Standard Practice for Integrity Assurance and Testing of Single-Use Systems

SIGNIFICANCE AND USE
4.1 This practice provides:  
4.1.1 A holistic approach to evaluate risks associated with an integrity breach in a SUS, considering its life cycle from development to disposal.  
4.1.2 An overview of physical and microbial test methods that could be applicable to SUS testing, for qualification and validation purposes, as well as for routine testing.  
4.1.3 Information on the main challenges faced when testing SUSs for integrity.  
4.2 This practice can be used by SUS suppliers and SUS end users to define an integrity assurance strategy for SUSs, with the relevant tests when appropriate.
SCOPE
1.1 This practice uses quality risk management (QRM) and life-cycle approach to establish integrity assurance of single-use systems (SUSs), such as but not limited to bag assemblies and liquid transfer sets for processing, storage, and shipping of (bio)pharmaceutical products. It gives recommendations to identify failure modes and risks associated with such systems and their use-cases and how to identify the relevant leak(s) of concern. Integrity assurance in this context is limited to the barrier properties of the SUS, linked to microbial integrity and bioburden control (product quality) and liquid product loss (operator and environmental contamination). The required level of integrity assurance will depend on how critical the application is and can be interpreted in different ways. It can also vary between processes and applications used for different modalities (for example, advanced therapies). Other package barrier properties different from that, such as but not limited to gas barrier properties for gas headspace preservation, as well as porous barrier packages are not considered. Specific aspects how to address the contamination control strategy (CCS) for SUS are also described in chapters 8.131ff of the new Revision of Annex 1 (1),2 including chapter 8.137 regarding SUS integrity.  
1.2 The test method overview provides descriptions that focus on the standard test setup and the identification of challenges in combination with SUSs. Details, including specific test setups, test parameter, and result interpretation, are not discussed. For more detailed information refer to Test Method E3251 for microbial test methods, and to Test Method E3336 for physical test methods.  
1.3 This practice is not intended to apply to the use of single-use technology for primary containers, combination products (products composed of any combination of a drug, device, or biological product), or devices. Appropriate procedures related to these products are discussed in documents covering the integrity assurance for primary containers (2) or medical products (1, 3).  
1.4 Techniques and procedures for complaint management and root cause analysis related to integrity failures are also not discussed.  
1.5 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.  
1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.  
1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

General Information

Status
Published
Publication Date
31-May-2023
Drafting Committee
E55.07 - Single Use Systems

Overview

ASTM E3244-23: Standard Practice for Integrity Assurance and Testing of Single-Use Systems defines a comprehensive framework for managing and testing the integrity of single-use systems (SUS) within pharmaceutical and biopharmaceutical manufacturing. The standard addresses risk management and outlines test strategies to ensure the barrier properties of single-use process equipment such as bag assemblies and liquid transfer sets, which are critical for minimizing product contamination and ensuring operator and environmental safety. The guideline is relevant throughout the entire SUS life cycle, from development and manufacturing, through shipping and use, to disposal.

Key goals include:

  • Evaluating risks associated with breaches in SUS integrity.
  • Offering an overview of applicable physical and microbial test methods for qualification, validation, and routine testing.
  • Providing practical guidance on challenges and best practices in integrity testing.

Key Topics

Quality Risk Management (QRM) and Life-Cycle Approach

  • Emphasizes adopting a holistic, QRM-based life cycle strategy for integrity assurance.
  • Encourages identification of process-critical attributes and targeted controls during both supplier and end-user activities.
  • Promotes ongoing collaboration between SUS suppliers and end users to align on user requirements, process risks, and integrity assurance strategies.

Testing Methods and Challenges

  • Reviews microbial and physical integrity test methods applicable to SUS, highlighting their use for qualification, validation, and ongoing assurance.
  • Points to referenced detailed ASTM test methods: E3251 (microbial) and E3336 (physical integrity).
  • Discusses practical and methodological challenges, such as balancing test sensitivity, destructive versus nondestructive approaches, and economic viability.

Application-Specific Risk Assessment

  • Stresses the importance of risk-based determination of acceptance criteria, with consideration for:
    • Critical process parameters (e.g., temperature, pressure, chemical exposure).
    • Intended use scenarios and their impact on acceptable integrity limits.
    • Shipping, handling, and sterilization conditions that may affect system integrity.

Barrier Properties and Product Quality

  • Focuses on maintaining SUS barrier properties directly related to microbial ingress and bioburden control to protect product quality.
  • Address concerns about liquid leakage, operator exposure, and environmental contamination.
  • Explicitly notes that gas barrier properties and porous packages are outside the scope of this standard.

Applications

Practical Uses of ASTM E3244-23:

  • Supplier Qualification: SUS suppliers use the standard to design, qualify, and implement appropriate controls and testing regimens for their systems, ensuring they meet industry requirements.
  • End User Processes: End users (such as pharmaceutical manufacturers) apply the standard for risk assessments, selecting test methods that align with their process needs and product quality targets.
  • Integrity Testing: Both suppliers and end users utilize microbial ingress and physical leak tests, referencing detailed ASTM methods, to validate and routinely monitor SUS performance.
  • Regulatory Compliance: Supports companies in meeting internationally recognized quality and safety requirements, aligning with principles from ICH Q9 on quality risk management.

Related Standards

ASTM E3244-23 references and complements several important industry standards and guides:

  • ASTM E3251 - Microbial ingress testing of single-use systems.
  • ASTM E3336 - Physical integrity testing of single-use systems.
  • ASTM E3051 - Design and verification of single-use systems.
  • ICH Q9 / Q9(R1) - Quality risk management in pharmaceutical manufacturing.

This practice, developed by ASTM Committee E55 and aligned with WTO TBT Committee principles, serves as a cornerstone document for ensuring the integrity of single-use systems in modern (bio)pharmaceutical production environments.

Keywords: ASTM E3244, single-use systems, SUS, integrity assurance, quality risk management, microbial ingress testing, physical integrity, pharmaceutical manufacturing, biopharmaceutical process, barrier properties, product quality assurance.

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Frequently Asked Questions

ASTM E3244-23 is a standard published by ASTM International. Its full title is "Standard Practice for Integrity Assurance and Testing of Single-Use Systems". This standard covers: SIGNIFICANCE AND USE 4.1 This practice provides: 4.1.1 A holistic approach to evaluate risks associated with an integrity breach in a SUS, considering its life cycle from development to disposal. 4.1.2 An overview of physical and microbial test methods that could be applicable to SUS testing, for qualification and validation purposes, as well as for routine testing. 4.1.3 Information on the main challenges faced when testing SUSs for integrity. 4.2 This practice can be used by SUS suppliers and SUS end users to define an integrity assurance strategy for SUSs, with the relevant tests when appropriate. SCOPE 1.1 This practice uses quality risk management (QRM) and life-cycle approach to establish integrity assurance of single-use systems (SUSs), such as but not limited to bag assemblies and liquid transfer sets for processing, storage, and shipping of (bio)pharmaceutical products. It gives recommendations to identify failure modes and risks associated with such systems and their use-cases and how to identify the relevant leak(s) of concern. Integrity assurance in this context is limited to the barrier properties of the SUS, linked to microbial integrity and bioburden control (product quality) and liquid product loss (operator and environmental contamination). The required level of integrity assurance will depend on how critical the application is and can be interpreted in different ways. It can also vary between processes and applications used for different modalities (for example, advanced therapies). Other package barrier properties different from that, such as but not limited to gas barrier properties for gas headspace preservation, as well as porous barrier packages are not considered. Specific aspects how to address the contamination control strategy (CCS) for SUS are also described in chapters 8.131ff of the new Revision of Annex 1 (1),2 including chapter 8.137 regarding SUS integrity. 1.2 The test method overview provides descriptions that focus on the standard test setup and the identification of challenges in combination with SUSs. Details, including specific test setups, test parameter, and result interpretation, are not discussed. For more detailed information refer to Test Method E3251 for microbial test methods, and to Test Method E3336 for physical test methods. 1.3 This practice is not intended to apply to the use of single-use technology for primary containers, combination products (products composed of any combination of a drug, device, or biological product), or devices. Appropriate procedures related to these products are discussed in documents covering the integrity assurance for primary containers (2) or medical products (1, 3). 1.4 Techniques and procedures for complaint management and root cause analysis related to integrity failures are also not discussed. 1.5 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard. 1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

