EN 61511-3:2017
(Main)Functional safety - Safety instrumented systems for the process industry sector - Part 3: Guidance for the determination of the required safety integrity levels
Functional safety - Safety instrumented systems for the process industry sector - Part 3: Guidance for the determination of the required safety integrity levels
IEC 61511-3:2016 is available as IEC 61511-3:2016 RLV which contains the International Standard and its Redline version, showing all changes of the technical content compared to the previous edition. IEC 61511-3:2016 applies when functional safety is achieved using one or more SIF for the protection of either personnel, the general public, or the environment; may be applied in non-safety applications such as asset protection; illustrates typical hazard and risk assessment methods that may be carried out to define the safety functional requirements and SIL of each SIF; illustrates techniques/measures available for determining the required SIL; provides a framework for establishing SIL but does not specify the SIL required for specific applications; does not give examples of determining the requirements for other methods of risk reduction. This second edition cancels and replaces the first edition published in 2003. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to the previous edition: Additional H&RA example(s) and quantitative analysis consideration annexes are provided.
Funktionale Sicherheit - PLT-Sicherheitseinrichtungen für die Prozessindustrie - Teil 3: Anleitung für die Bestimmung der erforderlichen Sicherheits-Integritätslevel
Sécurité fonctionnelle - Systèmes instrumentés de sécurité pour le secteur des industries de transformation - Partie 3: Conseils pour la détermination des niveaux exigés d'intégrité de sécurité
L'IEC 61511-3:2016 s'applique lorsque la sécurité fonctionnelle est obtenue en utilisant une ou plusieurs SIF pour la protection du personnel, du grand public ou de l'environnement; peut s'appliquer dans des applications non liées à la sécurité (notamment la protection des biens); présente les méthodes d'analyse de danger et de risque qui peuvent être réalisées pour définir les exigences fonctionnelles de sécurité et le SIL de chaque SIF; identifie des techniques et mesures disponibles pour déterminer le SIL exigé; fournit un cadre pour la détermination du SIL, mais ne spécifie pas le SIL exigé pour des applications spécifiques; ne donne aucun exemple de détermination des exigences relatives à d'autres méthodes de réduction de risque. Cette deuxième édition annule et remplace la première édition parue en 2003. Cette édition constitue une révision technique. Cette édition inclut les modifications techniques majeures suivantes par rapport à l'édition précédente: Réalisation d'exemples additionnels H&RA et d'annexes sur la considération d'analyse quantitative.
Funkcijska varnost - Sistemi z varnostnimi instrumenti za sektor procesne industrije - 3. del: Smernice za ugotavljanje zahtevanih nivojev celovite varnosti (IEC 61511-3:2016)
Ta del standarda IEC 61511 določa informacije:
– o temeljnih zasnovah glede tveganj in povezavi med tveganjem ter varnostno celovitostjo (glej točko A.4);
– o določitvi sprejemljivega tveganja (glej dodatek K);
– o številnih različnih metodah, ki omogočajo določitev stopnje varnostne celovitosti (SIL) za funkcije z varnostnimi instrumenti (SIF) (glej dodatke od B do K);
– o vplivu več varnostnih sistemov na izračune, ki določajo zmožnost doseganja želenega zmanjšanja tveganja (glej dodatek J).
Ta del standarda IEC 61511:
a) se uporablja, če se funkcionalna varnost doseže z uporabo ene ali več funkcij z varnostnimi instrumenti za zaščito osebja/splošne javnosti ali varstvo okolja;
b) se lahko uporabi za aplikacije, ki niso povezane z varnostjo, npr. za zaščito sredstev;
c) opisuje tipične metode ocenjevanja nevarnosti in tveganja, ki se lahko izvedejo za opredelitev varnostnih funkcionalnih zahtev in stopnjo varnostne celovitosti vsake funkcije z varnostnimi instrumenti;
d) opisuje tehnike/ukrepe, ki so na voljo za določanje zahtevane stopnje varnostne celovitosti;
e) podaja okvir za določanje stopnje varnostne celovitosti, a ne določa stopnje varnostne celovitosti, ki je potrebna za določeno aplikacijo;
f) ne podaja primerov za določanje zahtev za druge metode za zmanjšanje tveganja.
OPOMBA: Primeri, navedeni v dodatkih tega standarda, se navezujejo na posamezne primere uporabe zahtev iz standarda IEC 61511 v določenem primeru, uporabnik pa se mora prepričati, da so izbrane metode in tehnike primerne v njegovem primeru.
