Energy management system application program interface (EMS-API) - Part 600-1: Common Grid Model Exchange Specification (CGMES) - Structure and rules

IEC 61970-600-1:2021 covers the definition of Common Grid Model Exchange Standard (CGMES), defines the main rules and application’s requirements to meet business requirements for assembled and merged model to fit relevant business services. This document does not define the business requirements, business processes nor how applications are implemented. This document defines how relevant Common Information Model (CIM) standards work together so that specific business requirements can be resolved.
It also includes extensions to the Common Information Model (CIM). The current extensions are defined in IEC 61970-301:2020 and will be covered in its future Amendment 1, but additional extensions can be defined in other standards in the IEC 61970-600-series. The extensions can be used to define additional profiles or to expand IEC 61970-450-series or IEC 61968-13 profiles. However, primary CGMES includes additional constraints on existing profiles and validation of assembled and merged models that is based on existing profiles. This can be done by making optional attributes and associations mandatory (required).
In addition, this document includes the specification of the serialisation that must be supported by referring to an existing standard defined in IEC 61970-550-series, e.g. IEC 61970-552, and making relevant constraints related to it.
The goal is to achieve interoperability between applications using CGMES in a high-performance environment with combined minimum effort so that relevant business processes are satisfied.
This first edition cancels and replaces IEC TS 61970-600-1 published in 2017. This edition constitutes a technical revision.

Schnittstelle der Anwendungsprotokolle von Energieverwaltungssystemen (EMS-API) - Teil 600-1: Spezifikation für den Austausch von Elektrizitätsversorgungssystemmodellen (CGMES) - Strukturen und Regeln

Interface de programmation d'application pour système de gestion d'énergie (EMS-API) – Partie 600-1: Spécification pour l'échange de modèle de réseau commun (CGMES) – Structure et règles

IEC 61970-600-1:2021 couvre la définition de la norme pour l'échange de modèle de réseau commun (CGMES), définit les principales règles et exigences d'application qui visent à satisfaire aux exigences métier destinées à adapter le modèle assemblé et fusionné aux services métier correspondants. Le présent document ne définit pas les exigences métier, les processus métier ni la façon dont les applications sont mises en œuvre. Le présent document définit la façon dont les normes applicables du modèle d'information commun (CIM) fonctionnent ensemble pour pouvoir répondre aux exigences métier spécifiques.
Il comprend également des extensions du modèle d'information commun (CIM). Les extensions actuelles sont définies dans l'IEC 61970-301:2020 et seront traitées dans son futur Amendement 1, mais des extensions supplémentaires peuvent être définies dans d'autres normes de la série IEC 61970-600. Les extensions peuvent être utilisées pour définir des profils supplémentaires ou pour étendre les profils de la série IEC 61970-450 ou de l'IEC 61968-13. Toutefois, la CGMES primaire inclut des contraintes supplémentaires pour les profils existants et la validation des modèles assemblés et fusionnés qui repose sur les profils existants. Pour cela, les attributs et les associations facultatifs peuvent être rendus obligatoires.
En outre, le présent document comprend la spécification de la sérialisation qu'il importe d'étayer par une référence à une norme existante définie dans la série IEC 61970-550, par exemple l'IEC 61970-552, et par l'établissement de contraintes pertinentes associées.
L'objectif est d'assurer l'interopérabilité entre les applications qui utilisent la CGMES dans un environnement à haute performance en combinant un effort minimal pour satisfaire aux processus métier correspondants.
Cette première édition annule et remplace l'IEC TS 61970-600-1 parue en 2017. Cette édition constitue une révision technique.
Cette édition inclut les modifications techniques majeures suivantes par rapport à l'IEC TS 61970 600-1:2017:
• les termes et définitions ont été mis à jour;
• la colonne "Type" a été supprimée de tous les tableaux pour améliorer la lisibilité du document. Toutes les règles sont en effet réputées nécessaires, ce qui rend inutile leur catégorisation;
• l'exigence HGEN4 a été ajoutée afin de définir des règles supplémentaires dans l'en-tête de fichier par rapport à l'IEC 61970-552:2016;
• l'Annexe B qui récapitule les règles spécifiques pour les conventions de nommage a été supprimée, car les informations étaient soit intégrées au modèle UML, soit jugées obsolètes;
• l'Annexe D qui traite de la modélisation des transformateurs déphaseurs (PST) a été supprimée, car elle sera entièrement intégrée à l'IEC 61970 301:2020+AMD1 ;
• l'Annexe E qui fournit un guide de mise en œuvre a été supprimée, car toutes les règles et recommandations de mise en œuvre sont ou seront intégrées à l'Article 5 du présent document ou dans l'IEC 61970-301:2020 (et son futur Amendement 1), l'IEC 61970-452 ou l'IEC 61970-456, comme cela est indiqué dans le présent document. Noter que l'ancien E.11.2 qui traite des attributs ConformLoadGroup et NonConformLoadGroup a été organisé d'une manière différente en raison d'un autre problème. Pour plus d'informations, se référer à l'IEC 61970-600-2:2020;
• les règles GENC17, GENC18, GENC19, EQ__4, EQ__5, SV__4, BPPL12, BPPL13, MVAL5, EXCH9, TP__4 et MARP12 ont été

