SIST ETS 300 940 E8:2005

SLOVENSKI STANDARD
01-februar-2005
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Digital cellular telecommunications system (Phase 2+) (GSM); Mobile radio interface;
Layer 3 specification (GSM 04.08 version 5.14.1 Release 1996)
Ta slovenski standard je istoveten z: ETS 300 940 Edition 8
ICS:
33.070.01 Mobilni servisi na splošno Mobile services in general
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN ETS 300 940
TELECOMMUNICATION April 2000
STANDARD Eighth Edition
Source: SMG Reference: RE/SMG-030408QR10
ICS: 33.020
Key words: Digital cellular telecommunications system, Global System for Mobile communications (GSM)
R
GLOBAL SYSTEM FOR
MOBILE COMMUNICATIONS
Digital cellular telecommunications system (Phase 2+);
Mobile radio interface;
Layer 3 specification
(GSM 04.08 version 5.14.1 Release 1996)
ETSI
European Telecommunications Standards Institute
ETSI Secretariat
Postal address: F-06921 Sophia Antipolis CEDEX - FRANCE
Office address: 650 Route des Lucioles - Sophia Antipolis - Valbonne - FRANCE
Internet: secretariat@etsi.fr - http://www.etsi.org
Tel.:+33492944200- Fax:+33493654716
Copyright Notification: No part may be reproduced except as authorized by written permission. The copyright and the
foregoing restriction extend to reproduction in all media.
© European Telecommunications Standards Institute 2000. All rights reserved.

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Whilst every care has been taken in the preparation and publication of this document, errors in content,
typographical or otherwise, may occur. If you have comments concerning its accuracy, please write to
"ETSI Standards Making Support Dept." at the address shown on the title page.

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Contents
Intellectual Property Rights.21
Foreword.21
Introduction.22
0 Scope .23
0.1 Scope of the Technical Specification.23
0.2 Application to the interface structures.23
0.3 Structure of layer 3 procedures.23
0.4 Test procedures.23
0.5 Use of logical channels .23
0.6 Overview of control procedures .24
0.6.1 List of procedures.24
0.7 Applicability of implementations.25
1 Normative references.26
2 Definitions and abbreviations .30
2.1 Random values .30
2.2 Vocabulary .30
3 Radio Resource management procedures .32
3.1 Overview/General .32
3.1.1 General.32
3.1.2 Services provided to upper layers .32
3.1.2.1 Idle mode.32
3.1.2.2 Dedicated mode.32
3.1.2.3 Group receive mode .33
3.1.2.4 Group transmit mode.33
3.1.3 Services required from data link and physical layers .33
3.1.4 Change of dedicated channels.33
3.1.4.1 Change of dedicated channels using SAPI = 0 .33
3.1.4.2 Change of dedicated channels using other SAPIs than 0 .34
3.1.4.3 Sequenced message transfer operation.34
3.1.4.3.1 Variables and sequence numbers .34
3.1.4.3.2 Procedures for the initiation, transfer
execution and termination of the
sequenced message transfer
operation .35
3.1.5 Procedure for Service Request and Contention Resolution.35
3.2 Idle mode procedures .36
3.2.1 Mobile Station side .36
3.2.2 Network side.36
3.2.2.1 System information broadcasting .36
3.2.2.2 Paging.37
3.3 RR connection establishment .37
3.3.1 RR connection establishment initiated by the mobile station .37
3.3.1.1 Entering the dedicated mode : immediate assignment
procedure.37
3.3.1.1.1 Permission to access the network .37
3.3.1.1.2 Initiation of the immediate assignment
procedure.38
3.3.1.1.3 Answer from the network .39
3.3.1.1.4 Assignment completion.40
3.3.1.1.5 Abnormal cases .41

