Household and similar electrical appliances - Safety - Part 2-40: Particular requirements for electrical heat pumps, air-conditioners and dehumidifiers

NEXT ACTION: CCMC ACTION to request HAS assessment @ PUB once HAS system is operational
2019-12-10 CV: prEN IEC 60335-2-40 (PR=67783) to be published togther with EN IEC 60335-2-40/PRA11 (PR=67817)

Sicherheit elektrischer Geräte für den Hausgebrauch und ähnliche Zwecke - Teil 2-40: Besondere Anforderungen für elektrisch betriebene Wärmepumpen, Klimageräte und Raumluft-Entfeuchter

Appareils électrodomestiques et analogues - Sécurité - Partie 2-40: Exigences particulières pour les pompes à chaleur électriques, les climatiseurs et les déshumidificateurs

Gospodinjski in podobni električni aparati - Varnost - 2-40. del: Posebne zahteve za električne toplotne črpalke, klimatske naprave in sušilnike zraka - Dopolnilo A11

General Information

Status
Published
Publication Date
04-May-2023
Withdrawal Date
15-May-2022
Current Stage
6060 - Document made available - Publishing
Start Date
05-May-2023
Due Date
02-Mar-2021
Completion Date
05-May-2023

Relations

Overview

EN IEC 60335-2-40:2023/A11:2023 is a European amendment (A11) to the household appliance safety standard EN IEC 60335-2-40:2023. Published and approved by CENELEC in 2023, it updates the particular requirements for electrical heat pumps, air‑conditioners and dehumidifiers (household and similar electrical appliances). The amendment clarifies scope (household and certain commercial uses), updates safety and construction requirements, and adds normative and informative annexes addressing noise, refrigerants and pressure‑equipment relevance.

Key topics and requirements

  • Scope and user categories: Clarifies appliances for household environments and appliances intended for expert or commercial use (Annex ZE provides additional requirements for commercial applications).
  • Marking and instructions: Requires installation instructions to advise on Residual Current Device (RCD) use for permanently connected appliances; specifies RCD rating instructions where leakage current may exceed 10 mA.
  • Leakage current limits: For stationary Class I appliances the leakage current shall not exceed 3.5 mA or 2 mA per kW rated input, whichever is higher. Maximums: 10 mA for appliances accessible to the public and 30 mA for appliances not accessible to the public.
  • Protection against access to live parts and mechanical safety: Test probe 18 (IEC 61032) is not applied to appliances not accessible to the general public; mechanical strength references ISO 5149‑2 requirements.
  • Refrigerant and safety measures: Annex JJ addresses allowable relay openings to prevent ignition of A2L refrigerants; Annex ZAA explains the relevance of the Pressure Equipment Directive (2014/68/EU) and how pressure × volume and DN limits affect scope.
  • Acoustic and noise requirements: Annex ZE and new Annex ZAB introduce noise testing and declaration requirements (references to EN ISO 3744, EN ISO 4871, EN ISO 11203, EN ISO 11688‑1 and EN 12102), including emission thresholds and design-for-noise measures.
  • Test updates: Annex FF modifies leak simulation wording to focus on “potentially weak points”.

Practical applications and users

Who uses this standard:

  • Manufacturers of heat pumps, air‑conditioners and dehumidifiers for design, type testing and technical documentation.
  • Compliance and product safety engineers preparing CE marking, declarations and conformity evidence.
  • Test laboratories and certification bodies executing electrical, mechanical, leakage and acoustic tests.
  • Regulatory authorities, procurement teams and installers assessing safe installation (RCD guidance) and conformity with Pressure Equipment Directive limits.

Practical uses:

  • Design validation for electrical and mechanical safety, refrigerant risk mitigation and acoustic performance.
  • Preparing user instructions, marking and RCD recommendations aligned with EU requirements.
  • Determining whether refrigeration circuits fall under the Pressure Equipment Directive and applying the appropriate conformity procedures.

Related standards

  • EN IEC 60335‑1 (General requirements)
  • ISO 5149‑2 (Refrigerating systems - strength/pressure)
  • EN 378 (Refrigerating systems - pressure determination)
  • EN ISO 3744 / EN ISO 4871 / EN ISO 11203 / EN ISO 11688‑1 / EN 12102 (Acoustics / noise testing)

Keywords: EN IEC 60335-2-40:2023/A11:2023, electrical heat pumps, air-conditioners, dehumidifiers, household appliance safety, leakage current, RCD, A2L refrigerants, Pressure Equipment Directive, noise emission.