Aplikacijski programski vmesnik za sistem upravljanja z energijo (EMS-API) - 600-1. del: Specifikacija izmenjave skupnega modela mreže (CGMS) - Struktura in pravila

General Information

Status
Published
Publication Date
11-Oct-2021
Technical Committee
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
05-Oct-2021
Due Date
10-Dec-2021
Completion Date
12-Oct-2021
Standard
SIST EN IEC 61970-600-1:2021 - BARVE
English language
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SLOVENSKI STANDARD
01-november-2021
Aplikacijski programski vmesnik za sistem upravljanja z energijo (EMS-API) - 600-
1. del: Specifikacija izmenjave skupnega modela mreže (CGMS) - Struktura in
pravila
Energy management system application program interface (EMS-API) - Part 600-1:
Common Grid Model Exchange Specification (CGMES) - Structure and rules
Ta slovenski standard je istoveten z: EN IEC 61970-600-1:2021
ICS:
29.240.30 Krmilna oprema za Control equipment for electric
elektroenergetske sisteme power systems
35.200 Vmesniška in povezovalna Interface and interconnection
oprema equipment
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD EN IEC 61970-600-1
NORME EUROPÉENNE
EUROPÄISCHE NORM August 2021
ICS 33.200
English Version
Energy management system application program interface
(EMS-API) - Part 600-1: Common Grid Model Exchange
Standard (CGMES) - Structure and rules
(IEC 61970-600-1:2021)
Interface de programmation d'application pour système de Schnittstelle der Anwendungsprotokolle von
gestion d'énergie (EMS-API) - Partie 600-1: Spécification Energieverwaltungssystemen (EMS-API) - Teil 600-1:
pour l'échange de modèle de réseau commun (CGMES) - Spezifikation für den Austausch von
Structure et règles Elektrizitätsversorgungssystemmodellen (CGMES) -
(IEC 61970-600-1:2021) Strukturen und Regeln
(IEC 61970-600-1:2021)
This European Standard was approved by CENELEC on 2021-07-09. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.
European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2021 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN IEC 61970-600-1:2021 E

European foreword
The text of document 57/2366/FDIS, future edition 1 of IEC 61970-600-1, prepared by IEC/TC 57
“Power systems management and associated information exchange” was submitted to the IEC-
CENELEC parallel vote and approved by CENELEC as EN IEC 61970-600-1:2021.
The following dates are fixed:
• latest date by which the document has to be implemented at national (dop) 2022–04–09
level by publication of an identical national standard or by endorsement
• latest date by which the national standards conflicting with the (dow) 2024–07–09
document have to be withdrawn
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC shall not be held responsible for identifying any or all such patent rights.
Any feedback and questions on this document should be directed to the users’ national committee. A
complete listing of these bodies can be found on the CENELEC website.
Endorsement notice
The text of the International Standard IEC 61970-600-1:2021 was approved by CENELEC as a
European Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards
indicated:
IEC 61970-501:2006 NOTE Harmonized as EN 61970-501:2006 (not modified)
IEC 61970-452 NOTE Harmonized as EN 61970-452
IEC 61970-453 NOTE Harmonized as EN 61970-453
IEC 61970-456 NOTE Harmonized as EN IEC 61970-456
IEC 61968-13 NOTE Harmonized as EN IEC 61968-13
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments)
applies.
NOTE 1 Where an International Publication has been modified by common modifications, indicated by (mod), the
relevant EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is available
here: www.cenelec.eu.
Publication Year Title EN/HD Year
IEC 61970-301 2020 Energy management system application EN IEC 61970-301 2020
program interface (EMS-API) - Part 301:
Common information model (CIM) base
IEC 61970-302 2018 Energy management system application EN IEC 61970-302 2018
program interface (EMS-API) - Part 302:
Common information model (CIM)
dynamics
IEC 61970-552 2016 Energy management system applicationEN 61970-552 2016
program interface (EMS-API) - Part 552:
CIMXML Model exchange format
IEC 61970-600-1 ®
Edition 1.0 2021-06
INTERNATIONAL
STANDARD
colour
inside
Energy management system application program interface (EMS-API) –

