ISO/IEC 10026-3:1998

INTERNATIONAL ISO/IEC
STANDARD 10026-3
Third edition
1998-12-15
Information technology — Open Systems
Interconnection — Distributed Transaction
Processing —
Part 3:
Protocol specification
Technologies de l'information — Interconnexion de systèmes ouverts
(OSI) — Traitement transactionnel réparti —
Partie 3: Spécification du protocole
Reference number
B C
ISO/IEC 10026-3 : 1998 (E)
Contents. Page
Foreword . xi
Introduction. xii
1 Scope.1
2 Normative references .1
3 Definitions.2
4 Abbreviations.3
5 Conventions.3
6 Model of the PM.3
6.1 Overview.3
6.1.1 Principles of association usage.4
6.1.2 Functional unit capabilities and selection.4
6.1.3 Dialogue establishment.5
6.1.4 Soliciting dialogue establishment .6
6.1.5 Channel management.6
6.1.6 Channel utilization.7
6.1.7 Token control .7
6.1.8 Collisions of Ready Signals.8
6.1.9 Concatenation/separation .8
6.1.10 Embedding .9
6.2 OSI TP Protocol structure.9
6.2.1 Components of the PM .9
7 Execution Rules.12
7.1 Operation of the PM.12
7.1.1 Relationship of SAO(s) to MACF(s) .12
7.1.2 Input events to the PM .12
7.1.3 Action sequences.12
7.1.4 SACF queuing.13
7.1.5 Input event blocking at the PSAP.13
7.1.6 PM error conditions .14
7.2 Procedure rules.14
7.3 Definitions .16
7.4 Log records used by the PM.27
7.4.1 Log-ready record.27
7.4.2 Log-commit record .27
7.4.3 Log-heuristic record .27
7.4.4 Log-damage record.28
7.5 Recovery-context-handle.28
8 Use of ACSE, CCR and the Presentation Layer .28
8.1 Introduction .28
©  ISO/IEC 1998
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or
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ISO/IEC Copyright Office • Case postale 56 • CH-1211 Genève 20 • Switzerland
Printed in Switzerland
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8.2 Use of ACSE Service primitives.28
8.2.1 Use of the A-ASSOCIATE parameters .29
8.2.2 Use of the A-RELEASE parameters .29
8.2.3 Use of the A-ABORT and A-P-ABORT parameters.30
8.3 Use of CCR Service primitives.30
8.4 Use of the Presentation Layer .32
8.4.1 Use of Presentation Service primitives .32
8.4.2 Mapping of C-ROLLBACK-RI to Presentation .32
8.5 Association Management.32
8.5.1 Introduction.32
8.5.2 Association/dialogue compatibility.33
8.5.3 Association/channel compatibility.33
8.5.4 Initiating an association establishment.34
8.5.5 Receiving an association establishment indication .35
8.5.6 Responding to association establishment.36
8.5.7 Receiving confirmation of association establishment.37
8.5.8 Initiating an association release .38
8.5.9 Aborting an association.38
8.5.10 Initiating a dialogue solicitation.38
8.5.11 Responding to a dialogue solicitation.38
8.5.12 Receiving a rejection of a dialogue solictation .39
8.5.13 Successful dialogue solicitation.39
9 TP-ASE description .39
9.1 Introduction .39
9.2 AF Service Definition .40
9.2.1 AF-BEGIN-DIALOGUE .40
9.2.2 AF-BID.41
9.2.3 AF-END-DIALOGUE .41
9.2.4 AF-U-ERROR.41
9.2.5 AF-ABORT .41
9.2.6 AF-GRANT-CONTROL.41
9.2.7 AF-REQUEST-CONTROL .41
9.2.8 AF-HANDSHAKE .41