Dodatki B–K opisujejo kvantitativne in kvalitativne pristope in so poenostavljeni zaradi prikaza osnovnih načel. Ti dodatki so vključeni za prikaz splošnih načel več metod, vendar ne zagotavljajo dokončnega pristopa.
OPOMBA 1: Tisti, ki nameravajo uporabiti metode, navedene v teh dodatkih, lahko upoštevajo izvorni material, ki je naveden v vsakem dodatku.
OPOMBA 2: Metode za določanje stopnje varnostne celovitosti, zajete v 3. delu, morda niso primerne za vse načine uporabe. Še zlasti določene tehnike ali dodatni dejavniki, ki niso opisani, so mogoče potrebni za način z visokimi zahtevami ali neprekinjen način delovanja.
OPOMBA 3: Metode, kot so opisane tukaj, lahko privedejo do nekonzervativnih rezultatov, če so uporabljene prek osnovnih omejitev in ko dejavniki, kot so običajni vzroki, toleriranje napak, holistični vidiki uporabe, pomanjkanje izkušenj z uporabljeno metodo, neodvisnost zaščitnih plasti itd. niso zadostno obravnavani. Glej dodatek J.
Slika 2 podaja pregled tipičnih varnostnih plasti in sredstev za zmanjšanje tveganj.
General Information
- Status
- Published
- Publication Date
- 20-Apr-2017
- Technical Committee
- CLC/TC 65X - Industrial-process measurement, control and automation
- Drafting Committee
- IEC/SC 65A - IEC_SC_65A
- Current Stage
- 6060 - Document made available - Publishing
- Start Date
- 21-Apr-2017
- Completion Date
- 21-Apr-2017
Relations
- Effective Date
- 28-Jan-2023
Overview
EN 61511-3:2017 (identical to IEC 61511-3:2016) is Part 3 of the process industry functional safety standard series. It provides practical guidance for determining required Safety Integrity Levels (SILs) for Safety Instrumented Functions (SIFs) used to protect personnel, the public, and the environment. This edition supersedes the 2004 version and contains expanded hazard & risk assessment (H&RA) examples and quantitative analysis considerations.
Key topics and technical content
- Purpose and scope: Framework for allocating safety requirements to SIFs; applies to SIS design and SIL determination but does not prescribe SILs for specific applications.
- Risk and safety integrity concepts: Relationship between risk reduction needs and required SILs; allocation of safety requirements across protection layers.
- Methods for SIL determination (informative annexes include worked examples):
- Layer of Protection Analysis (LOPA) and LOPA using a risk matrix
- Risk graphs (qualitative) and calibrated risk graphs (semi-qualitative)
- Semi-quantitative event-tree analysis
- Safety layer matrix method
- Other qualitative/semi-quantitative approaches for risk estimation and SIL assignment
- Annex guidance and examples: Annexes A–I explain methodology, provide example H&RA, show how to document SIL assessments, and give calibration/design advice for risk graphs.
- Compliance context: Cross-references normative parts of IEC/EN 61511 (Part 1 requirements) and related IEC/ISO documents.
Practical applications and users
EN 61511-3 is intended for professionals responsible for functional safety in the process industries:
- Process safety engineers, functional safety managers and SIS designers determining required SILs
- HAZOP and H&RA teams using LOPA, risk graphs, or event trees to quantify risk reduction needs
- Asset owners and operators developing safety cases, safety requirements specifications (SRS), and verification strategies
- Consultants and auditors assessing SIL allocation and compliance with IEC/EN 61511 series
- Can be applied beyond personnel protection (e.g., asset protection, environmental risk assessments)
Practical uses include developing SIL targets for SIFs, documenting SIL determination methods and rationales, and integrating SIS requirements with other protection layers.
Related standards
- EN/IEC 61511-1:2016 - Framework, definitions and system, hardware & software requirements
- IEC 61508 (parts relevant) - Functional safety of electrical/electronic/programmable systems
- ISO/TR 12489 and other referenced normative documents listed in the standard
Using EN 61511-3:2017 helps organizations apply accepted, repeatable methods (LOPA, risk graphs, event trees) to determine and document required SILs-supporting safer process designs and regulatory compliance.