SIGNIFICANCE AND USE 4.1 This practice provides: 4.1.1 A holistic approach to evaluate risks associated with an integrity breach in a SUS, considering its life cycle from development to disposal. 4.1.2 An overview of physical and microbial test methods that could be applicable to SUS testing, for qualification and validation purposes, as well as for routine testing. 4.1.3 Information on the main challenges faced when testing SUSs for integrity. 4.2 This practice can be used by SUS suppliers and SUS end users to define an integrity assurance strategy for SUSs, with the relevant tests when appropriate. SCOPE 1.1 This practice uses quality risk management (QRM) and life-cycle approach to establish integrity assurance of single-use systems (SUSs), such as but not limited to bag assemblies and liquid transfer sets for processing, storage, and shipping of (bio)pharmaceutical products. It gives recommendations to identify failure modes and risks associated with such systems and their use-cases and how to identify the relevant leak(s) of concern. Integrity assurance in this context is limited to the barrier properties of the SUS, linked to microbial integrity and bioburden control (product quality) and liquid product loss (operator and environmental contamination). The required level of integrity assurance will depend on how critical the application is and can be interpreted in different ways. It can also vary between processes and applications used for different modalities (for example, advanced therapies). Other package barrier properties different from that, such as but not limited to gas barrier properties for gas headspace preservation, as well as porous barrier packages are not considered. Specific aspects how to address the contamination control strategy (CCS) for SUS are also described in chapters 8.131ff of the new Revision of Annex 1 (1),2 including chapter 8.137 regarding SUS integrity. 1.2 The test method overview provides descriptions that focus on the standard test setup and the identification of challenges in combination with SUSs. Details, including specific test setups, test parameter, and result interpretation, are not discussed. For more detailed information refer to Test Method E3251 for microbial test methods, and to Test Method E3336 for physical test methods. 1.3 This practice is not intended to apply to the use of single-use technology for primary containers, combination products (products composed of any combination of a drug, device, or biological product), or devices. Appropriate procedures related to these products are discussed in documents covering the integrity assurance for primary containers (2) or medical products (1, 3). 1.4 Techniques and procedures for complaint management and root cause analysis related to integrity failures are also not discussed. 1.5 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard. 1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

ASTM E3244-23 is classified under the following ICS (International Classification for Standards) categories: 55.020 - Packaging and distribution of goods in general. The ICS classification helps identify the subject area and facilitates finding related standards.