9.2.9 AF-HANDSHAKE-AND-GRANT-CONTROL.42
9.2.10 AF-DEFER .42
9.2.11 AF-BEGIN-TRANSACTION .42
9.2.12 AF-PREPARE .42
9.2.13 AF-REPORT .42
9.2.14 AF-ABORT-AND-REPORT.42
9.2.15 AF-NOCHANGE.43
9.2.16 AF-EARLY-EXIT.43
9.2.17 AF-RECOVER.43
9.2.18 AF-TOKEN-GIVE .43
9.2.19 AF-TOKEN-PLEASE.43
9.2.20 AF-SOLICIT-DIALOGUE.43
9.3 AF-Services and TP APDUs: parameters and field Mappings.43
9.3.1 AF-BEGIN-DIALOGUE request/indication/response/confirm, TP-BEGIN-
DIALOGUE-RI/-RC APDU.43
9.3.2 AF-BID request/indication/response/ confirm, TP-BID-RI/-RC APDU.46
9.3.3 AF-END-DIALOGUE request/ indication/response/confirm, TP-END-DIALOGUE-
RI/-RC APDU .47
9.3.4 AF-U-ERROR request/indication/response/confirm, TP-U-ERROR-RI/-RC APDU.47
9.3.5 AF-ABORT request/indication, TP-ABORT-RI APDU.48
9.3.6 AF-GRANT-CONTROL request/ indication, TP-GRANT-CONTROL-RI APDU.49
9.3.7 AF-REQUEST-CONTROL request/ indication, TP-REQUEST-CONTROL-RI
APDU.49
9.3.8 AF-HANDSHAKE request/indication/ response/confirm, TP-HANDSHAKE-RI/-RC
APDU.49
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9.3.9 AF-HANDSHAKE-AND-GRANT-CONTROL request/indication/response confirm,
TP-HANDSHAKE-AND-GRANT-CONTROL-RI/-RC APDU .49
9.3.10 AF-BEGIN-TRANSACTION request/indication, TP-BEGIN-TRANSACTION-RI
APDU .49
9.3.11 AF-DEFER request/indication, TP-DEFER-RI APDU .50
9.3.12 AF-PREPARE request/indication, TP-PREPARE-RI APDU .50
9.3.13 AF-REPORT request/ indication, TP-REPORT-RI APDU.50
9.3.14 AF-ABORT-AND-REPORT request/indication.52
9.3.15 AF-NOCHANGE request/indication, TP-NEXT-TID-RI APDU .53
9.3.16 AF-EARLY-EXIT request/indication/ response/confirm, TP-EARLY-EXIT-RI/-RC
APDU .53
9.3.17 AF-RECOVER request/indication, TP-RECOVER-RI APDU.54
9.3.18 AF-TOKEN-GIVE request/indication, TP-TOKEN-GIVE-RI APDU .54
9.3.19 AF-TOKEN-PLEASE request/ indication, TP-TOKEN-PLEASE-RI APDU .55
9.3.20 AF-SOLICIT-DIALOGUE request/indication/response/confirm.55
9.4 Procedures.55
9.4.1 AF-BEGIN-DIALOGUE request .56
9.4.2 TP-BEGIN-DIALOGUE-RI TP APDU.56
9.4.3 AF-BEGIN-DIALOGUE response.56
9.4.4 TP-BEGIN-DIALOGUE-RC TP APDU .56
9.4.5 AF-BID request .56
9.4.6 TP-BID-RI TP APDU .56
9.4.7 AF-BID response.56
9.4.8 TP-BID-RC TP APDU .56
9.4.9 AF-END-DIALOGUE request.56
9.4.10 TP-END-DIALOGUE-RI TP APDU.56
9.4.11 AF-END-DIALOGUE response .56
9.4.12 TP-END-DIALOGUE-RC TP APDU.56
9.4.13 AF-U-ERROR request.56
9.4.14 TP-U-ERROR-RI TP APDU .57
9.4.15 AF-U-ERROR response.57
9.4.16 TP-U-ERROR-RC TP APDU.57
9.4.17 AF-ABORT request.57
9.4.18 TP-ABORT-RI TP APDU.57
9.4.19 AF-GRANT-CONTROL request.57
9.4.20 TP-GRANT-CONTROL-RI TP APDU .57
9.4.21 AF-REQUEST-CONTROL request .57
9.4.22 TP-REQUEST-CONTROL-RI TP APDU.57
9.4.23 AF-HANDSHAKE request .57
9.4.24 TP-HANDSHAKE-RI TP APDU.57
9.4.25 AF-HANDSHAKE response .57
9.4.26 TP-HANDSHAKE-RC TP APDU .57
9.4.27 AF-HANDSHAKE-AND-GRANT-CONTROL request .57
9.4.28 TP-HANDSHAKE-AND-GRANT-CONTROL-RI TP APDU .57
9.4.29 AF-HANDSHAKE-AND-GRANT-CONTROL response.58
9.4.30 TP-HANDSHAKE-AND-GRANT-CONTROL-RC TP APDU .58
9.4.31 AF-DEFER request .58