Frequently Asked Questions
EN 61511-3:2017 is a standard published by CLC. Its full title is "Functional safety - Safety instrumented systems for the process industry sector - Part 3: Guidance for the determination of the required safety integrity levels". This standard covers: IEC 61511-3:2016 is available as IEC 61511-3:2016 RLV which contains the International Standard and its Redline version, showing all changes of the technical content compared to the previous edition. IEC 61511-3:2016 applies when functional safety is achieved using one or more SIF for the protection of either personnel, the general public, or the environment; may be applied in non-safety applications such as asset protection; illustrates typical hazard and risk assessment methods that may be carried out to define the safety functional requirements and SIL of each SIF; illustrates techniques/measures available for determining the required SIL; provides a framework for establishing SIL but does not specify the SIL required for specific applications; does not give examples of determining the requirements for other methods of risk reduction. This second edition cancels and replaces the first edition published in 2003. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to the previous edition: Additional H&RA example(s) and quantitative analysis consideration annexes are provided.
IEC 61511-3:2016 is available as IEC 61511-3:2016 RLV which contains the International Standard and its Redline version, showing all changes of the technical content compared to the previous edition. IEC 61511-3:2016 applies when functional safety is achieved using one or more SIF for the protection of either personnel, the general public, or the environment; may be applied in non-safety applications such as asset protection; illustrates typical hazard and risk assessment methods that may be carried out to define the safety functional requirements and SIL of each SIF; illustrates techniques/measures available for determining the required SIL; provides a framework for establishing SIL but does not specify the SIL required for specific applications; does not give examples of determining the requirements for other methods of risk reduction. This second edition cancels and replaces the first edition published in 2003. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to the previous edition: Additional H&RA example(s) and quantitative analysis consideration annexes are provided.
EN 61511-3:2017 is classified under the following ICS (International Classification for Standards) categories: 13.110 - Safety of machinery; 25.040.01 - Industrial automation systems in general. The ICS classification helps identify the subject area and facilitates finding related standards.
EN 61511-3:2017 has the following relationships with other standards: It is inter standard links to EN 61511-3:2004. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
You can purchase EN 61511-3:2017 directly from iTeh Standards. The document is available in PDF format and is delivered instantly after payment. Add the standard to your cart and complete the secure checkout process. iTeh Standards is an authorized distributor of CLC standards.
Standards Content (Sample)
SLOVENSKI STANDARD
01-september-2017
1DGRPHãþD
SIST EN 61511-3:2007
Funkcijska varnost - Sistemi z varnostnimi instrumenti za sektor procesne
industrije - 3. del: Smernice za ugotavljanje zahtevanih nivojev celovite varnosti
(IEC 61511-3:2016)
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*XLGDQFHIRUWKHGHWHUPLQDWLRQRIWKHUHTXLUHGVDIHW\LQWHJULW\OHYHOV
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Funktionale Sicherheit - PLT-Sicherheitseinrichtungen für die Prozessindustrie - Teil 3:
Anleitung für die Bestimmung der erforderlichen Sicherheits-Integritätslevel (IEC 61511-
3:2016)
Sécurité fonctionnelle - Systèmes instrumentés de sécurité pour le secteur des industries
de transformation - Partie 3: Conseils pour la détermination des niveaux exigés
d'intégrité de sécurité (IEC 61511-3:2016)
Ta slovenski standard je istoveten z: EN 61511-3:2017
ICS:
25.040.40 Merjenje in krmiljenje Industrial process
industrijskih postopkov measurement and control
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
EUROPEAN STANDARD EN 61511-3
NORME EUROPÉENNE
EUROPÄISCHE NORM
April 2017
ICS 13.110; 25.040.01 Supersedes EN 61511-3:2004
English Version
Functional safety - Safety instrumented systems for the process
industry sector - Part 3: Guidance for the determination of the
required safety integrity levels
(IEC 61511-3:2016)
Sécurité fonctionnelle - Systèmes instrumentés de sécurité Funktionale Sicherheit - PLT-Sicherheitseinrichtungen für
pour le secteur des industries de transformation - Partie 3: die Prozessindustrie - Teil 3: Anleitung für die Bestimmung
Conseils pour la détermination des niveaux exigés der erforderlichen Sicherheits-Integritätslevel
d'intégrité de sécurité (IEC 61511-3:2016)
(IEC 61511-3:2016)
This European Standard was approved by CENELEC on 2016-08-25. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden,
Switzerland, Turkey and the United Kingdom.
