SIST EN 319 132-1 V1.2.1:2022
(Main)Electronic Signatures and Infrastructures (ESI) - XAdES digital signatures - Part 1: Building blocks and XAdES baseline signatures
Electronic Signatures and Infrastructures (ESI) - XAdES digital signatures - Part 1: Building blocks and XAdES baseline signatures
The present document specifies XAdES digital signatures. XAdES signatures build on XML digital signatures [1], by
incorporation of signed and unsigned qualifying properties, which fulfil certain common requirements (such as the long
term validity of digital signatures, for instance) in a number of use cases.
The present document specifies XML Schema definitions for the aforementioned qualifying properties as well as
mechanisms for incorporating them into XAdES signatures.
The present document specifies formats for XAdES baseline signatures, which provide the basic features necessary for
a wide range of business and governmental use cases for electronic procedures and communications to be applicable to
a wide range of communities when there is a clear need for interoperability of digital signatures used in electronic
documents.
The present document defines four levels of XAdES baseline signatures addressing incremental requirements to
maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the
requirements addressed at levels that are below it. Each level requires the presence of certain XAdES qualifying
properties, suitably profiled for reducing the optionality as much as possible.
Procedures for creation, augmentation, and validation of XAdES digital signatures are out of scope and specified in
ETSI EN 319 102-1 [i.6]. Guidance on creation, augmentation and validation of XAdES digital signatures including the
usage of the different properties defined in the present document is provided in ETSI TR 119 100 [i.11].
The present document aims at supporting electronic signatures in different regulatory frameworks.
NOTE: Specifically but not exclusively, XAdES digital signatures specified in the present document aim at
supporting electronic signatures, advanced electronic signatures, qualified electronic signatures,
electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU)
No 910/2014 [i.1].
Elektronski podpisi in infrastruktura (ESI) - Digitalni podpisi XAdES - 1. del: Gradniki in izhodiščni podpisi XAdES
Ta dokument določa digitalne podpise XAdES. Podpisi XAdES temeljijo na digitalnih podpisih XML [1] z vključitvijo podpisanih in nepodpisanih kvalificiranih lastnosti, ki izpolnjujejo določene splošne zahteve (kot je na primer dolgoročna veljavnost digitalnih podpisov) v številnih primerih uporabe. Ta dokument določa definicije sheme XML za zgoraj omenjene kvalificirane lastnosti in tudi mehanizme za njihovo vključevanje v podpise XAdES. Ta dokument določa specifične formate za izhodiščne podpise XAdES, ki zagotavljajo osnovne funkcije, zaradi katerih se lahko različni poslovni in vladni primeri uporabe za elektronske postopke in komunikacijo uporabijo za širok nabor skupnosti, kadar obstaja jasna potreba po interoperabilnosti digitalnih podpisov, uporabljenih v elektronskih dokumentih. V tem dokumentu so določene štiri ravni izhodiščnih podpisov XAdES, ki obravnavajo naraščajoče zahteve po dolgoročnem ohranjanju veljavnosti podpisov, pri čemer določena raven vedno obravnava vse zahteve, obravnavane na njenih podravneh. Vsaka raven zahteva prisotnost določenih kvalificiranih lastnosti XAdES, ki ustrezno zmanjšujejo možnost izbire. Postopki izdelave, razširitve in potrjevanja digitalnih podpisov XAdES v tem dokumentu niso zajeti ter so določeni v standardu ETSI EN 319 102-1 [i.6]. Smernice glede izdelave, razširitve in potrjevanja digitalnih podpisov XAdES, vključno z uporabo različnih lastnosti, določenih v tem dokumentu, so podane v standardu ETSI TR 119 100 [i.11]. Namen tega dokumenta je zagotavljanje podpore za elektronske podpise v različnih regulativnih okvirjih. OPOMBA: Namen digitalnih podpisov XAdES, določenih v tem dokumentu, je zlasti (vendar ne izključno) zagotavljanje podpore za elektronske podpise, napredne elektronske podpise, kvalificirane elektronske podpise, elektronske žige, napredne elektronske žige in kvalificirane elektronske žige v skladu z Uredbo (EU) št. 910/2014 [i.1].
General Information
Buy Standard
Standards Content (Sample)
ETSI EN 319 132-1 V1.2.1 (2022-02)
EUROPEAN STANDARD
Electronic Signatures and Infrastructures (ESI);
XAdES digital signatures;
Part 1: Building blocks and XAdES baseline signatures
---------------------- Page: 1 ----------------------
2 ETSI EN 319 132-1 V1.2.1 (2022-02)
Reference
REN/ESI-0019132-1v121
Keywords
electronic signature, security, XAdES, XML
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
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Sous-Préfecture de Grasse (06) N° w061004871
Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
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Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
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If you find errors in the present document, please send your comment to one of the following services:
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Notice of disclaimer & limitation of liability
The information provided in the present deliverable is directed solely to professionals who have the appropriate degree of
experience to understand and interpret its content in accordance with generally accepted engineering or
other professional standard and applicable regulations.
No recommendation as to products and services or vendors is made or should be implied.
In no event shall ETSI be held liable for loss of profits or any other incidental or consequential damages.
Any software contained in this deliverable is provided "AS IS" with no warranties, express or implied, including but not
limited to, the warranties of merchantability, fitness for a particular purpose and non-infringement of intellectual property
rights and ETSI shall not be held liable in any event for any damages whatsoever (including, without limitation, damages
for loss of profits, business interruption, loss of information, or any other pecuniary loss) arising out of or related to the use
of or inability to use the software.
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and
microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.
© ETSI 2022.
All rights reserved.
