EN ISO/IEC 23894:2024
(Main)Information technology - Artificial intelligence - Guidance on risk management (ISO/IEC 23894:2023)
Information technology - Artificial intelligence - Guidance on risk management (ISO/IEC 23894:2023)
This document provides guidance on how organizations that develop, produce, deploy or use products, systems and services that utilize artificial intelligence (AI) can manage risk specifically related to AI. The guidance also aims to assist organizations to integrate risk management into their AI-related activities and functions. It moreover describes processes for the effective implementation and integration of AI risk management.
The application of this guidance can be customized to any organization and its context.
Informationstechnik - Künstliche Intelligenz - Leitlinien für Risikomanagement (ISO/IEC 23894:2023)
Technologies de l’information - Intelligence artificielle - Recommandations relatives au management du risque (ISO/IEC 23894:2023)
Le présent document fournit des recommandations relatives à la manière dont les organismes qui développent, produisent, déploient ou utilisent des produits, systèmes et services faisant appel à l’intelligence artificielle (IA) peuvent gérer le risque spécifiquement lié à l’IA. Ces recommandations visent également à assister les organismes dans l’intégration du management du risque à leurs activités et fonctions liées à l’IA. Le présent document décrit en outre des processus pour la mise en œuvre et l’intégration efficaces du management du risque lié à l’IA.
L’application de ces recommandations peut être adaptée à n’importe quel organisme et à son contexte.
Informacijska tehnologija - Umetna inteligenca - Smernice za obvladovanje tveganj (ISO/IEC 23894:2023)
Ta dokument podaja naslednje smernice za organizacije, ki razvijajo, ustvarjajo, nameščajo ali uporabljajo izdelke, sisteme in storitve, ki uporabljajo umetno inteligenco, pri obvladovanju tveganj, posebej povezanih z umetno inteligenco. Smernice so prav tako namenjene za pomoč organizacijam pri vključevanju obvladovanja tveganj v svoje aktivnosti in funkcije, povezane z umetno inteligenco. Prav tako opisuje postopke za učinkovito izvajanje in integracijo obvladovanja tveganj, povezanih z umetno inteligenco.
Uporabo teh smernic je mogoče prilagoditi kateri koli organizaciji in njenemu kontekstu.
General Information
Standards Content (Sample)
SLOVENSKI STANDARD
01-maj-2024
Informacijska tehnologija - Umetna inteligenca - Smernice za obvladovanje tveganj
(ISO/IEC 23894:2023)
Information technology - Artificial intelligence - Guidance on risk management (ISO/IEC
23894:2023)
Informationstechnik - Künstliche Intelligenz - Leitlinien für Risikomanagement (ISO/IEC
23894:2023)
Technologies de l’information - Intelligence artificielle - Recommandations relatives au
management du risque (ISO/IEC 23894:2023)
Ta slovenski standard je istoveten z: EN ISO/IEC 23894:2024
ICS:
03.100.01 Organizacija in vodenje Company organization and
podjetja na splošno management in general
35.020 Informacijska tehnika in Information technology (IT) in
tehnologija na splošno general
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
EUROPEAN STANDARD EN ISO/IEC 23894
NORME EUROPÉENNE
EUROPÄISCHE NORM
February 2024
ICS 35.020
English version
Information technology - Artificial intelligence - Guidance
on risk management (ISO/IEC 23894:2023)
Technologies de l'information - Intelligence artificielle Informationstechnik - Künstliche Intelligenz -
- Recommandations relatives au management du Leitlinien für Risikomanagement (ISO/IEC
risque (ISO/IEC 23894:2023) 23894:2023)
This European Standard was approved by CEN on 12 February 2024.
CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for
giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical
references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to
any CEN and CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC
Management Centre has the same status as the official versions.
CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium,
Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy,
Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia,
Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and United Kingdom.
CEN-CENELEC Management Centre:
Rue de la Science 23, B-1040 Brussels
© 2024 CEN/CENELEC All rights of exploitation in any form and by any means
Ref. No. EN ISO/IEC 23894:2024 E
reserved worldwide for CEN national Members and for
CENELEC Members.
Contents Page
European foreword . 3
European foreword
The text of ISO/IEC 23894:2023 has been prepared by Technical Committee ISO/IEC JTC 1 "Information
technology” of the International Organization for Standardization (ISO) and has been taken over as
secretariat of which is held by DS.
This European Standard shall be given the status of a national standard, either by publication of an
identical text or by endorsement, at the latest by August 2024, and conflicting national standards shall
be withdrawn at the latest by August 2024.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN-CENELEC shall not be held responsible for identifying any or all such patent rights.
Any feedback and questions on this document should be directed to the users’ national standards body.
A complete listing of these bodies can be found on the CEN and CENELEC websites.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the
following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of
North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and the
United Kingdom.
Endorsement notice
The text of ISO/IEC 23894:2023 has been approved by CEN-CENELEC as EN ISO/IEC 23894:2024
without any modification.
INTERNATIONAL ISO/IEC
STANDARD 23894
First edition
2023-02
Information technology — Artificial
intelligence — Guidance on risk
management
Technologies de l’information — Intelligence artificielle —
Recommandations relatives au management du risque
Reference number
ISO/IEC 23894:2023(E)
© ISO/IEC 2023
ISO/IEC 23894:2023(E)
© ISO/IEC 2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
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ii
© ISO/IEC 2023 – All rights reserved
ISO/IEC 23894:2023(E)
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles of AI risk management . 1
5 Framework . 5
5.1 General . 5
5.2 Leadership and commitment . 5
5.3 Integration. 6
5.4 Design . 6
5.4.1 Understanding the organization and its context . 6
5.4.2 Articulating risk management commitment . 8
5.4.3 Assigning organizational roles, authorities, responsibilities and
accountabilities . 8
5.4.4 Allocating resources . 8
5.4.5 Establishing communication and consultation . 8
5.5 Implementation . . 9
5.6 Evaluation . 9
5.7 Improvement . 9
5.7.1 Adapting . 9
5.7.2 Continually improving . 9
6 Risk management process .9
6.1 General . 9
6.2 Communication and consultation. 9
6.3 Scope, context and criteria . 9
6.3.1 General . 9
6.3.2 Defining the scope . 10
6.3.3 External and internal context . 10
6.3.4 Defining risk criteria . 10
6.4 Risk assessment . 11
6.4.1 General . 11
6.4.2 Risk identification . 11
6.4.3 Risk analysis . . 14
6.4.4 Risk evaluation.15
6.5 Risk treatment .15
6.5.1 General .15
6.5.2 Selection of risk treatment options . 15
6.5.3 Preparing and implementing risk treatment plans . 16
6.6 Monitoring and review . 16
6.7 Recording and reporting . 16
Annex A (informative) Objectives .18
Annex B (informative) Risk sources .21
Annex C (informative) Risk management and AI system life cycle .24
Bibliography .
...
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