European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2017 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN 61511-3:2017 E
European foreword
The text of document 65A/779/FDIS, future edition 2 of IEC 61511-3, prepared by SC 65A “System
aspects” of IEC/TC 65 “Industrial process measurement, control and automation" was submitted to the
IEC-CENELEC parallel vote and approved by CENELEC as EN 61511-3:2017.
The following dates are fixed:
(dop) 2017-10-21
• latest date by which the document has to be
implemented at national level by
publication of an identical national
standard or by endorsement
• latest date by which the national (dow) 2020-04-21
standards conflicting with the
document have to be withdrawn
This document supersedes EN 61511-3:2004.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC [and/or CEN] shall not be held responsible for identifying any or all such
patent rights.
Endorsement notice
The text of the International Standard IEC 61511-3:2016 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards
indicated:
IEC 61025:2006 NOTE Harmonized as EN 61025:2007.
IEC 61165:2006 NOTE Harmonized as EN 61165:2006.
IEC 61508-5:2010 NOTE Harmonized as EN 61508-5:2010.
IEC 61508-6:2010 NOTE Harmonized as EN 61508-6:2010.
IEC 62551:2012 NOTE Harmonized as EN 62551:2012.
ISO/TR 12489:2013 NOTE Harmonized as CEN ISO/TR 12489:2016.
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
NOTE 1 When an International Publication has been modified by common modifications, indicated by (mod), the relevant
EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is available here:
www.cenelec.eu.
Publication Year Title EN/HD Year
IEC 61511-1 2016 Functional safety - Safety instrumented EN 61511-1 2016
systems for the process industry sector -
Normative (uon) -- Part 1: Framework,
definitions, system, hardware and software
requirements
IEC 61511-3 ®
Edition 2.0 2016-07
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
colour
inside
Functional safety – Safety instrumented systems for the process industry
sector –
Part 3: Guidance for the determination of the required safety integrity levels
Sécurité fonctionnelle – Systèmes instrumentés de sécurité pour le secteur des
industries de transformation –
Partie 3: Conseils pour la détermination des niveaux exigés d'intégrité de
sécurité
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
INTERNATIONALE
ICS 13.110; 25.040.01 ISBN 978-2-8322-3212-5
– 2 – IEC 61511-3:2016 IEC 2016
CONTENTS
FOREWORD. 7
INTRODUCTION . 9
1 Scope . 12
2 Normative references . 13
3 Terms, definitions and abbreviations . 13
Annex A (informative) Risk and safety integrity – general guidance . 14
A.1 General . 14
A.2 Necessary risk reduction . 14
A.3 Role of safety instrumented systems . 14
A.4 Risk and safety integrity . 16
A.5 Allocation of safety requirements . 17
A.6 Hazardous event, hazardous situation and harmful event . 17
A.7 Safety integrity levels . 18
A.8 Selection of the method for determining the required safety integrity level . 18
Annex B (informative) Semi-quantitative method – event tree analysis . 20
B.1 Overview . 20
B.2 Compliance with IEC 61511-1:2016 . 20
B.3 Example . 20
B.3.1 General . 20
B.3.2 Process safety target . 21
B.3.3 Hazard analysis . 21
B.3.4 Semi-quantitative risk analysis technique. 22
B.3.5 Risk analysis of existing process . 23
B.3.6 Events that do not meet the process safety target . 25
B.3.7 Risk reduction using other protection layers . 26
B.3.8 Risk reduction using a safety instrumented function . 26
Annex C (informative) The safety layer matrix method . 28
C.1 Overview . 28
C.2 Process safety target . 29
C.3 Hazard analysis . 29
C.4 Risk analysis technique . 30
C.5 Safety layer matrix . 31
C.6 General procedure . 32
Annex D (informative) A semi-qualitative method: calibrated risk graph . 34
D.1 Overview . 34
D.2 Risk graph synthesis . 34
D.3 Calibration . 35
D.4 Membership and organization of the team undertaking the SIL assessment . 36
D.5 Documentation of results of SIL determination . 37
D.6 Example calibration based on typical criteria . 37