Amendment
EN IEC 60335-2-40:2023/A11:2023
English language
19 pages
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Standards Content (Sample)


SLOVENSKI STANDARD
01-julij-2023
Gospodinjski in podobni električni aparati - Varnost - 2-40. del: Posebne zahteve
za električne toplotne črpalke, klimatske naprave in sušilnike zraka - Dopolnilo A11
Household and similar electrical appliances - Safety - Part 2-40: Particular requirements
for electrical heat pumps, air-conditioners and dehumidifiers
Sicherheit elektrischer Geräte für den Hausgebrauch und ähnliche Zwecke - Teil 2-40:
Besondere Anforderungen für elektrisch betriebene Wärmepumpen, Klimageräte und
Raumluft-Entfeuchter
Appareils électrodomestiques et analogues - Sécurité - Partie 2-40: Exigences
particulières pour les pompes à chaleur électriques, les climatiseurs et les
déshumidificateurs
Ta slovenski standard je istoveten z: EN IEC 60335-2-40:2023/A11:2023
ICS:
23.120 Zračniki. Vetrniki. Klimatske Ventilators. Fans. Air-
naprave conditioners
27.080 Toplotne črpalke Heat pumps
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD EN IEC 60335-2-40:2023/A11

NORME EUROPÉENNE
EUROPÄISCHE NORM May 2023
ICS 23.120
English Version
Household and similar electrical appliances - Safety - Part 2-40:
Particular requirements for electrical heat pumps, air-
conditioners and dehumidifiers
Appareils électrodomestiques et analogues - Sécurité - Sicherheit elektrischer Geräte für den Hausgebrauch und
Partie 2-40: Exigences particulières pour les pompes à ähnliche Zwecke - Teil 2-40: Besondere Anforderungen für
chaleur électriques, les climatiseurs et les elektrisch betriebene Wärmepumpen, Klimageräte und
déshumidificateurs Raumluft-Entfeuchter
This amendment A11 modifies the European Standard EN IEC 60335-2-40:2023; it was approved by CENELEC on 2023-03-01. CENELEC
members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this amendment the
status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This amendment exists in three official versions (English, French, German). A version in any other language made by translation under the
responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as
the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Türkiye and the United Kingdom.

European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2023 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN IEC 60335-2-40:2023/A11:2023 E

