EN 60965:2016
(Main)Nuclear power plants - Control rooms - Supplementary control room for reactor shutdown without access to the main control room
Nuclear power plants - Control rooms - Supplementary control room for reactor shutdown without access to the main control room
IEC 60965:2016 establishes requirements for the Supplementary Control Room provided to enable the operating staff of nuclear power plants to shut down the reactor, where previously operating, and maintain the plant in a safe shut-down state in the event that control of the safety functions can no longer be exercised from the Main Control Room, due to unavailability of the Main Control Room or its facilities. The design has to ensure that the Supplementary Control Room is protected against the hazards, including any localised extreme hazards, leading to the unavailability of the Main Control Room. This new edition includes the following significant technical changes with respect to the previous edition: - requirements associated with regular testing of the supplementary control room (SCR); - requirements to assess the time available during which the reactor will be safe but unattended, in order to move from the main control room (MCR) to the SCR and for the SCR to become operational; - taking into account new requirements laid down by the IAEA.
Kernkraftwerke - Warten - Notsteuerstelle für das Abfahren des Reaktors ohne Verbindung zur Hauptwarte
Centrales nucléaires de puissance - Salles de commande - Salle de commande supplémentaire pour l’arrêt des réacteurs sans accès à la salle de commande principale
L'IEC 60965:2016 établit des exigences applicables à la salle de commande supplémentaire permettant au personnel d'exploitation des centrales nucléaires d'arrêter le réacteur, si celui-ci était en fonctionnement, et de maintenir l'installation dans un état d'arrêt sûr, pour le cas où les fonctions de sûreté ne pourraient plus être commandées de la salle de commande principale, en cas d'indisponibilité de celle-ci ou de ses équipements. La conception doit garantir que la salle de commande supplémentaire est protégée contre les risques, y compris les risques extrêmes locaux, entraînant l'indisponibilité de la salle de commande principale. Cette norme fournit aussi des exigences pour le choix des fonctions, la conception et l'organisation de l'interface homme-machine, ainsi que des procédures qui doivent être utilisées systématiquement pour vérifier et valider la conception fonctionnelle de la salle de commande supplémentaire. Les principales modifications techniques par rapport à l'édition précédente sont les suivantes: - exigences portant sur les essais classiques réalisés sur les SCS (salles de commande supplémentaires); - exigences permettant d'évaluer le temps disponible durant lequel le réacteur est en état sûr mais non surveillé, de façon à pouvoir se rendre de la SCP (salle de commande principale) à la SCS et à ce que la SCS devienne opérationnelle; - prise en compte de nouvelles exigences définies par l'AIEA.
Jedrske elektrarne - Nadzorne sobe - Dodatne nadzorne točke za prekinitev obratovanja reaktorja brez dostopa do glavne nadzorne sobe (IEC 60965:2016)
Ta mednarodni standard določa zahteve za dodatno nadzorno sobo, iz katere lahko operativno osebje jedrske elektrarne prekine obratovanje reaktorja in ohranja stanje njene varne zaustavitve, kadar nadzor varnostnih funkcij iz glavne nadzorne sobe ni več mogoč zaradi nerazpoložljivosti glavne nadzorne sobe ali njenih predelov. Dodatna nadzorna soba mora biti zasnovana tako, da zagotavlja zaščito pred nevarnostmi, vključno z morebitnimi lokaliziranimi izrednimi nevarnostmi, zaradi katerih glavna nadzorna soba ni razpoložljiva.
Standard določa tudi zahteve za izbiro funkcij, zasnove in ureditve vmesnika človek-stroj ter postopke, ki se morajo sistematično uporabljati za preverjanje in validacijo funkcionalne zasnove dodatne nadzorne sobe. Predvideva se, da se dodatna nadzorna soba, ki je na voljo za izvajanje postopkov zaustavitve zunaj glavne nadzorne sobe, v času običajnega obratovanja elektrarne ne uporablja, razen za namene rednega preskušanja. Zahteve odražajo uporabo načel človeškega inženiringa, saj se uporabljajo za vmesnik človek-stroj pri tovrstnem rednem preskušanju in neobičajnih pogojih v elektrarni.
Ta standard ne obravnava posebnih prostorov za odziv na izredne razmere (npr. center za tehnično podporo) ali prostorov, namenjenih za ravnanje z radioaktivnimi odpadki. Zunaj področja uporabe tega standarda je tudi podrobna zasnova opreme.