Part 600-1: Common Grid Model Exchange Standard (CGMES) – Structure and

rules
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 33.200 ISBN 978-2-8322-9814-5

– 2 – IEC 61970-600-1:2021 © IEC 2021
CONTENTS
FOREWORD . 4
INTRODUCTION . 7
1 Scope . 8
2 Normative references . 9
3 Terms, definitions and abbreviated terms . 10
3.1 Terms and definitions . 10
3.2 Abbreviated terms . 11
4 Data exchange context . 12
5 Specifications and functionalities . 15
5.1 General constraints . 15
5.2 Model authority sets (MAS) . 17
5.3 File header . 18
5.4 File body . 19
5.5 Profiles and instance file types. 19
5.5.1 General . 19
5.5.2 CGMES profiles’ properties . 19
5.5.3 CGMES extensions . 21
5.5.4 Equipment profile and instance file . 22
5.5.5 Topology profile and instance file . 23
5.5.6 Steady state hypothesis profile and instance file . 23
5.5.7 State variables profile and instance file . 24
5.5.8 Equipment boundary profile and instance file . 24
5.5.9 Topology boundary profile and instance file . 24
5.5.10 Diagram layout profile and instance file . 24
5.5.11 Geographical location profile and instance file . 25
5.5.12 Dynamics profile and instance file . 25
5.6 File exchange . 26
5.7 Boundary point – properties and location . 27
5.8 Model merging process . 29
5.9 CIM XML document/distribution validity . 32
5.10 Naming Convention . 33
6 CGMES governance . 36
6.1 General . 36
6.2 Versions of the CGMES and the profiles . 37
6.3 Conformity assessment . 38
6.4 Implementation process . 38
Annex A (xxxx) . 39
Annex B (normative) File header guidelines . 40
B.1 General . 40
B.2 Exchange scenarios . 40
B.3 Examples . 41
B.3.1 Example 1: File header of full model . 41
B.3.2 Example 2: File header of full model that is depending on another
model . 42
B.3.3 Example 3: File header of full model that is depending on a model and
supersedes another model . 43

IEC 61970-600-1:2021 © IEC 2021 – 3 –
B.3.4 Example 4: File header of difference model that is depending on a full
model and supersedes another full model . 44
B.3.5 Example 5: File header of difference model that is depending on a
difference model and supersedes another difference model . 45
Bibliography . 47

Figure 1 – CGMES instance file dependency . 20
Figure 2 – Boundary point placed on a tie-line . 27
Figure 3 – Boundary point placed in a substation . 27
Figure 4 – HVDC as interconnection or internal line . 28
Figure 5 – HVDC grid . 28
Figure 6 – Merge process . 31
Figure B.1 – Example workflow events . 40

Table 1 – IdentifiedObject attributes . 36
Table 2 – IdentifiedObject attributes in EQBD profile . 36

