ASTM D4003-98(2019)e1
(Test Method)Standard Test Methods for Programmable Horizontal Impact Test for Shipping Containers and Systems
Standard Test Methods for Programmable Horizontal Impact Test for Shipping Containers and Systems
SIGNIFICANCE AND USE
4.1 These test methods provide a measure of a shipping container's ability to protect a product from failure due to horizontal impacts. These measures are based on controlled levels of shock input and may be used for arriving at the optimum design of a container or system to protect a product against a specified level of shipping environment hazard.
4.2 These test methods provide a measure of a packaged product's ability to withstand the various levels of shipping environment hazards. These measures may be used to prescribe a mode of shipping and handling that will not induce damage to the packaged product or to define the required levels of protection that must be provided by its packaging.
4.3 Test Method A is intended to simulate the rail car coupling environment. Refer to Methods D5277 for simulating the standard draft gear portion of that environment.
SCOPE
1.1 These test methods are intended to determine the ability of a package or product to withstand laboratory simulated horizontal impact forces.
1.2 The horizontal impacts used in these test methods are programmed shock inputs that represent the hazards as they occur in the shipping and handling environments. The environmental hazards may include rail switching impacts, lift truck marshalling impacts, and so forth. The following test methods apply:
1.2.1 Method A, Rail Car Switching Impact—This test method simulates the types of shock pulses experienced by lading in rail car switching, with the use of a rigid bulkhead on the leading edge of the test carriage, to simulate the end wall of a railcar and shock programming devices to produce representative shock pulses. With the use of backloading, this test method may also be used to simulate compressive forces experienced by lading loads during rail car switching. It is suitable for tests of individual containers or systems as they are shipped in rail cars. It may also be used to evaluate the effectiveness of pallet patterns to determine the effect of interaction between containers during rail switching operation impacts.
1.2.2 Method B, Marshalling Impact Tests of Unit Loads—This test method assesses the ability of unit loads to withstand the forces encountered during marshalling or loading operations.
1.3 The test levels may be varied to represent the mode on shipping and handling used for the item under test.
1.4 The values stated in inch-pound units are to be regarded as standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard.
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.
1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
General Information
- Status
- Published
- Publication Date
- 31-Jul-2019
- Technical Committee
- D10 - Packaging
Relations
- Effective Date
- 01-Aug-2019
- Effective Date
- 15-Mar-2013
- Effective Date
- 01-Aug-2011
- Effective Date
- 01-Dec-2010
- Effective Date
- 01-Aug-2009
- Effective Date
- 01-Apr-2008
- Effective Date
- 01-Oct-2007
- Effective Date
- 01-Nov-2006
- Effective Date
- 01-Apr-2004
- Effective Date
- 10-Apr-2002
- Effective Date
- 10-Apr-2002
- Effective Date
- 10-Apr-2001
- Effective Date
- 10-Apr-2001
- Effective Date
- 10-Apr-2001
- Effective Date
- 10-Apr-2001
Overview
ASTM D4003-98(2019)e1, "Standard Test Methods for Programmable Horizontal Impact Test for Shipping Containers and Systems," is an internationally recognized ASTM standard that defines laboratory procedures for evaluating shipping containers' and unit loads’ ability to withstand simulated horizontal impact forces. These test methods use programmed horizontal shock inputs to replicate hazards that may arise in shipping and handling environments, such as rail car switching impacts and mechanical handling with lift trucks or pallet jacks. The standard helps companies assess packaging performance, improve container design, and define safe shipping and handling methods to protect products during distribution.
Key Topics
- Simulated Horizontal Impact Forces
Test methods reproduce real-world impact forces encountered during rail car switching, equipment marshalling, and other shipping hazards, using programmable shock pulse technology. - Test Method A – Rail Car Switching Impact
Designed to replicate the types of shocks experienced by freight in rail transport, including compressive forces from adjacent loads. This method can assess both individual containers and loaded pallets, focusing on the effects of container interaction under rail impact conditions. - Test Method B – Marshalling Impact Test
Evaluates the protection offered by packaging arrangements against impacts during unit load handling operations, such as those caused by pallet jacks or forklifts in distribution centers. - Impact Test Equipment Requirements
Describes the specifications for test machines, including guided carriages, shock pulse programming, and necessary instrumentation (e.g., accelerometers, data acquisition systems) for reliable results. - Test Specimens and Preparation
Covers specimen selection (with recommendations for minimum sample size), conditioning to simulate expected distribution environments, and backload requirements to mimic loading conditions experienced during shipping. - Safety Considerations
Emphasizes the need for appropriate safety measures and compliance with relevant health, safety, and environmental regulations when conducting tests.