Ta standard upošteva načela posebnih varnostnih zahtev SSR-2/1 in varnostnih napotkov NS-G-1.3 Mednarodne agencije za atomsko energijo (IAEA).
Namen tega standarda je podajanje zahtev glede funkcionalne zasnove, ki se uporabljajo pri zasnovi dodatne nadzorne sobe jedrske elektrarne za izpolnitev varnostnih zahtev.
Ta standard je namenjen za uporabo za dodatno nadzorno sobo, katere konceptualna zasnova je vzpostavljena po izdaji tega standarda. Če ga želite uporabiti za obstoječe elektrarne ali zasnove, bodite še posebej previdni pri zagotavljanju dosledne podlage za zasnovo. To se navezuje na primer na dejavnike, kot je doslednost med dodatno nadzorno sobo in glavno nadzorno sobo, ergonomski vidik, stopnjo avtomatizacije in informacijsko tehnologijo, ter obseg sprememb za uvajanje v merilnih in nadzornih sistemih.
General Information
Relations
Standards Content (Sample)
SLOVENSKI STANDARD
01-november-2016
1DGRPHãþD
SIST EN 60965:2011
-HGUVNHHOHNWUDUQH1DG]RUQHVREH'RGDWQHQDG]RUQHWRþNH]DSUHNLQLWHY
REUDWRYDQMDUHDNWRUMDEUH]GRVWRSDGRJODYQHQDG]RUQHVREH,(&
Nuclear power plants - Control rooms - Supplementary control room for reactor shutdown
without access to the main control room (IEC 60965:2016)
Kernkraftwerke - Warten - Notsteuerstelle für das Abfahren des Reaktors ohne
Verbindung zur Hauptwarte (IEC 60965:2016)
Centrales nucléaires de puissance - Salles de commande - Salle de commande
supplémentaire pour l’arrêt des réacteurs sans accès à la salle de commande principale
(IEC 60965:2016)
Ta slovenski standard je istoveten z: EN 60965:2016
ICS:
27.120.20 Jedrske elektrarne. Varnost Nuclear power plants. Safety
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
EUROPEAN STANDARD EN 60965
NORME EUROPÉENNE
EUROPÄISCHE NORM
September 2016
ICS 27.120.20 Supersedes EN 60965:2011
English Version
Nuclear power plants - Control rooms - Supplementary control
room for reactor shutdown without access to the main control
room
(IEC 60965:2016)
Centrales nucléaires de puissance - Salles de commande - Kernkraftwerke - Warten - Notsteuerstelle für das Abfahren
Salle de commande supplémentaire pour l'arrêt des des Reaktors ohne Verbindung zur Hauptwarte
réacteurs sans accès à la salle de commande principale (IEC 60965:2016)
(IEC 60965:2016)
This European Standard was approved by CENELEC on 2016-07-18. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.
European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2016 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN 60965:2016 E
European foreword
This document (EN 60965:2016) consists of the text of IEC 60965:2016 prepared by
SC 45A “Instrumentation, control and electrical systems of nuclear facilities” of IEC/TC 45 “Nuclear
instrumentation".
The following dates are fixed:
(dop) 2017-07-18
• latest date by which the document has to be
implemented at national level by
publication of an identical national
standard or by endorsement
• latest date by which the national (dow) 2019-07-18
standards conflicting with the
document have to be withdrawn
This document supersedes EN 60965:2011.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC [and/or CEN] shall not be held responsible for identifying any or all such
patent rights.
As stated in the nuclear safety directive 2009/71/EURATOM, Chapter 1, Article 2, item 2, Member
States are not prevented from taking more stringent safety measures in the subject-matter covered by
the Directive, in compliance with Community law. In a similar manner, this European standard does
not prevent Member States from taking more stringent nuclear safety measures in the subject-matter
covered by this standard.
Endorsement notice
The text of the International Standard IEC 60965:2016 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 60880 NOTE Harmonized as EN 60880.
IEC 61227 NOTE Harmonized as EN 61227.
IEC 61508-1 NOTE Harmonized as EN 61508-1.
IEC 61508-2 NOTE Harmonized as EN 61508-2.
IEC 61508-3 NOTE Harmonized as EN 61508-3.
IEC 61508-4 NOTE Harmonized as EN 61508-4.
IEC 61772 NOTE Harmonized as EN 61772.
IEC 61839 NOTE Harmonized as EN 61839.