ASTM E3244-23 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: E3244 − 23
Standard Practice for
Integrity Assurance and Testing of Single-Use Systems
This standard is issued under the fixed designation E3244; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope covering the integrity assurance for primary containers (2) or
medical products (1, 3).
1.1 This practice uses quality risk management (QRM) and
life-cycle approach to establish integrity assurance of single- 1.4 Techniques and procedures for complaint management
use systems (SUSs), such as but not limited to bag assemblies and root cause analysis related to integrity failures are also not
and liquid transfer sets for processing, storage, and shipping of discussed.
(bio)pharmaceutical products. It gives recommendations to
1.5 The values stated in SI units are to be regarded as
identify failure modes and risks associated with such systems
standard. No other units of measurement are included in this
and their use-cases and how to identify the relevant leak(s) of
standard.
concern. Integrity assurance in this context is limited to the
1.6 This standard does not purport to address all of the
barrier properties of the SUS, linked to microbial integrity and
safety concerns, if any, associated with its use. It is the
bioburden control (product quality) and liquid product loss
responsibility of the user of this standard to establish appro-
(operator and environmental contamination). The required
priate safety, health, and environmental practices and deter-
level of integrity assurance will depend on how critical the
mine the applicability of regulatory limitations prior to use.
application is and can be interpreted in different ways. It can
1.7 This international standard was developed in accor-
also vary between processes and applications used for different
dance with internationally recognized principles on standard-
modalities (for example, advanced therapies). Other package
ization established in the Decision on Principles for the
barrier properties different from that, such as but not limited to
Development of International Standards, Guides and Recom-
gas barrier properties for gas headspace preservation, as well as
mendations issued by the World Trade Organization Technical
porous barrier packages are not considered. Specific aspects
Barriers to Trade (TBT) Committee.
how to address the contamination control strategy (CCS) for
SUS are also described in chapters 8.131ff of the new Revision
2. Referenced Documents
of Annex 1 (1), including chapter 8.137 regarding SUS
2.1 ASTM Standards:
integrity.
E3051 Guide for Specification, Design, Verification, and
1.2 The test method overview provides descriptions that
Application of Single-Use Systems in Pharmaceutical and
focus on the standard test setup and the identification of
Biopharmaceutical Manufacturing
challenges in combination with SUSs. Details, including spe-
E3251 Test Method for Microbial Ingress Testing on Single-
cific test setups, test parameter, and result interpretation, are
Use Systems
not discussed. For more detailed information refer to Test
E3336 Test Method for Physical Integrity Testing of Single-
Method E3251 for microbial test methods, and to Test Method
Use Systems
E3336 for physical test methods.
2.2 ICH Documents:
1.3 This practice is not intended to apply to the use of
ICH Q9(R1) Quality Risk Management
single-use technology for primary containers, combination
products (products composed of any combination of a drug,
3. Terminology
device, or biological product), or devices. Appropriate proce-
3.1 Definitions:
dures related to these products are discussed in documents
1 3
This practice is under the jurisdiction of ASTM Committee E55 on Manufac- For referenced ASTM standards, visit the ASTM website, www.astm.org, or
ture of Pharmaceutical and Biopharmaceutical Products and is the direct responsi- contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
bility of Subcommittee E55.07 on Single Use Systems. Standards volume information, refer to the standard’s Document Summary page on
Current edition approved June 1, 2023. Published August 2023. Originally the ASTM website.
approved in 2020. Last previous edition approved in 2020 as E3244 – 20. DOI: Available from International Conference on Harmonisation of Technical
10.1520/E3244-23. Requirements for Registration of Pharmaceuticals for Human Use (ICH), ICH
The boldface numbers in parentheses refer to a list of references at the end of Secretariat, 9, chemin des Mines, P.O. Box 195, 1211 Geneva 20, Switzerland,
this standard. http://www.ich.org.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E3244 − 23
3.1.1 bioprocess container (biocontainer), n—a container 3.2 Abbreviations:
(bag, bottle, tank, etc.) used primarily for liquid (or frozen 3.2.1 BPOG—Biophorum
liquid) storage during various stages of biopharmaceutical
3.2.2 BPSA—Bio Process Systems Alliance
manufacturing processing.
3.2.3 cGMP—current Good Manufacturing Practice
3.1.2 calibrated leak, n—a hole which is characterized by its
3.2.4 ICH—International Council on Harmonization of
size (for example, artificially created into a SUS, a SUS’s
Technical Requirements for Registration of Pharmaceuticals
material, or component and used for creating positive controls).
for Human Use
3.1.2.1 Discussion—Often, the size is a nominal size which
3.2.5 LoD—limit of detection
is equivalent to a gas flow through an idealized geometry (2).
A commonly used idealized geometry is the “nominal diameter 3.2.6 MALL—maximum allowable leakage limit
orifice size”, corresponding to the size of a perfect circular hole
3.2.7 QbD—quality by design
of negligible length that would give the same gas flow in the
3.2.8 QRM—quality risk management
calibration conditions (for example, dry air flow rate measured
3.2.9 SUS—single-use system
at 25 °C, with 1 barg inlet pressure and 1 atm outlet pressure).
3.2.10 SUSI(T)—single-use system integrity (testing)
3.1.3 destructive test method, n—a test method that will
alter the intended use of the tested SUS during the test and not 3.2.11 SUT—single-use technologies
allow further use (see also non-destructive test method).
4. Significance and Use
3.1.4 end user, n—a company processing (bio)pharmaceuti-
4.1 This practice provides:
cal products.
4.1.1 A holistic approach to evaluate risks associated with
3.1.5 integrity assurance, n—a holistic approach of risk
an integrity breach in a SUS, considering its life cycle from
analysis and mitigation by means of product and process
development to disposal.
robustness, quality, and process control and integrity testing to
4.1.2 An overview of physical and microbial test methods
assure that a SUS maintains its integrity prior to and during
that could be applicable to SUS testing, for qualification and
use.
validation purposes, as well as for routine testing.
3.1.6 integrity test, n—a test used to confirm the defined
4.1.3 Information on the main challenges faced when test-
barrier properties of a SUS.
ing SUSs for integrity.
3.1.7 leak, n—a breach in a SUS’s material or a gap between
4.2 This practice can be used by SUS suppliers and SUS end
SUS’s components through which there is a break-down of the
users to define an integrity assurance strategy for SUSs, with
barrier property of interest.
the relevant tests when appropriate.
3.1.8 leak test, n—a test used to identify leaks not correlated
5. Procedure
to the defined barrier properties of a SUS.
5.1 Quality Risk Management (QRM) and Life-Cycle Ap-
3.1.9 maximum allowable leakage limit (MALL), n—the
proach:
greatest leakage rate (or leak size) tolerable for a given product
5.1.1 Introduction of Quality Risk Management (QRM):
package to maintain its barrier properties under its use-case
5.1.1.1 QRM, as defined in ICH Q9, is a methodology to
conditions (for example, prevent any risk to product safety,
assess potential risk to product quality within a process.
product quality, or operator and environmental safety).
Potential risks are managed based on their occurrence and
3.1.9.1 Discussion—In this document’s context, the product
severity in the process/product and are reviewed throughout the
package is a SUS containing a (bio)pharmaceutical product,
life cycle of the process/product. When discussing a SUS, its
but not a final dosage form.
integrity can be a critical attribute for maintaining product
3.1.10 non-destructive test method, n—a test method that
quality or protecting the operator or environment from
maintains the test article in a condition for further use, without
exposure, or both. There must be necessary controls,
impacting its quality attributes (see also destructive test
monitoring, and testing in place to ensure that the integrity of
method).
the SUS is maintained throughout its life cycle. To accomplish
this, the SUS supplier and end user can adopt a life-cycle
3.1.11 single-use components, n—parts used in single-use
approach, where the integrity assurance of the SUS is consid-
systems, most commonly, but not limited to, bioprocess
ered from the design and production process at the SUS
containers, tubing, connectors, clamps, valves, sensors, and
supplier to its final application in the end user’s manufacturing
filters.
process. Within the life cycle, the risks to SUS integrity (SUSI)
3.1.12 single-use system (SUS), n—process equipment used
can be proactively identified and the necessary controls and
in (bio)pharmaceutical manufacturing, disposed of after use
testing put in place. These risks can be different for both the
and usually constructed of polymer-based materials.
SUS supplier and end user, which can necessitate differences in
3.1.13 SUS supplier, n—a manufacturer that produces
the test methods, testing frequency and sensitivity utilized for
and/or assembles single-use systems, also known as a system
ensuring SUSI.
integrator.
5.1.1.2 The general approach of identifying and mitigating
3.1.14 tracer gas, n—a gas to be detected against the risks is the same regardless of the modality and the manufac-
background of all other gases. turing process for which the SUS is used, but risk rating and
E3244 − 23
consequential mitigation actions can vary. As an example, a controls, or both, will be performed on critical process steps
single-use bioreactor might be considered as a low risk in a that could impact the quality of the SUS.
classical mAb manufacturing process, while it could be highly 5.1.2.3 User requirements will be identified during the end
critical for manufacturing cell or gene therapy products. It is user’s process development and shared with the supplier to
