ISO 26262-11:2018
(Main)Road vehicles - Functional safety - Part 11: Guidelines on application of ISO 26262 to semiconductors
Road vehicles - Functional safety - Part 11: Guidelines on application of ISO 26262 to semiconductors
This document is intended to be applied to safety-related systems that include one or more electrical and/or electronic (E/E) systems and that are installed in series production road vehicles, excluding mopeds. This document does not address unique E/E systems in special vehicles such as E/E systems designed for drivers with disabilities. NOTE Other dedicated application-specific safety standards exist and can complement the ISO 26262 series of standards or vice versa. Systems and their components released for production, or systems and their components already under development prior to the publication date of this document, are exempted from the scope of this edition. This document addresses alterations to existing systems and their components released for production prior to the publication of this document by tailoring the safety lifecycle depending on the alteration. This document addresses integration of existing systems not developed according to this document and systems developed according to this document by tailoring the safety lifecycle. This document addresses possible hazards caused by malfunctioning behaviour of safety-related E/E systems, including interaction of these systems. It does not address hazards related to electric shock, fire, smoke, heat, radiation, toxicity, flammability, reactivity, corrosion, release of energy and similar hazards, unless directly caused by malfunctioning behaviour of safety-related E/E systems. This document describes a framework for functional safety to assist the development of safety-related E/E systems. This framework is intended to be used to integrate functional safety activities into a company-specific development framework. Some requirements have a clear technical focus to implement functional safety into a product; others address the development process and can therefore be seen as process requirements in order to demonstrate the capability of an organization with respect to functional safety. This document does not address the nominal performance of E/E systems. This document has an informative character only. It contains possible interpretations of other parts of ISO 26262 with respect to semiconductor development. The content is not exhaustive with regard to possible interpretations, i.e., other interpretations can also be possible in order to fulfil the requirements defined in other parts of ISO 26262.
Véhicules routiers — Sécurité fonctionnelle — Partie 11: Lignes directrices sur l'application de l'ISO 26262 aux semi-conducteurs
General Information
Overview - ISO 26262-11:2018 (Semiconductors & Functional Safety)
ISO 26262-11:2018 is the informative guidance within the ISO 26262 series that explains how to apply automotive functional safety principles specifically to semiconductors (ASICs, SoCs, memories, PLDs, analogue/mixed-signal blocks, sensors and multi‑core devices). It helps integrate semiconductor‑focused safety activities into a company‑specific safety lifecycle for safety‑related electrical/electronic (E/E) systems in series‑production road vehicles (excluding mopeds and certain special/unique E/E systems). The document clarifies interpretations of other ISO 26262 parts and includes practical examples and annexes.
Key topics and technical focus
The standard addresses semiconductor‑specific aspects of functional safety and includes guidance on:
- Component partitioning and how to consider semiconductor parts within system architectures
- Fault models, failure modes and base failure rate estimation for semiconductor hardware
- Semiconductor‑dependent failure analysis (DFA) including dependent/cascading failures and mitigation measures
- Intellectual Property (IP) management: categories, safety requirements, lifecycle and black‑box integration
- Fault injection techniques for verification and validation of fault tolerance and diagnostics
- Diagnostics, confirmation measures and production/operation considerations for safety readiness
- Technology‑specific guidance for:
- Digital components and memories (fault/failure modes, diagnostic coverage)
- Analogue / mixed‑signal devices
- Programmable Logic Devices (PLDs)
- Multi‑core components, sensors and transducers
- Informative annexes with worked examples: quantitative analyses, DFA examples, diagnostic coverage calculations
Note: ISO 26262-11 is informative - it provides interpretations and examples to help satisfy requirements in other parts of ISO 26262 rather than specifying new normative requirements.
Practical applications
- Tailoring the ISO 26262 safety lifecycle to semiconductor development, verification and production
- Estimating hardware failure rates and determining diagnostic coverage needs for ASIL compliance
- Planning and validating fault‑injection campaigns and dependent failure mitigations
- Integrating third‑party IP or black‑box semiconductor blocks into safety‑relevant designs
- Producing safety documentation and work products required by OEMs and suppliers
Who should use this standard
- Automotive semiconductor designers (ASIC/SoC/IP teams)
- Functional safety engineers and system architects working on safety‑related E/E systems
- OEMs, Tier‑1 suppliers, verification and test teams involved in ASIL assessment and compliance
- Project managers and quality assurance personnel aligning semiconductor development with ISO 26262
Related standards
- ISO 26262 (other parts) - the broader automotive functional safety framework
- IEC 61508 - the generic functional safety standard from which ISO 26262 is adapted
Keywords: ISO 26262-11, functional safety, semiconductors, automotive safety, ASIL, fault injection, dependent failure analysis, semiconductor IP, digital components, analogue/mixed‑signal, PLD.