ETSI
---------------------- Page: 2 ----------------------
3 ETSI EN 319 132-1 V1.2.1 (2022-02)
Contents
Intellectual Property Rights . 6
Foreword . 6
Modal verbs terminology . 7
Introduction . 7
1 Scope . 8
2 References . 8
2.1 Normative references . 8
2.2 Informative references . 9
3 Definition of terms, symbols, abbreviations and terminology . 10
3.1 Terms . 10
3.2 Symbols . 11
3.3 Abbreviations . 11
3.4 Terminology . 12
4 General Syntax . 12
4.1 General requirements . 12
4.2 XML Namespaces . 12
4.3 The QualifyingProperties container . 13
4.3.1 Semantics and syntax . 13
4.3.2 The SignedProperties container . 14
4.3.3 The UnsignedProperties container . 14
4.3.4 The SignedSignatureProperties container . 15
4.3.5 The SignedDataObjectProperties container . 16
4.3.6 The UnsignedSignatureProperties container . 16
4.3.7 The UnsignedDataObjectProperties container. 17
4.4 Incorporating qualifying properties into XAdES signatures . 18
4.4.1 General requirements . 18
4.4.2 Signing properties . 18
4.4.3 The QualifyingPropertiesReference element . 19
4.5 Managing canonicalization of XML nodesets . 19
5 Qualifying properties semantics and syntax . 20
5.1 Auxiliary syntax . 20
5.1.1 The AnyType data type . 20
5.1.2 The ObjectIdentifierType data type . 20
5.1.3 The EncapsulatedPKIDataType data type . 21
5.1.4 Types for electronic time-stamps management. 22
5.1.4.1 Semantics . 22
5.1.4.2 Containers for electronic time-stamps . 22
5.1.4.3 The GenericTimeStampType data type . 23
5.1.4.4 The XAdESTimeStampType data type . 24
5.1.4.4.1 Semantics and syntax . 24
5.1.4.4.2 Include mechanism . 25
5.1.4.5 The OtherTimeStampType data type . 26
5.2 Basic qualifying properties for XAdES signatures . 27
5.2.1 The SigningTime qualifying property . 27
5.2.2 The SigningCertificateV2 qualifying property . 27
5.2.3 The CommitmentTypeIndication qualifying property . 28
5.2.4 The DataObjectFormat qualifying property . 29
5.2.5 The SignatureProductionPlaceV2 qualifying property . 30
5.2.6 The SignerRoleV2 qualifying property . 31
5.2.7 Countersignatures . 32
5.2.7.1 Countersignature identifier in Type attribute of ds:Reference . 32
ETSI
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4 ETSI EN 319 132-1 V1.2.1 (2022-02)
5.2.7.2 Enveloped countersignatures: the CounterSignature qualifying property . 32
5.2.8 Time-stamps on signed data objects . 34
5.2.8.1 The AllDataObjectsTimeStamp qualifying property . 34
5.2.8.2 The IndividualDataObjectsTimeStamp qualifying property . 35
5.2.9 The SignaturePolicyIdentifier qualifying property . 36
5.2.9.1 Semantics and syntax . 36
5.2.9.2 Signature policy qualifiers . 37
5.2.10 The SignaturePolicyStore qualifying property . 39
5.3 The SignatureTimeStamp qualifying property . 40
5.4 Qualifying Properties for validation data values . 40
5.4.1 The CertificateValues qualifying property . 40
5.4.2 The RevocationValues qualifying property . 41
5.4.3 The AttrAuthoritiesCertValues qualifying property . 42
5.4.4 The AttributeRevocationValues qualifying property . 43
5.5 Qualifying properties for long term availability and integrity of validation material . 43
5.5.1 The TimeStampValidationData qualifying property . 43
5.5.1.1 Semantics and syntax . 43
5.5.1.2 Use of URI attribute . 44
5.5.2 The ArchiveTimeStamp qualifying property defined in namespace with URI
"http://uri.etsi.org/01903/v1.4.1#" . 46
5.5.2.1 Semantics and syntax . 46
5.5.2.2 Not distributed case . 47
5.5.2.3 Distributed case . 48
5.5.3 The RenewedDigestsV2 qualifying property . 49
6 XAdES baseline signatures . 51
6.1 Signature levels . 51
6.2 General requirements . 51
6.2.1 Algorithm requirements . 51
6.2.2 Notation for requirements . 52
6.3 Requirements on XAdES signature's elements, qualifying properties and services . 54
6.4 Legacy XAdES baseline signatures . 60
Annex A (normative): Additional Qualifying Properties Specification . 61
A.1 Qualifying properties for validation data . 61
A.1.1 The CompleteCertificateRefsV2 qualifying property . 61
A.1.2 The CompleteRevocationRefs qualifying property . 62
A.1.3 The AttributeCertificateRefsV2 qualifying property . 65
A.1.4 The AttributeRevocationRefs qualifying property . 66
A.1.5 Time-stamps on references to validation data . 66
A.1.5.1 The SigAndRefsTimeStampV2 qualifying property . 66
A.1.5.1.1 Semantics and syntax . 66
A.1.5.1.2 Not distributed case . 67
A.1.5.1.3 Distributed case . 67
A.1.5.2 The RefsOnlyTimeStampV2 qualifying property . 68
A.1.5.2.1 Semantics and syntax . 68
A.1.5.2.2 Not distributed case . 68
A.1.5.2.3 Distributed case . 69
A.2 Deprecated qualifying properties . 69
A.2.1 Usage of deprecated qualifying properties . 69
A.2.2 The RenewedDigests qualifying property . 69
Annex B (normative): Alternative mechanisms for long term availability and integrity of
validation data . 70
Annex C (normative): XML Schema files . . 71
C.1 XML Schema file location for namespace http://uri.etsi.org/01903/v1.3.2# . 71
C.2 XML Schema file location for namespace http://uri.etsi.org/01903/v1.4.1# . 71
ETSI
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5 ETSI EN 319 132-1 V1.2.1 (2022-02)
Annex D (normative): Deprecated qualifying properties . 72
Annex E (informative): Change history . 73
History . 74
ETSI
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6 ETSI EN 319 132-1 V1.2.1 (2022-02)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its
Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Foreword
This European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI).
The present document is part 1 of a multi-part deliverable covering XAdES digital signatures, as identified below:
Part 1: "Building blocks and XAdES baseline signatures";
Part 2: "Extended XAdES signatures".
Part 3: "Incorporation of Evidence Record Syntax (ERS) mechanisms in XAdES".
Two .xsd files, whose locations are detailed in clauses C.1 and C.2, and which contain XML Schema definitions, are
contained in archive en_31913201v010201p0.zip which accompanies the present document.
National transposition dates
Date of adoption of this EN: 23 December 2021
Date of latest announcement of this EN (doa): 31 March 2022
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 30 September 2022
Date of withdrawal of any conflicting National Standard (dow): 30 September 2022
ETSI
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7 ETSI EN 319 132-1 V1.2.1 (2022-02)
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
Electronic commerce has emerged as a frequent way of doing business between companies across local, wide area and
global networks. Trust in this way of doing business is essential for the success and continued development of
electronic commerce. It is therefore important that companies using this electronic means of doing business have
suitable security controls and mechanisms in place to protect their transactions and to ensure trust and confidence with
their business partners. In this respect digital signatures are an important security component that can be used to protect
information and provide trust in electronic business.
The present document is intended to cover digital signatures supported by PKI and public key certificates, and aims to
meet the general requirements of the international community to provide trust and confidence in electronic transactions,
including, amongst other, applicable requirements from Regulation (EU) No 910/2014 [i.1].
The present document can be used for any transaction between an individual and a company, between two companies,
between an individual and a governmental body, etc. The present document is independent of any environment. It can
be applied to any environment e.g. smart cards, SIM cards, special programs for electronic signatures, etc.
The present document is part of a rationalized framework of standards (see ETSI TR 119 000 [i.10]). ETSI
TR 119 100 [i.11] provides guidance on how to use the present document within the aforementioned framework.
ETSI
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8 ETSI EN 319 132-1 V1.2.1 (2022-02)
1 Scope
The present document specifies XAdES digital signatures. XAdES signatures build on XML digital signatures [1], by
incorporation of signed and unsigned qualifying properties, which fulfil certain common requirements (such as the long
term validity of digital signatures, for instance) in a number of use cases.
The present document specifies XML Schema definitions for the aforementioned qualifying properties as well as
mechanisms for incorporating them into XAdES signatures.
The present document specifies formats for XAdES baseline signatures, which provide the basic features necessary for
a wide range of business and governmental use cases for electronic procedures and communications to be applicable to
a wide range of communities when there is a clear need for interoperability of digital signatures used in electronic
documents.