important that the process and the associated risks are known determine if a SUS will adequately operate in the end user’s
and properly identified to implement an effective risk mitiga- application. These requirements will help determine critical
tion strategy. parameters of a SUS during processing steps at the end user’s
5.1.1.3 The end-user’s risk assessment should include the site along with the end user’s product requirements.
relevant aspects of the SUS life cycle related to integrity, the 5.1.2.4 Both the supplier and end user will perform risk
impact of a potential integrity failure and whether this could be assessments during their respective process development to
acceptable or not. This is generally done by a risk rating identify these critical parameters. Additionally, controls and
combining severity (S), occurrence (O) and current mitigation testing will be put in place to ensure the critical quality
control. One potential mitigation action can be to implement an attributes are met and quality is assured during routine manu-
in-process control (IPC), for example, a leak/integrity test or facturing at both the supplier and end user’s sites based on
visual inspection, in the SUS supplier’s manufacturing process these risk assessments. Throughout the life cycle, the supplier
and/or in the end-user’s process. Such an implementation and end user processes will be evaluated for any modifications
should be evaluated in detail, balancing the additional risks to improve the quality of the SUS. The supplier and end user
versus the benefits brought by this control, as well as the actual will need to be aware of changes in their process or SUS, or
sensitivity of the control. As illustration, some elements that both, that have the potential to impact process parameters (4).
should be included in the risk assessment are listed below 5.1.3 Application to Integrity Assurance for a Single-Use
(non-exhaustive list): System (SUS) within the Life Cycle:
(1) process step classification (low bioburden or sterile). 5.1.3.1 Integrity assurance is a critical attribute of a SUS.
(2) process conditions. An end-to-end risk assessment of the entire SUS’s life cycle is
(3) potential operator or environmental safety risk. recommended to ensure implementation of risk management
(4) risk of damages due to shipping and handling steps. controls that are suitable for its intended use. While end users
(5) market supply risks (risk of drug shortages). are ultimately accountable for SUS performance, they rely
5.1.2 Life-Cycle Approach for Single-Use Systems (SUSs): primarily on supplier controls to achieve the necessary level of
5.1.2.1 When adopting a life-cycle approach for any SUS, integrity assurance. Therefore, alignment between the end
both the supplier and end user will ensure it meets the user’s requirements and the supplier’s capabilities is critical.
necessary requirements for the end product. Fig. 1 illustrates 5.1.3.2 The first step for an end user is to define the
the manufacturing and use of a typical SUS, showing the requirements for the SUS and communicate these to the
necessary steps that will be encountered at both the supplier supplier. In compiling the requirements, the end user should
and the end user’s sites. consider the application specific factors that may impact the
5.1.2.2 The supplier will identify the critical requirements tolerance for integrity risks (for example, proximity to final
for the SUS at the start of development. The supplier will then drug product, existence of downstream filtration steps, toxicity
qualify a manufacturing process to meet those critical require- / exposure to the operator and environment), and key areas of
ments of the design, identifying steps critical to the quality of the process that may impact integrity assurance (such as
the SUS according to its design and intended use. Based on application details, operating conditions). When formal user
these critical requirements, testing and controls of the compo- requirements are necessary, utilizing the BPOG/BPSA single-
nents and the SUS will be conducted. Likewise, testing or use user requirements template (3), is recommended. This
FIG. 1 SUS Life Cycle
E3244 − 23
includes a mechanism for suppliers to communicate their occur. This can lead to differences in the testing approach
capabilities, enabling alignment with the end user application during the life cycle. These differences are based on the
needs. purpose of the test (qualification versus on-going), criticality of
the process step, user requirements, and nature of the test
5.1.3.3 The end user should engage in quality audit and
(destructive versus non-destructive).
technical due diligence activities to evaluate how each poten-
tial supplier’s controls contribute to the level of integrity
5.1.7 Developmental Versus On-Going Testing:
assurance they can provide for the product. By understanding
5.1.7.1 Testing as part of the development/qualification of a
the basis of a supplier’s qualified design space, an end user is
process step at either the SUS supplier or end user can be
better informed on what additional work may be required. For
performed with greater sensitivity than on-going testing.
further discussion and recommendations around technical due
Likewise, the number of samples will have to be scientifically
diligence activities, see Guide E3051.
significant to support integrity assurance based on the potential
5.1.4 Identifying End User Requirements That Can Impact
variability present within a given process step and the SUS.
Integrity:
The test method chosen should be able to quantify the integrity
5.1.4.1 The end user will define the requirements critical to breach with a sensitivity aligned with the application needs.
the integrity assurance of the SUS based on their processing This is often referred to as the maximum allowable leakage
conditions and product requirements. Additionally, the SUS limit (MALL). One of the main challenges for the supplier is
supplier will determine the parameters that are critical to assure often that this MALL is not fully defined given that the
integrity of the SUS based on their processing conditions for requirements are application driven. Because of this, additional
SUS assembly and packaging/shipping, as well as the steril-
testing of the SUS may be required by the end user prior to
ization processes. The processing conditions at both the SUS implementation.
supplier and end user identified as critical to integrity assurance
5.1.8 Stages of the Life Cycle:
will help to determine test requirements. Some examples of
5.1.8.1 Testing performed as part of the development of the
these processing conditions include the temperature, pressure,
SUS and the manufacturing processes at the SUS supplier
and flowrates that a SUS will experience during use at the end
factory and the end user plant will be a factor in determining
user’s site. The SUS supplier’s environment and handling
controls or testing required later in the life cycle of SUS.
conditions during assembly and packaging, as well as the
Understanding of components utilized within the SUS, as well
temperatures and pressures the SUS will experience during
as how they are connected together, is critical to determining
shipping from the supplier to receipt at the end user along with
the potential failure mode(s) that could lead to loss of integrity
the SUS sterilization process should also be accounted for
and the testing necessary for assurance of integrity of the
during the risk assessment.
SUSs. Likewise, the criticality of a step to the integrity of a
5.1.4.2 The constraints critical to integrity assurance during
SUS alongside knowledge on the type and level of an integrity
the drug manufacturing process must also be considered as part
breach that a supplier manufacturing step or end user operation
of the risk assessment when determining user requirements.
could produce will help determine the necessary testing during
These constraints will include the intended use in the end
on-going processing required at either the supplier or end user
user’s process, the presence of (sterile) filtration steps, and
sites. The auditing, release, and change controls processes by
impact on chemistry/biological function, toxicity of the prod-
the supplier and end user will also determine if testing is
uct to the operator or environment. All of these product
required as well as the specifics of the test that will be
constraints will be critical to determining the breach size that is
employed. Based on the auditing and release processes, the
acceptable for the SUS and will not impact product quality.
need and level of testing required could change throughout the
5.1.5 Performing Technical Diligence:
life cycle, as alignment with expectations are demonstrated and
5.1.5.1 Suppliers may have different approaches to ensuring
critical parameters are met, altering the potential risks to the
integrity assurance. The end user should assess a supplier’s
SUSI. Changes required within the inputs to (that is, raw
technical capabilities and controls. Depending on the compo-
materials or components) and the manufacturing process itself
sition of the SUS sourced from the supplier, the assessment could require an added level of testing in order to support the
may include how a supplier has qualified and implemented
change due to a lack of knowledge on the impact to integrity.
controls for a specific component or a combination of compo-
5.1.8.2 There will be a level of in-process controls and
nents (for example, the connection between tubing and hose
monitoring throughout the SUS’s life cycle by the SUS
barb, or seal between bag film layers). Understanding the scope
supplier and end user to ensure its integrity. These in-process
and methods for qualification, in-process testing, and lot
controls and monitoring will be based on critical parameters for
release testing and how these relate to integrity assurance
maintenance of SUSI throughout its life cycle. The QRM
informs the end user how to risk assess and align their
process will determine at what stages within the SUS’s life
application with the supplier’s design space.
cycle in-process controls and monitoring are needed based on
5.1.6 Challenges for the Life-Cycle Approach:
how critical it is to SUSI. By reviewing in-process controls and
5.1.6.1 The life-cycle approach can present different chal- monitoring in place prior to and at a given stage in the life