IEC 62138 NOTE Harmonized as EN 62138.
IEC 62241 NOTE Harmonized as EN 62241.
IEC 9241 Series NOTE Harmonized as EN ISO 9241 Series.
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
NOTE 1 When an International Publication has been modified by common modifications, indicated by (mod), the relevant
EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is available here:
www.cenelec.eu
Publication Year Title EN/HD Year
IEC 60709 - Nuclear power plants - Instrumentation EN 60709 -
and control systems important to safety -
Separation
IEC 60964 2009 Nuclear power plants - Control rooms - EN 60964 2010
Design
IEC 61226 - Nuclear power plants - Instrumentation EN 61226 -
and control important to safety -
Classification of instrumentation and
control functions
IEC 61513 - Nuclear power plants - Instrumentation EN 61513 -
and control important to safety - General
requirement for systems
IEC 61771 - Nuclear power plants - Main control-room - - -
Verification and validation of design
IEC 62646 - Nuclear power plants - Control rooms - - -
Computer based procedures
ISO 11064 Series Ergonomic design of control centres EN ISO 11064 Series
ISO 11064-1 - Ergonomic design of control centres - EN ISO 11064-1 -
Part 1: Principles for the design of control
centres
ISO 11064-3 - Ergonomic design of control centres - EN ISO 11064-3 -
Part 3: Control room layout
ISO 11064-6 - Ergonomic design of control centres - EN ISO 11064-6 -
Part 6: Environmental requirements for
control centres
IAEA SSR-2/1 2012 Safety of nuclear power plants: Design
IAEA NS-G-1.3 2002 Instrumentation and Control Systems
Important to Safety in Nuclear Power
Plants (to be replaced by SSG-39)
IEC 60965 ®
Edition 3.0 2016-02
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
Nuclear power plants – Control rooms – Supplementary control room for reactor
shutdown without access to the main control room
Centrales nucléaires de puissance – Salles de commande – Salle de commande
supplémentaire pour l’arrêt des réacteurs sans accès à la salle de commande
principale
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
INTERNATIONALE
ICS 27.120.20 ISBN 978-2-8322-3203-3
– 2 – IEC 60965:2016 © IEC 2016
CONTENTS
FOREWORD . 3
INTRODUCTION . 5
1 Scope . 7
2 Normative references. 7
3 Terms and definitions . 8
4 Abbreviations . 9
5 Design principles . 9
5.1 General . 9
5.2 Main objectives . 10
5.3 Safety principles . 11
5.3.1 Design basis and design extension conditions . 11
5.3.2 Functionality and qualification . 12
5.3.3 Accessibility and operator transfer time . 12
5.3.4 Control transfer, control prioritisation and security . 12
5.3.5 Operational considerations . 13
5.4 Human factors engineering principles . 14
6 Design process . 14
7 Functional design . 15
7.1 General . 15
7.2 Human factors . 15
7.3 Location and access route . 15
7.4 SCR environment . 16
7.5 Space and configuration . 16
7.6 Information and control equipment . 17
7.7 Communication systems . 17
7.8 Other equipment . 18
7.9 Testing and inspection . 18
8 System verification and validation . 18
Annex A (informative) Assessment of safe transfer time window . 20
Bibliography . 21
IEC 60965:2016 © IEC 2016 – 3 –
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
NUCLEAR POWER PLANTS – CONTROL ROOMS –
SUPPLEMENTARY CONTROL ROOM FOR REACTOR SHUTDOWN
WITHOUT ACCESS TO THE MAIN CONTROL ROOM
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
in the subject dealt with may participate in this preparatory work. International, governmental and non-
governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
with the International Organization for Standardization (ISO) in accordance with conditions determined by
agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence
between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in
the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
services carried out by independent certification bodies.
6) All users should ensure that they have the latest edition of this publication.
7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of
patent rights. IEC shall not be held responsible for identifying any or all such patent rights.
International Standard IEC 60965 has been prepared by subcommittee 45A: Instrumentation,
control and electrical systems of nuclear facilities, of IEC technical committee 45: Nuclear
instrumentation.
This third edition cancels and replaces the second edition published in 2009. This edition
constitutes a technical revision.