The present document defines four levels of XAdES baseline signatures addressing incremental requirements to
maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the
requirements addressed at levels that are below it. Each level requires the presence of certain XAdES qualifying
properties, suitably profiled for reducing the optionality as much as possible.
Procedures for creation, augmentation, and validation of XAdES digital signatures are out of scope and specified in
ETSI EN 319 102-1 [i.6]. Guidance on creation, augmentation and validation of XAdES digital signatures including the
usage of the different properties defined in the present document is provided in ETSI TR 119 100 [i.11].
The present document aims at supporting electronic signatures in different regulatory frameworks.
NOTE: Specifically but not exclusively, XAdES digital signatures specified in the present document aim at
supporting electronic signatures, advanced electronic signatures, qualified electronic signatures,
electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU)
No 910/2014 [i.1].
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference/.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
®
[1] W3C Recommendation (11 April 2013): "XML Signature Syntax and Processing. Version 1.1".
®
[2] W3C Recommendation Part 1 (28 October 2004): "XML Schema Part 1: Structures Second
Edition".
®
Recommendation Part 2 (28 October 2004): "XML Schema Part 2: Datatypes Second
[3] W3C
Edition".
[4] Recommendation ITU-T X.509: "Information technology - Open Systems Interconnection - The
Directory: Public-key and attribute certificate frameworks".
®
[5] W3C Recommendation (26 November 2008): "Extensible Markup Language (XML) 1.0".
[6] IETF RFC 6960: "X.509 Internet Public Key Infrastructure Online Certificate Status Protocol -
OCSP".
ETSI
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9 ETSI EN 319 132-1 V1.2.1 (2022-02)
[7] IETF RFC 3161: "Internet X.509 Public Key Infrastructure Time Stamp Protocol (TSP)".
[8] IETF RFC 3061: "A URN Namespace of Object Identifiers".
®
[9] W3C Recommendation (15 March 2001): "Canonical XML Version 1.0".
®
[10] W3C Recommendation (18 July 2002): "Exclusive XML Canonicalization Version 1.0".
®
[11] W3C Recommendation (2 May 2008): "Canonical XML Version 1.1".
[12] IETF RFC 3986: "Uniform Resource Identifier (URI): Generic Syntax".
®
[13] W3C Recommendation (8 November 2002): "XML-Signature XPath Filter 2.0".
[14] ISO/IEC 29500-2:2012: "Information technology -- Document description and processing
languages -- Office Open XML File Formats -- Part 2: Open Packaging Conventions".
[15] IETF RFC 5280: "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation
List (CRL) Profile".
[16] IETF RFC 5816: "ESSCertIDv2 Update for RFC 3161".
[17] IETF RFC 5035: "Enhanced Security Services (ESS) Update: Adding CertID Algorithm Agility".
[18] IETF RFC 2045: "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet
Message Bodies".
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] Regulation (EU) No 910/2014 of the European Parliament and of the Council on electronic
identification and trust services for electronic transactions in the internal market and repealing
Directive 1999/93/EC. OJ L 257, 28.08.2014, p. 73-114.
[i.2] ETSI TS 101 903 (V1.4.2): "Electronic Signatures and Infrastructures (ESI); XML Advanced
Electronic Signatures (XAdES)".
[i.3] ETSI TS 103 171 (V2.1.1): "Electronic Signatures and Infrastructures (ESI); XAdES Baseline
Profile".
[i.4] ETSI TR 119 001: "Electronic Sig
...
SLOVENSKI STANDARD
SIST EN 319 132-1 V1.2.1:2022
01-maj-2022
Elektronski podpisi in infrastruktura (ESI) - Digitalni podpisi XAdES - 1. del:
Gradniki in izhodiščni podpisi XAdES
Electronic Signatures and Infrastructures (ESI) - XAdES digital signatures - Part 1:
Building blocks and XAdES baseline signatures
Ta slovenski standard je istoveten z: ETSI EN 319 132-1 V1.2.1 (2022-02)
ICS:
35.040.01 Kodiranje informacij na Information coding in general
splošno
SIST EN 319 132-1 V1.2.1:2022 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
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SIST EN 319 132-1 V1.2.1:2022
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SIST EN 319 132-1 V1.2.1:2022
ETSI EN 319 132-1 V1.2.1 (2022-02)
EUROPEAN STANDARD
Electronic Signatures and Infrastructures (ESI);
XAdES digital signatures;
Part 1: Building blocks and XAdES baseline signatures
---------------------- Page: 3 ----------------------
SIST EN 319 132-1 V1.2.1:2022
2 ETSI EN 319 132-1 V1.2.1 (2022-02)
Reference
REN/ESI-0019132-1v121
Keywords
electronic signature, security, XAdES, XML
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Siret N° 348 623 562 00017 - APE 7112B
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° w061004871
Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
Notice of disclaimer & limitation of liability
The information provided in the present deliverable is directed solely to professionals who have the appropriate degree of
experience to understand and interpret its content in accordance with generally accepted engineering or
other professional standard and applicable regulations.
No recommendation as to products and services or vendors is made or should be implied.
In no event shall ETSI be held liable for loss of profits or any other incidental or consequential damages.
Any software contained in this deliverable is provided "AS IS" with no warranties, express or implied, including but not
limited to, the warranties of merchantability, fitness for a particular purpose and non-infringement of intellectual property
rights and ETSI shall not be held liable in any event for any damages whatsoever (including, without limitation, damages
for loss of profits, business interruption, loss of information, or any other pecuniary loss) arising out of or related to the use
of or inability to use the software.
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and
microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.
© ETSI 2022.
All rights reserved.