European foreword
This document (EN IEC 60335-2-40:2023/A11:2023) has been prepared by CLC/TC 61 “Safety of household and
similar electrical appliances”.
The following dates are fixed:
• latest date by which this document has to be (dop) 2024-03-01
implemented at national level by publication of
an identical national standard or by
endorsement
• latest date by which the national standards (dow) 2026-03-01
conflicting with this document have to be
withdrawn
This document is read in conjunction with EN IEC 60335-2-40:2023.
The numbering system for European clauses, subclauses, notes, tables, figures and annexes that are additional
to those in the IEC standard are prefixed with the letter “Z”.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights.
CENELEC shall not be held responsible for identifying any or all such patent rights.
This document has been prepared under a Standardization Request given to CENELEC by the
European Commission and the European Free Trade Association.
Any feedback and questions on this document should be directed to the users’ national committee. A complete
listing of these bodies can be found on the CENELEC website.
EN IEC 60335-2-40:202/A11:2023 (E)
1 Modification to the Introduction
Addition:
With this European amendment A11, EN 60335-2-40:2003+A11:2004+A12:2005+A1:2006+AC:2006
+A2:2009+AC:2010 +A13:2012+AC:2013 is superseded.
This European amendment A11 supplements or modifies the corresponding clauses of the standards below:
— EN 60335-1:2012+A11:2014+A13:2017+A1:2019+A14:2019+A2:2019 (Part 1)
— EN IEC 60335-2-40:2023 (Part 2)
2 Modification to Clause 1 “Scope”
Replace the third paragraph, beginning with “Appliances not intended…”, by the following:
These appliances are used for the household environment and commercial purposes.
NOTE Z101 Examples of appliance for household environment are appliances for typical housekeeping functions used in the
household environment that can also be used by non-expert users for typical housekeeping functions:
—  in shops, offices and other similar working environments;
—  in farmhouses;
—  by clients in hotels, motels and other residential type environments;
—  in bed and breakfast type environments.
NOTE Z102 Household environment includes the dwelling and its associated buildings, the garden, etc.
Add the following after the fourth paragraph:
Appliances and machines intended to be used by expert or trained users in shops, in light industry and on farms,
and appliances and machines which are declared to be for commercial use by lay persons are within the scope
of this document.
NOTE Z103 Additional requirements for such appliances are given in Annex ZE.
NOTE Z104 Guidance for appliances in the scope of Pressure Equipment Directive are given in Annex ZAA
This document deals with the reasonably foreseeable hazards presented by appliances and machines that are
encountered by all persons.
However, in general, it does not take into account:
— children playing with the appliance;
— the use of the appliance by very young children;
— the use of the appliance by young children without supervision.
It is recognized that very vulnerable people can have needs beyond the level addressed in this document.
3 Modification to Clause 7 “Marking and instructions”
7.12.1 Addition:
Add a new bullet point in the first paragraph of the addition:
— For appliances not accessible to the general public the restrictions for the installation location shall be
described.
Add the following paragraph at the end of the clause:
The installation instructions for appliances that are intended to be permanently connected to fixed wiring, and
have a leakage current not exceeding 10 mA, shall state that the installation of a residual current device (RCD)
having a rated residual operating current not exceeding 30 mA is advisable.
For appliances not accessible to the public and which are intended to be permanently connected to fixed wiring
and which may have a leakage current exceeding 10 mA, the installation instructions shall specify the rating of
the residual current device (RCD) to be installed.
4 Modification to Clause 8 “Protection against access to live parts”
8.1.1 Addition
Add, at the end of the paragraph starting with “Test probe B and probe 18…”, the following:
Test probe 18 of IEC 61032 is not applied to appliances not accessible to the general public.
5 Modification to Clause 13 “Leakage current and electric strength at operating
temperature”
13.2 Replace the modification as follows:
For stationary class I appliances the leakage current shall not exceed 3,5 mA, or 2 mA per kilowatt rated power
input, whatever is higher. The maximum value shall not exceed 10 mA for appliances accessible to the public
and shall not exceed 30 mA for appliances not accessible to the public.
6 Modification to Clause 16 “Leakage current and electric strength”
16.2 Replace the modification as follows:
For stationary class I appliances the leakage current shall not exceed 3,5 mA, or 2 mA per kilowatt rated power
input, whatever is higher. The maximum value shall not exceed 10 mA for appliances accessible to the public
and shall not exceed 30 mA for appliances not accessible to the public.
7 Modification to Clause 20 “Stability and mechanical hazards”
Modify the sentence as follows:
This clause of Part 1 is applicable except as follows:
20.2 Addition:
Add, after the second dashed item in the compliance criteria, the following sentence:
Test probe 18 of IEC 61032 is not applied to appliances not accessible to the general public.
EN IEC 60335-2-40:202/A11:2023 (E)
8 Modification to Clause 21 “Mechanical strength”
21.1 Addition
Replace the first paragraph by “Strength-pressure requirements specified in ISO 5149-2:2014, subclauses 4.1
and 4.4 shall apply.”
9 Modification to Clause 22 “Construction”
22.112 Modification:
Replace the reference to ISO 5149-2 with the following:
ISO 5149-2:2014 Subclauses 4.1, 4.2, 4.3, 5.2.1, 5.2.2, 5.2.3, 5.2.4, 5.2.5, 5.2.15, 5.2.6.1, 5.2.6.3, 5.2.7, 5.2.8,
5.2.9.1, 5.2.9.2, 5.2.9.3, 5.2.9.4
22.125 Modification
Delete in indent i), last paragraph “CAN/CSA-C22.2 No. 0.17 and”
10 Modification to the annexes
The annexes of Part 1 are applicable with following modifications:
Annex ZE
(normative)
Specific additional requirements for appliances and machines
intended for commercial use
This annex of Part 1 is applicable with the following modifications:
1 Introduction
Add at the beginning:
For the verification of compliance of appliances or machines intended for commercial use with the Essential Health
and Safety Requirements (EHSR) of the Directive 2006/42/EC, the requirements in this Annex ZE shall apply.
Delete the last paragraph beginning with “An appliance employing materials”
2 Normative references
Add the following standards:
EN ISO 3744:2010, Acoustics – Determination of sound power levels and sound energy levels of noise sources
using sound pressure – Engineering methods for an essentially free field over a reflecting plane (ISO 3744:2010)
EN ISO 4871:2009, Acoustics – Declaration and verification of noise emission values of machinery and equipment
(ISO 4871:1996)
EN ISO 11203:2009, Acoustics – Noise emitted by machinery and equipment – Determination of emission sound
pressure levels at a work station and at other specified positions from the sound power level (ISO 11203:1995)
EN ISO 11688-1:2009, Acoustics – Recommended practice for the design of low-noise machinery and equipment
– Part 1: Planning (ISO/TR 11688-1:1995)
EN 12102:2013, Air conditioners, liquid chilling packages, heat pumps and dehumidifiers with electrically driven
compressors for space heating and cooling – Measurement of airborne noise – Determination of the sound power
level
5 General conditions for the tests
5.7 Replace the replacement of Part 2 by the following:
The tests are carried out in a draught-free location at an ambient temperature of 20 °C ± 5 °C.
The tests and test conditions of Clauses 10 and 11 are carried out under the most severe operating conditions
within the operating temperature range specified by the manufacturer. Annex AA provides examples of such
temperature conditions.
7 Marking and instructions
This clause of Annex ZE of Part 1 is applicable except as follows:
7.12.ZE1 Replace in the sixth bullet item starting with “on airborne noise emissions…”:
the words “the relevant Part 2” by “Annex ZAB”
Replace the first sub dashed item starting with “the A-weighted emission sound pressure level …” by:
the A-weighted emission sound pressure level at workstations, where this exceeds 70 dB(A). If the A-weighted
emission sound pressure level is below 70 dB, no value needs to be given, but the instructions shall state that the
A-weighted emission sound pressure level is below 70 dB.
Delete the second sub-dashed item starting with “the peak C-weighted….”
EN IEC 60335-2-40:202/A11:2023 (E)
11 Heating
11.9 replace in the 2nd Paragraph “may” by “shall” and delete “provided this is agreed with the manufacturer” at
the end of the 2nd paragraph.
15 Moisture resistance
15.1 Delete Note 101.
19 Abnormal operation
19.11.4 Modification:
Delete the 5th paragraph beginning with “Components”.
Note 102, replace the text with “void”.
22 Construction
This clause of Annex ZE of Part 1 is applicable except as follows:
22.ZE.6 Replace the third paragraph by:
The guard is opened to the extent needed to cause the interlocking to operate and is then closed. This operation
is carried out for 5 000 cycles at a rate of 5 cycles per min.
22.6 Modification
Delete the Note 101
22.46 Modification
Delete the last sentence of the addition.
22.ZE.101 Addition:
Noise reduction is an integral part of the design process and shall be achieved by particularly applying measures
at source to control noise, see for example EN ISO 11688-1:2009. The success of the applied noise reduction
measures is assessed based on the actual noise emission values, determined according to Annex ZAB, in relation
to other machines of the same type with comparable non-acoustical technical data.
Main sources of noise for appliances covered by this document are:
— Airborne noise of Fans and compressors
— Noise caused by vibrations of fans, compressors, associated piping and sheet metal parts.
Annex FF
(normative)
Leak simulation tests
FF.1 Modification
Replace in the 3rd sentence: “or other point judged to be a weak point” with “or other potentially weak points”.
EN IEC 60335-2-40:202/A11:2023 (E)
Annex JJ
(normative)
Allowable opening of relays and similar components to prevent ignit
...

