Standard Guide for PDD Examination Standards of Practice

SCOPE
1.1 This guide establishes essential and recommended elements in the procedures for the conduct of a psychophysiological detection of deception (PDD) examination.  
1.1.1 Other unique PDD applications are addressed separately.  
1.2 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

General Information

Status
Published
Publication Date
30-Sep-2017

Relations

Effective Date
01-Oct-2017
Effective Date
01-Oct-2017
Effective Date
01-Jan-2016
Effective Date
01-May-2011
Effective Date
01-Sep-2010
Effective Date
15-Oct-2006
Effective Date
01-Jun-2005
Effective Date
01-May-2005
Effective Date
01-Feb-2005
Effective Date
01-Jan-2005
Effective Date
01-Jan-2005
Effective Date
01-Aug-2004
Effective Date
10-Jul-2002
Effective Date
10-Jun-2002
Effective Date
10-Jul-2000

Overview

ASTM E2062-11(2017), “Standard Guide for PDD Examination Standards of Practice,” establishes key procedures and best practices for conducting psychophysiological detection of deception (PDD) examinations. Applicable in forensic psychophysiology, this standard provides essential and recommended operational elements to ensure the reliability and integrity of PDD testing, including but not limited to the polygraph. Developed according to internationally recognized standardization principles, ASTM E2062-11(2017) helps uphold quality and fairness in PDD examinations worldwide.

Key Topics

  • Preparation Requirements

    • Examiners must thoroughly prepare by identifying the issues and unique circumstances for each test.
    • The testing instrument must function according to manufacturer specifications.
    • Whenever legally permissible, examinations should be recorded, with continuous and unbroken audio or audiovisual documentation.
  • Test Environment

    • The examination location should be free from distractions and external noise to ensure the examinee can focus.
  • Pretest Practices

    • Examiners are to verify examinee identity and obtain informed consent.
    • Suitability for testing must be assessed, including mental, physical, and medical review.
    • Examiners must avoid testing recently subjected to intensive accusatory questioning unless adequate time has passed.
  • Test and Intest Practices

    • Only recognized professional question formats and intervals are allowed.
    • Continuous recording and storage of all test data are mandatory.
    • The impact of how questions are presented is controlled to prevent bias.
  • Evaluation and Posttest

    • Only validated evaluation methods with established error and accuracy rates must be used.
    • Results disclosure is contingent on sufficient and thorough analysis.
    • All physiological data collected is critically examined, and a posttest discussion held as appropriate.
  • Use of Interpreters

    • The need for language translation, including sign languages, is assessed case-by-case.
    • Interpreters must be fluent, neutral, and trained-relatives or friends of the examinee must not serve as interpreters.
    • Written and mirror translations of test questions are required in advance when translation is necessary.

Applications

ASTM E2062-11(2017) serves professionals in forensic psychophysiology who conduct or oversee polygraph and PDD examinations. It is utilized in:

  • Law enforcement and investigative agencies to standardize procedures, protect individual rights, and minimize erroneous results in lie-detection contexts.
  • Legal and judicial settings to ensure that polygraph evidence is gathered and handled according to internationally recognized best practices.
  • Training and certification programs for examiners, establishing core competencies and operational standards.
  • Forensic consulting for the review or audit of PDD examination practices.

By providing structured, comprehensive guidance, this standard enhances the credibility and defensibility of PDD examinations and related testimony.

Related Standards

Professionals utilizing ASTM E2062-11(2017) should be aware of several related ASTM standards that offer guidance on specific aspects of PDD practice:

  • ASTM E1954 – Practice for Conduct of Research in Psychophysiological Detection of Deception (Polygraph)
  • ASTM E2031 – Practice for Quality Control of Psychophysiological Detection of Deception Examinations
  • ASTM E2065 – Guide for Requirements for Psychophysiological Detection of Deception (PDD) Examiners
  • ASTM E2080 – Guide for Clinical Psychophysiological Detection of Deception Examinations for Sex Offenders

Reviewing these standards in conjunction provides a comprehensive framework for high-quality, ethical, and legally compliant PDD practices.

Keywords: forensic psychophysiology, PDD examination, polygraph, ASTM E2062-11, interpreter, deception detection, standards of practice

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Frequently Asked Questions

ASTM E2062-11(2017) is a guide published by ASTM International. Its full title is "Standard Guide for PDD Examination Standards of Practice". This standard covers: SCOPE 1.1 This guide establishes essential and recommended elements in the procedures for the conduct of a psychophysiological detection of deception (PDD) examination. 1.1.1 Other unique PDD applications are addressed separately. 1.2 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

SCOPE 1.1 This guide establishes essential and recommended elements in the procedures for the conduct of a psychophysiological detection of deception (PDD) examination. 1.1.1 Other unique PDD applications are addressed separately. 1.2 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

ASTM E2062-11(2017) is classified under the following ICS (International Classification for Standards) categories: 11.040.55 - Diagnostic equipment. The ICS classification helps identify the subject area and facilitates finding related standards.