Frequently Asked Questions
ISO 26262-11:2018 is a standard published by the International Organization for Standardization (ISO). Its full title is "Road vehicles - Functional safety - Part 11: Guidelines on application of ISO 26262 to semiconductors". This standard covers: This document is intended to be applied to safety-related systems that include one or more electrical and/or electronic (E/E) systems and that are installed in series production road vehicles, excluding mopeds. This document does not address unique E/E systems in special vehicles such as E/E systems designed for drivers with disabilities. NOTE Other dedicated application-specific safety standards exist and can complement the ISO 26262 series of standards or vice versa. Systems and their components released for production, or systems and their components already under development prior to the publication date of this document, are exempted from the scope of this edition. This document addresses alterations to existing systems and their components released for production prior to the publication of this document by tailoring the safety lifecycle depending on the alteration. This document addresses integration of existing systems not developed according to this document and systems developed according to this document by tailoring the safety lifecycle. This document addresses possible hazards caused by malfunctioning behaviour of safety-related E/E systems, including interaction of these systems. It does not address hazards related to electric shock, fire, smoke, heat, radiation, toxicity, flammability, reactivity, corrosion, release of energy and similar hazards, unless directly caused by malfunctioning behaviour of safety-related E/E systems. This document describes a framework for functional safety to assist the development of safety-related E/E systems. This framework is intended to be used to integrate functional safety activities into a company-specific development framework. Some requirements have a clear technical focus to implement functional safety into a product; others address the development process and can therefore be seen as process requirements in order to demonstrate the capability of an organization with respect to functional safety. This document does not address the nominal performance of E/E systems. This document has an informative character only. It contains possible interpretations of other parts of ISO 26262 with respect to semiconductor development. The content is not exhaustive with regard to possible interpretations, i.e., other interpretations can also be possible in order to fulfil the requirements defined in other parts of ISO 26262.
This document is intended to be applied to safety-related systems that include one or more electrical and/or electronic (E/E) systems and that are installed in series production road vehicles, excluding mopeds. This document does not address unique E/E systems in special vehicles such as E/E systems designed for drivers with disabilities. NOTE Other dedicated application-specific safety standards exist and can complement the ISO 26262 series of standards or vice versa. Systems and their components released for production, or systems and their components already under development prior to the publication date of this document, are exempted from the scope of this edition. This document addresses alterations to existing systems and their components released for production prior to the publication of this document by tailoring the safety lifecycle depending on the alteration. This document addresses integration of existing systems not developed according to this document and systems developed according to this document by tailoring the safety lifecycle. This document addresses possible hazards caused by malfunctioning behaviour of safety-related E/E systems, including interaction of these systems. It does not address hazards related to electric shock, fire, smoke, heat, radiation, toxicity, flammability, reactivity, corrosion, release of energy and similar hazards, unless directly caused by malfunctioning behaviour of safety-related E/E systems. This document describes a framework for functional safety to assist the development of safety-related E/E systems. This framework is intended to be used to integrate functional safety activities into a company-specific development framework. Some requirements have a clear technical focus to implement functional safety into a product; others address the development process and can therefore be seen as process requirements in order to demonstrate the capability of an organization with respect to functional safety. This document does not address the nominal performance of E/E systems. This document has an informative character only. It contains possible interpretations of other parts of ISO 26262 with respect to semiconductor development. The content is not exhaustive with regard to possible interpretations, i.e., other interpretations can also be possible in order to fulfil the requirements defined in other parts of ISO 26262.
ISO 26262-11:2018 is classified under the following ICS (International Classification for Standards) categories: 43.040.10 - Electrical and electronic equipment. The ICS classification helps identify the subject area and facilitates finding related standards.
You can purchase ISO 26262-11:2018 directly from iTeh Standards. The document is available in PDF format and is delivered instantly after payment. Add the standard to your cart and complete the secure checkout process. iTeh Standards is an authorized distributor of ISO standards.