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3.3.1.2 Entering the group transmit mode: uplink access
procedure. 41
3.3.1.2.1 Mobile station side. 41
3.3.1.2.2 Network side. 42
3.3.1.2.3 Abnormal cases . 43
3.3.2 Paging procedure. 43
3.3.2.1 Paging initiation by the network. 43
3.3.2.2 Paging response . 44
3.3.2.3 Abnormal cases . 44
3.3.3 Notification procedure. 45
3.3.3.1 Notification of a call. 45
3.3.3.2 Joining a VGCS or VBS call. 45
3.3.3.3 Reduced NCH monitoring mechanism. 46
3.4 Procedures in dedicated mode and in group transmit mode. 47
3.4.1 SACCH procedures . 47
3.4.1.1 General . 47
3.4.1.2 Measurement report. 48
3.4.1.3 Extended measurement report $(MAFA)$. 48
3.4.2 Transfer of messages and link layer service provision. 48
3.4.3 Channel assignment procedure. 49
3.4.3.1 Channel assignment initiation . 49
3.4.3.2 Assignment completion. 51
3.4.3.3 Abnormal cases . 51
3.4.4 Handover procedure . 52
3.4.4.1 Handover initiation. 52
3.4.4.2 Physical channel establishment . 54
3.4.4.2.1 Finely synchronized cell case. 54
3.4.4.2.2 Non synchronized cell case. 54
3.4.4.2.3 Pseudo-synchronized cell case. 55
3.4.4.2.4 Pre-synchronized cell case . 55
3.4.4.3 Handover completion . 55
3.4.4.4 Abnormal cases . 56
3.4.5 Frequency redefinition procedure . 57
3.4.5.1 Abnormal cases . 57
3.4.6 Channel mode modify procedure. 57
3.4.6.1 Normal channel mode modify procedure. 58
3.4.6.1.1 Initiation of the channel mode modify
procedure . 58
3.4.6.1.2 Completion of channel mode modify
procedure . 58
3.4.6.1.3 Abnormal cases . 58
3.4.6.2 Channel mode modify procedure for a voice group call
talker . 58
3.4.6.2.1 Initiation of the channel mode modify
procedure . 58
3.4.6.2.2 Completion of mode change
procedure . 58
3.4.6.2.3 Abnormal cases . 59
3.4.7 Ciphering mode setting procedure. 59
3.4.7.1 Ciphering mode setting initiation . 59
3.4.7.2 Ciphering mode setting completion. 59
3.4.8 Additional channel assignment procedure. 60
3.4.8.1 Additional assignment procedure initiation. 60
3.4.8.2 Additional assignment procedure completion . 60
3.4.8.3 Abnormal cases . 60
3.4.9 Partial channel release procedure . 61
3.4.9.1 Partial release procedure initiation. 61
3.4.9.2 Abnormal cases . 61
3.4.10 Classmark change procedure. 61
3.4.11 Classmark interrogation procedure . 61
3.4.11.1 Classmark interrogation initiation. 61
3.4.11.2 Classmark interrogation completion. 62
3.4.12 Indication of notifications and paging informations. 62