lenges to supplier and the end user in reference to SUSI cycle, the SUS supplier or end user can then determine the
assurance and the test methods utilized at each stage of the life acceptable level of leakage and method of integrity assurance
cycle. The magnitude of a significant integrity breach should testing that will be required. This can also help in determining
be known for each stage of the life cycle where testing will the required testing frequency for assurance of SUSI.
E3244 − 23
5.2 Challenges: stress from various side loading, from transfer with peristaltic
5.2.1 The increasing uptake of SUSs in more critical current pumps, diaphragm pumps, or air pressure, would be both
Good Manufacturing Practice (cGMP) processes and difficult to implement but also lead to a very harsh, non-
applications, especially the development of larger and representative challenge for most of the process conditions
complex, multi-component systems has made integrity assur- taken separately. During design and validation or qualification
ance a critical attribute of the system (5). SUSI assurance is not phases, additional or specific tests may be performed in
easily solved as challenges exist for both groups, end users worst-case or failure mode conditions. These qualification tests
work to inform the application requirements and SUS suppliers are not in the scope of this practice.
act to meet these specifications. The challenges include prac- 5.2.4 A SUS is typically comprised of components which
tical aspects, test methodology with appropriate sensitivity, and have different pressure ratings. Polymeric materials are flexible
result interpretation. Furthermore, economics of testing is a and prone to deformation under pressure, which can impact the
separate challenge, for example, the method cannot be cost- test result (particularly upon repeat testing) and interpretation.
prohibitive to either the end user or supplier. Furthermore, pressure decay test results depend on environ-
5.2.2 In terms of practical aspects, a consensus testing mental conditions; such as temperature and pressure; as dis-
standard should ideally be applicable to all types of SUSs, cussed in later sections. Finally, the pre-treatment condition,
regardless of components or design. Unfortunately, due to for example, steam sterilization, gamma irradiation, or ethyl-
physical constraints (for example, pressure resistance, perme- ene oxide, should be accounted for to ensure determination of
ability) or characteristics to be tested (for example, filters integrity assurance is as representative as possible. In each
versus containers), such ideal one-size-fits-all testing standard instance, the test methodology challenges place considerable
does not exist currently. More, requirements might be different cost and time burden on the SUS supplier.
depending on the application (for example, storage and ship- 5.2.5 Finally, interpretation of test results presents chal-
ping in non-controlled environment versus transfer made in a lenges to both the SUS supplier and end user and must be
controlled environment like a cleanroom). For multi- agreed between both parties to prevent misinterpretations. SUS
component or large volume systems, or both, which can be suppliers are generally coming with data demonstrating that
more complex, guidance should be available allowing these their systems are passing successfully their integrity test, in
systems to be divided into smaller units to accommodate the their testing conditions (for example, at a defined pressure) and
testing standard. Furthermore, the controls performed to verify according their acceptance criteria. While this is valuable
SUSI are likely to differ, for practical reasons, between the information, having results of tests-to-failure (for example, at
design, validation or qualification, and commercial production what pressure the systems are failing) would be much more
phases. The requirements and how these are met should be informative to the end users, and help them to better judge in
phase appropriate and correlated to the application’s risk level. what process conditions they can use the SUS.
An end user may require destructive testing of representative 5.2.6 Integrity testing is used to confirm the SUS’s barrier
lot samples from the SUS supplier during design and validation properties; it verifies functional performance, taking into con-
or qualification phases, and potentially during manufacture of sideration the process environment and considerations (5). The
the SUS on a per sample basis. When 100 % integrity testing required level of integrity assurance will depend on how
is required during production of the SUS, non-destructive critical the application is and can be interpreted in different
testing must be applied. Additionally, end users may decide to ways, such as microbial ingress risk, operator safety, or liquid
perform leak/integrity testing at the point-of-use to mitigate leaks.
risks associated with shipping, handling and installation during 5.2.7 Employing a quality-by-design (QbD) approach may
commercial production. Time, cost, and potential risks with eliminate testing in Qualification phase if different SUS de-
handling the SUS during point-of-use leak/integrity testing signs are considered functionally equivalent under a bracketing
must be balanced against the test’s benefits. From a technical approach, allowing to leverage previous Qualification phase
perspective, there may be masking effects due to contact of bag results. This would require a strong dialog between the supplier
film with the supporting hardware of the SUS. Devices that and end user to get adequate understanding to justify appro-
prevent this masking effect should not alter the heat transfer priately such functional equivalent. In-depth dialog is also
during (bio)pharmaceutical manufacturing beyond what is required when implementing point-of-use testing performed by
acceptable to the process if these remain with the hardware. the end user in a Commercial Production application. If
5.2.3 Aside from practical aspects, there are numerous planned, point-of-use testing should be incorporated in the user
challenges associated with developing testing methodology for requirement specification (URS) with required sensitivity, in
a consensus standard. The ideal consensus standard should order for the SUS supplier to design the appropriate system and
cover the vast majority of process conditions. These process provide input on the test procedure. Alignment between SUS
conditions can vary so much that defining conditions to cover supplier and end user is crucial with point-of-use testing to
most of them would likely lead to an over-challenge: as ensure test results are correctly interpreted, avoiding false test
failures which could lead to improper SUSs or batch discards
example, conditions to combine temperatures for frozen con-
ditions at –80 °C up to hot conditions at +60 °C, mechanical for pre- or post-use testing, respectively.
E3244 − 23
6. Test Method Overview more rigorous microbial test challenge conditions may be
necessary to ensure system integrity during shipping, handling
6.1 The following sections are intended to give an overview
and use (1, 3).
about existing microbial and physical testing method to evalu-
6.3.3 A general summary of a microbial challenge test is as
ate the integrity of various flexible SUS configurations. Stan-
follows:
dard test setups are shown and standard procedures briefly
6.3.3.1 Step One—Sterilize the SUS to be tested.
described. Test parameter sets and result interpretation are not
6.3.3.2 Step Two—Fill the SUS with sterile growth media, if
discussed.
possible to its limit.
6.2 More detailed explanation for microbial test methods is
6.3.3.3 Step Three—Submerge the SUS in a challenge
provided in Test Method E3251, and for physical test methods
solution for a specified time.
in Test Method E3336. This includes:
6.3.3.4 Step Four—Remove the SUS from the challenge
6.2.1 Specific test method principles, procedures and appa-
solution and incubate at the appropriate temperature and length
ratus adapted to test SUS.
of time required for growth of the test organism.
6.2.2 Interference and their mitigation strategies.
6.3.4 Another important consideration is that microbial
6.2.3 Test method validation principles.
ingress tests are probabilistic. Even if a breach exists that is
6.2.4 Calibration and conditions needs.
large enough for microbes to enter, it must be filled with liquid
6.2.5 Calculation and interpretation of results.
for the microbe to traverse the breach, and a viable microbe
must be available to enter. Thus a breach might pass one
MICROBIAL SINGLE-USE SYSTEM INTEGRITY
microbial challenge test but fail under a different, and some-
TEST (SUSIT) METHODS
times even the same, set of conditions. Consequently, a
6.3 Introduction:
comparatively large sample size is often required for statisti-
6.3.1 Ultimately QbD principles, leak tests, operator
cally relevant results.
training, visual inspections and a thorough initial validation of
6.3.5 Many challenges need to be overcome to develop a
the process and handling are the best steps in protecting SUSs
new testing method including the development of a consistent,
from microbial contamination. However, in addition to the
reproducible, reliable test system, which provides a homoge-
above steps, implementation of a microbial ingress test as part
neous suspension of the test organism. This test system should
of a SUS’s initial validation may be necessary. This test can
have a high concentration of viable microorganisms at the end
either be done on negative test articles only to prove the
of the test cycle, and should take into consideration purification
microbial barrier property of the integral SUS, or on positive
and standardization of the test organism suspension, as well as
control test articles, intentionally compromised with calibrated
the number of test samples required. Ultimately test conditions
defects to determine the MALL. Applying analytical validation
should be defined based on a risk assessment and validated to
principles from ICH Q2(R1), the detection limit of the micro-
simulate the worst-case conditions based on expected use.
bial ingress test method must be determined to fulfill the
6.3.6 Given the probabilistic nature of the microbial chal-
requirements for test method validation. This is especially
lenge test and the dependency of pass/fail on the test
important, when using the determined MALL as a reject
conditions, test sensitivity depends on the test used. Th
...


