ISO/IEC 27033-4:2014
(Main)Information technology — Security techniques — Network security — Part 4: Securing communications between networks using security gateways
Information technology — Security techniques — Network security — Part 4: Securing communications between networks using security gateways
ISO/IEC 27033-4:2014 gives guidance for securing communications between networks using security gateways (firewall, application firewall, Intrusion Protection System, etc.) in accordance with a documented information security policy of the security gateways, including: identifying and analysing network security threats associated with security gateways; defining network security requirements for security gateways based on threat analysis; using techniques for design and implementation to address the threats and control aspects associated with typical network scenarios; and addressing issues associated with implementing, operating, monitoring and reviewing network security gateway controls.
Technologies de l'information — Techniques de sécurité - Sécurité de réseau — Partie 4: Sécurisation des communications entre réseaux en utilisant des portails de sécurité
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DRAFT INTERNATIONAL STANDARD ISO/IEC DIS 27033-4
ISO/IEC JTC 1 Secretariat: ANSI
Voting begins on Voting terminates on
2013-01-16 2013-04-16
INTERNATIONAL ORGANIZATION FOR STANDARDIZATION • МЕЖДУНАРОДНАЯ ОРГАНИЗАЦИЯ ПО СТАНДАРТИЗАЦИИ • ORGANISATION INTERNATIONALE DE NORMALISATION
INTERNATIONAL ELECTROTECHNICAL COMMISSION • МЕЖДУНАРОДНАЯ ЭЛЕКТРОТЕХНИЧЕСКАЯ КОММИСИЯ • COMMISSION ÉLECTROTECHNIQUE INTERNATIONALE
Information technology — Security techniques — Network
security —
Part 4:
Securing communications between networks using security
gateways
Technologies de l'information — Techniques de sécurité — Sécurité de réseau —
Partie 4: Sécurisation des communications entre réseaux en utilisant des portails de sécurité
[Revision of first edition (ISO/IEC 18028-3:2005)]
ICS 35.040
To expedite distribution, this document is circulated as received from the committee
secretariat. ISO Central Secretariat work of editing and text composition will be undertaken at
publication stage.
Pour accélérer la distribution, le présent document est distribué tel qu'il est parvenu du
secrétariat du comité. Le travail de rédaction et de composition de texte sera effectué au
Secrétariat central de l'ISO au stade de publication.
THIS DOCUMENT IS A DRAFT CIRCULATED FOR COMMENT AND APPROVAL. IT IS THEREFORE SUBJECT TO CHANGE AND MAY NOT BE
REFERRED TO AS AN INTERNATIONAL STANDARD UNTIL PUBLISHED AS SUCH.
R PURPOSES,
IN ADDITION TO THEIR EVALUATION AS BEING ACCEPTABLE FOR INDUSTRIAL, TECHNOLOGICAL, COMMERCIAL AND USE
DRAFT INTERNATIONAL STANDARDS MAY ON OCCASION HAVE TO BE CONSIDERED IN THE LIGHT OF THEIR POTENTIAL TO BECOME
STANDARDS TO WHICH REFERENCE MAY BE MADE IN NATIONAL REGULATIONS.
RECIPIENTS OF THIS DRAFT ARE INVITED TO SUBMIT, WITH THEIR COMMENTS, NOTIFICATION OF ANY RELEVANT PATENT RIGHTS OF WHICH
THEY ARE AWARE AND TO PROVIDE SUPPORTING DOCUMENTATION.
International Organization for Standardization, 2013
©
International Electrotechnical Commission, 2013
ISO/IEC DIS 27033-4
Copyright notice
This ISO document is a Draft International Standard and is copyright-protected by ISO. Except as permitted
under the applicable laws of the user's country, neither this ISO draft nor any extract from it may be
reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic,
photocopying, recording or otherwise, without prior written permission being secured.
Requests for permission to reproduce should be addressed to either ISO at the address below or ISO's
member body in the country of the requester.
ISO copyright office
Case postale 56 • CH-1211 Geneva 20
Tel. + 41 22 749 01 11
Fax + 41 22 749 09 47
E-mail copyright@iso.org
Web www.iso.org
Reproduction may be subject to royalty payments or a licensing agreement.