– 4 – IEC 61970-600-1:2021 © IEC 2021
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________
ENERGY MANAGEMENT SYSTEM APPLICATION
PROGRAM INTERFACE (EMS-API) –
Part 600-1: Common Grid Model Exchange Standard (CGMES) –
Structure and rules
FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international
co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and
in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports,
Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their
preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with
may participate in this preparatory work. International, governmental and non-governmental organizations liaising
with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for
Standardization (ISO) in accordance with conditions determined by agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence between
any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
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6) All users should ensure that they have the latest edition of this publication.
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Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent
rights. IEC shall not be held responsible for identifying any or all such patent rights.
International Standard IEC 61970-600-1 has been prepared by IEC technical committee 57:
Power systems management and associated information exchange.
This first edition cancels and replaces IEC TS 61970-600-1 published in 2017. This edition
constitutes a technical revision.
This edition includes the following significant technical changes with respect to
IEC TS 61970-600-1:2017:
• Terms and definitions were updated.
• The “Type” column in all tables was deleted to increase readability of the document as all
the rules are considered required, hence categorisation is not necessary.
• Requirement HGEN4 was added to define additional rules to the file header compared to
IEC 61970-552:2016.
IEC 61970-600-1:2021 © IEC 2021 – 5 –
• Annex B on “Summary of specific rules for naming conventions” is deleted as the information
was either integrated in the UML or considered outdated.
• Annex D referring to the PST modelling is deleted as it will be fully integrated in
IEC 61970-301:2020+AMD1 .
• Annex E “Implementation guide” is deleted as all rules and implementation guidance is or
will be integrated in either Clause 5 of this document or IEC 61970-301:2020 (and its future
Amendment 1) or IEC 61970-452 or IEC 61970-456 as referenced by this document. Note
that former Subclause E.11.2 on ConformLoadGroup and NonConformLoadGroup was
implemented differently due to another issue, please refer to IEC 61970-600-2:2020.
• Rules GENC17, GENC18, GENC19, EQ__4, EQ__5, SV__4, BPPL12, BPPL13, MVAL5,
EXCH9, TP__4 and MARP12 were added.
• Rules GENC3, GENC6, PROF2, PROF4, PROF5, PROF8, PROF9, EXCH5, EXCH6,
EXCH7, MAS_4, MAS_6, MAS_9, MAS_10, MAS_11, MAS_13, EQ__1, HREF2, HREF3,
HREF5, MVAL3, TPBD1, TPBD2, BPPL10, NAMC12 and NAMC13 are deleted as they are
considered not relevant due to other changes.
• The following rules were modified: GENC1, GENC2, GENC4, GENC5, GENC7, GENC8,
GENC9, GENC10, GENC16, EQBD2, BPPL11, EXCH2, EXCH3, EXCH8, FBOD3, FBOD5,
PROF10, PROF11, MAS_1, MAS_8, HGEN3, HREF1,EEXT1, EQ__2, TP__1, TP__2,
TP__3, MARP10, MARP11, NAMC1, NAMC4, NAMC11, NAMC14, BPPL1, BPPL2 and
BPPL3.
• Explicit equipment boundary profile definition (EQBD) has been deprecated (refer to
Subclause 4.6.5 of IEC 61970-301:2020 and future Amendment 1 for details on
deprecations) in this edition in favour of using its full profile counterpart (EQ) for exchange
of boundary datasets. The topology boundary profile (TPBD) is not included in the CGMES
as TP is considered output and therefore it is no need to exchange Topology information
part of the boundary model authority set.
• Annex F has been deleted.
The text of this International Standard is based on the following documents:
FDIS Report on voting
57/2366/FDIS 57/2382/RVD
Full information on the voting for its approval can be found in the report on voting indicated in
the above table.
The language used for the development of this International Standard is English.
This document was drafted in accordance with ISO/IEC Directives, Part 2, and developed in
accordance with ISO/IEC Directives, Part 1 and ISO/IEC Directives, IEC Supplement, available
at www.iec.ch/members_experts/refdocs. The main document types developed by IEC are
described in greater detail at www.iec.ch/standardsdev/publications.
A list of all parts in the IEC 61970 series, published under the general title Energy management
system application program interface (EMS-API), can be found on the IEC website.
___________
An amendment to IEC 61970-301:2020 is currently under consideration.

– 6 – IEC 61970-600-1:2021 © IEC 2021
The committee has decided that the contents of this document will remain unchanged until the
stability date indicated on the IEC website under "http://webstore.iec.ch" in the data related to
the specific document. At this date, the document will be
• reconfirmed,
• withdrawn,
• replaced by a revised edition, or
• amended.
IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates
that it contains colours which are considered to be useful for the correct understanding
of its contents. Users should therefore print this document using a colour printer.