This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
Designation: E3244 − 20 E3244 − 23
Standard Practice for
Integrity Assurance and Testing of Single-Use Systems
This standard is issued under the fixed designation E3244; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope
1.1 This practice uses quality risk management (QRM) and life-cycle approach to establish integrity assurance of single-use
systems (SUSs), such as but not limited to bag assemblies and liquid transfer sets for processing, storage, and shipping of
(bio)pharmaceutical products. It gives recommendations to identify failure modes and risks associated with such systems and their
use-cases and how to identify the relevant leak(s) of concern. Integrity assurance in this context is limited to the barrier properties
of the SUS, linked to microbial integrity and bioburden control (product quality) and liquid product loss (operator and
environmental contamination). The required level of integrity assurance will depend on how critical the application is and can be
interpreted in different ways. It can also vary between processes and applications used for different modalities (for example,
advanced therapies). Other package barrier properties different from that, such as but not limited to gas barrier properties for gas
headspace preservation, as well as porous barrier packages are not considered. Specific aspects how to address the contamination
control strategy (CCS) for SUS are also described in chapters 8.131ff of the new Revision of Annex 1 (1), including chapter 8.137
regarding SUS integrity.
1.2 The test method overview provides descriptions that focus on the standard test setup and the identification of challenges in
combination with SUSs. Details, including specific test setups, test parameter, and result interpretation, are not discussed. For more
detailed information refer to Test Method E3251 for microbial test methods, and to Test Method E3336 for physical test methods.
1.3 This practice is not intended to apply to the use of single-use technology for primary containers, combination products
(products composed of any combination of a drug, device, or biological product), or devices. Appropriate procedures related to
these products are discussed in documents covering the integrity assurance for primary containers (12) or medical products (21,
3).
1.4 Techniques and procedures for complaint management and root cause analysis related to integrity failures are also not
discussed.
1.5 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.
1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility
of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of
regulatory limitations prior to use.
1.7 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
This practice is under the jurisdiction of ASTM Committee E55 on Manufacture of Pharmaceutical and Biopharmaceutical Products and is the direct responsibility of
Subcommittee E55.04 on General Biopharmaceutical Standards.
Current edition approved Feb. 1, 2020June 1, 2023. Published April 2020August 2023. Originally approved in 2020. Last previous edition approved in 2020 as E3244 – 20.
DOI: 10.1520/E3244-20.10.1520/E3244-23.
The boldface numbers in parentheses refer to a list of references at the end of this standard.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E3244 − 23
2. Referenced Documents
2.1 ASTM Standards:
E3051 Guide for Specification, Design, Verification, and Application of Single-Use Systems in Pharmaceutical and Biophar-
maceutical Manufacturing
F2095E3251 Test Methods for Pressure Decay Leak Test for Flexible Packages With and Without Restraining PlatesMethod for
Microbial Ingress Testing on Single-Use Systems
F2391E3336 Test Method for Measuring Package and Seal Integrity Using Helium as the Tracer GasPhysical Integrity Testing
of Single-Use Systems
2.2 ICH Documents:
ICH Q9Q9(R1) Quality Risk Management
3. Terminology
3.1 Definitions:
3.1.1 artificial leak/representative leak, n—a leak which is applied or introduced into a SUS, a SUS’s material, or component for
the purposes of positive test controls.
3.1.1.1 Discussion—
This may or may not be a calibrated leak; however, only leaks which have been calibrated can be used to make a specific integrity
assurance claim.
3.1.1 bioprocess container (biocontainer), n—a container (bag, bottle, tank, etc.) used primarily for liquid (or frozen liquid)
storage during various stages of biopharmaceutical manufacturing processing.
3.1.2 calibrated leak, n—a hole which is characterized by its size.size (for example, artificially created into a SUS, a SUS’s
material, or component and used for creating positive controls).
3.1.2.1 Discussion—
Often, the size is a nominal size which is equivalent to a gas flow through an idealized geometry.geometry (2). A commonly used
idealized geometry is the “nominal diameter orifice size”, corresponding to the size of a perfect circular hole of negligible length
that would give the same gas flow in the calibration conditions (for example, dry air flow rate measured at 25 °C, with 1 barg inlet
pressure and 1 atm outlet pressure).
3.1.3 destructive test method, n—a test method that will alter the intended use of the tested SUS during the test and not allow
further use.use (see also non-destructive test method).
3.1.4 end user, n—a company processing (bio)pharmaceutical products.
3.1.5 integrity assurance, n—a holistic approach of risk analysis and mitigation by means of product and process robustness,
quality, and process control and integrity testing to assure that a SUS maintains its integrity prior to and during use.
3.1.6 integrity test, n—a test used to confirm the defined barrier properties of a SUS.
3.1.7 leak, n—a breach in a SUS’s material or a gap between SUS’s components through which there is a break-down of the barrier
property of interest.
3.1.8 leak test, n—a test used to identify leaks of certain sizes in not correlated to the defined barrier properties of a SUS.
3.1.9 maximum allowable leakage limit, limit (MALL), n—the greatest leakage rate (or leak size) tolerable for a given product
package that poses no to maintain its barrier properties under its use-case conditions (for example, prevent any risk to product
safety and no or inconsequential impact on product quality. safety, product quality, or operator and environmental safety).
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
Available from International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH), ICH Secretariat, 9,
chemin des Mines, P.O. Box 195, 1211 Geneva 20, Switzerland, http://www.ich.org.
E3244 − 23
3.1.9.1 Discussion—
In this document’s context, the product package is a SUS containing a (bio)pharmaceutical product, but not a final dosage form.
3.1.10 non-destructive test method, n—a test method that maintains the tested SUStest article in a condition for further use, without
impacting its quality attributes.attributes (see also destructive test method).
3.1.11 single-use components, n—parts used in single-use systems, most commonly commonly, but not limited to, bioprocess
containers, tubing, connectors, clamps, valves, sensors, and filters.
3.1.12 single-use system (SUS), n—process equipment used in (bio)pharmaceutical manufacturing, usually constructed of plastic
materials and disposed of after use.disposed of after use and usually constructed of polymer-based materials.
3.1.13 SUS supplier, n—a manufacturer that produces andand/or assembles single-use systems, also known as a system integrator.
3.1.14 tracer gas, n—a gas to be detected against the background of all other gases.
3.2 Abbreviations:
3.2.1 BPOG—Biophorum Operations Group
3.2.2 BPSA—Bio Process Systems Alliance
3.2.3 cGMP—current Good Manufacturing Practice
3.2.4 ICH—International ConferenceCouncil on Harmonization of Technical Requirements for Registration of Pharmaceuticals
for Human Use
3.2.5 LoD—limit of detection
3.2.6 MALL—maximum allowable leakage limit
3.2.7 QbD—quality by design
3.2.8 QRM—quality risk management
3.2.9 SUS—single-use system
3.2.10 SUSI(T)—single-use system integrity (testing)
3.2.11 SUT—single-use technologies
4. Significance and Use
4.1 This practice provides:
4.1.1 A holistic approach to evaluate risks associated with an integrity breach in a SUS, considering its life cycle from
development to disposal.
4.1.2 An overview of physical and microbial test methods that could be applicable to SUS testing, for qualification and validation
purposes, as well as for routine testing.
4.1.3 Information on the main challenges faced when testing SUSs for integrity.
4.2 This practice can be used by SUS suppliers and SUS end users to define an integrity assurance strategy for SUSs, with the
relevant tests when appropriate.
E3244 − 23
5. Procedure
5.1 Quality Risk Management (QRM) and Life-Cycle Approach:
5.1.1 Introduction of Quality Risk Management (QRM):
5.1.1.1 QRM, as defined in ICH Q9, is a methodology to assess potential risk to product quality within a process. Potential risks
are managed based on their occurrence and severity in the process/product and are reviewed throughout the life cycle of the
process/product. When discussing a SUS, its integrity can be a critical attribute for maintaining product quality or protecting the
operator or environment from exposure, or both. There must be necessary controls, monitoring, and testing in place to ensure that
the integrity of the SUS is maintained throughout its life cycle. To accomplish this, the SUS supplier and end user can adopt a
life-cycle approach, where the integrity assurance of the SUS is considered from the design and production process at the SUS
supplier to its final application in the end user’s manufacturing process. Within the life cycle, the risks to SUS integrity (SUSI)
can be proactively identified and the necessary controls and testing put in place. These risks can be different for both the SUS
supplier and end user, which can necessitate differences in the test methods, testing frequency and sensitivity utilized for ensuring
SUSI.
5.1.1.2 The general approach of identifying and mitigating risks is the same regardless of the modality and the manufacturing
process for which the SUS is used, but risk rating and consequential mitigation actions can vary. As an example, a single-use
bioreactor might be considered as a low risk in a classical mAb manufacturing process, while it could be highly critical for
manufacturing cell or gene therapy products. It is important that the process and the associated risks are known and properly
identified to implement an effective risk mitigation strategy.