ETSI
---------------------- Page: 4 ----------------------
SIST EN 319 132-1 V1.2.1:2022
3 ETSI EN 319 132-1 V1.2.1 (2022-02)
Contents
Intellectual Property Rights . 6
Foreword . 6
Modal verbs terminology . 7
Introduction . 7
1 Scope . 8
2 References . 8
2.1 Normative references . 8
2.2 Informative references . 9
3 Definition of terms, symbols, abbreviations and terminology . 10
3.1 Terms . 10
3.2 Symbols . 11
3.3 Abbreviations . 11
3.4 Terminology . 12
4 General Syntax . 12
4.1 General requirements . 12
4.2 XML Namespaces . 12
4.3 The QualifyingProperties container . 13
4.3.1 Semantics and syntax . 13
4.3.2 The SignedProperties container . 14
4.3.3 The UnsignedProperties container . 14
4.3.4 The SignedSignatureProperties container . 15
4.3.5 The SignedDataObjectProperties container . 16
4.3.6 The UnsignedSignatureProperties container . 16
4.3.7 The UnsignedDataObjectProperties container. 17
4.4 Incorporating qualifying properties into XAdES signatures . 18
4.4.1 General requirements . 18
4.4.2 Signing properties . 18
4.4.3 The QualifyingPropertiesReference element . 19
4.5 Managing canonicalization of XML nodesets . 19
5 Qualifying properties semantics and syntax . 20
5.1 Auxiliary syntax . 20
5.1.1 The AnyType data type . 20
5.1.2 The ObjectIdentifierType data type . 20
5.1.3 The EncapsulatedPKIDataType data type . 21
5.1.4 Types for electronic time-stamps management. 22
5.1.4.1 Semantics . 22
5.1.4.2 Containers for electronic time-stamps . 22
5.1.4.3 The GenericTimeStampType data type . 23
5.1.4.4 The XAdESTimeStampType data type . 24
5.1.4.4.1 Semantics and syntax . 24
5.1.4.4.2 Include mechanism . 25
5.1.4.5 The OtherTimeStampType data type . 26
5.2 Basic qualifying properties for XAdES signatures . 27
5.2.1 The SigningTime qualifying property . 27
5.2.2 The SigningCertificateV2 qualifying property . 27
5.2.3 The CommitmentTypeIndication qualifying property . 28
5.2.4 The DataObjectFormat qualifying property . 29
5.2.5 The SignatureProductionPlaceV2 qualifying property . 30
5.2.6 The SignerRoleV2 qualifying property . 31
5.2.7 Countersignatures . 32
5.2.7.1 Countersignature identifier in Type attribute of ds:Reference . 32
ETSI
---------------------- Page: 5 ----------------------
SIST EN 319 132-1 V1.2.1:2022
4 ETSI EN 319 132-1 V1.2.1 (2022-02)
5.2.7.2 Enveloped countersignatures: the CounterSignature qualifying property . 32
5.2.8 Time-stamps on signed data objects . 34
5.2.8.1 The AllDataObjectsTimeStamp qualifying property . 34
5.2.8.2 The IndividualDataObjectsTimeStamp qualifying property . 35
5.2.9 The SignaturePolicyIdentifier qualifying property . 36
5.2.9.1 Semantics and syntax . 36
5.2.9.2 Signature policy qualifiers . 37
5.2.10 The SignaturePolicyStore qualifying property . 39
5.3 The SignatureTimeStamp qualifying property . 40
5.4 Qualifying Properties for validation data values . 40
5.4.1 The CertificateValues qualifying property . 40
5.4.2 The RevocationValues qualifying property . 41
5.4.3 The AttrAuthoritiesCertValues qualifying property . 42
5.4.4 The AttributeRevocationValues qualifying property . 43
5.5 Qualifying properties for long term availability and integrity of validation material . 43
5.5.1 The TimeStampValidationData qualifying property . 43
5.5.1.1 Semantics and syntax . 43
5.5.1.2 Use of URI attribute . 44
5.5.2 The ArchiveTimeStamp qualifying property defined in namespace with URI
"http://uri.etsi.org/01903/v1.4.1#" . 46
5.5.2.1 Semantics and syntax . 46
5.5.2.2 Not distributed case . 47
5.5.2.3 Distributed case . 48
5.5.3 The RenewedDigestsV2 qualifying property . 49
6 XAdES baseline signatures . 51
6.1 Signature levels . 51
6.2 General requirements . 51
6.2.1 Algorithm requirements . 51
6.2.2 Notation for requirements . 52
6.3 Requirements on XAdES signature's elements, qualifying properties and services . 54
6.4 Legacy XAdES baseline signatures . 60
Annex A (normative): Additional Qualifying Properties Specification . 61
A.1 Qualifying properties for validation data . 61
A.1.1 The CompleteCertificateRefsV2 qualifying property . 61
A.1.2 The CompleteRevocationRefs qualifying property . 62
A.1.3 The AttributeCertificateRefsV2 qualifying property . 65
A.1.4 The AttributeRevocationRefs qualifying property . 66
A.1.5 Time-stamps on references to validation data . 66
A.1.5.1 The SigAndRefsTimeStampV2 qualifying property . 66
A.1.5.1.1 Semantics and syntax . 66
A.1.5.1.2 Not distributed case . 67
A.1.5.1.3 Distributed case . 67
A.1.5.2 The RefsOnlyTimeStampV2 qualifying property . 68
A.1.5.2.1 Semantics and syntax . 68
A.1.5.2.2 Not distributed case . 68
A.1.5.2.3 Distributed case . 69
A.2 Deprecated qualifying properties . 69
A.2.1 Usage of deprecated qualifying properties . 69
A.2.2 The RenewedDigests qualifying property . 69
Annex B (normative): Alternative mechanisms for long term availability and integrity of
validation data . 70
Annex C (normative): XML Schema files . . 71
C.1 XML Schema file location for namespace http://uri.etsi.org/01903/v1.3.2# . 71
C.2 XML Schema file location for namespace http://uri.etsi.org/01903/v1.4.1# . 71
ETSI
---------------------- Page: 6 ----------------------
SIST EN 319 132-1 V1.2.1:2022
5 ETSI EN 319 132-1 V1.2.1 (2022-02)
Annex D (normative): Deprecated qualifying properties . 72
Annex E (informative): Change history . 73
History . 74
ETSI
---------------------- Page: 7 ----------------------
SIST EN 319 132-1 V1.2.1:2022
6 ETSI EN 319 132-1 V1.2.1 (2022-02)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its
Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Foreword
This European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI).
The present document is part 1 of a multi-part deliverable covering XAdES digital signatures, as identified below:
Part 1: "Building blocks and XAdES baseline signatures";
Part 2: "Extended XAdES signatures".
Part 3: "Incorporation of Evidence Record Syntax (ERS) mechanisms in XAdES".
Two .xsd files, whose locations are detailed in clauses C.1 and C.2, and which contain XML Schema definitions, are
contained in archive en_31913201v010201p0.zip which accompanies the present document.
National transposition dates
Date of adoption of this EN: 23 December 2021
Date of latest announcement of this EN (doa): 31 March 2022
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 30 September 2022
Date of withdrawal of any conflicting National Standard (dow): 30 September 2022
ETSI
---------------------- Page: 8 ----------------------
SIST EN 319 132-1 V1.2.1:2022
7 ETSI EN 319 132-1 V1.2.1 (2022-02)
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
Electronic commerce has emerged as a frequent way of doing business between companies across local, wide area and
global networks. Trust in this way of doing business is essential for the success and continued development of
electronic commerce. It is therefore important that companies using this electronic means of doing business have
suitable security controls and mechanisms in place to protect their transactions and to ensure trust and confidence with
their business partners. In this respect digital signatures are an important security component that can be used to protect
information and provide trust in electronic business.
The present document is intended to cover digital signatures supported by PKI and public key certificates, and aims to
meet the general requirements of the international community to provide trust and confidence in electronic transactions,
including, amongst other, applicable requirements from Regulation (EU) No 910/2014 [i.1].
The present document can be used for any transaction between an individual and a company, between two companies,
between an individual and a governmental body, etc. The present document is independent of any environment. It can
be applied to any environment e.g. smart cards, SIM cards, special programs for electronic signatures, etc.
The present document is part of a rationalized framework of standards (see ETSI TR 119 000 [i.10]). ETSI
TR 119 100 [i.11] provides guidance on how to use the present document within the aforementioned framework.