IEC 61970-600-1:2021 © IEC 2021 – 7 –
INTRODUCTION
The purpose of this document is to define the Common Grid Model Exchange Standard
(CGMES) based on Common Information Model (CIM) standards defined in IEC 61970-series,
IEC 61968-series and IEC 62325-series and to address requirements defined by the European
legislation. However, the document is not limited to the European legislation requirements and
business processes, it is created to support data exchange between applications that support
power system model management and analysis. The data exchange can be between internal
applications or between applications at System Operators (SO) and Reginal Coordination
Centre (RCC). This covers DSO-DSO, DSO-TSO, TSO-TSO, TSO-RCC/ISO/RTO and RCC-
RCC interfaces, but not limited to these.
The CGMES is created to address the information exchange requirements provided in Common
Grid Model methodologies (CGMm) in accordance with the legal requirements stated in various
European network codes guidelines. The CGMES applies to applications dealing with power
system data management, as well as applications supporting the following analyses:
• power flow and contingency analyses,
• short circuit calculations,
• market information and transparency,
• capacity calculation for capacity allocation and congestion management, and
• dynamic security assessment.
The conformity of applications used for system operation and system development data
exchanges with the CGMES is crucial for the needed interoperability of these applications. This
document provides the grouping of all principle requirements for the CGMES Conformity
Assessment Framework and the guiding principles for assessing applications’ CGMES
conformity. The description of the CGMES Conformity Assessment Process is currently not part
of the IEC 61970-600-series, but it is planned to be included as an international standard in
order to validate that the CGMES is correctly implemented by suppliers of the applications used
by system operators (ISO/TSO/DSO etc) and for Regional Coordination Centres (RCCs).

– 8 – IEC 61970-600-1:2021 © IEC 2021
ENERGY MANAGEMENT SYSTEM APPLICATION
PROGRAM INTERFACE (EMS-API) –
Part 600-1: Common Grid Model Exchange Standard (CGMES) –
Structure and rules
1 Scope
This part of IEC 61970, which covers the definition of Common Grid Model Exchange Standard
(CGMES), defines the main rules and application’s requirements to meet business requirements
for assembled and merged model to fit relevant business services. This document does not
define the business requirements, business processes nor how applications are implemented.
This document defines how relevant Common Information Model (CIM) standards work together
so that specific business requirements can be resolved.
It also includes extensions to the Common Information Model (CIM). The current extensions are
defined in IEC 61970-301:2020 and will be covered in its future Amendment 1, but additional
extensions can be defined in other standards in the IEC 61970-600-series. The extensions can
be used to define additional profiles or to expand IEC 61970-450-series or IEC 61968-13
profiles. However, primary CGMES includes additional constraints on existing profiles and
validation of assembled and merged models that is based on existing profiles. This can be done
by making optional attributes and associations mandatory (required).
In addition, this document includes the specification of the serialisation that must be supported
by referring to an existing standard defined in IEC 61970-550-series, e.g., IEC 61970-552, and
making relevant constraints related to it.
The goal is to achieve interoperability between applications using CGMES in a high-
performance environment with combined minimum effort so that relevant business processes
are satisfied.
An overview of IEC 61970-600 series is provided in the following table, which also presents
identified needs that are not yet addressed.

IEC 61970-600-1:2021 © IEC 2021 – 9 –
Part Description Scope
61970-600-1 Structure and rules. In the scope
This part defines the structure of the series of standard
and the rules that needs to be applied on the assembled
and merged models that are defined by the different profile
standards.
61970-600-2 Exchange profiles specification. In the scope
This part defines the IEC 61970-450-series and
IEC 61968-13 related profiles that are included in CGMES.
It includes the references to published standards and
additional constraints defined to the relevant standard. If
the relevant edition of a standard is not published, it also
includes the profile definition and the standard’s
constraints.
to be defined (TBD) Information extension. Identified as a
need and not yet
This part defines additional information model that is not
addressed neither
included in the relevant edition of IEC 61970-301,
in this document
IEC 61970-302 or IEC 61968-11 that is needed to meet
nor in IEC 61970-
business requirement.
600 series
to be defined (TBD) Extended exchange profiles specification.
This part defines additional profiles that is not included in
IEC 61970-450-series and IEC 61968-13 that is needed to
meet business requirement.
to be defined (TBD) Conformity Assessment Scheme (CAS).
This part defines the Conformity Assessment Scheme
(CAS) including test use cases and references to test
configurations to evaluate if an application tool conforms
to the CGMES.
Clause 4, Data exchange context, describes the context the CGMES is developed to support.
Clause 5, Specifications and functionalities, defines the rules that shall be applied for validating
a model part, an assembled and a merged model. When the rule is defined in the relevant profile
it will include a refence to the rule.
Clause 6, CGMES governance, defines the governance of CGMES and the version strategy.
Annex A is left blank.
Annex B (normative), File header guidelines, explains the usage of the file header that is
defined in IEC 61970-552.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies.
For undated references, the latest edition of the referenced document (including any
amendments) applies.
IEC 61970-552:2016, Energy management system application program interface (EMS-API) –
Part 552: CIMXML Model exchange format
IEC 61970-301:2020, Energy management system application program interface (EMS-API) –
Part 301: Common information model (CIM) base
IEC 61970-302:2018, Energy management system application program interface (EMS-API) –
Part 302: Common information model (CIM) dynamics