Standards Content (Sample)
INTERNATIONAL ISO
STANDARD 26262-11
First edition
2018-12
Road vehicles — Functional safety —
Part 11:
Guidelines on application of ISO
26262 to semiconductors
Véhicules routiers — Sécurité fonctionnelle —
Partie 11: Lignes directrices sur l'application de l'ISO 26262 aux semi-
conducteurs
Reference number
©
ISO 2018
© ISO 2018
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ii © ISO 2018 – All rights reserved
Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 A semiconductor component and its partitioning . 2
4.1 How to consider semiconductor components . 2
4.1.1 Semiconductor component development . 2
4.2 Dividing a semiconductor component in parts . 2
4.3 About hardware faults, errors and failure modes . 3
4.3.1 Fault models. 3
4.3.2 Failure modes . 4
4.3.3 The distribution of base failure rate across failure modes . 4
4.4 About adapting a semiconductor component safety analysis to system level . 5
4.5 Intellectual Property (IP) . 6
4.5.1 About IP . 6
4.5.2 Category and safety requirements for IP . 7
4.5.3 IP lifecycle . 9
4.5.4 Work products for IP .11
4.5.5 Integration of black-box IP .14
4.6 Base failure rate for semiconductors .15
4.6.1 General notes on base failure rate estimation .15
4.6.2 Permanent base failure rate calculation methods .20
4.7 Semiconductor dependent failure analysis .41
4.7.1 Introduction to DFA .41
4.7.2 Relationship between DFA and safety analysis .42
4.7.3 Dependent failure scenarios .42
4.7.4 Distinction between cascading failures and common cause failures .45
4.7.5 Dependent failure initiators and mitigation measures.45
4.7.6 DFA workflow .51
4.7.7 Examples of dependent failures analysis .54
4.7.8 Dependent failures between software element and hardware element .55
4.8 Fault injection .55
4.8.1 General.55
4.8.2 Characteristics or variables of fault injection .55
4.8.3 Fault injection results .57
4.9 Production and Operation .57
4.9.1 About Production .57
4.9.2 Production Work Products .58
4.9.3 About service (maintenance and repair), and decommissioning .58
4.10 Interfaces within distributed developments .58
4.11 Confirmation measures .59
4.12 Clarification on hardware integration and verification .59
5 Specific semiconductor technologies and use cases .60
5.1 Digital components and memories.60
5.1.1 About digital components .60
5.1.2 Fault models of non-memory digital components .60
5.1.3 Detailed fault models of memories .61
5.1.4 Failure modes of digital components .62
5.1.5 Example of failure mode definitions for common digital blocks .62
5.1.6 Qualitative and quantitative analysis of digital component .66
5.1.7 Notes on quantitative analysis of digital components .67
5.1.8 Example of quantitative analysis .69
5.1.9 Example of techniques or measures to detect or avoid systematic failures
during design of a digital component .70
5.1.10 Verification using fault injection simulation .74
5.1.11 Example of safety documentation for a digital component .75
5.1.12 Examples of safety mechanisms for digital components and memories .76
5.1.13 Overview of techniques for digital components and memories .77
5.2 Analogue/mixed signal components .80
5.2.1 About analogue and mixed signal components .80
5.2.2 Analogue and mixed signal components and failure modes .82
5.2.3 Notes about safety analysis .91
5.2.4 Examples of safety mechanisms .94
5.2.5 Avoidance of systematic faults during the development phase .97
5.2.6 Example of safety documentation for an analogue/mixed-signal component .100
5.3 Programmable logic devices .101
5.3.1 About programmable logic devices .101
5.3.2 Failure modes of PLD .105
5.3.3 Notes on safety analyses for PLDs .106
5.3.4 Examples of safety mechanisms for PLD .112
5.3.5 Avoidance of systematic faults for PLD .113
5.3.6 Example of safety documentation for a PLD .116
5.3.7 Example of safety analysis for PLD .116
5.4 Multi-core components.116
5.4.1 Types of multi-core components .116
5.4.2 Implications of ISO 26262 series of standards for multi-core components .117
5.5 Sensors and transducers .119
5.5.1 Terminology of sensors and transducers .119
5.5.2 Sensors and transducers failure modes .120
5.5.3 Safety analysis for sensors and transducers .125
5.5.4 Examples of safety measures for sensors and transducers .126
5.5.5 About avoidance of systematic faults for sensors and transducers .130
5.5.6 Example of safety documentation for sensors and transducers.131
Annex A (informative) Example on how to use digital failure modes for diagnostic coverage
evaluation .132
Annex B (informative) Examples of dependent failure analysis .136
Annex C (informative) Examples of quantitative analysis for a digital component .150
Annex D (informative) Examples of quantitative analysis for analogue component .155
Annex E (informative) Examples of quantitative analysis for PLD component .169
Bibliography .175
iv © ISO 2018 – All rights reserved
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www .iso .org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation on the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see the following
URL: www .iso .org/iso/foreword .html.
This document was prepared by Technical Committee ISO/TC 22 Road vehicles Subcommittee SC 32
Electrical and electronic components and general system aspects.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www .iso .org/members .html.
A list of all parts in the ISO 26262 series can be found on the ISO website.
Introduction
The ISO 26262 series of standards is the adaptation of IEC 61508 series of standards to address the
sector specific needs of electrical and/or electronic (E/E) systems within road vehicles.
This adaptation applies to all activities during the safety lifecycle of safety-related systems comprised
of electrical, electronic and software components.
Safety is one of the key issues in the development of road vehicles. Development and integration of
automotive functionalities strengthen the need for functional safety and the need to provide evidence
that functional safety objectives are satisfied.
With the trend of increasing technological complexity, software content and mechatronic
implementation, there are increasing risks from systematic failures and random hardware failures,
these being considered within the scope of functional safety. ISO 26262 series of standards includes
guidance to mitigate these risks by providing appropriate requirements and processes.
To achieve functional safety, the ISO 26262 series of standards:
a) provides a reference for the automotive safety lifecycle and supports the tailoring of the activities
to be performed during the lifecycle phases, i.e., development, production, operation, service and
decommissioning;
b) provides an automotive-specific risk-based approach to determine integrity levels [Automotive
Safety Integrity Levels (ASILs)];
c) uses ASILs to specify which of the requirements of ISO 26262 are applicable to avoid unreasonable
residual risk;
d) provides requirements for functional safety management, design, implementation, verification,
validation and confirmation measures; and
e) provides requirements for relations between customers and suppliers.