Applications
ASTM D4003 is widely used by packaging engineers, logistics professionals, and manufacturers to:
- Optimize Packaging Design
Determine the level of shock protection needed and refine container or system design for improved protection against specific shipping risks. - Evaluate Packaged Product Robustness
Assess a packaged product's ability to withstand various handling and shipping hazards, using these standard test methods as part of a broader package performance validation process. - Support Shipping Protocols
Establish safe shipping and handling procedures for products, ensuring that handling modes or shipping environments will not cause damage. - Meet Regulatory and Contractual Requirements
Provide documented proof of packaging performance to comply with customer requirements, carrier specifications, or regulatory standards. - Reduce Product Damage and Returns
Minimize the incidence of transit damage by identifying and addressing packaging weaknesses before distribution.
Industries such as electronics, pharmaceuticals, consumer goods, and industrial equipment, where shock and impact can threaten product integrity, find these test methods particularly valuable.
Related Standards
Several standards complement or are referenced within ASTM D4003-98(2019)e1, including:
- ASTM D5277 – Test Method for Performing Programmed Horizontal Impacts Using an Inclined Impact Tester (for standard rail draft gear simulation)
- ASTM D996 – Terminology Relating to Packaging and Distribution Environments
- ASTM D4332 – Practice for Conditioning Containers, Packages, or Packaging Components for Testing
- ASTM E122 – Guide for Calculating Sample Size to Estimate Average Characteristics
These related standards help ensure a comprehensive approach to package performance testing, supporting compliance, quality assurance, and robust shipping damage prevention.
Keywords: ASTM D4003, horizontal impact testing, shipping container standards, package performance, rail car impact, marshalling test, shipping hazards, packaging shock test, laboratory simulation, impact test methods.
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Frequently Asked Questions
ASTM D4003-98(2019)e1 is a standard published by ASTM International. Its full title is "Standard Test Methods for Programmable Horizontal Impact Test for Shipping Containers and Systems". This standard covers: SIGNIFICANCE AND USE 4.1 These test methods provide a measure of a shipping container's ability to protect a product from failure due to horizontal impacts. These measures are based on controlled levels of shock input and may be used for arriving at the optimum design of a container or system to protect a product against a specified level of shipping environment hazard. 4.2 These test methods provide a measure of a packaged product's ability to withstand the various levels of shipping environment hazards. These measures may be used to prescribe a mode of shipping and handling that will not induce damage to the packaged product or to define the required levels of protection that must be provided by its packaging. 4.3 Test Method A is intended to simulate the rail car coupling environment. Refer to Methods D5277 for simulating the standard draft gear portion of that environment. SCOPE 1.1 These test methods are intended to determine the ability of a package or product to withstand laboratory simulated horizontal impact forces. 1.2 The horizontal impacts used in these test methods are programmed shock inputs that represent the hazards as they occur in the shipping and handling environments. The environmental hazards may include rail switching impacts, lift truck marshalling impacts, and so forth. The following test methods apply: 1.2.1 Method A, Rail Car Switching Impact—This test method simulates the types of shock pulses experienced by lading in rail car switching, with the use of a rigid bulkhead on the leading edge of the test carriage, to simulate the end wall of a railcar and shock programming devices to produce representative shock pulses. With the use of backloading, this test method may also be used to simulate compressive forces experienced by lading loads during rail car switching. It is suitable for tests of individual containers or systems as they are shipped in rail cars. It may also be used to evaluate the effectiveness of pallet patterns to determine the effect of interaction between containers during rail switching operation impacts. 1.2.2 Method B, Marshalling Impact Tests of Unit Loads—This test method assesses the ability of unit loads to withstand the forces encountered during marshalling or loading operations. 1.3 The test levels may be varied to represent the mode on shipping and handling used for the item under test. 1.4 The values stated in inch-pound units are to be regarded as standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