– 10 – IEC 61970-600-1:2021 © IEC 2021
3 Terms, definitions and abbreviated terms
For the purposes of this document, the following terms, definitions and abbreviated terms apply.
ISO and IEC maintain terminological databases for use in standardization at the following
addresses:
• IEC Electropedia: available at http://www.electropedia.org/
• ISO Online browsing platform: available at http://www.iso.org/obp
NOTE For definitions which are not specified in the CGMES the definitions in the IEC 61970 standard series shall
be applied.
3.1 Terms and definitions
3.1.1
assembled model
model of a Model Authority Set with internal references resolved
3.1.2
boundary point
BP
connection point between two Model Authority Sets, that has been agreed on by both relevant
Model Authority
3.1.3
boundary set
set containing all boundary points necessary for a merge model
3.1.4
CIM XML document/distribution
instance file which is serialised according to IEC 61970-552
3.1.5
distribution
specific representation of a dataset. A dataset might be available in multiple serializations that
may differ in various ways, including natural language, media-type or format, schematic
organization, temporal and spatial resolution. The level of detail in the distribution is defined by
one or more profiles that the dataset conforms to
3.1.6
Common Grid Model Exchange Standard
CGMES
collection of standards defined in IEC 61970-600 series that support the exchange of power
system models (e.g. individual grid model or common grid model) between model authorities
(TSOs, DSOs, etc.) for the purpose of coordinated set of services to be performed on the same
model according to legislation or general data exchanges in the frame of system operation,
system development or utilities’ projects
3.1.7
European extensions
collection of classes, attributes and associations, which either extend or are defined in the
standard IEC CIM model (IEC 61970-300 series, IEC 91968-11 and IEC 62325-300 series). The
European extensions aim at satisfying requirements by the European legislation hence not
necessarily applicable to other continents. The worldwide adoption of these extensions may not
be exactly the same as the defined extension

IEC 61970-600-1:2021 © IEC 2021 – 11 –
3.1.8
external references resolved
no dangling references are present across the models of Model Authority Sets
3.1.9
header references resolved
references defined in model header are resolved
3.1.10
internal references resolved
no dangling references are present within the model of a Model Authority Set
3.1.11
merged model
model that is a union of different assembled models with external and header references
resolved
3.1.12
profile
data model to describe instance file for exchange of CIM data. A profile is a subset of classes,
associations and attributes needed to accomplish a specific type of interface and based upon
a CIM data model. Profiles may impose stricter rules on original classes and associations. A
profile is usually converted to schema (XSD, RDF, OWL, etc.) that can be used to create, read
and validate instance files for data exchange
Note 1 to entry: This term may be used to define either the semantic model for an instance data payload or the
syntactic schema for an instance data payload. A profile may be expressed in XSD, RDF, and/or OWL files. An
instance data conforming to a profile can be tested in exchanges between applications. A profile is necessary in
order to “use” the canonical model.
3.1.13
solved model
model containing instance of State Variables (SV)
3.2 Abbreviated terms
BP Boundary point
CIM Common Information Model (electricity)
CGMES Common Grid Model Exchange Standard
DL Diagram Layout profile
DSO Distribution System Operator
DY Dynamics profile
ENTSO-E European Network of Transmission System Operators for Electricity
EQ Core Equipment profile
EQBD Equipment Boundary profile
GL Geographical Location profile
HVDC High Voltage Direct Current
IEC The International Electrotechnical Commission, headquartered in Geneva
IOP Interoperability Test
ISO Independent System Operator
MAS Model Authority Set
mRID CIM Master Resource Identifier
OCL Object Constraint Language