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3.4.13 RR connection release procedure.63
3.4.13.1 Normal release procedure .63
3.4.13.1.1 Channel release procedure initiation in
dedicated mode and in group transmit
mode.63
3.4.13.1.2 Abnormal cases .64
3.4.13.2 Radio link failure in dedicated mode.64
3.4.13.2.1 Mobile side.64
3.4.13.2.2 Network side .64
3.4.13.3 RR connection abortion in dedicated mode.64
3.4.13.4 Uplink release procedure in group transmit mode.65
3.4.13.5 Radio link failure in group transmit mode .65
3.4.13.5.1 Mobile side.65
3.4.13.5.2 Network side .65
3.4.14 Receiving a RR STATUS message by a RR entity. .65
3.4.15 Group receive mode procedures.66
3.4.15.1 Mobile station side .66
3.4.15.1.1 Reception of the VGCS or VBS
channel .66
3.4.15.1.2 Monitoring of downlink messages and
related procedures.66
3.4.15.1.3 Uplink reply procedure .67
3.4.15.1.4 Leaving the group receive mode.68
3.4.15.2 Network side.68
3.4.15.2.1 Provision of messages on the VGCS
or VBS channel downlink .68
3.4.15.2.2 Release of the VGCS or VBS
Channels.69
3.4.15.3 Failure cases .69
3.4.16 Configuration change procedure .69
3.4.16.1 Configuration change initiation .70
3.4.16.2 Configuration change completion .70
3.4.16.3 Abnormal cases.70
3.4.17 Mapping of user data substreams onto timeslots in a multislot
configuration.70
3.4.18 Handling of classmark information at band change .71
4 Elementary procedures for Mobility Management.72
4.1 General .72
4.1.1 Type of MM procedures .72
4.1.2 MM sublayer states .73
4.1.2.1 MM sublayer states in the mobile station.73
4.1.2.1.1 Main states.73
4.1.2.1.2 Substates of the MM IDLE state .76
4.1.2.2 The update Status .77
4.1.2.3 MM sublayer states on the network side .78
4.2 Behaviour in MM IDLE State.79
4.2.1 Primary Service State selection.79
4.2.1.1 Selection of the Service State after Power On. .79
4.2.1.2 Other Cases.80
4.2.2 Detailed Description of the MS behaviour in MM IDLE State.80
4.2.2.1 Service State, NORMAL SERVICE .80
4.2.2.2 Service State, ATTEMPTING TO UPDATE .81
4.2.2.3 Service State, LIMITED SERVICE .81
4.2.2.4 Service State, NO IMSI.82
4.2.2.5 Service State, SEARCH FOR PLMN, NORMAL SERVICE.82
4.2.2.6 Service State, SEARCH FOR PLMN.82
4.2.2.7 Service State, RECEIVING GROUP CALL (NORMAL
SERVICE).83
4.2.2.8 Service State, RECEIVING GROUP CALL (LIMITED
SERVICE).83
4.2.3 Service state when back to state MM IDLE from another state .83
4.3 MM common procedures .84

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4.3.1 TMSI reallocation procedure. 84
4.3.1.1 TMSI reallocation initiation by the network. 85
4.3.1.2 TMSI reallocation completion by the mobile station. 85
4.3.1.3 TMSI reallocation completion in the network. . 85
4.3.1.4 Abnormal cases . 85
4.3.2 Authentication procedure. 87
4.3.2.1 Authentication request by the network . 87
4.3.2.2 Authentication response by the mobile station. 87
4.3.2.3 Authentication processing in the network. 87
4.3.2.4 Ciphering key sequence number . 87
4.3.2.5 Unsuccessful authentication . 88
4.3.2.6 Abnormal cases . 88
4.3.3 Identification procedure . 89
4.3.3.1 Identity request by the network . 89
4.3.3.2 Identification response by the mobile station . 89
4.3.3.3 Abnormal cases . 89
4.3.4 IMSI detach procedure . 89
4.3.4.1 IMSI detach initiation by the mobile station. 89
4.3.4.2 IMSI detach procedure in the network . 90
4.3.4.3 IMSI detach completion by the mobile station. 90
4.3.4.4 Abnormal cases . 90
4.3.5 Abort procedure . 90
4.3.5.1 Abort procedure initiation by the network. 90
4.3.5.2 Abort procedure in the mobile station . 91
4.3.6 MM information procedure. 91
4.3.6.1 MM information procedure initiation by the network. 91
4.3.6.2 MM information procedure in the mobile station . 91
4.4 MM specific procedures . 92
4.4.1 Location updating procedure . 92
4.4.2 Periodic updating . 93
4.4.3 IMSI attach procedure . 93
4.4.4 Generic Location Updating procedure . 94
4.4.4.1 Location updating initiation by the mobile station. 94
4.4.4.1a Network Request for Additional mobile station Capability
Information . 94
4.4.4.2 Identification request from the network . 94
4.4.4.3 Authentication by the network . 94
4.4.4.4 Ciphering mode setting by the network. 94
4.4.4.5 Attempt Counter. 94
4.4.4.6 Location updating accepted by the network. 95
4.4.4.7 Location updating not accepted by the network. 95
4.4.4.8 Release of RR connection after location updating. 96
4.4.4.9 Abnormal cases on the mobile station side . 96
4.4.4.10 Abnormal cases on the network side . 97
4.5 Connection management sublayer service provision. 98
4.5.1 MM connection establishment . 98
4.5.1.1 MM connection establishment initiated by the mobile
station. 98
4.5.1.2 Abnormal cases . 101
4.5.1.3 MM connection establishment initiated by the network. 102
4.5.1.3.1 Mobile Terminating CM Activity. 102
4.5.1.3.2 Mobile Originating CM Activity
$(CCBS)$. 103
4.5.1.4 Abnormal cases . 103
4.5.1.5 MM connection establishment for emergency calls . 103
4.5.1.6 Call re-establishment . 104
4.5.1.6.1 Call re-establishment, initiation by the
mobile station . 105
4.5.1.6.2 Abnormal cases . 106
4.5.1.7 Forced release during MO MM connection establishment 107
4.5.2 MM connection information transfer phase . 107
4.5.2.1 Sending CM messages. 107
4.5.2.2 Receiving CM messages . 108