SIGNIFICANCE AND USE 4.1 These test methods provide a measure of a shipping container's ability to protect a product from failure due to horizontal impacts. These measures are based on controlled levels of shock input and may be used for arriving at the optimum design of a container or system to protect a product against a specified level of shipping environment hazard. 4.2 These test methods provide a measure of a packaged product's ability to withstand the various levels of shipping environment hazards. These measures may be used to prescribe a mode of shipping and handling that will not induce damage to the packaged product or to define the required levels of protection that must be provided by its packaging. 4.3 Test Method A is intended to simulate the rail car coupling environment. Refer to Methods D5277 for simulating the standard draft gear portion of that environment. SCOPE 1.1 These test methods are intended to determine the ability of a package or product to withstand laboratory simulated horizontal impact forces. 1.2 The horizontal impacts used in these test methods are programmed shock inputs that represent the hazards as they occur in the shipping and handling environments. The environmental hazards may include rail switching impacts, lift truck marshalling impacts, and so forth. The following test methods apply: 1.2.1 Method A, Rail Car Switching Impact—This test method simulates the types of shock pulses experienced by lading in rail car switching, with the use of a rigid bulkhead on the leading edge of the test carriage, to simulate the end wall of a railcar and shock programming devices to produce representative shock pulses. With the use of backloading, this test method may also be used to simulate compressive forces experienced by lading loads during rail car switching. It is suitable for tests of individual containers or systems as they are shipped in rail cars. It may also be used to evaluate the effectiveness of pallet patterns to determine the effect of interaction between containers during rail switching operation impacts. 1.2.2 Method B, Marshalling Impact Tests of Unit Loads—This test method assesses the ability of unit loads to withstand the forces encountered during marshalling or loading operations. 1.3 The test levels may be varied to represent the mode on shipping and handling used for the item under test. 1.4 The values stated in inch-pound units are to be regarded as standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
ASTM D4003-98(2019)e1 is classified under the following ICS (International Classification for Standards) categories: 55.020 - Packaging and distribution of goods in general. The ICS classification helps identify the subject area and facilitates finding related standards.
ASTM D4003-98(2019)e1 has the following relationships with other standards: It is inter standard links to ASTM D4003-98(2015), ASTM D4332-13, ASTM E122-09e1, ASTM D996-10a, ASTM E122-09, ASTM D5277-92(2008), ASTM E122-07, ASTM D4332-01(2006), ASTM D996-04, ASTM D996-99, ASTM D996-02, ASTM D4332-01e2, ASTM D4332-99, ASTM D4332-01e1, ASTM D4332-01. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
ASTM D4003-98(2019)e1 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
´1
Designation: D4003 − 98 (Reapproved 2019)
Standard Test Methods for
Programmable Horizontal Impact Test for Shipping
Containers and Systems
This standard is issued under the fixed designation D4003; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision.Anumber in parentheses indicates the year of last reapproval.A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope responsibility of the user of this standard to establish appro-
priate safety, health, and environmental practices and deter-
1.1 These test methods are intended to determine the ability
mine the applicability of regulatory limitations prior to use.
of a package or product to withstand laboratory simulated
1.6 This international standard was developed in accor-
horizontal impact forces.
dance with internationally recognized principles on standard-
1.2 The horizontal impacts used in these test methods are
ization established in the Decision on Principles for the
programmed shock inputs that represent the hazards as they
Development of International Standards, Guides and Recom-
occur in the shipping and handling environments. The envi-
mendations issued by the World Trade Organization Technical
ronmental hazards may include rail switching impacts, lift
Barriers to Trade (TBT) Committee.
truck marshalling impacts, and so forth. The following test
methods apply: 2. Referenced Documents
1.2.1 Method A, Rail Car Switching Impact—This test
2.1 ASTM Standards:
method simulates the types of shock pulses experienced by
D996Terminology of Packaging and Distribution Environ-
ladinginrailcarswitching,withtheuseofarigidbulkheadon
ments
theleadingedgeofthetestcarriage,tosimulatetheendwallof
D4332Practice for Conditioning Containers, Packages, or
a railcar and shock programming devices to produce represen-
Packaging Components for Testing
tative shock pulses. With the use of backloading, this test
D5277Test Method for Performing Programmed Horizontal
method may also be used to simulate compressive forces
Impacts Using an Inclined Impact Tester
experienced by lading loads during rail car switching. It is
E122PracticeforCalculatingSampleSizetoEstimate,With
suitablefortestsofindividualcontainersorsystemsastheyare
Specified Precision, the Average for a Characteristic of a
shipped in rail cars. It may also be used to evaluate the
Lot or Process
effectiveness of pallet patterns to determine the effect of
interaction between containers during rail switching operation 3. Terminology
impacts.