ETSI
---------------------- Page: 9 ----------------------
SIST EN 319 132-1 V1.2.1:2022
8 ETSI EN 319 132-1 V1.2.1 (2022-02)
1 Scope
The present document specifies XAdES digital signatures. XAdES signatures build on XML digital signatures [1], by
incorporation of signed and unsigned qualifying properties, which fulfil certain common requirements (such as the long
term validity of digital signatures, for instance) in a number of use cases.
The present document specifies XML Schema definitions for the aforementioned qualifying properties as well as
mechanisms for incorporating them into XAdES signatures.
The present document specifies formats for XAdES baseline signatures, which provide the basic features necessary for
a wide range of business and governmental use cases for electronic procedures and communications to be applicable to
a wide range of communities when there is a clear need for interoperability of digital signatures used in electronic
documents.
The present document defines four levels of XAdES baseline signatures addressing incremental requirements to
maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the
requirements addressed at levels that are below it. Each level requires the presence of certain XAdES qualifying
properties, suitably profiled for reducing the optionality as much as possible.
Procedures for creation, augmentation, and validation of XAdES digital signatures are out of scope and specified in
ETSI EN 319 102-1 [i.6]. Guidance on creation, augmentation and validation of XAdES digital signatures including the
usage of the different properties defined in the present document is provided in ETSI TR 119 100 [i.11].
The present document aims at supporting electronic signatures in different regulatory frameworks.
NOTE: Specifically but not exclusively, XAdES digital signatures specified in the present document aim at
supporting electronic signatures, advanced electronic signatures, qualified electronic signatures,
electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU)
No 910/2014 [i.1].
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference/.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
®
[1] W3C Recommendation (11 April 2013): "XML Signature Syntax and Processing. Version 1.1".
®
[2] W3C Recommendation Part 1 (28 October 2004): "XML Schema Part 1: Structures Second
Edition".
®
Recommendation Part 2 (28 October 2004): "XML Schema Part 2: Datatypes Second
[3] W3C
Edition".
[4] Recommendation ITU-T X.509: "Information technology - Open Systems Interconnection - The
Directory: Public-key and attribute certificate frameworks".
®
[5] W3C Recommendation (26 November 2008): "Extensible Markup Language (XML) 1.0".
[6] IETF RFC 6960: "X.509 Internet Public Key Infrastructure Online Certificate Status Protocol -
OCSP".
ETSI
---------------------- Page: 10 ----------------------
SIST EN 319 132-1 V1.2.1:2022
9 ETSI EN 319 132-1 V1.2.1 (2022-02)
[7] IETF RFC 3161: "Internet X.509 Public Key Infrastructure Time Stamp Protocol (TSP)".
[8] IETF RFC 3061: "A URN Namespace of Object Identifiers".
®
[9] W3C Recommendation (15 March 2001): "Canonical XML Version 1.0".
®
[10] W3C Recommendation (18 July 2002): "Exclusive XML Canonicalization Version 1.0".
®
[11] W3C Recommendation (2 May 2008): "Canonical XML Version 1.1".
[12] IETF RFC 3986: "Uniform Resource Identifier (URI): Generic Syntax".
®
[13] W3C Recommendation (8 November 2002): "XML-Signature XPath Filter 2.0".
[14] ISO/IEC 29500-2:2012: "Information technology -- Document description and processing
languages -- Office Open XML File Formats -- Part 2: Open Packaging Conventions".
[15] IETF RFC 5280: "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation
List (CRL) Profile".
[16] IETF RFC 5816: "ESSCertIDv2 Update for RFC 3161".
[17] IETF RFC 5035: "Enhanced Security Services (ESS) Update: Adding CertID Algorithm Agility".
[18] IETF RFC 2045: "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet
Message Bodies".
2.2 Informative references
References are either specific (identified by date of publication and/or edition num
...
Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
EUROPEAN STANDARD
Electronic Signatures and Infrastructures (ESI);
XAdES digital signatures;
Part 1: Building blocks and XAdES baseline signatures
---------------------- Page: 1 ----------------------
2 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Reference
REN/ESI-0019132-1v121
Keywords
electronic signature, security, XAdES, XML
ETSI
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The information provided in the present deliverable is directed solely to professionals who have the appropriate degree of
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No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and
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The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.
© ETSI 2021.
All rights reserved.
ETSI
---------------------- Page: 2 ----------------------
3 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Contents
Intellectual Property Rights . 6
Foreword . 6
Modal verbs terminology . 7
Introduction . 7
1 Scope . 8
2 References . 8
2.1 Normative references . 8
2.2 Informative references . 9
3 Definition of terms, symbols, abbreviations and terminology . 10
3.1 Terms . 10
3.2 Symbols . 11
3.3 Abbreviations . 11
3.3 Terminology . 12
4 General Syntax . 12
4.1 General requirements . 12
4.2 XML Namespaces . 12
4.3 The QualifyingProperties container . 13
4.3.1 Semantics and syntax . 13
4.3.2 The SignedProperties container . 14
4.3.3 The UnsignedProperties container . 14
4.3.4 The SignedSignatureProperties container . 15
4.3.5 The SignedDataObjectProperties container . 16
4.3.6 The UnsignedSignatureProperties container . 16
4.3.7 The UnsignedDataObjectProperties container. 17
4.4 Incorporating qualifying properties into XAdES signatures . 18
4.4.1 General requirements . 18
4.4.2 Signing properties . 18
4.4.3 The QualifyingPropertiesReference element . 19
4.5 Managing canonicalization of XML nodesets . 19
5 Qualifying properties semantics and syntax . 20
5.1 Auxiliary syntax . 20
5.1.1 The AnyType data type . 20
5.1.2 The ObjectIdentifierType data type . 20
5.1.3 The EncapsulatedPKIDataType data type . 21
5.1.4 Types for electronic time-stamps management. 22
5.1.4.1 Semantics . 22
5.1.4.2 Containers for electronic time-stamps . 22
5.1.4.3 The GenericTimeStampType data type . 23
5.1.4.4 The XAdESTimeStampType data type . 24
5.1.4.4.1 Semantics and syntax . 24
5.1.4.4.2 Include mechanism . 25
5.1.4.5 The OtherTimeStampType data type . 26
5.2 Basic qualifying properties for XAdES signatures . 27
5.2.1 The SigningTime qualifying property . 27
5.2.2 The SigningCertificateV2 qualifying property . 27
5.2.3 The CommitmentTypeIndication qualifying property . 28
5.2.4 The DataObjectFormat qualifying property . 29
5.2.5 The SignatureProductionPlaceV2 qualifying property . 30
5.2.6 The SignerRoleV2 qualifying property . 31
5.2.7 Countersignatures . 32
5.2.7.1 Countersignature identifier in Type attribute of ds:Reference . 32
ETSI
---------------------- Page: 3 ----------------------
4 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
5.2.7.2 Enveloped countersignatures: the CounterSignature qualifying property . 32
5.2.8 Time-stamps on signed data objects . 34
5.2.8.1 The AllDataObjectsTimeStamp qualifying property . 34
5.2.8.2 The IndividualDataObjectsTimeStamp qualifying property . 35
5.2.9 The SignaturePolicyIdentifier qualifying property . 36
5.2.9.1 Semantics and syntax . 36
5.2.9.2 Signature policy qualifiers . 37
5.2.10 The SignaturePolicyStore qualifying property . 39
5.3 The SignatureTimeStamp qualifying property . 40
5.4 Qualifying Properties for validation data values . 40
5.4.1 The CertificateValues qualifying property . 40
5.4.2 The RevocationValues qualifying property . 41