– 12 – IEC 61970-600-1:2021 © IEC 2021
OP Operation profile
OWL Web Ontology Language
RCC Regional Coordination Centres
RDF Resource Description Framework
RDFS RDF Schema
SC Short-Circuit profile
SHACL Shapes Constraint Language
SSH Steady State Hypothesis profile
SV State Variables profile
TP Topology profile
TSO Transmission System Operator
URI Uniform Resource Identifier
UUID Universally Unique Identifier
XML Extensible Markup Language
XSD XML Schema Definition
4 Data exchange context
There are various levels at which an exchange of power system data/models is necessary. A
pan-European model exchange level covers the territory of all system operators (TSOs and
DSOs). Regional model exchanges can be realised between different TSOs in one or more
synchronous areas. A model exchange on the national level includes interfaces between TSOs
(in case there are multiple TSOs on a national level) as well as between different DSOs.
The purpose of model exchanges is not only to exchange the data from one authority to another
but also to satisfy the ultimate goal, namely, to perform common studies using shared data. All
parties involved in the process should be able to perform the same types of studies and share
project tasks between different parties which are using different power system analysis
applications. Indeed, the interoperability between different applications used in the exchange
process is therefore crucial in both reaching seamless data exchange and obtaining comparable
study results when using this data.
The CGMES covers these European and system operators (TSOs and DSOs) business
processes by defining the following main types of exchanges valid for a particular study or
process:
• Exchange of boundary set: An exchange of a boundary Set is necessary to prepare an
exchange of an internal system operator model and to merge a common grid model. E.g.
the ENTSO-E Network Modelling Database (NMD) is used to maintain the Boundary Set
covering the pan-European area where all TSOs negotiate and agree on the boundary
information.
IEC 61970-600-1:2021 © IEC 2021 – 13 –
• Exchange of an internal TSO model, i.e. individual grid model (IGM ): A number of business
processes require each TSO to provide models of its internal territory. To describe its
internal territory in a single stand-alone exchange, a TSO is treated as a single model
authority set and shall be able to exchange datasets complying with profiles defined in the
CGMES. The TSO prepares its internal model in such a way that it is easily and
unambiguously combined with other TSO internal models to make up complete models for
analytical purposes. This type of exchange can also be applied for the interface between a
TSO and a DSO, where models covering transmission or distribution parts of the power
system can be exchanged based on a mutual agreement between the TSOs and the DSOs.
In this case, and if a TSO requests a DSO model, the DSO would provide its model in
accordance with CGMES definitions.
• Exchange of a common grid model: A common grid model refers to the concept of having
one model which can be used for multiple purposes. The specification describes what is
needed to create a merge model of multiple TSOs' Individual Grid Models (IGM) of their
responsible territory into a regional or pan-European model. Various business processes
will require specific implementation of the profiles part of the CGMES and the exchange of
respective instance files to meet interoperability inside the business process. The Common
Grid Model meta-model description will ensure interoperability across the business process.
Business processes (e.g. system development planning, protection planning, operational
planning, operation, fault study/simulation, market operation, etc.) are, of course, more complex
than these operations, but what is important to note is that all processes are supported using
only these basic kinds of interoperation. In addition, business processes shall define or precise,
where necessary, the content of the data exchange within the scope of the defined profiles. For
instance, OperationalLimitSet can be used to constraint any conducting equipment. It is up to
the business process to define if any equipment is mandatory to have operational limits.
Note that each power system model normally consists of multiple datasets (distribution) as
defined in CIM standards and further specified by CGMES.
The CGMES supports node-breaker (NB) and bus-branch (BB) model exchanges.
NOTE 1 A network model representation including the connectivity details of all the switching equipment and bays
in substations and other equipment containers. Switching equipment is normally not retained, except for those
carrying power flow that needs to be monitored, e.g. coupler bays. In order to be used in steady-state analysis
calculations, this model representation usually requires topology processing, to produce a BB representation.
NOTE 2 A network model using a simplified representation of a network, typically resulting from topology processing
(where the detailed switching equipment and bays get reduced to typically single bus per voltage level in a
substation). The only switching equipment used shall be flagged as retained. This model representation is ultimately
used in steady-state analysis calculations.
Moving forward the procedures of the model exchanges using the CGMES, it is expected that
equipment and steady state hypothesis data (EQ and SSH distribution) will be the input source
data for all processes. This type of model should be the fully detailed model with all
disconnectors/breakers, etc. Any configuration changes will be made by changing switch
statuses.
___________
IGM: EU Regulation 2015/1222 Article 2
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32015R1222.