Violators may be prosecuted.
ii © ISO/IEC 2013 — All rights reserved
ISO/IEC DIS 27033-4
Contents Page
Foreword . iv
Introduction . v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Abbreviated terms . 2
5 Structure . 3
6 Overview . 4
7 Security threats . 5
8 Security requirements . 5
9 Security controls . 7
9.1 Overview . 7
9.2 Packet filtering . 8
9.3 Stateful packet inspection . 9
9.4 Application firewall . 9
9.5 Content filtering . 10
9.6 Intrusion protection system and intrusion detection system. 10
9.7 Security management API . 10
10 Design techniques . 11
10.1 Security gateway components . 11
10.1.1 Switches . 11
10.1.2 Routers . 11
10.1.3 Application level gateway . 11
10.1.4 Security appliances . 12
10.1.5 Monitoring function . 12
10.2 Deploying security gateway controls . 12
10.2.1 Packet filter firewall architecture . 12
10.2.2 Dual-homed gateway architecture . 13
10.2.3 Screened host architecture . 14
10.2.4 Screen subnet architecture . 15
11 Guidelines for product selection . 15
11.1 Overview . 15
11.2 Selection of a security gateway architecture and appropriate components . 16
11.3 Hardware and software platform . 16
11.4 Configuration . 16
11.5 Security features and settings . 17
11.6 Administration capability. 19
11.7 Logging capability . 19
11.8 Audit capability . 19
11.9 Training and education . 19
11.10 Implementation types . 20
11.11 High availability and operation mode . 20
11.12 Other considerations . 20
Bibliography . 21
© ISO/IEC 2012 – All rights reserved iii
ISO/IEC DIS 27033-4
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are members of
ISO or IEC participate in the development of International Standards through technical committees
established by the respective organization to deal with particular fields of technical activity. ISO and IEC
technical committees collaborate in fields of mutual interest. Other international organizations, governmental
and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information
technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of the joint technical committee is to prepare International Standards. Draft International
Standards adopted by the joint technical committee are circulated to national bodies for voting. Publication as
an International Standard requires approval by at least 75 % of the national bodies casting a vote.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights.
ISO/IEC 27033-4 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 27, Security techniques.
This first edition cancels and replaces the ISO/IEC 18028-3:2005), which has been technically revised.
ISO/IEC 27033 consists of the following parts, under the general title Information technology — Security
techniques — Network security:
⎯ Part 1: Overview and concepts
⎯ Part 2: Guidelines for the design and implementation of network security
⎯ Part 3: Reference network scenarios – Threats, design techniques and control issues
⎯ Part 4: Securing Communications between networks using security gateways
⎯ Part 5: Securing communications across networks using virtual private networks (VPNs)
⎯ Part 6: Securing IP network access using wireless
(Note that there may be other Parts. Examples of possible topics to be covered by Parts include local area
networks, wide area networks, broadband networks, web hosting, Internet email, and routed access to third
party organizations. The main clauses of all such Parts should be Risks, Design Techniques and Control
Issues.)
iv © ISO/IEC 2012 – All rights reserved
ISO/IEC DIS 27033-4
Introduction
The majority of both commercial and government organizations have their information systems connected by
networks, with the network connections being one or more of the following:
⎯ within the organization.
⎯ between different organizations.
⎯ between the organization and the general public.
Further, with the rapid developments in publicly available network technology (in particular with the Internet)
offering significant business opportunities, organizations are increasingly conducting electronic business on a
global scale and providing online public services. The opportunities include the provision of lower cost data
communications, using the Internet simply as a global connection medium, through to more sophisticated
services provided by Internet Service Providers (ISPs). This can mean the use of relatively low cost local
attachment points at each end of a circuit to full scale online electronic trading and service delivery systems,
using web-based applications and services. Further, the new technology (including the integration of data,
voice and video) increases the opportunities for remote working (also known as teleworking or telecommuting).
Telecommuters are able to keep in contact through the use of remote facilities to access organization and
community networks and related business support information and services.
However, whilst this environment does facilitate significant business benefits, there are new security threats to
be managed. With organizations relying heavily on the use of information and associated networks to conduct
their business, the loss of confidentiality, integrity, and availability of information and services could have
significant adverse impacts on business operations. Thus, there is a major need to properly protect networks
and their related information systems and information. In other words, implementing and maintaining adequate
network security is critical to the success of any organization’s business operations.
In this context, the telecommunications and information technology industries are seeking cost-effective
comprehensive security solutions, aimed at protecting networks against malicious attacks and inadvertent
incorrect actions, thereby meeting the business requirements for confidentiality, integrity, and availability of
information and services. Securing a network is also essential to achieve accurate billing for network
...