The ISO 26262 series of standards is concerned with functional safety of E/E systems that is achieved
through safety measures including safety mechanisms. It also provides a framework within which
safety-related systems based on other technologies (e.g. mechanical, hydraulic and pneumatic) can be
considered.
The achievement of functional safety is influenced by the development process (including such
activities as requirements specification, design, implementation, integration, verification, validation
and configuration), the production and service processes and the management processes.
Safety is intertwined with common function-oriented and quality-oriented activities and work
products. The ISO 26262 series of standards addresses the safety-related aspects of these activities and
work products.
Figure 1 shows the overall structure of the ISO 26262 series of standards. The ISO 26262 series of
standards is based upon a V-model as a reference process model for the different phases of product
development. Within the figure:
— the shaded “V”s represent the interconnection among ISO 26262-3, ISO 26262-4, ISO 26262-5,
ISO 26262-6 and ISO 26262-7;
— for motorcycles:
— ISO 26262-12:2018, Clause 8 supports ISO 26262-3;
— ISO 26262-12:2018, Clauses 9 and 10 support ISO 26262-4;
— the specific clauses are indicated in the following manner: “m-n”, where “m” represents the number
of the particular part and “n” indicates the number of the clause within that part.
vi © ISO 2018 – All rights reserved
EXAMPLE “2-6” represents ISO 26262-2:2018, Clause 6.
Figure 1 — Overview of the ISO 26262 series of standards
INTERNATIONAL STANDARD ISO 26262-11:2018(E)
Road vehicles — Functional safety —
Part 11:
Guidelines on application of ISO 26262 to semiconductors
1 Scope
This document is intended to be applied to safety-related systems that include one or more electrical
and/or electronic (E/E) systems and that are installed in series production road vehicles, excluding
mopeds. This document does not address unique E/E systems in special vehicles such as E/E systems
designed for drivers with disabilities.
NOTE Other dedicated application-specific safety standards exist and can complement the ISO 26262 series
of standards or vice versa.
Systems and their components released for production, or systems and their components already under
development prior to the publication date of this document, are exempted from the scope of this edition.
This document addresses alterations to existing systems and their components released for production
prior to the publication of this document by tailoring the safety lifecycle depending on the alteration.
This document addresses integration of existing systems not developed according to this document and
systems developed according to this document by tailoring the safety lifecycle.
This document addresses possible hazards caused by malfunctioning behaviour of safety-related E/E
systems, including interaction of these systems. It does not address hazards related to electric shock,
fire, smoke, heat, radiation, toxicity, flammability, reactivity, corrosion, release of energy and similar
hazards, unless directly caused by malfunctioning behaviour of safety-related E/E systems.
This document describes a framework for functional safety to assist the development of safety-
related E/E systems. This framework is intended to be used to integrate functional safety activities
into a company-specific development framework. Some requirements have a clear technical focus to
implement functional safety into a product; others address the development process and can therefore
be seen as process requirements in order to demonstrate the capability of an organization with respect
to functional safety.
This document does not address the nominal performance of E/E systems.
This document has an informative character only. It contains possible interpretations of other
parts of ISO 26262 with respect to semiconductor development. The content is not exhaustive with
regard to possible interpretations, i.e., other interpretations can also be possible in order to fulfil the
requirements defined in other parts of ISO 26262.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
ISO 26262-1, Road vehicles — Functional safety — Part 1: Vocabulary
3 Terms and definitions
For the purposes of this document, the terms, definitions and abbreviated terms given in
ISO 26262-1 apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— IEC Electropedia: available at http: //www .electropedia .org/
— ISO Online browsing platform: available at https: //www .iso .org/obp
4 A semiconductor component and its partitioning
4.1 How to consider semiconductor components
4.1.1 Semiconductor component development
If a semiconductor component is developed as a part of an item development compliant with the
ISO 26262 series of standards, it is developed based on hardware safety requirements derived from the
top-level safety goals of the item, through the technical safety concept. Targets for diagnostic coverages
for relevant failure modes to meet hardware architectural metrics and Probabilistic Metric for random
Hardware Failures (PMHF) or Evaluation of Each Cause of safety goal violation (EEC) are allocated to
the item: in this case, the semiconductor component is just one of the elements. As mentioned in the
EXAMPLE of ISO 26262-5:2018 [66], 8.2, to facilitate distributed developments, target values can be
assigned to the semiconductor component itself, by either deriving target values for the SPFM, LFM and
PMHF at the item level or applying EEC to the HW part level. The safety analysis of a semiconductor
component is performed based on the requirements and recommendations defined in ISO 26262-5:2018,
7.4.3 and in ISO 26262-9:2018 [70], Clause 8.
NOTE If an element has not been developed in compliance with the ISO 26262 series of standards, the
requirements in ISO 26262-8:2018 [69], Clause 13 can be considered.
The semiconductor component can be developed as a SEooC, as described in ISO 26262-10 [61]. In this
case, the development is done based on assumptions on the conditions of the semiconductor component
usage (Assumptions of Use or AoU, see 4.4), and then the assumptions are verified at the next higher
level of integration considering the semiconductor component requirements derived from the safety
goals of the item in which the semiconductor component is to be used.