9.4.32 TP-DEFER-RI TP APDU.58
9.4.33 AF-BEGIN-TRANSACTION request .58
9.4.34 C-BEGIN indication .58
9.4.35 AF-PREPARE request .58
9.4.36 C-PREPARE indication .58
9.4.37 AF-REPORT request .58
9.4.38 TP-REPORT-RI TP APDU.58
9.4.39 AF-ABORT-AND-REPORT request.58
9.4.40 TP-ABORT-AND-REPORT-RI TP APDU.59
9.4.41 AF-EARLY-EXIT request .59
9.4.42 AF-EARLY-EXIT response.59
9.4.43 AF-RECOVER request.59
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9.4.44 C-RECOVER indication.59
9.4.45 A-ABORT indication .59
9.4.46 C-ROLLBACK indication .59
9.4.47 C-ROLLBACK confirm .60
9.4.48 AF-NOCHANGE request.60
9.4.49 C-NOCHANGE indication .60
9.4.50 C-NOCHANGE confirm.60
9.4.51 C-COMMIT indication.60
9.4.52 C-COMMIT confirm .61
9.4.53 C-RECOVER confirm.61
9.4.54 P-TOKEN-GIVE (sync-minor) indication .61
9.4.55 AF-TOKEN-GIVE request .61
9.4.56 P-TOKEN-PLEASE (sync-minor) indication.61
9.4.57 AF-TOKEN-PLEASE request.61
9.4.58 AF-SOLICIT-DIALOGUE request.61
9.4.59 TP-SOLICIT-DIALOGUE-RI TP APDU .61
9.4.60 AF-SOLICIT-DIALOGUE response.61
9.4.61 TP-SOLICIT-DIALOGUE-RC TP APDU.62
9.5 Mapping .62
10 SACF description.63
10.1 Introduction .63
10.2 SACF states.63
10.3 Service definitions for SAF services .64
10.3.1 SAF-DETACH-ASSOCIATION request .64
10.3.2 SAF-ASSOCIATION-LOST indication.65
10.3.3 SAF-SOLICIT-DIALOGUE request/indication/response/confirm .65
10.4 Procedures for SAF primitives .65
10.4.1 SAF-DETACH-ASSOCIATION request .65
10.4.2 SAF-SOLICIT-DIALOGUE request .66
10.4.3 SAF-SOLICIT-DIALOGUE response .66
10.5 Procedures for TP-ASE, CCR, ACSE, and Presentation Service Primitives.66
10.5.1 AF-BEGIN-DIALOGUE request .66
10.5.2 AF-BEGIN-DIALOGUE indication .68
10.5.3 AF-BEGIN-DIALOGUE response.69
10.5.4 AF-BEGIN-DIALOGUE confirm.69
10.5.5 AF-BID indication .69
10.5.6 AF-BID confirm.70
10.5.7 AF-END-DIALOGUE request.71
10.5.8 AF-END-DIALOGUE indication.71
10.5.9 AF-END-DIALOGUE confirm .71
10.5.10 AF-U-ERROR request.71
10.5.11 AF-U-ERROR indication .71
10.5.12 AF-U-ERROR confirm.71
10.5.13 AF-ABORT request .72
10.5.14 AF-ABORT (provider, abortRI) indication.72
10.5.15 AF-ABORT (user, dataRI) indication.72
10.5.16 A-ABORT request .72
10.5.17 A-RELEASE (Result=affirmative) response.72
10.5.18 A-[P-]ABORT indication or A-RELEASE (Result=affirmative) confirm.73
10.5.19 AF-GRANT-CONTROL request.73
10.5.20 AF-GRANT-CONTROL indication.73
10.5.21 AF-REQUEST-CONTROL request .73
10.5.22 AF-REQUEST-CONTROL indication.73
10.5.23 AF-HANDSHAKE request .73
10.5.24 AF-HANDSHAKE indication.74
10.5.25 AF-HANDSHAKE confirm .74
10.5.26 AF-HANDSHAKE-AND-GRANT-CONTROL request .74
10.5.27 AF-HANDSHAKE-AND-GRANT-CONTROL indication .74
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10.5.28 AF-HANDSHAKE-AND-GRANT-CONTROL confirm.74
10.5.29 AF-DEFER request .74
10.5.30 AF-DEFER indication .75
10.5.31 AF-PREPARE request .75
10.5.32 AF-PREPARE indication .75
10.5.33 AF-REPORT (commitRC) indication, or AF-REPORT (recoverDoneRC)
indication .75
10.5.34 C-BEGIN request or AF-BEGIN-TRANSACTION request.75