5.1.1.3 The end-user’s risk assessment should include the relevant aspects of the SUS life cycle related to integrity, the impact of
a potential integrity failure and whether this could be acceptable or not. This is generally done by a risk rating combining severity
(S), occurrence (O) and current mitigation control. One potential mitigation action can be to implement an in-process control (IPC),
for example, a leak/integrity test or visual inspection, in the SUS supplier’s manufacturing process and/or in the end-user’s process.
Such an implementation should be evaluated in detail, balancing the additional risks versus the benefits brought by this control,
as well as the actual sensitivity of the control. As illustration, some elements that should be included in the risk assessment are
listed below (non-exhaustive list):
(1) process step classification (low bioburden or sterile).
(2) process conditions.
(3) potential operator or environmental safety risk.
(4) risk of damages due to shipping and handling steps.
(5) market supply risks (risk of drug shortages).
5.1.2 Life-Cycle Approach for Single-Use Systems (SUSs):
5.1.2.1 When adopting a life-cycle approach for any SUS, both the supplier and end user will ensure it meets the necessary
requirements for the end product. Fig. 1 illustrates the manufacturing and use of a typical SUS, showing the necessary steps that
will be encountered at both the supplier and the end user’s sites.
5.1.2.2 The supplier will identify the critical requirements for the SUS at the start of development. The supplier will then qualify
a manufacturing process to meet those critical requirements of the design, identifying steps critical to the quality of the SUS
according to its design and intended use. Based on these critical requirements, testing and controls of the components and the SUS
will be conducted. Likewise, testing or controls, or both, will be performed on critical process steps that could impact the quality
of the SUS.
5.1.2.3 User requirements will be identified during the end user’s process development and shared with the supplier to determine
if a SUS will adequately operate in the end user’s application. These requirements will help determine critical parameters of a SUS
during processing steps at the end user’s site along with the end user’s product requirements.
5.1.2.4 Both the supplier and end user will perform risk assessments during their respective process development to identify these
critical parameters. Additionally, controls and testing will be put in place to ensure the critical quality attributes are met and quality
is assured during routine manufacturing at both the supplier and end user’s sites based on these risk assessments. Throughout the
life cycle, the supplier and end user processes will be evaluated for any modifications to improve the quality of the SUS. The
supplier and end user will need to be aware of changes in their process or SUS, or both, that have the potential to impact process
parameters (4).
E3244 − 23
FIG. 1 SUS Life Cycle
5.1.3 Application to Integrity Assurance for a Single-Use System (SUS) within the Life Cycle:
5.1.3.1 Integrity assurance is a critical attribute of a SUS. An end-to-end risk assessment of the entire SUS’s life cycle is
recommended to ensure implementation of risk management controls that are suitable for its intended use. While end users are
ultimately accountable for SUS performance, they rely primarily on supplier controls to achieve the necessary level of integrity
assurance. Therefore, alignment between the end user’s requirements and the supplier’s capabilities is critical.
5.1.3.2 The first step for an end user is to define the requirements for the SUS and communicate these to the supplier. In compiling
the requirements, the end user should consider the application specific factors that may impact the tolerance for integrity risks (for
example, proximity to final drug product, existence of downstream filtration steps, toxicity / exposure to the operator and
environment), and key areas of the process that may impact integrity assurance (such as application details, operating conditions).
When formal user requirements are necessary, utilizing the BPOG/BPSA single-use user requirements template (3), is
recommended. This includes a mechanism for suppliers to communicate their capabilities, enabling alignment with the end user
application needs.
5.1.3.3 The end user should engage in quality audit and technical due diligence activities to evaluate how each potential supplier’s
controls contribute to the level of integrity assurance they can provide for the product. By understanding the basis of a supplier’s
qualified design space, an end user is better informed on what additional work may be required. For further discussion and
recommendations around technical due diligence activities, see Guide E3051.
5.1.4 Identifying End User Requirements That Can Impact Integrity:
5.1.4.1 The end user will define the requirements critical to the integrity assurance of the SUS based on their processing conditions
and product requirements. Additionally, the SUS supplier will determine the parameters that are critical to assure integrity of the
SUS based on their processing conditions for SUS assembly and packaging/shipping, as well as the sterilization processes. The
processing conditions at both the SUS supplier and end user identified as critical to integrity assurance will help to determine test
requirements. Some examples of these processing conditions include the temperature, pressure, and flowrates that a SUS will
experience during use at the end user’s site. The SUS supplier’s environment and handling conditions during assembly and
packaging, as well as the temperatures and pressures the SUS will experience during shipping from the supplier to receipt at the
end user along with the SUS sterilization process should also be accounted for during the risk assessment.
5.1.4.2 The constraints critical to integrity assurance during the drug manufacturing process must also be considered as part of the
risk assessment when determining user requirements. These constraints will include the intended use in the end user’s process, the
presence of (sterile) filtration steps, and impact on chemistry/biological function, toxicity of the product to the operator or
environment. All of these product constraints will be critical to determining the breach size that is acceptable for the SUS and will
not impact product quality.
5.1.5 Performing Technical Diligence:
E3244 − 23
5.1.5.1 Suppliers may have different approaches to ensuring integrity assurance. The end user should assess a supplier’s technical
capabilities and controls. Depending on the composition of the SUS sourced from the supplier, the assessment may include how
a supplier has qualified and implemented controls for a specific component or a combination of components (for example, the
connection between tubing and hose barb, or seal between bag film layers). Understanding the scope and methods for qualification,
in-process testing, and lot release testing and how these relate to integrity assurance informs the end user how to risk assess and
align their application with the supplier’s design space.
5.1.6 Challenges for the Life-Cycle Approach:
5.1.6.1 The life-cycle approach can present different challenges to supplier and the end user in reference to SUSI assurance and
the test methods utilized at each stage of the life cycle. The magnitude of a significant integrity breach should be known for each
stage of the life cycle where testing will occur. This can lead to differences in the testing approach during the life cycle. These
differences are based on the purpose of the test (qualification versus on-going), criticality of the process step, user requirements,
and nature of the test (destructive versus non-destructive).
5.1.7 Developmental Versus On-Going Testing:
5.1.7.1 Testing as part of the development/qualification of a process step at either the SUS supplier or end user can be performed
with greater sensitivity than on-going testing. Likewise, the number of samples will have to be scientifically significant to support
integrity assurance based on the potential variability present within a given process step and the SUS. The test method chosen
should be able to quantify the integrity breach with a sensitivity aligned with the application needs. This is often referred to as the
maximum allowable leakage limit (MALL). One of the main challenges for the supplier is often that this MALL is not fully defined
given that the requirements are application driven. Because of this, additional testing of the SUS may be required by the end user
prior to implementation.
5.1.8 Stages of the Life Cycle:
5.1.8.1 Testing performed as part of the development of the SUS and the manufacturing processes at the SUS supplier factory and
the end user plant will be a factor in determining controls or testing required later in the life cycle of SUS. Understanding of
components utilized within the SUS, as well as how they are connected together, is critical to determining the potential failure
mode(s) that could lead to loss of integrity and the testing necessary for assurance of integrity of the SUSs. Likewise, the criticality
of a step to the integrity of a SUS alongside knowledge on the type and level of an integrity breach that a supplier manufacturing
step or end user operation could produce will help determine the necessary testing during on-going processing required at either
the supplier or end user sites. The auditing, release, and change controls processes by the supplier and end user will also determine
if testing is required as well as the specifics of the test that will be employed. Based on the auditing and release processes, the need
and level of testing required could change throughout the life cycle, as alignment with expectations are demonstrated and critical
parameters are met, altering the potential risks to the SUSI. Changes required within the inputs to (that is, raw materials or
components) and the manufacturing process itself could require an added level of testing in order to support the change due to a
lack of knowledge on the impact to integrity.
5.1.8.2 There will be a level of in-process controls and monitoring throughout the SUS’s life cycle by the SUS supplier and end
user to ensure its integrity. These in-process controls and monitoring will be based on critical parameters for maintenance of SUSI