This edition includes the following significant technical changes with respect to the previous
edition:
a) requirements associated with regular testing of the supplementary control room (SCR);
b) requirements to assess the time available during which the reactor will be safe but
unattended, in order to move from the main control room (MCR) to the SCR and for the
SCR to become operational;
c) reference to SSR-2/1 which includes the following new requirements:
– 4 – IEC 60965:2016 © IEC 2016
1) the SCR should be functionally (as well as physically and electrically) separate from
the MCR,
2) consideration shall be given to the provision of shielding against radioactivity on the
access paths to the SCR;
d) reference to DS431, the revision of NS-G-1.3, including the following new requirements:
1) to implement at least two diverse methods for communication with a set of predefined
locations,
2) to implement features to support monitoring of trends in key plant parameters;
e) requirements for the role, functional capability and robustness of the SCR in design
extension conditions;
The text of this standard is based on the following documents:
FDIS Report on voting
45A/1060/FDIS 45A/1078/RVD
Full information on the voting for the approval of this standard can be found in the report on
voting indicated in the above table.
This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.
The committee has decided that the contents of this publication will remain unchanged until
the stability date indicated on the IEC website under "http://webstore.iec.ch" in the data
related to the specific publication. At this date, the publication will be
• reconfirmed,
• withdrawn,
• replaced by a revised edition, or
• amended.
IEC 60965:2016 © IEC 2016 – 5 –
INTRODUCTION
a) Technical background, main issues and organization of the standard
IEC 60965:1989 was developed to provide requirements relevant to the design of NPP
supplementary control points for reactor shutdown without access to the main control
room. The first edition of IEC 60965 has been used extensively within the nuclear industry.
It was however recognized in 2007 that technical developments especially those which
were based on software technology should be incorporated. It was also recognized that
the relationships with the standard for the main control room (i.e. IEC 60964) and the
derivative standards to that standard (i.e. IEC 61227, IEC 61771, IEC 61772, IEC 61839,
and IEC 62241) should be clarified and conditioned. In 2009 the second edition of
IEC 60965 was published.
In June 2013, during the Moscow meeting, WG A8 experts recommended a limited
revision be launched to take into account the lessons learned from TEPCO Fukushima
Daiichi accident and some comments formulated during the circulation of the FDIS of the
published second edition. In the course of development of this revision, the title of the
standard was amended to refer to Supplementary Control ‘Room’ for consistency with
IAEA SSR-2/1.
This IEC standard specifically focuses on the functional design process of the
supplementary control room of an NPP. It is intended that the standard be used by NPP
designers, design authorities, vendors, utilities, and by licensors.
b) Situation of the current standard in the structure of the IEC SC 45A standard series
IEC 60965 is the third level IEC SC 45A document tackling the issue of the design of a
supplementary control room.
IEC 60965 is to be read in association with IEC 60964 for the design of the main control
room (including the derivative standards mentioned above) which is the appropriate
IEC SC 45A document providing guidance on operator controls, verification and validation
of design, application of visual display units, functional analysis and assignment, and
alarm functions and presentation.
For more details on the structure of the IEC SC 45A standard series, see item d) of this
introduction.
c) Recommendations and limitations regarding the application of this Standard
The purpose of this standard is to provide functional design requirements to be used in the
design of the supplementary control room of a nuclear power plant to meet safety
requirements.
This standard is intended for application to a supplementary control room whose
conceptual design is initiated after the publication of this standard. The recommendations
of the standard may be used for refits, upgrades and modifications.
Aspects for which special recommendations have been provided in this Standard, in
accordance with IAEA safety standards, are:
– definition of the MCR and plant design bases for which the supplementary control room
are to be used;
– access by station staff to the supplementary control room in such emergencies;
– assurance for the station staff that the environment in the supplementary control room
is safe when it is to be used;
– provision of information in the supplementary control room on the state of the reactor
critical functions;
– transfer of control and indication functions from the main control room to the
supplementary control room in emergencies;
– independence and separation of the cabling used by the supplementary control room
from that used by the main control room;
– assurance that a safe state has been reached using the supplementary control room;
– 6 – IEC 60965:2016 © IEC 2016
– communication facilities between the supplementary control room and to the station
management.
To ensure that the Standard will continue to be relevant in future years, the emphasis has
been placed on issues of principle, rather than specific technologies.
d) Description of the structure of the IEC SC 45A standard series and relationships
with other IEC documents and other bodies documents (IAEA, ISO)
The top-level document of the IEC SC 45A standard series is IEC 61513. It provides
general requirements for I&C systems and equipment that are used to perform functions
important to safety in NPPs. IEC 61513 structures the IEC SC 45A standard series.