– 14 – IEC 61970-600-1:2021 © IEC 2021
ID Specification
EXCH1. The CGMES defines equipment and steady state hypothesis profiles as an input to power flow,
meaning that all results, whether topology or state variables profiles distribution, shall refer to the
equipment and steady state hypothesis objects. Therefore, in the case that both equipment and
steady state hypothesis instance files are available for a node-breaker model representation,
there is no need to exchange topology or state variables instance files in order to obtain a power
flow solution.
EXCH2. For node-breaker model exchanges the TopologicalNode-s represent the output from a topology
processing on the detailed input source operational data. These may be optionally exchanged to
be used by tools which have an interest in the computed buses.
EXCH3. For node-breaker model exchanges mRID (rdf:ID in serialisation, see GENC1) of the
TopologicalNode-s are not required to be persistent.
EXCH4. For CGMES exchanges a Topology profile distribution is not exchanged using a difference file. In
CGMES Topology profile distribution is only exchanged as full model.
EXCH5. Left blank intentionally.
EXCH6. Left blank intentionally.
EXCH7. Left blank intentionally.
EXCH8. An application supporting CGMES shall meet the following requirements and constraints:
– Model exchange containing node-breaker, bus-branch and hybrid (mixed bus-branch and
node-breaker) model representations;
– One model authority set containing modelling parts representing different granularity, i.e.
different subsets of the model can be modelled in detail as a node-breaker model while
other subsets can be with bus-branch level of detail;
– ConnectivityNode object instances shall be included in Core Equipment profile instance;
– TopologicalNode object instances are representing a given result of a topology processing
(EXCH1, EXCH2) or a designed topology;
– The association end Terminal.ConnectivityNode is optional in the Core Equipment profile
instance. However, a model including topology requires Terminals to have an association
to either ConnectivityNode, TopologyNode or both;
– The association end ConnectivityNode.TopologicalNode is required in the Topology profile
distribution;
– The association end Terminal.TopologicalNode is optional, while at least one instance of
TopologicalNode.Terminal is required;
– The association end Terminal.TopologicalNode is required in cases where a
RegulatingControl is associated with a Terminal;
Justification and consequence:
– ConnectivityNode is a required class in Core Equipment instance data. Therefore, all
model representations are built with ConnectivityNode-s; Historically there is assumption
that ConnectivityNode-s are for node-breaker style modelling only (whereas
TopologicalNode-s are for bus-branch modelling, typically resulting from topology
processing on node-breaker models, with buses used to construct the admittance matrix
for power flow). ConnectivityNode-s can actually be used for both modelling styles, which
is the prescribed way of describing electrical connectivity of ConductingEquipment. For
pure bus-branch models, this will mean one additional object (ConnectivityNode) per
existing TopologicalNode.
– The header information provided in the attribute Model.profile does not give any
information about the model authority set model representation (bus-branch, node-breaker
or hybrid).
IEC 61970-600-1:2021 © IEC 2021 – 15 –
ID Specification
EXCH9. CGMES recognises the following main cases of model exchange and model part assembly that
application shall support:
– Case 1: Exchange of node-breaker, bus-branch or hybrid models without topology
processing result (so, inherently without power flow solution);
– Case 2: Exchange of node-breaker, bus-branch or hybrid models with topology processing
result, but without power flow solution;
– Case 3: Exchange of node-breaker, bus-branch or hybrid models with topology processing
result and with power flow solution;
– Case 4: Merge of models containing same or different model representation with an
execution of a topology processing;
– Case 5: Merge of models containing same or different model representation without an
execution of a topology processing;
Cases 1, 2 and 3 are related to how the data is exchanged while cases 4 and 5 are related to
how the models are merged. To provide consistency in the model parts it is recommends that
within an exchange, if all models are exchanged according to:
– Case 1, the merge process Case 4 is applied;
– Case 2 or 3, the merge process Case 5 is applied.
In general, within an exchange process where the deliverable is a merged model, the topology
and state variables information can be used to ensure possibility of pre-merge validation of
different model parts for conformity with exchange standard or procedures.

5 Specifications and functionalities
5.1 General constra
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