The descriptions and methods in this part are provided assuming the semiconductor component is
a SEooC, but the described methods (e.g. the method for failure rate computation of a semiconductor
component) are still valid if the semiconductor component is not considered as an SEooC. When
those methods are conducted considering the stand-alone semiconductor component, appropriate
assumptions are made. Sub-clause 4.4 describes how to adapt and verify those methods and assumptions
at the system or element level. At the stand-alone semiconductor component level, the requirements of
ISO 26262-2 [63], ISO 26262-5, ISO 26262-6[67], ISO 26262-7[68], ISO 26262-8 and ISO 26262-9 (e.g.
related to safety analyses, dependent failure analysis, verification, etc.) can be applied.
4.2 Dividing a semiconductor component in parts
As shown in Figure 2 and according to the definitions in ISO 26262-1:2018, 3.21, a semiconductor
component can be divided into parts: the whole semiconductor hierarchy can be seen as a component,
the second level of hierarchy (e.g. a CPU) as a part, the following levels of hierarchy (e.g. the CPU register
bank) as subparts, till the elementary subparts (its internal registers and the related logic).
NOTE The level of detail (e.g. whether to stop at part level or go down to subpart or elementary subpart
level) as also the definition of the elementary subpart (e.g. flip-flop, analogue transistor) can depend on the safety
concept, the stage of the analysis and on the safety mechanisms used (inside the semiconductor component or at
the system or element level).
2 © ISO 2018 – All rights reserved
Figure 2 — A semiconductor, its parts and subparts
4.3 About hardware faults, errors and failure modes
Random hardware faults and failure modes of an integrated circuit are linked together as shown in
Figure 3 below.
NOTE 1 The failure mode can be abstract or tailored to a specific implementation, e.g. related to a pin of a
component, part or subpart.
In general, failure modes are described in this document as functional failure modes. Further
characterisation of failure modes are possible.
EXAMPLE An example of failure modes for digital circuits is given in Annex A.
Faults and errors described in this document are related to the physical implementation of a given
semiconductor component.
NOTE 2 The terms fault, error, and failure are used according to the ISO 26262-1 definitions, i.e. faults create
errors which can lead to a failure. In many reliability modelling standards the terms fault and failure are used
interchangeably.
Figure 3 — Relationship between hardware faults and failure modes
4.3.1 Fault models
Fault models are an abstract representation of physical faults.
The failure mode distribution is correlated with the fault models illustrated in Figure 3.
EXAMPLE If a failure mode is caused X % by stuck-at faults and Y % by shorts, and if a safety mechanism
only covers stuck-at faults with a coverage of Z %, then the claimed diagnostic coverage is X % × Z %.
In the context of a semiconductor component, relevant fault models are identified based on the
technology and circuit implementation.
NOTE 1 See 5.1.2 for further details on fault models for digital components and 5.1.3 for memories.
NOTE 2 Typically it is not possible to evaluate every possible physical fault individually due to the number of
faults and required level of detail.
4.3.2 Failure modes
A failure mode is described at a level of detail commensurate with the safety concept and the related
safety mechanism.
EXAMPLE 1 In the case of a CPU with a hardware lock-step safety mechanism, the failure modes can be
defined by looking at the CPU function as a whole.
EXAMPLE 2 In the case of a CPU with a structural software-based hardware test as safety mechanism, the
failure modes for the CPU function are defined in more detail because the software test will cover different
failure modes with different failure mode coverage.
EXAMPLE 3 Examples of different level of detail for digital failure modes are given in Annex A.
To define failure modes, keywords are used if applicable.
EXAMPLE 4 Examples of keywords are: wrong program flow execution, data corruption, accessing unintended
locations, deadlock, livelock, incorrect instruction execution.
In special cases, failure modes closer to physical implementation could be more helpful.
EXAMPLE 5 Analogue failure mode (Table 36).
The association between the identified failure modes and circuit implementation fault models is
supported by evidence ensuring any failure mode is allocated to a part/subpart of the component, and
any relevant part/subpart has at least one failure mode.
NOTE The goal is to ensure that there are no gaps between circuit implementation and the listed failure modes.
4.3.3 The distribution of base failure rate across failure modes
The base failure rate (see 4.6) is distributed across failure modes. The accuracy of that distribution is
aligned with the level of detail of the analysis and the consideration of the relevant safety mechanisms
available.
EXAMPLE 1 In the case of a CPU with a hardware lock-step safety mechanism, it is not necessary to have a
detailed distribution of CPU failure modes.
EXAMPLE 2 In the case of a CPU with a structural software-based hardware test, the distribution is defined
in more detail because in this way it will be possible to estimate with enough accuracy the diagnostic coverage of
failure modes.
In case there is no data available to compute the distribution with the required accuracy, the failure
rate is distributed uniformly across the failure modes or an expert judgment is provided with related
arguments.
NOTE A sensitivity analysis to the distribution is done to evaluate the impact on the diagnostic coverage and
quantitative safety analysis results.