5.4.3 The AttrAuthoritiesCertValues qualifying property . 42
5.4.4 The AttributeRevocationValues qualifying property . 43
5.5 Qualifying properties for long term availability and integrity of validation material . 43
5.5.1 The TimeStampValidationData qualifying property . 43
5.5.1.1 Semantics and syntax . 43
5.5.1.2 Use of URI attribute . 44
5.5.2 The ArchiveTimeStamp qualifying property defined in namespace with URI
"http://uri.etsi.org/01903/v1.4.1#" . 46
5.5.2.1 Semantics and syntax . 46
5.5.2.2 Not distributed case . 47
5.5.2.3 Distributed case . 48
5.5.3 The RenewedDigestsV2 qualifying property . 49
6 XAdES baseline signatures . 51
6.1 Signature levels . 51
6.2 General requirements . 51
6.2.1 Algorithm requirements . 51
6.2.2 Notation for requirements . 52
6.3 Requirements on XAdES signature's elements, qualifying properties and services . 54
6.4 Legacy XAdES baseline signatures . 60
Annex A (normative): Additional Qualifying Properties Specification . 61
A.1 Qualifying properties for validation data . 61
A.1.1 The CompleteCertificateRefsV2 qualifying property . 61
A.1.2 The CompleteRevocationRefs qualifying property . 62
A.1.3 The AttributeCertificateRefsV2 qualifying property . 65
A.1.4 The AttributeRevocationRefs qualifying property . 66
A.1.5 Time-stamps on references to validation data . 66
A.1.5.1 The SigAndRefsTimeStampV2 qualifying property . 66
A.1.5.1.1 Semantics and syntax . 66
A.1.5.1.2 Not distributed case . 67
A.1.5.1.3 Distributed case . 67
A.1.5.2 The RefsOnlyTimeStampV2 qualifying property . 68
A.1.5.2.1 Semantics and syntax . 68
A.1.5.2.2 Not distributed case . 68
A.1.5.2.3 Distributed case . 69
A.2 Deprecated qualifying properties . 69
A.2.1 Usage of deprecated qualifying properties . 69
A.2.2 The RenewedDigests qualifying property . 69
Annex B (normative): Alternative mechanisms for long term availability and integrity of
validation data . 70
Annex C (normative): XML Schema files . . 71
C.1 XML Schema file location for namespace http://uri.etsi.org/01903/v1.3.2# . 71
C.2 XML Schema file location for namespace http://uri.etsi.org/01903/v1.4.1# . 71
ETSI
---------------------- Page: 4 ----------------------
5 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Annex D (normative): Deprecated qualifying properties . 72
Annex E (informative): Change history . 73
History . 74
ETSI
---------------------- Page: 5 ----------------------
6 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its
Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Foreword
This draft European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI standards EN
Approval Procedure.
The present document is part 1 of a multi-part deliverable covering XAdES digital signatures, as identified below:
Part 1: "Building blocks and XAdES baseline signatures";
Part 2: "Extended XAdES signatures".
Two .xsd files, whose locations are detailed in clauses C.1 and C.2, and which contain XML Schema definitions, are
contained in archive en_31913201v010200a0.zip which accompanies the present document.
Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 6 months after doa
ETSI
---------------------- Page: 6 ----------------------
7 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
Electronic commerce has emerged as a frequent way of doing business between companies across local, wide area and
global networks. Trust in this way of doing business is essential for the success and continued development of
electronic commerce. It is therefore important that companies using this electronic means of doing business have
suitable security controls and mechanisms in place to protect their transactions and to ensure trust and confidence with
their business partners. In this respect digital signatures are an important security component that can be used to protect
information and provide trust in electronic business.
The present document is intended to cover digital signatures supported by PKI and public key certificates, and aims to
meet the general requirements of the international community to provide trust and confidence in electronic transactions,
including, amongst other, applicable requirements from Regulation (EU) No 910/2014 [i.1].
The present document can be used for any transaction between an individual and a company, between two companies,
between an individual and a governmental body, etc. The present document is independent of any environment. It can
be applied to any environment e.g. smart cards, SIM cards, special programs for electronic signatures, etc.
The present document is part of a rationalized framework of standards (see ETSI TR 119 000 [i.10]). ETSI
TR 119 100 [i.11] provides guidance on how to use the present document within the aforementioned framework.
ETSI
---------------------- Page: 7 ----------------------
8 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
1 Scope
The present document specifies XAdES digital signatures. XAdES signatures build on XML digital signatures [1], by
incorporation of signed and unsigned qualifying properties, which fulfil certain common requirements (such as the long
term validity of digital signatures, for instance) in a number of use cases.
The present document specifies XML Schema definitions for the aforementioned qualifying properties as well as
mechanisms for incorporating them into XAdES signatures.
The present document specifies formats for XAdES baseline signatures, which provide the basic features necessary for
a wide range of business and governmental use cases for electronic procedures and communications to be applicable to
a wide range of communities when there is a clear need for interoperability of digital signatures used in electronic
documents.
The present document defines four levels of XAdES baseline signatures addressing incremental requirements to
maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the
requirements addressed at levels that are below it. Each level requires the presence of certain XAdES qualifying
properties, suitably profiled for reducing the optionality as much as possible.
Procedures for creation, augmentation, and validation of XAdES digital signatures are out of scope and specified in
ETSI EN 319 102-1 [i.6]. Guidance on creation, augmentation and validation of XAdES digital signatures including the
usage of the different properties defined in the present document is provided in ETSI TR 119 100 [i.11].
The present document aims at supporting electronic signatures in different regulatory frameworks.
NOTE: Specifically but not exclusively, XAdES digital signatures specified in the present document aim at
supporting electronic signatures, advanced electronic signatures, qualified electronic signatures,
electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU)
No 910/2014 [i.1].
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference/.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
®
[1] W3C Recommendation (11 April 2013): "XML Signature Syntax and Processing. Version 1.1".
®
[2] W3C Recommendation Part 1 (28 October 2004): "XML Schema Part 1: Structures Second
Edition".
®
[3] W3C Recommendation Part 2 (28 October 2004): "XML Schema Part 2: Datatypes Second
Edition".
[4] Recommendation ITU-T X.509: "Information technology - Open Systems Interconnection - The
Directory: Public-key and attribute certificate frameworks".
®
[5] W3C Recommendation (26 November 2008): "Extensible Markup Language (XML) 1.0".
[6] IETF RFC 6960: "X.509 Internet Public Key Infrastructure Online Certificate Status Protocol -
OCSP".
ETSI
---------------------- Page: 8 ----------------------
9 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
[7] IETF RFC 3161: "Internet X.509 Public Key Infrastructure Time Stamp Protocol (TSP)".
[8] IETF RFC 3061: "A URN Namespace of Object Identifiers".
®
[9] W3C Recommendation (15 March 2001): "Canonical XML Version 1.0".
