ETSI EN 301 997-2 V1.1.1 (2003-09)

SLOVENSKI STANDARD
SIST EN 301 997-2 V1.1.1:2004
01-julij-2004
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Transmission and Multiplexing (TM); Multipoint equipment; Radio equipment for use in
Multimedia Wireless Systems (MWS) in the frequency band 40,5 GHz to 43,5 GHz; Part
2: Harmonized EN covering essential requirements under article 3.2 of the R&TTE
Directive
Ta slovenski standard je istoveten z: EN 301 997-2 Version 1.1.1
ICS:
33.040.20 Prenosni sistem Transmission systems
SIST EN 301 997-2 V1.1.1:2004 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN 301 997-2 V1.1.1:2004

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SIST EN 301 997-2 V1.1.1:2004

ETSI EN 301 997-2 V1.1.1 (2003-09)
Candidate Harmonized European Standard (Telecommunications series)

Transmission and Multiplexing (TM);
Multipoint equipment;
Radio equipment for use
in Multimedia Wireless Systems (MWS)
in the frequency band 40,5 GHz to 43,5 GHz;
Part 2: Harmonized EN covering essential requirements
under article 3.2 of the R&TTE Directive

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SIST EN 301 997-2 V1.1.1:2004
 2 ETSI EN 301 997-2 V1.1.1 (2003-09)



Reference
DEN/TM-04097-2
Keywords
DFRS, MWS, multipoint, radio
ETSI
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Sous-Préfecture de Grasse (06) N° 7803/88

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Copyright Notification
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The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2003.
All rights reserved.

TM TM TM
DECT , PLUGTESTS and UMTS are Trade Marks of ETSI registered for the benefit of its Members.
TM
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TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 3 ETSI EN 301 997-2 V1.1.1 (2003-09)
Contents
Intellectual Property Rights.4
Foreword.4
Introduction .5
1 Scope.7
2 References.7
3 Definitions, symbols and abbreviations .9
3.1 Definitions.9
3.2 Symbols.10
3.3 Abbreviations.10
4 Essential requirements.11
4.1 Phenomena description.11
4.2 Environmental specifications and tests.11
4.3 Radio-frequency range for which specifications and tests for equipment are applicable.12
4.3.1 Radio equipment.12
4.3.2 Antennas for MWS .14
4.4 Multi-rate/multi-format covering equipment specification and tests.14
4.5 Transmitting phenomena.14
4.5.1 Frequency error/stability (Radio frequency tolerance) .14
4.5.2 Transmitter maximum EIRP density limit .14
4.5.3 Adjacent channel power (EIRP density mask).15
4.5.3.1 Spectrum mask.15
4.5.3.2 Block Edge minimum frequency spacing .15
4.5.3.3 Automatic and Remote Transmit Power Control (ATPC and RTPC).15
4.5.3.4 Automatic Transmit Power Control (ATPC) .15
4.5.3.5 Remote Transmit Power Control (RTPC).16
4.5.4 Spurious emissions.16
4.6 Directional phenomena.16
4.6.1 Off-axis EIRP density (Radiation Pattern Envelope).16
4.6.2 Antenna gain.16
4.7 Receiving phenomena.17
Annex A (informative): Maximum transmitter EIRP.18
Annex B (informative): Bibliography .20
Annex C (informative): The EN title in the official languages .21
History .22

ETSI

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SIST EN 301 997-2 V1.1.1:2004
 4 ETSI EN 301 997-2 V1.1.1 (2003-09)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Candidate Harmonized European Standard (Telecommunications series) has been produced by ETSI Technical
Committee Transmission and Multiplexing (TM).
The present document has been produced by ETSI in response to a mandate from the European Commission issued
under Council Directive 98/34/EC (as amended) laying down a procedure for the provision of information in the field of
technical standards and regulations.
The present document is intended to become a Harmonized Standard, the reference of which will be published in the
Official Journal of the European Communities referencing the Directive 1999/5/EC [1] of the European Parliament and
of the Council of 9 March 1999 on radio equipment and telecommunications terminal equipment and the mutual
recognition of their conformity ("the R&TTE Directive").
The present document is part 2 of a multi-part deliverable covering Transmission and Multiplexing (TM); Multipoint
equipment; Radio equipment for use in Multimedia Wireless Systems (MWS) in the frequency band 40,5 GHz to
43,5 GHz, as identified below:
Part 1: "General requirements";
Part 2: "Harmonized EN covering essential requirements under article 3.2 of the R&TTE Directive".
Multimedia Wireless Systems (MWS) in the band 40,5 GHz to 43,5 GHz are described in EN 301 997-1 [13]. Antenna
systems suitable for use in MWS are described in EN 301 215-3 [3].