IEC 61513 refers directly to other IEC SC 45A standards for general topics related to
categorization of functions and classification of systems, qualification, separation of
systems, defence against common cause failure, software aspects of computer-based
systems, hardware aspects of computer-based systems, and control room design. The
standards referenced directly at this second level should be considered together with
IEC 61513 as a consistent document set.
At a third level, IEC SC 45A standards not directly referenced by IEC 61513 are standards
related to specific equipment, technical methods, or specific activities. Usually these
documents, which make reference to second-level documents for general topics, can be
used on their own.
A fourth level extending the IEC SC 45A standard series corresponds to the Technical
Reports which are not normative.
IEC 61513 has adopted a presentation format similar to the basic safety publication
IEC 61508 with an overall safety life-cycle framework and a system life-cycle framework.
Regarding nuclear safety, it provides the interpretation of the general requirements of
IEC 61508-1, IEC 61508-2 and IEC 61508-4, for the nuclear application sector, regarding
nuclear safety. In this framework IEC 60880 and IEC 62138 correspond to IEC 61508-3 for
the nuclear application sector. IEC 61513 refers to ISO as well as to IAEA GS-R-3,
IAEA GS-G-3.1 and IAEA GS-G-3.5 for topics related to quality assurance (QA).
The IEC SC 45A standards series consistently implements and details the principles and
basic safety aspects provided in the IAEA code on the safety of NPPs and in the IAEA
safety series, in particular the Requirements SSR-2/1, establishing safety requirements
related to the design of Nuclear Power Plants, and the Safety Guide NS-G-1.3 dealing with
instrumentation and control systems important to safety in Nuclear Power Plants. The
terminology and definitions used by SC 45A standards are consistent with those used by
the IAEA.
NOTE It is assumed that for the design of I&C systems in NPPs that implement conventional safety functions
(e.g. to address worker safety, asset protection, chemical hazards, process energy hazards) international or
national standards would be applied, that are based on the requirements of a standard such as IEC 61508.
IEC 60965:2016 © IEC 2016 – 7 –
NUCLEAR POWER PLANTS – CONTROL ROOMS –
SUPPLEMENTARY CONTROL ROOM FOR REACTOR SHUTDOWN
WITHOUT ACCESS TO THE MAIN CONTROL ROOM
1 Scope
This International Standard establishes requirements for the Supplementary Control Room
provided to enable the operating staff of nuclear power plants to shut down the reactor, where
previously operating, and maintain the plant in a safe shut-down state in the event that control
of the safety functions can no longer be exercised from the Main Control Room, due to
unavailability of the Main Control Room or its facilities. The design has to ensure that the
Supplementary Control Room is protected against the hazards, including any localised
extreme hazards, leading to the unavailability of the Main Control Room.
The standard also establishes requirements for the selection of functions, the design and
organisation of the human-machine interface, and the procedures which shall be used
systematically to verify and validate the functional design of the supplementary control room.
It is assumed that supplementary control room provided for shutdown operations from outside
the main control room would be unattended during normal plant conditions other than for
periodic testing. The requirements reflect the application of human engineering principles as
they apply to the human-machine interface during such periodic testing and during abnormal
plant conditions.
This standard does not cover special emergency response facilities (e.g. a technical support
centre) or facilities provided for radioactive waste handling. Detailed equipment design is also
outside the scope of the standard.
This standard follows the principles of IAEA Specific Safety Requirements SSR-2/1 and IAEA
Safety Guide NS-G-1.3.
The purpose of this standard is to provide functional design requirements to be used in the
design of the supplementary control room of a nuclear power plant to meet safety
requirements.
This standard is intended for application to a supplementary control room whose conceptual
design is initiated after the publication of this standard. If it is desired to apply it to existing
plants or designs, special care must be taken to ensure a consistent design basis. This
relates, for example, to factors such as the consistency between the supplementary control
room and the main control room, the ergonomic approach, the automation level and the
information technology, and the extent of modifications to be implemented in I&C systems.
2 Normative references
The following documents, in whole or in part, are normatively referenced in this document and
are indispensable for its application. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any
amendments) applies.