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4.5.2.3 Abnormal cases.108
4.5.3 MM connection release .108
4.5.3.1 Release of associated RR connection.108
4.5.3.2 Uplink release in a voice group call .109
4.6 Receiving a MM STATUS message by a MM entity. .109
5 Elementary procedures for circuit-switched Call Control.110
5.1 Overview .110
5.1.1 General.110
5.1.2 Call Control States.115
5.1.2.1 Call states at the mobile station side of the interface .115
5.1.2.1.1 Null (State U0) .115
5.1.2.1.2 MM Connection pending (U0.1).115
5.1.2.1.2a CC prompt present (U0.2) $(CCBS)$.115
5.1.2.1.2b Wait for network information (U0.3)
$(CCBS)$.115
5.1.2.1.2c CC-Establishmentpresent (U0.4)
$(CCBS)$.115
5.1.2.1.2d CC-Establishment confirmed (U0.5)
$(CCBS)$.115
5.1.2.1.2e Recall present (U0.6) $(CCBS)$.115
5.1.2.1.3 Call initiated (U1) .115
5.1.2.1.4 Mobile originating call proceeding (U3)115
5.1.2.1.5 Call delivered (U4) .116
5.1.2.1.6 Call present (U6).116
5.1.2.1.7 Call received (U7) .116
5.1.2.1.8 Connect Request (U8) .116
5.1.2.1.9 Mobile terminating call confirmed (U9)116
5.1.2.1.10 Active (U10) .116
5.1.2.1.11 Disconnect request (U11) .116
5.1.2.1.12 Disconnect indication (U12).116
5.1.2.1.13 Release request (U19).116
5.1.2.1.14 Mobile originating modify (U26) .116
5.1.2.1.15 Mobile terminating modify (U27).116
5.1.2.2 Network call states.116
5.1.2.2.1 Null (State N0) .117
5.1.2.2.2 MM connection pending (N0.1).117
5.1.2.2.2a CC connection pending (N0.2)
$(CCBS)$.117
5.1.2.2.2b Network answer pending (N0.3)
$(CCBS)$.117
5.1.2.2.2c CC-Establishment present (N0.4)
$(CCBS)$.117
5.1.2.2.2d CC-Establishment confirmed (N0.5)
$(CCBS)$.117
5.1.2.2.2e Recall present (N0.6) $(CCBS)$.117
5.1.2.2.3 Call initiated (N1) .117
5.1.2.2.4 Mobile originating call proceeding (N3)117
5.1.2.2.5 Call delivered (N4) .117
5.1.2.2.6 Call present (N6).117
5.1.2.2.7 Call received (N7) .117
5.1.2.2.8 Connect request (N8).118
5.1.2.2.9 Mobile terminating call confirmed (N9)118
5.1.2.2.10 Active (N10) .118
5.1.2.2.11 {Not used} .118
5.1.2.2.12 Disconnect indication (N12).118
5.1.2.2.13 Release request (N19).118
5.1.2.2.14 Mobile originating modify (N26) .118
5.1.2.2.15 Mobile terminating modify (N27).118
5.1.2.2.16 Connect Indication (N28) .118
5.2 Call establishment procedures.118
5.2.1 Mobile originating call establishment.119
5.2.1.1 Call initiation.119