10.5.35 C-BEGIN indication or AF-BEGIN-TRANSACTION indication.75
10.5.36 C-BEGIN confirm .76
10.5.37 C-READY indication.76
10.5.38 C-COMMIT indication or C-COMMIT+C-BEGIN indication.76
10.5.39 AF-ABORT (user, commitRI) indication or AF-ABORT (user, commitRC)
indication .76
10.5.40 C-COMMIT confirm.76
10.5.41 AF-ABORT-AND-REPORT (commitRC) indication.76
10.5.42 C-ROLLBACK request .77
10.5.43 C-ROLLBACK indication .77
10.5.44 AF-ABORT-AND-REPORT request or AF-REPORT request.78
10.5.45 AF-ABORT-AND-REPORT (dataRI) indication or AF-REPORT (user, dataRI)
indication .78
10.5.46 AF-ABORT (user/provider,rollbackRI) indication, AF-ABORT-AND-REPORT
(rollbackRI) indication, AF-REPORT (rollbackRI) indication or AF-EARLY-EXIT
indication .78
10.5.47 C-ROLLBACK confirm, AF-REPORT (rollbackRC) indication, AF-ABORT
(user/provider, rollbackRC) indication or AF-ABORT-AND-REPORT
(rollbackRC) indication .79
10.5.48 AF-NOCHANGE request or C-NOCHANGE request.79
10.5.49 C-NOCHANGE indication or AF-NOCHANGE indication .79
10.5.50 C-NOCHANGE confirm.79
10.5.51 AF-EARLY-EXIT confirm.79
10.5.52 AF-RECOVER indication .79
10.5.53 C-RECOVER request or AF-RECOVER request.80
10.5.54 C-RECOVER indication .80
10.5.55 C-RECOVER confirm.80
10.5.56 U-ASE request .80
10.5.57 U-ASE indication .80
10.5.58 AF-TOKEN-GIVE (regular) indication .80
10.5.59 AF-TOKEN-GIVE (keep) indication.81
10.5.60 AF-TOKEN-GIVE (two-way-recovery) request .82
10.5.61 AF-TOKEN-GIVE (two-way-recovery) indication .82
10.5.62 P-TOKEN-GIVE (sync-minor) indication .82
10.5.63 AF-TOKEN-PLEASE request.83
10.5.64 AF-TOKEN-PLEASE indication.83
10.5.65 P-TOKEN-PLEASE indication.83
10.5.66 AF-SOLICIT-DIALOGUE indication .84
10.5.67 AF-SOLICIT-DIALOGUE confirm.84
10.5.68 Protocol error .84
10.5.69 Other service primitives.84
10.6 SACF internal events.85
10.6.1 Unsolicited BID reject.85
10.7 Concatenation.85
10.7.1 Mapping precedence.85
10.7.2 Concatenation rules .85
10.8 Routeing.87
11 MACF description .87
11.1 Introduction .87
11.2 CAF service definition.88
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11.2.1 CAF-PLEASE request.88
11.2.2 CAF-GIVE indication .88
11.2.3 CAF-FAIL indication .89
11.2.4 CAF-DETACH request .89
11.2.5 CAF-RECOVER indication.90
11.3 Main procedures .90
11.3.1 TP-BEGIN-DIALOGUE request .90
11.3.2 AF-BEGIN-DIALOGUE indication (TPPM and CPM).91
11.3.3 TP-BEGIN-DIALOGUE response.92
11.3.4 AF-BEGIN-DIALOGUE (accepted) confirm on a Dialogue .93
11.3.5 AF-BEGIN-DIALOGUE (rejected, dataRI) confirm on a Dialogue.94
11.3.6 AF-BEGIN-DIALOGUE (rejected(user), rollbackRI) confirm.95
11.3.7 AF-BEGIN-DIALOGUE (rejected(user), rollbackRC) confirm .96
11.3.8 AF-BEGIN-DIALOGUE confirm (CPM) .96
11.3.9 SAF-ASSOCIATION-LOST indication.96
11.3.10 SAF-ASSOCIATION-LOST indication (CPM) .97
11.3.11 TP-END-DIALOGUE request.97
11.3.12 AF-END-DIALOGUE indication.98
11.3.13 AF-END-DIALOGUE indication (CPM) .100
11.3.14 TP-END-DIALOGUE response .100
11.3.15 AF-END-DIALOGUE confirm .100
11.3.16 TP-U-ERROR request.100
11.3.17 AF-U-ERROR indication .100
11.3.18 AF-U-ERROR confirm.101
