IEC Electropedia: available at http:// www .electropedia .org/
4 Code definitions
4.1 General
The purpose of this code is to simplify the reporting of particle count data by converting the numbers of
particles into broad c
...


SLOVENSKI STANDARD
01-marec-2022
Nadomešča:
SIST ISO 4406:2001
Moč hidravličnega fluida - Fluidi - Metoda za označevanje stopnje onesnaženosti s
trdnimi delci
Hydraulic fluid power - Fluids - Method for coding the level of contamination by solid
particles
Transmissions hydrauliques - Fluides - Méthode de codification du niveau de pollution
particulaire solide
Ta slovenski standard je istoveten z: ISO 4406:2021
ICS:
23.100.60 Filtri, tesnila in Filters, seals and
onesnaževanje tekočin contamination of fluids
75.120 Hidravlični fluidi Hydraulic fluids
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

INTERNATIONAL ISO
STANDARD 4406
Fourth edition
2021-01
Hydraulic fluid power — Fluids
— Method for coding the level of
contamination by solid particles
Transmissions hydrauliques — Fluides — Méthode de codification du
niveau de pollution particulaire solide
Reference number
©
ISO 2021
© ISO 2021
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting
on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address
below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii © ISO 2021 – All rights reserved

Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Code definitions. 1
4.1 General . 1
4.2 Basis of code . 2
4.3 Allocation of scale numbers . 2
4.4 Determination of code using automatic particle counter analysis . 3
4.5 Determination of code using microscope sizing . 4
5 Identification statement (reference to this document) . 4
Annex A (normative) Graphical presentation of the code number . 5
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/ directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www .iso .org/ patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see www .iso .org/
iso/ foreword .html.
This document was prepared by Technical Committee ISO/TC 131, Fluid power systems, Subcommittee
SC 6, Contamination control.
This fourth edition cancels and replaces the third edition (ISO 4406:2017), which has been technically
revised.
The main change compared to the previous edition is as follows:
— the use of Particle Contamination Monitors (PCMs) can also be utilized for the determination of the
ISO 4406 contamination code (see subclause 4.4.1) and PCM is referenced throughout this document.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www .iso .org/ members .html.
iv © ISO 2021 – All rights reserved

Introduction
In hydraulic fluid power systems, power is transmitted and controlled through a liquid under pressure
within an enclosed circuit. Solid particle contaminant is always present in the hydraulic fluid and the
amount needs to be determined because the contaminant can cause serious problems.
The ISO 4406 cleanliness code has gained world-wide acceptance as a means of communicating the
cleanliness of a hydraulic fluid. Most hydraulic component manufacturers require a certain ISO
cleanliness level for warranty purposes, to ensure proper function and for a long, trouble-free life.
INTERNATIONAL STANDARD ISO 4406:2021(E)
Hydraulic fluid power — Fluids — Method for coding the
level of contamination by solid particles
1 Scope
This document specifies the code to be used in defining the quantity of solid particles in the fluid used
in a given hydraulic fluid power system.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 4407, Hydraulic fluid power — Fluid contamination — Determination of particulate contamination by
the counting method using an optical microscope
ISO 11171, Hydraulic fluid power — Calibration of automatic particle counters for liquids
ISO 11500, Hydraulic fluid power — Determination of the particulate contamination level of a liquid sample
by automatic particle counting using the light-extinction principle
ISO 21018-3, Hydraulic fluid power — Monitoring the level of particulate contamination of the fluid —
Part 3: Use of the filter blockage technique
ISO 21018-4, Hydraulic fluid power — Monitoring the level of particulate contami
...

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