IEC 60709, Nuclear power plants – Instrumentation and control systems important to safety –
Separation
IEC 60964:2009, Nuclear power plants – Control rooms – Design
– 8 – IEC 60965:2016 © IEC 2016
IEC 61226, Nuclear power plants – Instrumentation and control important to safety –
Classification of instrumentation and control functions
IEC 61513, Nuclear power plants – Instrumentation and control important to safety – General
requirements for systems
IEC 61771, Nuclear power plants – Main control-room – Verification and validation of design
IEC 62646, Nuclear power plants – Control rooms – Computer based procedures
ISO 11064 (all parts), Ergonomic design of control centres
ISO 11064-1, Ergonomic design of control centres – Part 1: Principles for the design of
control centres
ISO 11064-3, Ergonomic design of control centres – Part 3: Control room layout
ISO 11064-6, Ergonomic design of control centres – Part 6: Environmental requirements for
control centres
IAEA SSR-2/1:2012, Safety of nuclear power plants: Design
IAEA NS-G-1.3:2002, Instrumentation and Control Systems Important to Safety in Nuclear
Power Plants (to be replaced by SSG-39)
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply. For other terms,
refer to the general terminology defined in IEC 60964, IEC 61513 and in the IAEA NUSS
programme, such as Safety Guide NS-G-1.3 or the safety glossary.
3.1
control room staff
group of plant personnel stationed in the control room, which is responsible for achieving the
plant operational goals by controlling plant through the human-machine interface. Typically,
the control room staff consists of supervisory operators, and operators who actually monitor
plant and plant conditions and manipulate controls, but may also include those staff members
and experts who are authorised to be present in the control room, e.g. during long lasting
event sequences
[SOURCE: IEC 60964:2009, 3.4]
3.2
design extension conditions
postulated accident conditions that are not considered for design basis accidents, but that are
considered in the design process of the facility in accordance with best estimate methodology,
and for which releases of radioactive material are kept within acceptable limits. Design
extension conditions include conditions in events without significant fuel degradation and
conditions with core melting
[SOURCE: IAEA SSR-2/1:2012, definitions revised as DS462]
IEC 60965:2016 © IEC 2016 – 9 –
3.3
local control points
local control facilities
points (or facilities) located outside the control room where local operators perform control
activities
[SOURCE: IEC 60964:2009, 3.17]
3.4
local operators
operating staff that perform tasks outside the control room
[SOURCE: IEC 60964:2009, 3.18]
3.5
operating staff
plant personnel working on shift to operate the plant. The operating staff includes the control
room staff, maintenance engineers, etc.
[SOURCE: IEC 60964:2009, 3.20]
3.6
supplementary control room
location from which limited plant control and/or monitoring can be carried out to accomplish
the safety functions identified by the safety analysis as required in the event of a loss of
ability to perform those functions from the Main Control Room
Note 1 to entry: For existing plants, the Supplementary Control Room may be a special control room, but in many
cases comprises sets of control panels and displays in switchgear rooms or similar areas. In the latter case, the
term ‘supplementary control point’ is used in this standard.
4 Abbreviations
CBP Computer-Based Procedure
I&C Instrumentation and Control
LCP Local Control Point
MCR Main Control Room
NPP Nuclear Power Plant
PIE Postulated Initiating Event
SCR Supplementary Control Room
V&V Verification and Validation
5 Design principles
5.1 General
Requirement 66 of IAEA SSR-2/1 states: “Instrumentation and control equipment shall be kept
available, preferably at a single location (a supplementary control room) that is physically,
electrically and functionally separate from the control room at the nuclear power plant. The
supplementary control room shall be so equipped that the reactor can be placed and
maintained in a shutdown state, residual heat can be removed, and essential plant variables
can be monitored if there is a loss of ability to perform these essential safety functions in the
control room.”
NOTE 1 The reference to “control room” is interpreted in this standard as “main control room (MCR)”.
– 10 – IEC 60965:2016 © IEC 2016
NOTE 2 Functional separation means that the function of the SCR can be performed despite postulated
malfunctions in the MCR.
NOTE 3 Complete functional separation of paths from human-machine interface control points out to end devices
may be difficult to achieve for all I&C functions, especially for example when a shared actuator requires a common
priority logic controller to select between MCR and SCR control. Any such common equipment is acceptable if
adequate redundant, backup, or field equipment exists that can achieve the required actuation function and is
sufficiently separated from common hazards to minimize the risk that the function may be completely disabled.