11.3.19 TP-U-ABORT request .101
11.3.20 AF-ABORT (user, dataRI) indication.105
11.3.21 Protocol error, internal error, A[-P]-ABORT indication, AF-ABORT (provider,
abortRI) indication, A-ABORT request, A-RELEASE (Result=affirmative)
response, or A-RELEASE (Result=affirmative) confirm on a dialogue.107
11.3.22 Protocol error, internal error, A[-P]-ABORT indication, AF-ABORT (provider,
abortRI) indication, A-ABORT request, A-RELEASE (Result=affirmative)
response, or A-RELEASE (Result=affirmative) confirm on a channel .109
11.3.23 Protocol error, internal error, A[-P]-ABORT indication, AF-ABORT (provider,
abortRI) indication, A-RELEASE (Result=affirmative) response, or A-RELEASE
(Result=affirmative) confirm (CPM).110
11.3.24 TP-GRANT-CONTROL request.110
11.3.25 AF-GRANT-CONTROL indication.110
11.3.26 TP-REQUEST-CONTROL request .111
11.3.27 AF-REQUEST-CONTROL indication.111
11.3.28 TP-HANDSHAKE request .111
11.3.29 AF-HANDSHAKE indication.111
11.3.30 TP-HANDSHAKE response .112
11.3.31 AF-HANDSHAKE confirm .112
11.3.32 TP-HANDSHAKE-AND-GRANT-CONTROL request .112
11.3.33 AF-HANDSHAKE-AND-GRANT-CONTROL indication .112
11.3.34 TP-HANDSHAKE-AND-GRANT-CONTROL response.113
11.3.35 AF-HANDSHAKE-AND-GRANT-CONTROL confirm.113
11.3.36 TP-BEGIN-TRANSACTION request .113
11.3.37 C-BEGIN indication or AF-BEGIN-TRANSACTION indication.114
11.3.38 C-BEGIN confirm .115
11.3.39 TP-DATA request.115
11.3.40 U-ASE indication .115
11.3.41 TP-DEFERRED-END-DIALOGUE request.116
11.3.42 TP-DEFERRED-GRANT-CONTROL request.116
11.3.43 AF-DEFER indication .116
11.3.44 TP-PREPARE request .117
11.3.45 TP-COMMIT request.117
11.3.46 AF-PREPARE indication .118
11.3.47 C-READY indication.119
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11.3.48 C-COMMIT indication or C-COMMIT+C-BEGIN indication.119
11.3.49 AF-ABORT (user, commitRI) indication .120
11.3.50 TP-DONE request.120
11.3.51 C-COMMIT confirm or AF-REPORT (commitRC) indication .121
11.3.52 AF-ABORT (user, commitRC) indication or AF-ABORT-AND-REPORT
(commitRC) indication .122
11.3.53 TP-ROLLBACK request .123
11.3.54 C-ROLLBACK indication or AF-REPORT (rollbackRI) indication .123
11.3.55 C-CANCEL indication.124
11.3.56 AF-ABORT (user/provider, rollbackRI) indication or AF-ABORT-AND-REPORT
(rollbackRI) indication.124
11.3.57 C-ROLLBACK confirm or AF-REPORT (rollbackRC) indication .126
11.3.58 AF-ABORT (user/provider, rollbackRC) indication or AF-ABORT-AND-
REPORT (rollbackRC) indication .127
11.3.59 AF-REPORT (dataRI) indication or AF-ABORT-AND-REPORT (dataRI)
indication .128
11.3.60 TP-ONE-PHASE request .129
11.3.61 TP-READ-ONLY request .130
11.3.62 AF-NOCHANGE indication or C-NOCHANGE indication .131
11.3.63 TP-EARLY-EXIT request .132
11.3.64 AF-EARLY-EXIT indication .132
11.3.65 AF-EARLY-EXIT confirm.133
11.3.66 CAF-RECOVER (ready) indication .134
11.3.67 C-RECOVER (ready) indication or AF-RECOVER (ready) indication (CPM) .136
11.3.68 C-NOCHANGE confirm or AF-ABORT (user, nochangeRC) indication.
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