3.1 Definitions—For definitions of terms used in this test
1.2.2 Method B, Marshalling Impact Tests of Unit Loads—
method, see Terminology D996.
This test method assesses the ability of unit loads to withstand
3.2 Definitions of Terms Specific to This Standard:
the forces encountered during marshalling or loading opera-
3.2.1 acceleration—the rate of change of velocity of a body
tions.
2 2
with respect to time measured in in./s (m/s ).
1.3 The test levels may be varied to represent the mode on
3.2.2 backload—a duplicate specimen similar to the test
shipping and handling used for the item under test.
packageorweightstosimulatetheotherladinginthetransport
1.4 The values stated in inch-pound units are to be regarded
vehicle.
as standard. The values given in parentheses are mathematical
3.2.3 shock pulse—a substantial disturbance characterized
conversions to SI units that are provided for information only
by a rise of acceleration from a constant value and decay of
and are not considered standard.
acceleration to the constant value in a short period of time.
1.5 This standard does not purport to address all of the
3.2.4 shock pulse programmer—a device to control the
safety concerns, if any, associated with its use. It is the
parameters of the acceleration versus time-shock pulse gener-
ated by a shock test impact machine.
These test methods are under the jurisdiction of ASTM Committee D10 on
Packaging and are the direct responsibility of Subcommittee D10.21 on Shipping
Containers and Systems - Application of Performance Test Methods. For referenced ASTM standards, visit the ASTM website, www.astm.org, or
Current edition approved Aug. 1, 2019. Published August 2019. Originally contactASTM Customer Service at service@astm.org. ForAnnual Book ofASTM
approved in 1981. Last previous edition approved in 2015 as D4003–98 (2015). Standards volume information, refer to the standard’s Document Summary page on
DOI: 10.1520/D4003-98R19E01. theASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
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D4003 − 98 (2019)
3.2.5 velocity change—the sum of the impact velocity and 5.1.6.4 The desired backload weight/friction relationship.
reboundvelocity(theareaundertheacceleration—timecurve).
5.2 Specimen Backload Equipment:
5.2.1 During some horizontal impacts, the forces that test
4. Significance and Use
units encounter include both the shock forces of the accelera-
4.1 These test methods provide a measure of a shipping
tion as well as compressive forces resulting from other
container’s ability to protect a product from failure due to
products impacting against them. This will necessitate suffi-
horizontal impacts. These measures are based on controlled
cientcarriagestrengthandplatformspacetoprovidealocation
levels of shock input and may be used for arriving at the
for the desired backload weights.
optimum design of a container or system to protect a product
5.2.2 Speciallyadaptedbackloadingfixturesmaybeusedto
against a specified level of shipping environment hazard.
provide an even loading of the backload weight over the entire
back surface area of the test specimen, or additional product
4.2 These test methods provide a measure of a packaged
product’s ability to withstand the various levels of shipping samples may be used to create the desired backload.
5.2.3 The backload weight and frictional characteristics
environmenthazards.Thesemeasuresmaybeusedtoprescribe
must be specified for each test procedure and reported.
a mode of shipping and handling that will not induce damage
to the packaged product or to define the required levels of
5.3 Instrumentation:
protection that must be provided by its packaging.
5.3.1 An accelerometer, a signal conditioner, and a data
display or storage apparatus are required to measure the
4.3 Test Method A is intended to simulate the rail car
acceleration-time histories.The velocity change is obtained by
couplingenvironment.RefertoMethodsD5277forsimulating
integrating the impact shock record measured on the carriage
the standard draft gear portion of that environment.
bulkhead.