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Frequently Asked Questions

EN IEC 60335-2-40:2023/A11:2023 is a amendment published by CLC. Its full title is "Household and similar electrical appliances - Safety - Part 2-40: Particular requirements for electrical heat pumps, air-conditioners and dehumidifiers". This standard covers: NEXT ACTION: CCMC ACTION to request HAS assessment @ PUB once HAS system is operational 2019-12-10 CV: prEN IEC 60335-2-40 (PR=67783) to be published togther with EN IEC 60335-2-40/PRA11 (PR=67817)

NEXT ACTION: CCMC ACTION to request HAS assessment @ PUB once HAS system is operational 2019-12-10 CV: prEN IEC 60335-2-40 (PR=67783) to be published togther with EN IEC 60335-2-40/PRA11 (PR=67817)

EN IEC 60335-2-40:2023/A11:2023 is classified under the following ICS (International Classification for Standards) categories: 23.120 - Ventilators. Fans. Air-conditioners. The ICS classification helps identify the subject area and facilitates finding related standards.

EN IEC 60335-2-40:2023/A11:2023 has the following relationships with other standards: It is inter standard links to EN IEC 60335-2-40:2024, EN IEC 60335-2-40:2023. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

EN IEC 60335-2-40:2023/A11:2023 is associated with the following European legislation: EU Directives/Regulations: 2006/42/EC, 2014/35/EU; Standardization Mandates: M/396, M/511. When a standard is cited in the Official Journal of the European Union, products manufactured in conformity with it benefit from a presumption of conformity with the essential requirements of the corresponding EU directive or regulation.

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