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5.2.1.2 Receipt of a setup message . 120
5.2.1.3 Receipt of a CALL PROCEEDING message. 121
5.2.1.4 Notification of progressing mobile originated call. 121
5.2.1.4.1 Notification of interworking in
connection with mobile originated call
establishment . 121
5.2.1.4.2 Call progress in the PLMN/ISDN
environment. 122
5.2.1.5 Alerting . 122
5.2.1.6 Call connected . 123
5.2.1.7 Call rejection . 123
5.2.1.8 Transit network selection . 123
5.2.1.9 Traffic channel assignment at mobile originating call
establishment. 123
5.2.1.10 Call queuing at mobile originating call establishment . 124
5.2.2 Mobile terminating call establishment. 124
5.2.2.1 Call indication. 124
5.2.2.2 Compatibility checking . 125
5.2.2.3 Call confirmation . 125
5.2.2.3.1 Response to SETUP . 125
5.2.2.3.2 Receipt of CALL CONFIRMED and
ALERTING by the network . 125
5.2.2.3.3 Call failure procedures . 126
5.2.2.3.4 Called mobile station clearing during
mobile terminating call establishment 126
5.2.2.4 Notification of interworking in connection with mobile
terminating call establishment. 126
5.2.2.5 Call accept . 126
5.2.2.6 Active indication . 126
5.2.2.7 Traffic channel assignment at mobile terminating call
establishment. 127
5.2.2.8 Call queuing at mobile terminating call establishment . 127
5.2.2.9 User connection attachment during a mobile terminating
call. 127
5.2.3 Network initiated MO call $(CCBS)$. 127
5.2.3.1 Initiation. 127
5.2.3.2 CC-Establishment present . 128
5.2.3.2.1 Recall Alignment Procedure. 129
5.2.3.3 CC-Establishment confirmation . 130
5.2.3.4 Recall present . 130
5.2.3.5 Traffic channel assignment during network initiated
mobile originating call establishment . 131
5.3 Signalling procedures during the "active" state . 131
5.3.1 User notification procedure. 131
5.3.2 Call rearrangements . 131
5.3.3 Not used. 131
5.3.4 Support of Dual Services . 131
5.3.4.1 Service Description . 132
5.3.4.2 Call establishment. 132
5.3.4.2.1 Mobile Originating Establishment. 132
5.3.4.2.2 Mobile Terminating Establishment . 133
5.3.4.3 Changing the Call Mode. 133
5.3.4.3.1 Initiation of in-call modification . 133
5.3.4.3.2 Successful completion of in-call
modification . 134
5.3.4.3.3 Change of the channel configuration. 134
5.3.4.3.4 Failure of in-call modification. 134
5.3.4.4 Abnormal procedures. 135
5.3.5 User initiated service level up- and downgrading . 136
5.3.5.1 Initiation of service level up- and downgrading . 136
5.3.5.2 Successful completion of service level up- and
downgrading. 136
5.3.5.3 Rejection of service level up- and downgrading. 136

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5.3.5.4 Time-out recovery.136
5.4 Call clearing .137
5.4.1 Terminology.137
5.4.2 Exception conditions.137
5.4.3 Clearing initiated by the mobile station.138
5.4.3.1 Initiation of call clearing .138
5.4.3.2 Receipt of a DISCONNECT message from the mobile
station. .138
5.4.3.3 Receipt of a RELEASE message from the network .138
5.4.3.4 Receipt of a RELEASE COMPLETE message from the
mobile station.138
5.4.3.5 Abnormal cases.138
5.4.4 Clearing initiated by the network .138
5.4.4.1 Clearing when tones/announcements provided.138
5.4.4.1.1 Receipt of a DISCONNECT message
with progress indicator #8 from the
network .139
5.4.4.1.2 Expiry of timer T306.139
5.4.4.2 Clearing when tones/announcements not provided.139
5.4.4.2.1 Receipt of a DISCONNECT message
without progress indicator or with
progress indicator different from #8
from the network .139
5.4.4.2.2 Receipt of a RELEASE message from
the mobile station.139
5.4.4.2.3 Abnormal cases .139
5.4.4.3 Completion of clearing.140
5.4.4.3.1 Abnormal cases .140
5.4.5 Clear collision .140
5.5 Miscellaneous procedures .140
5.5.1 In-band tones and announcements.140
5.5.2 Call collisions.140
5.5.3 Status procedures .141
5.5.3.1 Status enquiry procedure.141
5.5.3.2 Reception of a STATUS message by a CC entity .141
5.5.3.2.1 STATUS message with incompatible
state .141
5.5.3.2.2 STATUS message with compatible
state .141
5.5.4 Call re-establishment, mobile station side.142
5.5.4.1 Indication from the mobility management sublayer .142
5.5.4.2 Reaction of call control .142
5.5.4.3 Completion of re-establishment.142
5.5.4.4 Unsuccessful outcome .142
5.5.5 Call re-establishment, network side .142
5.5.5.1 State alignment.142
5.5.6 Progress .142
5.5.7 DTMF protocol control procedure.143
5.5.7.1 Start DTMF request by the mobile station .143
5.5.7.2 Start DTMF response by the network .143
5.5.7.3 Stop DTMF request by the mobile station .143
5.5.7.4 Stop DTMF response by the network .143
5.5.7.5 Sequencing of subsequent start DTMF requests by the
mobile station.144
6 Support of packet services.144
7 Examples of structured procedures .145
7.1 General .145
7.1.1 Paging request .146
7.1.2 Immediate assignment .146
7.1.3 Service request and contention resolution .147
7.1.4 Authentication.147