D.7 Using risk graphs where the consequences are environmental damage . 40
D.8 Using risk graphs where the consequences are asset loss . 41
D.9 Determining the integrity level of instrument protection function where the
consequences of failure involve more than one type of loss . 41
Annex E (informative) A qualitative method: risk graph . 42
IEC 61511-3:2016 IEC 2016 – 3 –
E.1 General . 42
E.2 Typical implementation of instrumented functions . 42
E.3 Risk graph synthesis . 43
E.4 Risk graph implementation: personnel protection . 43
E.5 Relevant issues to be considered during application of risk graphs . 45
Annex F (informative) Layer of protection analysis (LOPA) . 47
F.1 Overview . 47
F.2 Impact event . 48
F.3 Severity level . 48
F.4 Initiating cause . 49
F.5 Initiation likelihood . 50
F.6 Protection layers . 50
F.7 Additional mitigation . 51
F.8 Independent protection layers (IPL) . 51
F.9 Intermediate event likelihood . 52
F.10 SIF integrity level . 52
F.11 Mitigated event likelihood . 52
F.12 Total risk . 52
F.13 Example . 53
F.13.1 General . 53
F.13.2 Impact event and severity level . 53
F.13.3 Initiating cause . 53
F.13.4 Initiating likelihood . 53
F.13.5 General process design. 53
F.13.6 BPCS . 53
F.13.7 Alarms . 53
F.13.8 Additional mitigation . 54
F.13.9 Independent protection layer(s) (IPL) . 54
F.13.10 Intermediate event likelihood . 54
F.13.11 SIS . 54
F.13.12 Next SIF . 54
Annex G (informative) Layer of protection analysis using a risk matrix . 56
G.1 Overview . 56
G.2 Procedure . 58
G.2.1 General . 58
G.2.2 Step 1: General Information and node definition . 58
G.2.3 Step 2: Describe hazardous event . 59
G.2.4 Step 3: Evaluate initiating event frequency . 62
G.2.5 Step 4: Determine hazardous event consequence severity and risk
reduction factor . 63
G.2.6 Step 5: Identify independent protection layers and risk reduction factor . 64
G.2.7 Step 6: Identify consequence mitigation systems and risk reduction
factor . 65
G.2.8 Step 7: Determine CMS risk gap . 66
G.2.9 Step 8: Determine scenario risk gap . 69
G.2.10 Step 9: Make recommendations when needed . 69
Annex H (informative) A qualitative approach for risk estimation & safety integrity level
(SIL) assignment . 71
H.1 Overview . 71
– 4 – IEC 61511-3:2016 IEC 2016
H.2 Risk estimation and SIL assignment . 73
H.2.1 General . 73
H.2.2 Hazard identification/indication . 73
H.2.3 Risk estimation . 73
H.2.4 Consequence parameter selection (C) (Table H.2) . 74
H.2.5 Probability of occurrence of that harm . 75
H.2.6 Estimating probability of harm . 77
H.2.7 SIL assignment . 77
Annex I (informative) Designing & calibrating a risk graph . 80
I.1 Overview . 80
I.2 Steps involved in risk graph design and calibration . 80
I.3 Risk graph development . 80
I.4 The risk graph parameters . 81
I.4.1 Choosing parameters . 81
I.4.2 Number of parameters. 81
I.4.3 Parameter value. 81
I.4.4 Parameter definition . 81
I.4.5 Risk graph . 82
I.4.6 Tolerable event frequencies (Tef) for each consequence . 82
I.4.7 Calibration . 83
I.4.8 Completion of the risk graph . 84
Annex J (informative) Multiple safety systems . 85
J.1 Overview . 85
J.2 Notion of systemic dependencies . 85
J.3 Semi-quantitative approaches . 88
J.4 Boolean approaches . 89
J.5 State-transition approach . 92
Annex K (informative) As low as reasonably practicable (ALARP) and tolerable risk
concepts . 96
K.1 General . 96
K.2 ALARP model . 96
K.2.1 Overview . 96
K.2.2 Tolerable risk target . 97
Bibliography . 99
Figure 1 – Overall framework of the IEC 61511 series . 11
Figure 2 – Typical protection layers and risk reduction means . 13
Figure A.1 – Risk reduction: general concepts . 16
Figure A.2 – Risk and safety integrity concepts . 17
Figure A.3 – Harmful event progression . 18
Figure A.4 – Allocation of safety requirements to the non-SIS protection layers and
other protection layers . 19
Figure B.1 – Pressurized vessel with existing safety systems . 21
Figure B.2 – Fault tree for overpressure of the vessel . 24
Figure B.3 – Hazardous events with existing safety systems . 25
Figure B.4 – Hazardous events with SIL 2 safety instrumented function . 27
Figure C.1 – Protection layers . 28