4 © ISO 2018 – All rights reserved
4.4 About adapting a semiconductor component safety analysis to system level
The adaptation of the semiconductor component safety analysis to system level is done by:
― transforming the detailed failure modes of a semiconductor component into the high-level failure
modes needed during the analysis at system level, as shown in Figure 4;
Figure 4 — Example of bottom-up approach to derive system level failure modes
NOTE 1 By combining top-down (e.g. FTA) and bottom-up methods (e.g. FMEA), it can be possible to identify
the detailed semiconductor component failure modes and combine them up to the component level.
NOTE 2 Starting from a low level of abstraction allows a quantitative and precise failure distribution for a
semiconductor component that otherwise is based on qualitative distribution assumptions.
NOTE 3 As discussed in 4.2, the necessary level of detail can depend on the stage of the analysis and on the
safety mechanisms used.
― the diagnostic coverage computed at part or subpart level could be improved by measures at the
part, component level or system or item level; or
EXAMPLE 1 A semiconductor component includes an ADC with no safety mechanisms implemented in
hardware. At the component stand-alone level, the diagnostic coverage was considered zero. At system level,
the ADC is included in a closed-loop, and its faults are detected by a software-based consistency check. In
this context, the diagnostic coverage of that subpart is increased due to the safety mechanism implemented
at system-level.
― the diagnostic coverage computed at part or subpart level could have been calculated under certain
specific assumptions (“Assumptions of Use” or AoU).
NOTE 4 At system level different safety mechanisms or failure masking can be present. This can be taken
into consideration in safety analysis when a justification is possible.
EXAMPLE 2 A semiconductor component includes a memory in which each single-error is corrected and
signalled by the ECC to the CPU. At the component stand-alone level, it was assumed that a software driver
is implemented to handle this event. At system level, for performance reasons, this software driver is not
implemented, and therefore the assumption is not fulfilled. The semiconductor component is programmed
to send the error correction flag directly to the outside world.
4.5 Intellectual Property (IP)
4.5.1 About IP
4.5.1.1 Understanding IP
In this sub-clause, IP refers to a reusable unit of logical design or physical design intended to be
integrated into a design as a part or a component. The term “IP integrator” is used in reference to the
organization responsible for integrating IP designs from one or more sources into a design with safety
requirements. The term “IP supplier” is used in reference to the organization responsible for designing
or developing the IP. The IP integrator and the IP supplier can be separate parties as well as the same
company or different organisations in the same company.
Based on the requirements in ISO 26262 series of standards, four possible approaches are identified
for IP based designs. These approaches are shown in Figure 5. The IP integrator typically chooses
the approach based on consideration of the information provided from the IP supplier as well as the
maturity of the IP.
EXAMPLE If no supporting information is available from the IP supplier, possible approaches can be limited
to the “proven in use” argument, if applicable. If the proven in use argument is not applicable, then the role of the
IP in the safety architecture is treated differently, e.g. using diverse redundancy to reduce risk of systematic and
random hardware failures.
Figure 5 — Possible approaches for using IP in safety-related designs
The IP can be an existing design with a predefined set of features. In this case the IP integrator has
the responsibility of identifying the set of features which are required to support the safety concept of
the design. IP can also be designed based on an agreed set of safety requirements. In this case the IP
integrator identifies the requirements for the IP which are necessary to support the safety concept of
the design.
NOTE 1 The guidance in this sub-clause can be applied to newly developed IP, modified IP, and existing
unmodified IP.
NOTE 2 A common approach is to assume the possible target usage as defined in ISO 26262-2:2018, 6.4.5.7.
This option is described as SEooC in ISO 26262-10 [61]. Development of an SEooC relies on identification of
assumed use cases and safety requirements which are verified by the IP integrator.
4.5.1.2 Types of IP
Commonly used IP types are listed in Table 1. This is not an exhaustive list covering the possible IP
types. This document considers both the physical and the model representation types of IP as applied
to semiconductor designs.
6 © ISO 2018 – All rights reserved
Table 1 — Types of IP
IP type Description
Physical representation A complete chip layout description, containing instantiations of standard cells
for a specific cell library or analogue cells for a target manufacturing process.
EXAMPLE ADC macro, PLL macro.
Model representation A description of a design in terms of a hardware description language (HDL)
such as Verilog or VHDL, or analogue transistor level circuit schematic.
A logic design in model representation is synthesized into a list of gates con-
sisting of basic cells, followed by placement and routing to achieve a semicon-
ductor design.
Analogue circuit schematic components, such as transistors, diodes, resistors,
and capacitors, are mapped into target technology library components, fol-
lowed by placement and routing to achieve a semiconductor design.
EXAMPLE Processor or memory controller design exchanged without mapping
to a particular technology, operational amplifier transistor level schematic.
NOTE 1 Physical representation IPs are also known as “hard IPs”.
NOTE 2 Model representation IPs are also known as “soft IPs”.
NOTE 3 This classification is applicable to generic IP design including digital, analogue, mixed signal, PLD, Sensors and
Transducers.
NOTE 1 IP in the form of logic design can also be configurable. In this case, the configuration options are
specified by the IP integrator.