Subclauses 6.15 to 6.30 of IAEA NS-G-1.3 provide guidance on the requirements for
supplementary control rooms, including requirements associated with the following:
• definition of the plant design bases that require use of the SCR (6.17, 6.19, 6.20);
• location and configuration of the SCR to promote prompt mobilisation (6.29);
• qualified access path to the SCR, with hazard indication and suitable countermeasures
along this path (6.27, 6.28);
• prevention of unauthorised access to or use of the SCR (6.21);
• safety functions of the MCR and SCR not affected by the same PIE, and independence of
the circuits associated with the SCR from those of the MCR (6.20, 6.23);
• priority of control between the MCR and SCR, and transfer of control from the MCR to the
SCR (6.18, 6.20, 6.24);
• manual control in the SCR accomplished by simple actions (clause 6.22);
• displays and controls in the SCR similar to those in the MCR, to the extent possible (6.22);
• consideration of the difference of purpose between the MCR and the SCR (6.25);
• if long-term use is envisaged, suitable facilities for habitability and workspace for tasks
(6.30).
5.2 Main objectives
The IAEA requirements for the design of the SCR given in 5.1, paragraph 1, shall be met as
detailed in this standard.
The SCR shall be provided with the means to trip the reactor and bring the plant to a safe
state and maintain it in that state without access to the MCR. However, the SCR is not
required to perform all the other plant control and monitoring functions which are typically
performed in the MCR. According to the type of NPP and the detailed safety arguments,
provisions to cope with a predefined set of PIE could be integrated in the SCR.
The SCR is required when the ability to perform safety functions in the MCR is lost. Possible
causes include a control room fire, the entry of excess smoke or a dangerous atmosphere to
the MCR, severe damage to the MCR or its cables such that safety functions cannot be
performed, major damage to the control room area, or major failure of control room facilities.
The design basis PIE and sequences of events for which use of the SCR is necessary shall
be identified. This shall include identification and justification of the assumed conditions
throughout the plant and the corresponding durations for which the SCR may be required.
Since events leading to the unavailability of the MCR are very infrequent, it is anticipated that
the plant safety analysis will demonstrate that such events can only coincide with another
independent event in the plant at an acceptably low frequency; in particular, it is anticipated
that the primary coolant circuit will be intact. However, due account shall be taken of any plant
fault that may occur as a consequence of reactor trip and of any plant faults at shutdown that
are of sufficient frequency to coincide with use of the SCR. In particular, the design of the
SCR shall take account of the possible long-term unavailability of the MCR due to fire or other
reasons.
The criteria for use of the SCR shall be clearly stated in the plant operating procedures.
IEC 60965:2016 © IEC 2016 – 11 –
It shall be possible to determine the complete safety state of the plant from outside the MCR.
This should preferably be from the SCR. The SCR should therefore enable the monitoring of
the state of the relevant plant systems and key plant parameters. All information presented
should comply with the ergonomic principles presented in the relevant parts of ISO 11064.
For the purpose of efficient monitoring and later analysis of the events, key plant parameters
should be recorded to allow display of trends and later access for offline analysis. Automatic
recording is recommended. If the MCR and SCR are assumed not to be staffed for an
extended period of time, automatic recording shall be provided.
From an operational viewpoint (e.g. to simplify operation and avoid misunderstanding), it is
preferable to have only one supplementary control room. Care shall be taken, however, to
meet safety requirements, particularly requirements for redundancy and independence. If two
or more supplementary control points are provided for an existing plant, each supplementary
control point should display all information needed to perform the operator tasks.
Computer-based information displays in the SCR should provide the same functionality for the
presentation of information important to safety as the corresponding displays in the MCR. The
content of the displays for a given plant state and for given operator tasks should be the same
as in the MCR.
There shall be adequate time to reach the SCR before necessary actions are required as well
as sufficient equipment to provide necessary communication between all operating staff
involved in these actions and with on-site and off-site locations. Communication requirements
are given in 7.7.
The layout of the instrumentation and the mode of presentation at the SCR shall provide the
operating staff with adequate information to assess the plant state and to supervise the
shutdown (and subsequent hold down) of the reactor, the long-term cooling of the reactor core
and confinement of all radioactive substances.
The plant systems that can be controlled from the SCR may be limited to those providing the
safety functions.
The SCR shall provide sufficient control over the safety functions to reach and maintain a safe
state, for the defined set of PIEs and conditions for which the MCR cannot be used. The
supervision and control provided at the SCR shall include the state of the safety functions
concerned and control of their initiation and termination, and the state of the related
fundamental safety functions (see IAEA SSR-2/1:2012, Requirement 4).