throughout its life cycle. The QRM process will determine at what stages within the SUS’s life cycle in-process controls and
monitoring are needed based on how critical it is to SUSI. By reviewing in-process controls and monitoring in place prior to and
at a given stage in the life cycle, the SUS supplier or end user can then determine the acceptable level of leakage and method of
integrity assurance testing that will be required. This can also help in determining the required testing frequency for assurance of
SUSI.
5.2 Challenges:
5.2.1 The increasing uptake of SUSs in more critical current Good Manufacturing Practice (cGMP) processes and applications,
especially the development of larger and complex, multi-component systems has made integrity assurance a critical attribute of
the system (5). SUSI assurance is not easily solved as challenges exist for both groups, end users work to inform the application
requirements and SUS suppliers act to meet these specifications. The challenges include practical aspects, test methodology with
appropriate sensitivity, and result interpretation. Furthermore, economics of testing is a separate challenge, for example, the method
cannot be cost-prohibitive to either the end user or supplier.
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5.2.2 In terms of practical aspects, a consensus testing standard should ideally be applicable to all types of SUSs, regardless of
components or design. Unfortunately, due to physical constraints (for example, pressure resistance, permeability) or characteristics
to be tested (for example, filters versus containers), such ideal one-size-fits-all testing standard does not exist currently. More,
requirements might be different depending on the application (for example, storage and shipping in non-controlled environment
versus transfer made in a controlled environment like a cleanroom). For multi-component or large volume systems, or both, which
can be more complex, guidance should be available allowing these systems to be divided into smaller units to accommodate the
testing standard. Furthermore, the controls performed to verify SUSI are likely to differ, for practical reasons, between the Design,
Validation or Qualification, and Commercial Productiondesign, validation or qualification, and commercial production phases. The
requirements and how these are met should be phase appropriate and correlated to the application’s risk level. An end user may
require destructive testing of representative lot samples from the SUS supplier during Design and Validation or Qualificationdesign
and validation or qualification phases, and potentially during manufacture of the SUS on a per sample basis. When 100 % integrity
testing is required during production of the SUS, non-destructive testing must be applied. Additionally, end users may decide to
perform leak/integrity testing at the point-of-use to mitigate risks associated with shipping, handling and installation during
Commercial Production.commercial production. Time, cost, and potential risks with handling the SUS during point-of-use
leak/integrity testing must be balanced against the test’s benefits. From a technical perspective, there may be masking effects due
to contact of bag film with the supporting hardware of the SUS. Devices that prevent this masking effect should not alter the heat
transfer during (bio)pharmaceutical manufacturing beyond what is acceptable to the process if these remain with the hardware.
5.2.3 Aside from practical aspects, there are numerous challenges associated with developing testing methodology for a consensus
standard. The ideal consensus standard should cover the vast majority of process conditions. These process conditions can vary
so much that defining conditions to cover most of them would likely lead to an over-challenge: as example, conditions to combine
temperatures for frozen conditions at –80°C–80 °C up to hot conditions at +60°C,+60 °C, mechanical stress from various side
loading, from transfer with peristaticperistaltic pumps, diaphragm pumps, or air pressure, would be both difficult to implement but
also lead to a very harsh, non-representative challenge for most of the process conditions taken separately. During Design and
Validation or Qualificationdesign and validation or qualification phases, additional or specific tests may be performed in worst-case
or failure mode conditions. These qualification tests are not in the scope of this practice.
5.2.4 A SUS is typically comprised of components which have different pressure ratings. Polymeric materials are flexible and
prone to deformation under pressure, which can impact the test result (particularly upon repeat testing) and interpretation.
Furthermore, pressure decay test results depend on environmental conditions; such as temperature and pressure; as discussed in
later sections. Finally, the pre-treatment condition, for example, steam sterilization, gamma irradiation, or ethylene oxide, should
be accounted for to ensure determination of integrity assurance is as representative as possible. In each instance, the test
methodology challenges place considerable cost and time burden on the SUS supplier.
5.2.5 Finally, interpretation of test results presents challenges to both the SUS supplier and end user and must be agreed between
both parties to prevent misinterpretations. SUS suppliers are generally coming with data demonstrating that their systems are
passing successfully their integrity test, in their testing conditions (for example, at a defined pressure) and according their
acceptance criteria. While this is valuable information, having results of tests-to-failure (for example, at what pressure the systems
are failing) would be much more informative to the end users, and help them to better judge in what process conditions they can
use the SUS.
5.2.6 Integrity testing is used to confirm the SUS’s barrier properties; it verifies functional performance, taking into consideration
the process environment and considerations (5). The required level of integrity assurance will depend on how critical the
application is and can be interpreted in different ways, such as microbial ingress risk, operator safety, or liquid leaks.
5.2.7 Employing a quality-by-design (QbD) approach may eliminate testing in Qualification phase if different SUS designs are
considered functionally equivalent under a bracketing approach, allowing to leverage previous Qualification phase results. This
would require a strong dialog between the supplier and end user to get adequate understanding to justify appropriately such
functional equivalent. In-depth dialog is also required when implementing point-of-use testing performed by the end user in a
Commercial Production application. If planned, point-of-use testing should be incorporated in the user requirement specification
(URS) with required sensitivity, in order for the SUS supplier to design the appropriate system and provide input on the test
procedure. Alignment between SUS supplier and end user is crucial with point-of-use testing to ensure test results are correctly
interpreted, avoiding false test failures which could lead to improper SUSs or batch discards for pre- or post-use testing,
respectively.
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6. Test Method Overview
6.1 The following sections are intended to give an overview about existing microbial and physical testing method to evaluate the
integrity of various flexible SUS configurations. Standard test setups are shown and standard procedures briefly described. Test
parameter sets and result interpretation are not discussed.
MICROBIAL SINGLE-USE SYSTEM INTEGRITY TEST (SUSIT) METHODS
6.2 More detailed explanation for microbial test methods is provided in Test Method E3251, and for physical test methods in Test
Method E3336. This includes:
6.2.1 Specific test method principles, procedures and apparatus adapted to test SUS.
6.2.2 Interference and their mitigation strategies.
6.2.3 Test method validation principles.
6.2.4 Calibration and conditions needs.
6.2.5 Calculation and interpretation of results.
MICROBIAL SINGLE-USE SYSTEM INTEGRITY TEST (SUSIT) METHODS
6.3 Introduction:
6.3.1 Ultimately QbD principles, leak tests, operator training, visual inspections and a thorough initial validation of the process
and handling are the best steps in protecting SUSs from microbial contamination. However, in addition to the above steps,
implementation of a microbial ingress test as part of a SUS’s initial validation may be necessary. This test can either be done on
negative test articles only to prove the microbial barrier property of the integral SUS, or on positive control test articles,
intentionally compromised with calibrated defects to determine the MALL. Applying analytical validation principles from ICH
Q2(R1), the detection limit of the microbial ingress test method must be determined to fulfill the requirements for test method
validation. This is especially important, when using the determined MALL as a reject criterion for a non-destructive, deterministic
integrity test to prove the inherent microbial integrity of an individual SUS.
6.3.2 A microbial challenge study by immersion exposure is a common microbial ingress test. Tests by aerosol exposure can also
be performed. It is important to point out that, with these studies, results are dependent on the conditions under which the test is
performed, and they are not suitable for routine checking of containers due to the test’s destructive nature. They are also technically
challenging for large systems and very labor-intensive to perform. Note that any breach larger than 0.2 μm may be forced to fail
under sufficiently aggressive conditions (including sufficiently large sample size, high differential pressure, or high hydrostatic
pressure, for example). Thus, one must clearly define relevant conditions for the test through a risk assessment of both the actual
SUS claims and final use. “Relevant conditions” refers to the worst case actual most severe use conditions but does not mean a
SUS must be tested under theoretically absolute (extreme) “worst-case” conditions. Testing may be performed on individual
components or entire systems. For example, a large SUS used to hold an in-process material, may be subjected to a microbial
challenge test under conditions that simulate relevant worst-case pharmaceutical manufacturing conditions. However, when testing
a small SUS where the primary container is intended for a sterile final drug product, more rigorous microbial test challenge
conditi
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