EXAMPLE 1 Configuration options to define interface bus width, memory size, and presence of fault detection
mechanisms.
NOTE 2 IP can also be generated with dedicated tools (memory compilers, C to HDL compilers, network-on-
chip generators). In this case:
― confidence in software tools can be demonstrated using the methods described in ISO 26262-8:2018,
Clause 11, tailored based on the amount of verification performed on the generated IP;
― the necessary verification activities to guarantee the correctness of the generated IP are performed by the
IP integrator or IP supplier as applicable (e.g. agreement in DIA);
― the necessary work products, as listed in following clauses, are made available; and
― the IP integrator verifies the correct integration of the IP in its context.
4.5.2 Category and safety requirements for IP
In general, two categories of IP can be determined based on the allocation of safety requirements: IP
with no allocated safety requirements, and IP with one or more allocated safety requirements. When
the IP has no allocated safety requirements, no additional considerations are required for ISO 26262
series of standards unless identified during the safety analysis. In the case of coexistence of non-safety-
related IPs with safety-related elements, dependent failure(s) analysis is used to evaluate freedom from
interference. For dependent failure analysis guidance, see ISO 26262-9:2018, Clause 7 together with the
additional guidance in 4.7 of this document.
If one or more safety requirements are allocated to the IP, the requirements of ISO 26262 series of
standards are applicable. In particular requirements of ISO 26262-2, ISO 26262-4 [65], ISO 26262-5,
ISO 26262-8, and ISO 26262-9 are often tailored to apply to IP designs. The following text gives
guidance for IP with allocated safety requirements, and how to consider these requirements for IP with
and without integrated safety mechanisms.
Safety-related IPs can be further classified based on the integration of safety mechanisms. Two
possible cases are illustrated in Figure 6, with subfigure (a) illustrating IP which has integrated safety
mechanisms, and subfigure (b) illustrating IP which has no integrated safety mechanisms.
Figure 6 — Types of IP with allocated safety requirements
NOTE 1 IP safety mechanisms can be included for detection of failure modes of the IP, as well as failure modes
external to the IP.
NOTE 2 Safety mechanisms implemented in the IP can provide full or partial diagnostic coverage of a defined
set of failure modes. It is also possible that only failure mode detection is performed by the IP, with failure mode
control being provided by components external to the IP.
The IP provider is responsible for providing the usage assumptions made during IP development in
order to allow the IP integrator to check consistency with safety requirements.
The hardware features of the IP can be initially developed targeting its integration into a safety-related
hardware environment, by providing safety mechanisms based on assumed safety requirements that
aim at controlling given failure modes. In this case the requirements of ISO 26262-2, ISO 26262-4,
ISO 26262-5, ISO 26262-6 (in the case of software based safety mechanisms to cover hardware failures),
ISO 26262-8, and ISO 26262-9, whenever applicable, can be used for the design of the safety mechanisms
during the development of the IP.
EXAMPLE 1 Bus “fabric” with built-in bus supervisors including fault detection and notification logic (e.g.
interrupt signals).
EXAMPLE 2 Voltage regulator with monitoring (under-voltage and over-voltage detection), protection
(current limit or thermal protection) and self-diagnostics (monitoring and protection circuit built-in self-tests).
Alternatively the IP can be developed with no assumed safety requirements or specific safety
mechanisms to detect and control faults.
EXAMPLE 3 Bus “fabric” without built-in bus supervisors or error reporting logic.
EXAMPLE 4 Voltage regulator without monitoring, protection or built-in monitoring or protection circuit
diagnostics.
Safety analyses defined in ISO 26262-9:2018, Clause 8 can be applied to the IP. A qualitative safety
analysis, and in some cases a quantitative analysis, can be provided to the IP integrator to justify the
capabilities of the safety mechanisms to control given failure modes or to provide information on failure
8 © ISO 2018 – All rights reserved
modes and related failure mode distribution. Similarly a dependent failure analysis can be provided to
demonstrate required independence or freedom from interference.
NOTE 3 The IP supplier includes example information concerning failure mode distribution in the safety
analysis results, based on specific implementation assumptions. Documentation related to safety mechanisms
can be provided with other safety-related documentation for the IP. This information can also be combined into a
single safety manual or safety application note as described in 5.1.11 (for digital components), 5.2.6 (for analogue
or mixed signal components), 5.3.6 (for PLD) and 5.5.6 (for sensors/transducers).
NOTE 4 The base failure rate depends on the actual implementation, including the technology, of the IP into
the integrated circuit and the use condition of the integrated circuit, as described in 4.6. So the base failure rate
can only be provided as a reference
...
ISO 26262-11:2018 is a guideline that applies to safety-related systems in series production road vehicles. The document does not cover E/E systems in special vehicles or those designed for drivers with disabilities. It states that there are other specific safety standards that can complement or be complemented by the ISO 26262 series of standards. It also exempts systems and components already in production or under development prior to the publication of this document. The guideline addresses alterations to existing systems and their components, as well as the integration of systems developed according to this document. It focuses on hazards caused by malfunctioning behavior of safety-related E/E systems and does not cover other hazards unless directly caused by malfunctioning E/E systems. The document provides a framework for functional safety in the development of safety-related E/E systems and suggests integrating functional safety activities into a company-specific development framework. It distinguishes between technical requirements to implement functional safety and process requirements to demonstrate an organization's capability in functional safety. The document does not address the nominal performance of E/E systems and offers possible interpretations of other parts of ISO 26262 regarding semiconductor development. It is not exhaustive and allows for other possible interpretations to fulfill the requirements defined in other parts of ISO 26262.