IEC 61511-3:2016 IEC 2016 – 5 –
Figure C.2 – Example of safety layer matrix. 32
Figure D.1 – Risk graph: general scheme . 38
Figure D.2 – Risk graph: environmental loss . 41
Figure E.1 – VDI/VDE 2180 Risk graph – personnel protection and relationship to SILs . 44
Figure F.1 – Layer of protection analysis (LOPA) report . 49
Figure G.1 – Layer of protection graphic highlighting proactive and reactive IPL . 56
Figure G.2 – Work process used for Annex G . 58
Figure G.3 – Example process node boundary for selected scenario . 59
Figure G.4 – Acceptable secondary consequence risk . 67
Figure G.5 – Unacceptable secondary consequence risk . 67
Figure G.6 – Managed secondary consequence risk . 69
Figure H.1 – Workflow of SIL assignment process . 72
Figure H.2 – Parameters used in risk estimation . 74
Figure I.1 – Risk graph parameters to consider . 81
Figure I.2 – Illustration of a risk graph with parameters from Figure I.1 . 82
Figure J.1 – Conventional calculations . 85
Figure J.2 – Accurate calculations . 86
Figure J.3 – Redundant SIS . 88
Figure J.4 – Corrective coefficients for hazardous event frequency calculations when
the proof tests are performed at the same time . 89
Figure J.5 – Expansion of the simple example . 89
Figure J.6 – Fault tree modelling of the multi SIS presented in Figure J.5 . 90
Figure J.7 – Modelling CCF between SIS and SIS . 91
1 2
Figure J.8 – Effect of tests staggering . 91
Figure J.9 – Effect of partial stroking . 92
Figure J.10 – Modelling of repair resource mobilisation . 93
Figure J.11 – Example of output from Monte Carlo simulation . 94
Figure J.12 – Impact of repairs due to shared repair resources . 95
Figure K.1 – Tolerable risk and ALARP . 97
Table B.1 – HAZOP study results . 22
Table C.1 – Frequency of hazardous event likelihood (without considering PLs) . 31
Table C.2 – Criteria for rating the severity of impact of hazardous events . 31
Table D.1 – Descriptions of process industry risk graph parameters . 35
Table D.2 – Example calibration of the general purpose risk graph . 39
Table D.3 – General environmental consequences . 40
Table E.1 – Data relating to risk graph (see Figure E.1) . 45
Table F.1 – HAZOP developed data for LOPA . 48
Table F.2 – Impact event severity levels . 49
Table F.3 – Initiation likelihood . 50
Table F.4 – Typical protection layers (prevention and mitigation) PFD . 51
avg
Table G.1 – Selected scenario from HAZOP worksheet . 59
Table G.2 – Selected scenario from LOPA worksheet . 61
– 6 – IEC 61511-3:2016 IEC 2016
Table G.3 – Example initiating causes and associated frequency . 63
Table G.4 – Consequence severity decision table . 64
Table G.5 – Risk reduction factor matrix . 64
Table G.6 – Examples of independent protection layers (IPL) with associated risk
reduction factors (RRF) and probability of failure on demand (PFD) . 66
Table G.7 – Examples of consequence mitigation system (CMS) with associated risk
reduction factors (RRF) and probability of failure on demand (PFD) . 66
Table G.8 – Step 7 LOPA worksheet (1 of 2) . 68
Table G.9 – Step 8 LOPA worksheet (1 of 2) . 70
Table H.1 – List of SIFs and hazardous events to be assessed . 73
Table H.2 – Consequence parameter/severity level . 74
Table H.3 – Occupancy parameter/Exposure probability (F) . 75
Table H.4 – Avoidance parameter/avoidance probability . 76
Table H.5 – Demand rate parameter (W) . 77
Table H.6 – Risk graph matrix (SIL assignment form for safety instrumented functions) . 78
Table H.7 – Example of consequence categories . 78
Table K.1 – Example of risk classification of incidents . 98
Table K.2 – Interpretation of risk classes . 98
IEC 61511-3:2016 IEC 2016 – 7 –
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
FUNCTIONAL SAFETY –
SAFETY INSTRUMENTED SYSTEMS
FOR THE PROCESS INDUSTRY SECTOR –
Part 3: Guidance for the determination
of the required safety integrity levels
FOREWORD
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International Standard IEC 61511-3: has been prepared by subcommittee 65A: System
aspects, of IEC technical committee 65: Industrial-process measurement, control and
automation.