®
[10] W3C Recommendation (18 July 2002): "Exclusive XML Canonicalization Version 1.0".
®
[11] W3C Recommendation (2 May 2008): "Canonical XML Version 1.1".
[12] IETF RFC 3986: "Uniform Resource Identifier (URI): Generic Syntax".
®
[13] W3C Recommendation (8 November 2002): "XML-Signature XPath Filter 2.0".
[14] ISO/IEC 29500-2:2012: "Information technology -- Document description and processing
languages -- Office Open XML File Formats -- Part 2: Open Packaging Conventions".
[15] IETF RFC 5280: "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation
List (CRL) Profile".
[16] IETF RFC 5816: "ESSCertIDv2 Update for RFC 3161".
[17] IETF RFC 5035: "Enhanced Security Services (ESS) Update: Adding CertID Algorithm Agility".
[18] IETF RFC 2045: "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet
Message Bodies".
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] Regulation (EU) No 910/2014 of the European Parliament and of the Council on electronic
identification and trust services for electronic transactions in the internal market and repealing
Directive 1999/93/EC. OJ L 257, 28.08.2014, p. 73-114.
[i.2] ETSI TS 101 903 (V1.4.2): "Electronic Signatures and Infrastructures (ESI); XML Advanced
Electronic Signatures (XAdES)".
[i.3] ETSI TS 103 171 (V2.1.1): "Electronic Signatures and Infrastructures (E
...
SLOVENSKI STANDARD
oSIST prEN 319 132-1 V1.2.0:2021
01-december-2021
Elektronski podpisi in infrastruktura (ESI) - Digitalni podpisi XAdES - 1. del:
Gradniki in izhodiščni podpisi XAdES
Electronic Signatures and Infrastructures (ESI) - XAdES digital signatures - Part 1:
Building blocks and XAdES baseline signatures
Ta slovenski standard je istoveten z: ETSI EN 319 132-1 V1.2.0 (2021-09)
ICS:
35.040.01 Kodiranje informacij na Information coding in general
splošno
oSIST prEN 319 132-1 V1.2.0:2021 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
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oSIST prEN 319 132-1 V1.2.0:2021
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oSIST prEN 319 132-1 V1.2.0:2021
Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
EUROPEAN STANDARD
Electronic Signatures and Infrastructures (ESI);
XAdES digital signatures;
Part 1: Building blocks and XAdES baseline signatures
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oSIST prEN 319 132-1 V1.2.0:2021
2 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Reference
REN/ESI-0019132-1v121
Keywords
electronic signature, security, XAdES, XML
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© ETSI 2021.
All rights reserved.
ETSI
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oSIST prEN 319 132-1 V1.2.0:2021
3 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Contents
Intellectual Property Rights . 6
Foreword . 6
Modal verbs terminology . 7
Introduction . 7
1 Scope . 8
2 References . 8
2.1 Normative references . 8
2.2 Informative references . 9
3 Definition of terms, symbols, abbreviations and terminology . 10
3.1 Terms . 10
3.2 Symbols . 11
3.3 Abbreviations . 11
3.3 Terminology . 12
4 General Syntax . 12
4.1 General requirements . 12
4.2 XML Namespaces . 12
4.3 The QualifyingProperties container . 13
4.3.1 Semantics and syntax . 13
4.3.2 The SignedProperties container . 14
4.3.3 The UnsignedProperties container . 14
4.3.4 The SignedSignatureProperties container . 15
4.3.5 The SignedDataObjectProperties container . 16
4.3.6 The UnsignedSignatureProperties container . 16
4.3.7 The UnsignedDataObjectProperties container. 17
4.4 Incorporating qualifying properties into XAdES signatures . 18
4.4.1 General requirements . 18
4.4.2 Signing properties . 18
4.4.3 The QualifyingPropertiesReference element . 19
4.5 Managing canonicalization of XML nodesets . 19
5 Qualifying properties semantics and syntax . 20
5.1 Auxiliary syntax . 20
5.1.1 The AnyType data type . 20
5.1.2 The ObjectIdentifierType data type . 20
5.1.3 The EncapsulatedPKIDataType data type . 21
5.1.4 Types for electronic time-stamps management. 22
5.1.4.1 Semantics . 22
5.1.4.2 Containers for electronic time-stamps . 22
5.1.4.3 The GenericTimeStampType data type . 23
5.1.4.4 The XAdESTimeStampType data type . 24
5.1.4.4.1 Semantics and syntax . 24
5.1.4.4.2 Include mechanism . 25
5.1.4.5 The OtherTimeStampType data type . 26
5.2 Basic qualifying properties for XAdES signatures . 27
5.2.1 The SigningTime qualifying property . 27
5.2.2 The SigningCertificateV2 qualifying property . 27
5.2.3 The CommitmentTypeIndication qualifying property . 28
5.2.4 The DataObjectFormat qualifying property . 29
5.2.5 The SignatureProductionPlaceV2 qualifying property . 30
5.2.6 The SignerRoleV2 qualifying property . 31
5.2.7 Countersignatures . 32
5.2.7.1 Countersignature identifier in Type attribute of ds:Reference . 32
ETSI
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4 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
5.2.7.2 Enveloped countersignatures: the CounterSignature qualifying property . 32
5.2.8 Time-stamps on signed data objects . 34
5.2.8.1 The AllDataObjectsTimeStamp qualifying property . 34
5.2.8.2 The IndividualDataObjectsTimeStamp qualifying property . 35
5.2.9 The SignaturePolicyIdentifier qualifying property . 36
5.2.9.1 Semantics and syntax . 36
5.2.9.2 Signature policy qualifiers . 37
5.2.10 The SignaturePolicyStore qualifying property . 39
5.3 The SignatureTimeStamp qualifying property . 40
5.4 Qualifying Properties for validation data values . 40
5.4.1 The CertificateValues qualifying property . 40
5.4.2 The RevocationValues qualifying property . 41
5.4.3 The AttrAuthoritiesCertValues qualifying property . 42
5.4.4 The AttributeRevocationValues qualifying property . 43
5.5 Qualifying properties for long term availability and integrity of validation material . 43
5.5.1 The TimeStampValidationData qualifying property . 43
5.5.1.1 Semantics and syntax . 43
5.5.1.2 Use of URI attribute . 44
5.5.2 The ArchiveTimeStamp qualifying property defined in namespace with URI
"http://uri.etsi.org/01903/v1.4.1#" . 46
5.5.2.1 Semantics and syntax . 46
5.5.2.2 Not distributed case . 47
5.5.2.3 Distributed case . 48
5.5.3 The RenewedDigestsV2 qualifying property . 49
6 XAdES baseline signatures . 51
6.1 Signature levels . 51
6.2 General requirements . 51
6.2.1 Algorithm requirements . 51
6.2.2 Notation for requirements . 52
6.3 Requirements on XAdES signature's elements, qualifying properties and services . 54
6.4 Legacy XAdES baseline signatures . 60
Annex A (normative): Additional Qualifying Properties Specification . 61
A.1 Qualifying properties for validation data . 61
A.1.1 The CompleteCertificateRefsV2 qualifying property . 61
A.1.2 The CompleteRevocationRefs qualifying property . 62
A.1.3 The AttributeCertificateRefsV2 qualifying property . 65
A.1.4 The AttributeRevocationRefs qualifying property . 66
A.1.5 Time-stamps on references to validation data . 66
A.1.5.1 The SigAndRefsTimeStampV2 qualifying property . 66
A.1.5.1.1 Semantics and syntax . 66
A.1.5.1.2 Not distributed case . 67
A.1.5.1.3 Distributed case . 67
A.1.5.2 The RefsOnlyTimeStampV2 qualifying property . 68
A.1.5.2.1 Semantics and syntax . 68
A.1.5.2.2 Not distributed case . 68
A.1.5.2.3 Distributed case . 69
A.2 Deprecated qualifying properties . 69
A.2.1 Usage of deprecated qualifying properties . 69
A.2.2 The RenewedDigests qualifying property . 69
Annex B (normative): Alternative mechanisms for long term availability and integrity of
validation data . 70
Annex C (normative): XML Schema files . . 71
C.1 XML Schema file location for namespace http://uri.etsi.org/01903/v1.3.2# . 71
C.2 XML Schema file location for namespace http://uri.etsi.org/01903/v1.4.1# . 71
ETSI
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5 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Annex D (normative): Deprecated qualifying properties . 72
Annex E (informative): Change history . 73
History . 74
ETSI
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6 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The declarations
pertaining to these essential IPRs, if any, are publicly available for ETSI members and non-members, and can be
found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to
ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the
ETSI Web server (https://ipr.etsi.org/).