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7.1.5 Ciphering mode setting. 148
7.1.6 Transaction phase . 148
7.1.6.1 Channel mode modify . 148
7.1.7 Channel release. 149
7.2 Abnormal cases. 149
7.3 Selected examples. 149
7.3.1 Location updating. 150
7.3.2 Mobile originating call establishment . 152
7.3.3 Mobile terminating call establishment. 156
7.3.4 Call clearing . 159
7.3.5 DTMF protocol control . 160
7.3.6 Handover . 161
7.3.7 In-call modification . 163
7.3.8 Call re-establishment . 164
7.3.9 Network initiated mobile originating call $(CCBS)$ . 165
8 Handling of unknown, unforeseen, and erroneous protocol data . 170
8.1 General. 170
8.2 Message too short. 170
8.3 Unknown or unforeseen transaction identifier. 170
8.4 Unknown or unforeseen message type. 171
8.5 Non-semantical mandatory information element errors . 172
8.5.1 Radio resource management . 172
8.5.2 Mobility management. 172
8.5.3 Call control. 172
8.6 Unknown and unforeseen IEs in the non-imperative message part. 173
8.6.1 IEIs unknown in the message. 173
8.6.2 Out of sequence IEs . 173
8.6.3 Repeated IEs . 173
8.7 Non-imperative message part errors. 173
8.7.1 Syntactically incorrect optional IEs. 173
8.7.2 Conditional IE errors . 173
8.8 Messages with semantically incorrect contents . 174
9 Message functional definitions and contents. 174
9.1 Messages for Radio Resources management. 175
9.1.1 Additional assignment. 177
9.1.1.1 Mobile Allocation . 177
9.1.1.2 Starting Time. 177
9.1.2 Assignment command . 178
9.1.2.1 Mode of the First Channel (Channel Set 1) and Mode of
Channel Set "X" (2= 9.1.2.2 Description of the Second Channel. 179
9.1.2.3 Mode of the Second Channel. 179
9.1.2.4 Mobile Allocation and Frequency List, after the starting
time . 179
9.1.2.5 Starting Time. 180
9.1.2.6 Reference cell frequency list. 180
9.1.2.7 Cell Channel Description. 180
9.1.2.8 Cipher Mode Setting . 180
9.1.2.9 VGCS target mode Indication . 181
9.1.2.10 Description of the multislot allocation. 181
9.1.3 Assignment complete . 181
9.1.4 Assignment failure . 182
9.1.5 Channel mode modify. 182
9.1.5.1 Channel Description. 182
9.1.5.2 VGCS target mode Indication . 182
9.1.6 Channel mode modify acknowledge. 183
9.1.7 Channel release. 184
9.1.7.1 Channel description and mobile allocation. 184
9.1.7.2 Group Cipher Key Number. 184
9.1.8 Channel request. 185
9.1.9 Ciphering mode command . 187

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9.1.10 Ciphering mode complete .
...