5. Apparatus
5.3.2 Theinstrumentationsystemshallbeaccuratetowithin
65%oftheactualvalue.Thelongpulsedurationsinvolvedin
5.1 Horizontal Impact Test Machine:
this test method require an instrumentation system with good
5.1.1 The impact test machine shall consist of a guided test
low-frequency response. As an alternative, instrumentation
carriage with a flat test specimen mounting and an upright
capable of recording direct current (dC) shall be acceptable.
bulkhead that is at a 90° angle 630 min ( ⁄2 °) to the specimen
For short pulse durations the high-end frequency response
mounting surface.The carriage should be of sufficient strength
should be twenty times the frequency of the pulse being
and rigidity so that the test specimen mounting surface and
recorded. For example, the 10-ms pulse has a full pulse
bulkhead remain rigid under the stresses developed during the
duration of 20 ms and a frequency of 50 Hz. Therefore, the
test.
instrumentation system should be capable of measuring 1000
5.1.2 The impact test machine shall provide some means of
Hz. (20 × 50 Hz).
moving the test carriage in a single guided horizontal direction
of motion. The motion of the carriage shall be controlled in
NOTE 1—As a guide, the following equation may be used to determine
such a manner that its velocity change is known after the
the adequacy of instrumentation low-frequency response:
moment of impact.
low 2 frequencyresponsepoint ~LFRP! 5 7.95/pulsewidth ~PW!~ms!
5.1.3 The machine shall be equipped with programmable
(1)
devices to produce shock pulses at the carriage bulkhead when
the carriage strikes the impact reaction mass.
where LFRP is the low frequency 3-db attenuation roll-off
5.1.4 The machine shall have an impact reaction mass,
point, expressed in hertz (cycles per second), of an instrumen-
sufficient in size to react against the force of impact from the
tation system that will ensure no more than 5% amplitude
carriage. The prescribed shock pulse limits will provide the
error, and PW is the pulse width of the acceleration pulse to be
controlling factor as to the design or concept of the reaction
recorded, measured in milliseconds at the baseline. For
mass required.
example,anintendedshockaccelerationsignalwithaduration
5.1.5 Means shall be provided to arrest the motion of the
of 300 ms, the LFRP of the instrumentation would have to be
carriage after impact to prevent secondary shock. The design
at least equal to or lower than 0.027 Hz.
shall prevent excessive lateral or over turning motion that
5.3.3 Optional instrumentation may include optical or me-
could result in an unsafe condition or invalidate the test.
chanical timing devices for measuring the carriage image and
5.1.6 Machine Setting—Since the desired shock pulses are
rebound velocities for determining the total velocity change of
influenced by the response of the test specimen, pretest runs
the impact. This instrumentation system, if used, shall have a
should be conducted with duplicate test specimens with
response accurate to within 62.5% of the actual value. Total
equivalent dynamic loading characteristics and backload, if
velocitychangemustbemeasuredtowithin 65.0%ofitstotal
required, prior to actual test to establish the approximate
value.
machine equipment settings.
6. Precautions
5.1.6.1 The control parameters that must be specified in-
clude: 6.1 These test methods may produce severe mechanical
5.1.6.2 The desired velocity change (impact plus rebound responses in the test specimen. Therefore, operating personnel
velocity of the test carriage), must remain alert to the potential hazards and take necessary
5.1.6.3 The desired pulse, shape, duration, and acceleration safetyprecautions.Thetestareashouldbeclearedpriortoeach
levels, and impact. The testing of hazardous material or products may
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D4003 − 98 (2019)
require special precautions that must be observed. Safety center of the specimen mounting surface with the face or edge
equipment may be required and its use must be understood that is to receive the impact firmly positioned against the
before starting the test. upright bulkhead. If duplicate test specimens are not available,
useassimilaraspecimenaspossible.Weightsequivalenttothe
7. Sampling
weight of the product to be tested are not recommended unless
7.1 The number of test specimens depends on the desired they can simulate the reactive or compliant nature of the test
degree of precision and the availability of specimens. Practice specimen.
E122 provides guidance on the choice of sample size. It is 10.1.3 Then backload the duplicate test specimen with
recommended that at least three representative test specimens additional product samples or the specially adapted backload-
be used. ing fixture that provides an even loading of the backload
weightovertheentirebacksurfaceareaofthetestspecimenas
8. Test Specimen
specified in the test plan. Impact the test carriage with various
8.1 The package and product as shipped or intended for test machine setups into the programmers to produce the
shipment constitutes the test specimen.Apply sensing devices desired pulse durations.
to the package, product, or some component of the product to
NOTE 4—Continue the pretesting until the desired range of velocity
measure the response levels during impact. Test loads of equal
changes is obtained. This pretesting is not necessary if the levels of the
configuration, size, and weight distribution and packaging are
major test parameters are known
...




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