This second edition cancels and replaces the first edition published in 2003. This edition
constitutes a technical revision. This edition includes the following significant technical
changes with respect to the previous edition:
Additional H&RA example(s) and quantitative analysis consideration annexes are provided.
– 8 – IEC 61511-3:2016 IEC 2016
The text of this document is based on the following documents:
FDIS Report on voting
65A/779/FDIS 65A786/RVD
Full information on the voting for the approval of this standard can be found in the report on
voting indicated in the above table.
This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.
A list of all parts in the IEC 61511 series, published under the general title Functional safety –
Safety instrumented systems for the process industry sector, can be found on the
IEC website.
The committee has decided that the contents of this publication will remain unchanged until
the stability date indicated on the IEC website under "http://webstore.iec.ch" in the data
related to the specific publication. At this date, the publication will be
• reconfirmed,
• withdrawn,
• replaced by a revised edition, or
• amended.
IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates
that it contains colours which are considered to be useful for the correct
understanding of its contents. Users should therefore print this document using a
colour printer.
IEC 61511-3:2016 IEC 2016 – 9 –
INTRODUCTION
Safety instrumented systems (SIS) have been used for many years to perform safety
instrumented functions (SIF) in the process industries. If instrumentation is to be effectively
used for SIF, it is essential that this instrumentation achieves certain minimum standards and
performance levels.
The IEC 61511 series addresses the application of SIS for the process industries. A process
hazard and risk assessment is carried out to enable the specification for SIS to be derived.
Other safety systems are only considered so that their contribution can be taken into account
when considering the performance requirements for the SIS. The SIS includes all devices and
subsystems necessary to carry out the SIF from sensor(s) to final element(s).
The IEC 61511 series has two concepts which are fundamental to its application; SIS safety
life-cycle and safety integrity levels (SIL).
The IEC 61511 series addresses SIS which are based on the use of Electrical (E)/Electronic
(E)/Programmable Electronic (PE) technology. Where other technologies are used for logic
solvers, the basic principles of the IEC 61511 series should be applied. The IEC 61511 series
also addresses the SIS sensors and final elements regardless of the technology used. The
IEC 61511 series is process industry specific within the framework of IEC 61508:2010.
The IEC 61511 series sets out an approach for SIS safety life-cycle activities to achieve these
minimum standards. This approach has been adopted in order that a rational and consistent
technical policy is used.
In most situations, safety is best achieved by an inherently safe process design. If necessary,
this may be combined with a protective system or systems to address any residual identified
risk. Protective systems can rely on different technologies (chemical, mechanical, hydraulic,
pneumatic, electrical, electronic, and programmable electronic). Any safety strategy should
consider each individual SIS in the context of the other protective systems. To facilitate this
approach, the IEC 61511 series covers:
– a hazard and risk assessment is carried out to identify the overall safety requirements;
– an allocation of the safety requirements to the SIS is carried out;
– works within a framework which is applicable to all instrumented means of achieving
functional safety;
– details the use of certain activities, such as safety management, which may be applicable
to all methods of achieving functional safety;
– addressing all SIS safety life-cycle phases from initial concept, design, implementation,
operation and maintenance through to decommissioning;
– enabling existing or new country specific process industry standards to be harmonized
with the IEC 61511 series.
The IEC 61511 series is intended to lead to a high level of consistency (for example, of
underlying principles, terminology, information) within the process industries. This should
have both safety and economic benefits.
In jurisdictions where the governing authorities (for example national, federal, state, province,
county, city) have established process safety design, process safety management, or other
regulations, these take precedence over the requirements defined in the IEC 61511-1.
The IEC 61511-3 deals with guidance in the area of determining the required SIL in hazards
and risk assessment. The information herein is intended to provide a broad overview of the
wide range of global methods used to implement hazards and risk assessment. The
information provided is not of sufficient detail to implement any of these approaches.
– 10 – IEC 61511-3:2016 IEC 2016
Before proceeding, the concept and determination of SIL provided in IEC 61511-1:2016should
be reviewed. The informative annexes in the IEC 61511-3 address the following:
Annex A provides information that is common to each of the hazard and risk assessment
methods shown herein.