Facilities for site security monitoring, plant access control and fire alarms which are normally
provided in the MCR shall also be provided in an independent location. This independent
location may be the SCR or may be a location that would not be affected by the same event
that causes the SCR to be used. Where the latter applies, the facilities location shall have a
hazard withstand capability equivalent to that of the SCR.
The design of SCR shall be consistent with the MCR design. The identification and design
process for the relevant controls and indications needed for the SCR shall follow the
requirements of IEC 60964, as summarised in Clause 6 of this standard.
5.3 Safety principles
5.3.1 Design basis and design extension conditions
The design basis of an NPP normally specifies the internal and external hazards to be taken
into account. The design shall ensure that such events are not able to make those functions
of the MCR and SCR (and local control points) required for safe shutdown, monitoring to
ensure safe shutdown and critical functions control and monitoring, unusable or ineffective
simultaneously.
– 12 – IEC 60965:2016 © IEC 2016
If the design basis is extended to address extreme hazards or low probability failure
combinations, the design should ensure that the MCR and SCR will not fail together even
under such circumstances. The implementation of the transfer of control to the SCR shall take
due account of the practical constraints arising from the design basis or design extension
assumptions for use of the SCR.
The above requirement for non-susceptibility of the MCR and SCR to the same design basis
or design extension condition shall be extended to their respective supporting functions,
systems and equipment.
5.3.2 Functionality and qualification
The functions of the SCR shall be classified in accordance with IEC 61226, with due account
being taken of the criteria described in 5.2 for the use of the SCR.
Equipment and systems shall be designed with a degree of redundancy in accordance with
their safety classification. Account shall also be taken of the need for functional isolation and
physical separation where safety and non-safety systems and redundant systems are brought
into close proximity (see IEC 60709).
The SCR equipment shall be suitable for the environmental conditions applicable to its
intended use. The equipment shall be qualified for the design basis PIE and relevant
sequence of events in accordance with its safety classification. Supplementary tests or
analyses may be necessary to provide assurance of adequate reliability and robustness to
withstand the stresses from design extension conditions.
5.3.3 Accessibility and operator transfer time
Taking into account the postulated causes of unavailability of the MCR functions, the SCR
functions shall be so designed (and, if necessary, the SCR so located) that, even under
emergency conditions, the SCR is accessible by safe routes. See 7.3 for further details.
The design shall allow adequate time for control room staff to reach the SCR after the MCR
becomes unavailable. The actions and duration of unattended automatic operation of the
safety functions, after initiation at the MCR, in order to maintain plant safety up to the time
when the SCR becomes operational, should be shown to be satisfactory for this transfer. This
shall include time for access control and time to assess the plant state at the SCR. Annex A
addresses the aspects that are to be considered for theoretical assessment of the safe
transfer time window.
5.3.4 Control transfer, control prioritisation and security
Facilities to disable MCR control and transfer control to the SCR shall be provided. These
facilities shall be classified according to the highest category of safety functions for which
control from the MCR could be disabled. They shall be demonstrated as highly reliable and, if
required, demonstrated to comply with the single failure criterion. Possible failures in SCR
security and the influence of SCR cybersecurity flaws on I&C security shall be analysed and
taken into account.
NOTE The above excludes any requirement to disable the MCR manual ‘reactor trip’ function.
The control transfer facilities shall disable the MCR controls in order to ensure that a fire or
damage affecting the MCR cannot cause spurious control actions. The facilities shall also be
such as to avoid or minimize transients of the controlled variables during the transfer of
control, in both directions: from MCR to SCR and from SCR to MCR.
The control transfer facilities may be on the route from the MCR to the SCR, or at the SCR, or
in the MCR itself if analysis shows that this cannot lead to failure to accomplish the control
transfer or failure of control from the SCR. Where the facilities are located in the MCR,
additional means that do not involve the MCR should also be provided.
IEC 60965:2016 © IEC 2016 – 13 –
The SCR should include a means to identify the control status of the SCR and of the MCR
controls (i.e. whether “enabled” or “disabled”).
I&C systems shall be so designed to prevent both the MCR and SCR from taking control of
plant systems simultaneously.
I&C systems shall be so designed that there is an acceptably low probability of false signals
from the MCR elements of the systems affecting plant safety. I&C systems shall be so
designed that there is an acceptably low probability of false signals from the SCR elements of
the systems interfering w
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