Mechanism for financing local adaptation to climate change - Performance-based climate resilience grants - Requirements and guidelines (ISO 14093:2022)

This document establishes an approach and methodology for a country-based mechanism to channel climate finance to subnational
authorities to support climate change adaptation and to increase local resilience thereby contributing to the achievement of the goals
of the 2015 Paris Agreement of the United Nations Framework Convention on Climate Change (UNFCCC) and the UN Sustainable
Development Goals (SDGs). The country-based mechanism uses performance-based climate resilience grants (PBCRGs) which
ensure programming and verification of climate change expenditures at the local level, offering strong incentives for performance
improvements in enhanced resilience.
This document provides requirements and guidelines and is applicable to organizations such as national and subnational authorities,
donors, companies, financial institutions and international organizations that are involved in implementing a country-based
mechanism for channelling climate finance to subnational authorities to support climate change adaptation and resilience.
NOTE Another mechanism for supporting local adaptation is by direct support at the local level by donors without any financial
flows from national government.

Mechanismus zur Finanzierung der lokalen Anpassung an den Klimawandel - Leistungsabhängige Zuwendungen für die Klimaresilienz - Anforderungen und Leitlinien (ISO 14093:2022)

Mécanisme pour le financement de l’adaptation au changement climatique à l’échelle locale - Subventions pour la résilience climatique basées sur la performance - Exigences et lignes directrices (ISO 14093:2022)

Mehanizem financiranja lokalnega prilagajanja podnebnim spremembam - Nepovratna sredstva za odpornost na podnebne spremembe na podlagi uspešnosti - Zahteve in smernice (ISO 14093:2022)

General Information

Status
Not Published
Public Enquiry End Date
30-Mar-2025
Technical Committee
Current Stage
4020 - Public enquire (PE) (Adopted Project)
Start Date
03-Feb-2025
Due Date
23-Jun-2025

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SLOVENSKI STANDARD
01-marec-2025
Mehanizem financiranja lokalnega prilagajanja podnebnim spremembam -
Nepovratna sredstva za odpornost na podnebne spremembe na podlagi
uspešnosti - Zahteve in smernice (ISO 14093:2022)
Mechanism for financing local adaptation to climate change - Performance-based climate
resilience grants - Requirements and guidelines (ISO 14093:2022)
Mechanismus zur Finanzierung der lokalen Anpassung an den Klimawandel -
Leistungsabhängige Zuwendungen für die Klimaresilienz - Anforderungen und Leitlinien
(ISO 14093:2022)
Mécanisme pour le financement de l’adaptation au changement climatique à l’échelle
locale - Subventions pour la résilience climatique basées sur la performance - Exigences
et lignes directrices (ISO 14093:2022)
Ta slovenski standard je istoveten z: prEN ISO 14093
ICS:
13.020.20 Okoljska ekonomija. Environmental economics.
Trajnostnost Sustainability
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

INTERNATIONAL ISO
STANDARD 14093
First edition
2022-11
Mechanism for financing local
adaptation to climate change —
Performance-based climate resilience
grants — Requirements and
guidelines
Mécanisme pour le financement de l’adaptation au changement
climatique à l’échelle locale — Subventions pour la résilience
climatique basées sur la performance — Exigences et lignes
directrices
Reference number
ISO 14093:2022(E)
ISO 14093:2022(E)
© ISO 2022
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
ISO 14093:2022(E)
Contents Page
Foreword .v
Introduction . vi
1 Scope . 1
2 Normative references . 1
3 Terms, definitions and abbreviated terms . 1
3.1 Terms and definitions . 1
3.1.1 Terms related to climate change and its impacts. 1
3.1.2 Terms related to parties . 2
3.1.3 Terms related to adaptation . 3
3.1.4 Terms related to monitoring . . 5
3.2 Abbreviated terms . 6
4 Financing and mainstreaming climate change adaptation at the local level.6
5 General description of the mechanism . 8
5.1 Overview . 8
5.2 Localizing adaptation action . 9
5.3 Good governance and public financial management . 10
6 Designing a national system for local adaptation financing .11
6.1 General . 11
6.2 Scoping analysis . 11
6.3 Assessing conditions for a successful launch — Key points and principles for
consideration .12
6.3.1 General .12
6.3.2 Alignment with government policies .12
6.3.3 Linking planning and budgeting . 13
7 Designing the PBCRG system .13
7.1 General .13
7.2 Minimum conditions and performance metrics . 13
7.2.1 General .13
7.2.2 Principles for defining indicators for minimum conditions and performance
metrics . 14
7.2.3 Performance metrics .15
7.3 Size of the grants and allocation formula . 16
7.4 Menu of eligible adaptation investments . 17
7.5 Institutional arrangements . 19
7.6 Flow of funds . 19
7.7 Capacity building and institutional strengthening. 20
7.8 Selection of (pilot) subnational authorities . 20
7.9 Outlining the rationale for the initiative — Output and outcomes. 21
7.10 Country design report . 21
8 Implementation and institutional arrangements .22
8.1 General .22
8.2 Conducting/reviewing climate risks, vulnerability and adaptation assessments .22
8.3 Integrating adaptation into local development planning and budgeting .23
8.3.1 General .23
8.3.2 Identifying local adaptation priorities . 23
8.3.3 Promoting diversity, social and environmental benefits . 24
8.3.4 Monitoring adaptation funding . 24
8.4 Selecting and implementing adaptation investments . 24
8.4.1 General . 24
8.4.2 Using the investment menu in a risk informed manner . 24
8.4.3 Developing an investment adaptation rationale . 25
iii
ISO 14093:2022(E)
8.4.4 Developing investment outcome indicators . 25
8.4.5 Selecting investment primary output indicators . 26
8.5 Appraising subnational authorities’ performance . 26
8.5.1 General . 26
8.5.2 Understanding annual performance assessments . 26
8.5.3 Selecting a performance assessment modality . 27
8.5.4 Coordinating with existing performance assessments and audits . 27
8.5.5 Validation and verification .28
8.5.6 Informing subsequent allocations .28
8.6 Capacity building .28
9 Evaluation of LoCAL . .29
Annex A (informative) LoCAL country case studies .30
Annex B (informative) Sample outcome indicators for adaptation investments.34
Annex C (informative) Sample output indicators .35
Annex D (informative) Categories of minimum conditions and performance metrics .37
Annex E (informative) Example of basic allocation .38
Annex F (informative) Types of local adaptation actions .39
Annex G (informative) Sample investment menu .40
Bibliography .42
iv
ISO 14093:2022(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
co
...

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