ASTM E2062-11(2017) has the following relationships with other standards: It is inter standard links to ASTM E2062-11, ASTM E1954-05(2017), ASTM E2031-99(2016), ASTM E2065-11, ASTM E2031-99(2010), ASTM E2080-06, ASTM E2065-05, ASTM E2080-05, ASTM E2000-05, ASTM E1954-05, ASTM E1954-05(2011), ASTM E2031-99(2004), ASTM E2000-02, ASTM E2065-02, ASTM E2080-00. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

ASTM E2062-11(2017) is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: E2062 − 11 (Reapproved 2017)
Standard Guide for
PDD Examination Standards of Practice
This standard is issued under the fixed designation E2062; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope and distraction. This is not intended to address examinations
conducted for demonstration purposes.
1.1 This guide establishes essential and recommended ele-
ments in the procedures for the conduct of a psychophysiologi-
4. Preparation
cal detection of deception (PDD) examination.
1.1.1 Other unique PDD applications are addressed sepa-
4.1 An examiner shall, prior to the examination, dedicate
rately.
sufficient time to identify the issues and unique circumstances
in any area of testing.
1.2 This international standard was developed in accor-
dance with internationally recognized principles on standard-
4.2 No examination shall be conducted unless the instru-
ization established in the Decision on Principles for the
ment is functioning in accordance with the manufacturer’s
Development of International Standards, Guides and Recom-
specifications.
mendations issued by the World Trade Organization Technical
4.3 Where permitted by law, the conduct of the PDD
Barriers to Trade (TBT) Committee.
examination should be recorded by audio or audio/visual
2. Referenced Documents means in its entirety.
4.3.1 The recording shall be continuous in nature and any
2.1 ASTM Standards:
stops or pauses must be fully explained on the recording.
E1954 Practice for Conduct of Research in Psychophysi-
4.3.2 All PDD recordings shall be retained and maintained
ological Detection of Deception (Polygraph)
for a minimum of one year.
E2000 Guide for Minimum Basic Education and Training of
4.3.3 All PDD examinations shall be conducted utilizing a
Individuals Involved in the Detection of Deception (PDD)
separate data channel specifically designed to record covert
(Withdrawn 2014)
body movements.
E2031 Practice for Quality Control of Psychophysiological
Detection of Deception (Polygraph) Examinations
4.4 An examiner should not conduct more than five PDD
E2065 Guide for Requirements for Psychophysiological De-
examinations on a calendar day.
tection of Deception (PDD) Examiners
E2080 Guide for Clinical Psychophysiological Detection of
5. Pretest Practices
Deception (PDD) Examinations for Sex Offenders
5.1 The examiner shall adhere to the following practices:
3. Location and Test Conditions
5.1.1 Verify the correct identity of the examinee to the
degree practicable.
3.1 Conditionsunderwhichtestingoccursshallbefreefrom
5.1.2 Obtain the consent of the examinee prior to testing.
distractions that would interfere with the ability of the exam-
inee to appropriately focus on the issues being addressed. The
5.1.3 The examiner shall ensure that the examinee is a fit
examination site should be reasonably free from outside noise subject for testing to the extent legally practicable.
5.1.3.1 Mental, physical, and medical conditions of the
examinee should be reviewed.
This guide is under the jurisdiction of ASTM Committee E52 on Forensic
5.1.3.2 At any time during the polygraph examination that it
Psychophysiology and is the direct responsibility of Subcommittee E52.05 on
becomes apparent to the examiner that the examinee is not
Psychophysiological Detection of Deception (PDD).
Current edition approved Oct. 1, 2017. Published October 2017. Originally
suitable for testing, the examination will be terminated.
approved in 2000. Last previous edition approved in 2011 as E2062 – 11. DOI:
5.1.3.3 To protect against the elevated possibility of errone-
10.1520/E2062-11R17.
ous polygraph results, examiners shall not conduct polygraph
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
testing of any individual who has undergone intensive accusa-
Standards volume information, refer to the standard’s Document Summary page on
tory questioning until, in the examiner’s judgment, sufficient
the ASTM website.
time has elapsed between such questioning and the polygraph
The last approved version of this historical standard is referenced on
www.astm.org. session. Examiners directed by superiors to conduct testing in
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E2062 − 11 (2017)
violation of this standard shall inform their superiors of the 7.2 The examiner shall maintain all records of test data
strongpossibilityofeithererr
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