Annex B provides an overview of a semi-quantitative method used to determine the
required SIL.
Annex C provides an overview of a safety matrix method to determine the required SIL.
Annex D provides an overview of a method using a semi-qualitative risk graph approach
to determine the required SIL.
Annex E provides an overview of a method using a qualitative risk graph approach to
determine the required SIL.
Annex F provides an overview of a method using a layer of protection analysis (LOPA)
approach to select the required SIL.
Annex G provides a layer of protection analysis using a risk matrix.
Annex H provides an overview of a qualitative approach for risk estimation & SIL
assignment.
Annex I provides an overview of the basic steps involved in designing and calibrating a
risk graph.
Annex J provides an overview of the impact of multiple safety systems on determining the
required SIL
Annex K provides an overview of the concepts of tolerable risk and ALARP.
Figure 1 shows the overall framework for IEC 61511-1, IEC 61511-2 and IEC 61511-3 and
indicates the role that the IEC 61511 series plays in the achievement of functional safety for
SIS.
IEC 61511-3:2016 IEC 2016 – 11 –
Support
Technical
parts
requirements
PART 1 References
Clause 2
Development of the overall safety
PART 1
requirements (concept, scope definition,
hazard and risk assessment)
Definitions and
abbreviations
Clause 8
Clause 3
PART 1
PART 1
Conformance
Allocation of the safety requirements to
Clause 4
the safety instrumented functions and
development of the safety requirements
PART 1
specification
Management of
Clauses 9 and 10
functional safety
Clause 5
PART 1
PART 1
Safety life-cycle
Design phase for Design phase for
requirements
SIS application
safety
Clause 6
instrumented programming
PART 1
Clause 12
systems
Clause 11
Verification
Clause 7
PART 1
PART 1
Information
Factory acceptance testing,
requirements
installation and commissioning and
Clause 19
safety validation of safety
instrumented systems PART 1
Clauses 13, 14, and 15
Guideline for the
application of part 1
PART 1
PART 2
Operation and maintenance,
modification and retrofit, Guidance for the
decommissioning or disposal of determination of the
required safety
safety instrumented systems
Clauses 16, 17, and 18 integrity levels
PART 3
IEC
Figure 1 – Overall framework of the IEC 61511 series
– 12 – IEC 61511-3:2016 IEC 2016
FUNCTIONAL SAFETY –
SAFETY INSTRUMENTED SYSTEMS
FOR THE PROCESS INDUSTRY SECTOR –
Part 3: Guidance for the determination
of the required safety integrity levels
1 Scope
This part of IEC 61511 provides information on:
– the underlying concepts of risk and the relationship of risk to safety integrity (see Clause
A.4);
– the determination of tolerable risk (see Annex K);
– a number of different methods that enable the safety integrity level (SIL) for the safety
instrumented functions (SIF) to be determined (see Annexes B through K);
– the impact of multiple safety systems on calculations determining the ability to achieve the
desired risk reduction (see Annex J).
In particular, this part of IEC 61511:
a) applies when functional safety is achieved using one or more SIF for the protection of
either personnel, the general public, or the environment;
b) may be applied in non-safety applications such as asset protection;
c) illustrates typical hazard and risk assessment methods that may be carried out to define
the safety functional requirements and SIL of each SIF;
d) illustrates techniques/measures available for determining the required SIL;
e) provides a framework for establishing SIL but does not specify the SIL required for specific
applications;
f) does not give examples of determining the requirements for other methods of risk
reduction.
NOTE Examples given in the Annexes of this Standard are intended only as case specific examples of
implementing IEC 61511 requirements in a specific instance, and the user should satisfy themselves that the
chosen methods and techniques are appropriate to their situation.
Annexes B through K illustrate quantitative and qualitative approaches and have been
simplified in order to illustrate the underlying principles. These
...
The article discusses the EN 61511-3:2017 standard, which provides guidance for determining the required safety integrity levels (SIL) in safety instrumented systems for the process industry. It explains that the standard applies to systems that protect personnel, the public, or the environment, and can also be used for asset protection. The article mentions that the standard includes methods for hazard and risk assessment, as well as techniques for determining the necessary SIL. However, it does not specify the SIL required for specific applications or provide examples for other risk reduction methods. The 2017 edition of the standard is a technical revision, incorporating additional hazard and risk assessment examples and quantitative analysis considerations.










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