ISO 26262-11:2018は、一連の生産中の道路車両に搭載される1つ以上の電気および/またはエレクトロニック(E/E)システムを含む安全関連システムに適用されるガイドラインです。このドキュメントは、E/Eシステムが特殊な車両や障害を持つドライバー向けに設計されたE/Eシステムなど、特異なE/Eシステムには対応していません。また、ISO 26262シリーズの標準を補完する他の専用アプリケーション特有の安全基準も存在しています。この版の発行日以前に生産リリースされたシステムおよびそのコンポーネント、または既に開発中のシステムおよびそのコンポーネントは、本文書の範囲から除外されます。このドキュメントは、本文書の発行前に生産リリースされた既存のシステムおよびそのコンポーネントの変更に対応するため、安全ライフサイクルをカスタマイズすることによって取り組んでいます。また、本文書は、本文書に準拠して開発されなかった既存のシステムと本文書に基づいて開発されたシステムの統合にも対応しています。このドキュメントは、安全関連E/Eシステムの不具合に起因する可能性のあるハザード、およびこれらのシステムの相互作用によるハザードに対応しています。ただし、電気ショック、火災、煙、熱、放射線、毒性、引火性、反応性、腐食、エネルギー放出など、不具合によって直接引き起こされる場合を除き、他のハザードには言及していません。このドキュメントは、安全関連E/Eシステムの開発を支援するための機能的安全性のフレームワークを説明しています。このフレームワークは企業固有の開発フレームワークに機能的安全性の活動を統合するために使用することを意図しています。一部の要件は、製品に機能的安全性を実装するための明確な技術的焦点を持ち、他の要件はプロセス要件として、機能的安全性に関する組織の能力を示すためのものと考えることができます。このドキュメントは、E/Eシステムの名目的な性能には触れていません。 このドキュメントは情報提供の性格を持っており、半導体開発に関するISO 26262の他の部分に関する可能な解釈を含んでいます。内容は十分に網羅的ではなく、ISO 26262の他の部分で定義された要件を満たすための他の可能な解釈も存在することを示しています。
ISO 26262-11:2018는 시리즈 생산의 도로 차량에 장착되는 하나 이상의 전기 및/또는 전자(E/E) 시스템을 포함하는 안전 관련 시스템에 적용되도록 되어 있는 문서입니다. 해당 문서는 이동장애인용으로 설계된 등 특수 차량의 고유한 E/E 시스템에 대해서는 다루지 않습니다. 또한, 다른 특정 응용 전용 안전 표준이 존재하며 ISO 26262 시리즈의 표준과 보완할 수 있습니다. 해당 에디션에는 이미 생산에 출시된 시스템 및 그 구성요소, 또는 본 문서의 발표일 이전에 이미 개발 중인 시스템 및 그 구성요소가 해당 범위에서 제외됩니다. 이 문서는 해당 문서의 발표 전에 생산에 출시된 기존 시스템 및 그 구성요소에 대한 변형을 다루며, 안전 수명주기를 조정함으로써 이루어집니다. 이 문서는 이 문서에 따라 개발되지 않은 기존 시스템 및 본 문서에 따라 개발된 시스템이 통합될 수 있는 안전 수명주기도 다룹니다. 또한, 안전 관련 E/E 시스템의 동작 장애로 인해 야기될 수 있는 위험요소를 다룹니다. 이 문서는 고장 동작으로 인해 직접적으로 야기되지 않는 전기 충격, 화재, 연기, 열, 방사선, 독성, 인화성, 반응성, 부식, 에너지 방출 및 유사한 위험에 대해서는 다루지 않습니다. 이 문서는 안전 관련 E/E 시스템의 개발을 지원하기 위한 기능적 안전성 구조를 설명합니다. 이 구조는 기능적 안전성 활동을 회사 고유의 개발 구조에 통합하는 데 사용될 것입니다. 일부 요구사항은 제품에 기능적 안전성을 구현하기 위한 명확한 기술적 초점을 가지고 있으며, 다른 요구사항은 개발 과정을 다루며 기능적 안전성에 대한 조직의 능력을 증명하기 위한 프로세스 요구사항으로 볼 수 있습니다. 이 문서는 E/E 시스템의 명목적인 성능을 다루지 않으며, 정보성으로만 구성되어 있습니다. 이 문서는 ISO 26262의 다른 부분에 대한 반도체 개발에 관한 가능한 해석을 제시합니다. 내용은 가능한 해석의 모든 것을 다루지 않고 ISO 26262의 다른 부분에 정의된 요구사항을 충족시키기 위한 다른 가능한 해석도 있을 수 있습니다.








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