Pursuant to the ETSI Directives including the ETSI IPR Policy, no investigation regarding the essentiality of IPRs,
including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not
referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become,
essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its
Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP
Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the
®
oneM2M Partners. GSM and the GSM logo are trademarks registered and owned by the GSM Association.
Foreword
This draft European Standard (EN) has been produced by ETSI Technical Committee Electronic Signatures and
Infrastructures (ESI), and is now submitted for the combined Public Enquiry and Vote phase of the ETSI standards EN
Approval Procedure.
The present document is part 1 of a multi-part deliverable covering XAdES digital signatures, as identified below:
Part 1: "Building blocks and XAdES baseline signatures";
Part 2: "Extended XAdES signatures".
Two .xsd files, whose locations are detailed in clauses C.1 and C.2, and which contain XML Schema definitions, are
contained in archive en_31913201v010200a0.zip which accompanies the present document.
Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 6 months after doa
ETSI
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oSIST prEN 319 132-1 V1.2.0:2021
7 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
Electronic commerce has emerged as a frequent way of doing business between companies across local, wide area and
global networks. Trust in this way of doing business is essential for the success and continued development of
electronic commerce. It is therefore important that companies using this electronic means of doing business have
suitable security controls and mechanisms in place to protect their transactions and to ensure trust and confidence with
their business partners. In this respect digital signatures are an important security component that can be used to protect
information and provide trust in electronic business.
The present document is intended to cover digital signatures supported by PKI and public key certificates, and aims to
meet the general requirements of the international community to provide trust and confidence in electronic transactions,
including, amongst other, applicable requirements from Regulation (EU) No 910/2014 [i.1].
The present document can be used for any transaction between an individual and a company, between two companies,
between an individual and a governmental body, etc. The present document is independent of any environment. It can
be applied to any environment e.g. smart cards, SIM cards, special programs for electronic signatures, etc.
The present document is part of a rationalized framework of standards (see ETSI TR 119 000 [i.10]). ETSI
TR 119 100 [i.11] provides guidance on how to use the present document within the aforementioned framework.
ETSI
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8 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
1 Scope
The present document specifies XAdES digital signatures. XAdES signatures build on XML digital signatures [1], by
incorporation of signed and unsigned qualifying properties, which fulfil certain common requirements (such as the long
term validity of digital signatures, for instance) in a number of use cases.
The present document specifies XML Schema definitions for the aforementioned qualifying properties as well as
mechanisms for incorporating them into XAdES signatures.
The present document specifies formats for XAdES baseline signatures, which provide the basic features necessary for
a wide range of business and governmental use cases for electronic procedures and communications to be applicable to
a wide range of communities when there is a clear need for interoperability of digital signatures used in electronic
documents.
The present document defines four levels of XAdES baseline signatures addressing incremental requirements to
maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the
requirements addressed at levels that are below it. Each level requires the presence of certain XAdES qualifying
properties, suitably profiled for reducing the optionality as much as possible.
Procedures for creation, augmentation, and validation of XAdES digital signatures are out of scope and specified in
ETSI EN 319 102-1 [i.6]. Guidance on creation, augmentation and validation of XAdES digital signatures including the
usage of the different properties defined in the present document is provided in ETSI TR 119 100 [i.11].
The present document aims at supporting electronic signatures in different regulatory frameworks.
NOTE: Specifically but not exclusively, XAdES digital signatures specified in the present document aim at
supporting electronic signatures, advanced electronic signatures, qualified electronic signatures,
electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU)
No 910/2014 [i.1].
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference/.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
®
[1] W3C Recommendation (11 April 2013): "XML Signature Syntax and Processing. Version 1.1".
®
[2] W3C Recommendation Part 1 (28 October 2004): "XML Schema Part 1: Structures Second
Edition".
®
[3] W3C Recommendation Part 2 (28 October 2004): "XML Schema Part 2: Datatypes Second
Edition".
[4] Recommendation ITU-T X.509: "Information technology - Open Systems Interconnection - The
Directory: Public-key and attribute certificate frameworks".
®
[5] W3C Recommendation (26 November 2008): "Extensible Markup Language (XML) 1.0".
[6] IETF RFC 6960: "X.509 Internet Public Key Infrastructure Online Certificate Status Protocol -
OCSP".
ETSI
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9 Draft ETSI EN 319 132-1 V1.2.0 (2021-09)
[7] IETF RFC 3161: "Internet X.509 Public Key Infrastructure Time Stamp Protocol (TSP)".
[8] IETF RFC 3061: "A URN Namespace of Object Identifiers".
®
[9] W3C Recommendation (15 March 2001): "Canonical XML Version 1.0".
®
[10] W3C Recommendation (18 July 2002): "Exclusive XML Canonicalization Version 1.0".
®
[11] W3C Recommendation (2 May 2008): "Canonical XML Version 1.1".
[12] IETF RFC 3986: "Uniform Resource Identifier (URI): Generic Syntax".
®
[13] W3C Recommendation (8 November 2002): "XML-Signature XPath Filter 2.0".
[14] ISO/IEC 29500-2:2012: "Information technology -- Document description and processing
languages -- Office Open XML File Formats -- Part 2: Open Packaging Conventions".
[15] IETF RFC 5280: "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation
List (CRL) Profile".
[16] IETF RFC 5816: "ESSCertIDv2 Update for RFC 3161".
[17] IETF RFC 5035: "Enhanced Security Services (ESS) Update: Adding CertID Algorithm Agility".
[18] IETF RFC 2045: "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet
Message Bodies".
2.2 Infor
...
Questions, Comments and Discussion
Ask us and Technical Secretary will try to provide an answer. You can facilitate discussion about the standard in here.