INTERNATIONAL ISO/IEC
STANDARD 27033-4
First edition
2014-03-01
Information technology — Security
techniques — Network security —
Part 4:
Securing communications between
networks using security gateways
Technologies de l’information — Techniques de sécurité - Sécurité de
réseau —
Partie 4: Sécurisation des communications entre réseaux en utilisant
des portails de sécurité
Reference number
©
ISO/IEC 2014
© ISO/IEC 2014
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
Case postale 56 • CH-1211 Geneva 20
Tel. + 41 22 749 01 11
Fax + 41 22 749 09 47
E-mail copyright@iso.org
Web www.iso.org
Published in Switzerland
ii © ISO/IEC 2014 – All rights reserved
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Abbreviated terms . 2
5 Structure . 4
6 Overview . 4
7 Security threats . 5
8 Security requirements . 6
9 Security controls . 8
9.1 Overview . 8
9.2 Stateless packet filtering. 8
9.3 Stateful packet inspection . 9
9.4 Application firewall . 9
9.5 Content filtering .10
9.6 Intrusion prevention system and intrusion detection system .10
9.7 Security management API .11
10 Design techniques .11
10.1 Security gateway components .11
10.2 Deploying security gateway controls .12
11 Guidelines for product selection .16
11.1 Overview .16
11.2 Selection of a security gateway architecture and appropriate components .17
11.3 Hardware and software platform.17
11.4 Configuration .17
11.5 Security features and settings .18
11.6 Administration capability .19
11.7 Logging capability .19
11.8 Audit capability.20
11.9 Training and education .20
11.10 Implementation types .20
11.11 High availability and operation mode .20
11.12 Other considerations .20
Bibliography .22
© ISO/IEC 2014 – All rights reserved iii
Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that are
members of ISO or IEC participate in the development of International Standards through technical
committees established by the respective organization to deal with particular fields of technical
activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international
organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the
work. In the field of information technology, ISO and IEC have established a joint technical committee,
ISO/IEC JTC 1.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of the joint technical committee is to prepare International Standards. Draft International
Standards adopted by the joint technical committee are circulated to national bodies for voting.
Publication as an International Standard requires approval by at least 75 % of the national bodies
casting a vote.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights.
ISO/IEC 27033-4 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology,
Subcommittee SC 27, IT Security techniques.
This first edition of ISO/IEC 27033-4 cancels and replaces ISO/IEC 18028-3:2005, which has been
technically revised.
ISO/IEC 27033 consists of the following parts, under the general title Information technology — Security
techniques — Network security:
— Part 1: Overview and concepts
— Part 2: Guidelines for the design and implementation of network security
— Part 3: Reference networking scenarios – Threats, design techniques and control issues
— Part 4: Securing communications between networks using security gateways
— Part 5: Securing communications across networks using Virtual Private Networks (VPNs)
— Part 6: Securing wireless IP network access
(Note that there may be other Parts. Examples of possible topics to be covered by Parts include local area
networks, wide area networks, broadband networks, web hosting, Internet email, and routed access to
third party organizations. The main clauses of all such Parts should be Risks, Design Techniques and
Control Issues.)
iv © ISO/IEC 2014 – All rights reserved
Introduction
The majority of both commercial and government organizations have their information systems
connected by networks, with the network connections being one or more of the following:
— within the organization.
— between different organizations.
— between the organization and the general public.
Further, with the rapid developments in publicly available network technology (in particular with
the Internet) offering significant business opportunities, organizations are increasingly conducting
electronic business on a global scale and providing online public services. The opportunities include
the provision of lower cost data communications, using the Internet simply as a global connection
medium, through to more sophisticated services provided by Internet Service Providers (ISPs). This
can mean the use of relatively low cost local attachment points at each end of a circuit to full scale online
electronic trading and service delivery systems, using web-based applications and services. Further,
the new technology (including the integration of data, voice and video) increases the opportunities for
remote working (also known as teleworking or telecommuting). Telecommuters are able to keep in
contact through the use of remote facilities to access organization and community networks and related
business support information and services.
However, while this environment does facilitate significant business benefits, there are new security
threats to be managed. With organizations relying heavily on the use of information and associated
networks to conduct their business, the loss of confidentiality, integrity, and availability of information
and services could have significant adverse impacts on business operations. Thus, there is a major need
to properly protect networks and their related information systems and information. In other words,
implementing and maintaining adequate network security is critical to the success of any organization’s
business operations.
In this context, the telecommunications and information technology industries are seeking cost-
effective comprehensive security solutions, aimed at protecting networks against malicious attacks
and inadvertent incorrect actions, thereby meeting the business requirements for confidentiality,
integrity, and availability of information and services. Securing a network is also essential to achieve
accurate billing for network usage. Security capabilities in products are crucial to overall network
security (including applications and services). However, as more products are combined to provide total
solutions, the interoperability, or the lack thereof, will define the success of the solution. Security must
not only be a thread of concern for each product or service, but must be developed in a manner that
promotes the interweaving of security capabilities in the overall security solution.
The purpose of ISO/IEC 27033-4, Securing communications between networks using security gateways,
is to provide guidance on how to identify and analyse network security threats associated with security
gateways, define the network security requirements for security gateways based on threat analysis,
introduce design techniques to achieve a network technical security architecture to address the threats
and control aspects associated with typical network scenarios, and address the issues associated with
implementing, operating, monitoring and reviewing network security controls with security gateways.
It is emphasized that the ISO/IEC 27033-4 is relevant to all personnel who are involved in the detailed
planning, design and implementation of security gateways (for example network architects and
designers, network managers, and network security officers).
© ISO/IEC 2014 – All rights reserved v
INTERNATIONAL STANDARD ISO/IEC 27033-4:2014(E)
Information technology — Security techn
...
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