National transposition dates
Date of adoption of this EN: 19 September 2003
Date of latest announcement of this EN (doa): 31 December 2003
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 30 June 2004
Date of withdrawal of any conflicting National Standard (dow): 30 June 2005

ETSI

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SIST EN 301 997-2 V1.1.1:2004
 5 ETSI EN 301 997-2 V1.1.1 (2003-09)
Introduction
The present document is part of a set of standards designed to fit in a modular structure to cover all radio and
telecommunications terminal equipment under the R&TTE Directive [1]. Each standard is a module in the structure.
The modular structure is shown in figure 1.

Disability*
3.3f
Emergency*
3.3e
Fraud*
3.3d
3.3c
Privacy*
No harm to the network*
3.3b
* If needed
Scoped by
Interworking via the network*
equipment
3.3a class or type
Interworking with the network
Use of spectrum
3.2
New radio harmonized standards
Spectrum
Scoped by frequency and/or equipment type
Radio Product EMC
EN 301 489 multi-part EMC standard
3.1b
EMC
Generic and product standards also notified under EMC Directive
- If needed, new standards for human exposure to
Electromagnetic Fields,
- if needed, new standards for acoustic safety
3.1a
Standards also notified under LV Directive
Safety
Non-radio Radio (RE)
TTE Non-TTE

Figure 1: Modular structure for the various standards used under the R&TTE directive
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 6 ETSI EN 301 997-2 V1.1.1 (2003-09)
The left hand edge of the figure 1 shows the different clauses of article 3 of the R&TTE Directive [1].
For article 3.3 various horizontal boxes are shown. Dotted lines indicate that at the time of publication of the present
document essential requirements in these areas have to be adopted by the Commission. If such essential requirements
are adopted, and as far and as long as they are applicable, they will justify individual standards whose scope is likely to
be specified by function or interface type.
The vertical boxes show the standards under article 3.2 for the use of the radio spectrum by radio equipment. The
scopes of these standards are specified either by frequency (normally in the case where frequency bands are
harmonized) or by radio equipment type.
For article 3.1b the diagram shows EN 301 489, the multi-part product EMC standard for radio used under the EMC
Directive.
For article 3.1a the diagram shows the existing safety standards currently used under the LV Directive and new
standards covering human exposure to electromagnetic fields. New standards covering acoustic safety may also be
required.
The bottom of the figure shows the relationship of the standards to radio equipment and telecommunications terminal
equipment. A particular equipment may be radio equipment, telecommunications terminal equipment or both. A radio
spectrum standard will apply if it is radio equipment. An article 3.3 standard will apply as well only if the relevant
essential requirement under the R&TTE Directive [1] is adopted by the Commission and if the equipment in question is
covered by the scope of the corresponding standard. Thus, depending on the nature of the equipment, the essential
requirements under the R&TTE Directive [1] may be covered in a set of standards.
The modularity principle has been taken because:
- it minimizes the number of standards needed. Because equipment may, in fact, have multiple interfaces and
functions it is not practicable to produce a single standard for each possible combination of functions that may
occur in an equipment;
- it provides scope for standards to be added:
- under article 3.2 when new frequency bands are agreed; or
- under article 3.3 should the Commission take the necessary decisions without requiring alteration of
standards that are already published;
- it clarifies, simplifies and promotes the usage of Harmonized Standards as the relevant means of conformity
assessment.
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 7 ETSI EN 301 997-2 V1.1.1 (2003-09)
1 Scope
The present document applies to Multimedia Wireless Systems (MWS) in the band 40,5 GHz to 43,5 GHz, which
operate in block assignments, according to ECC/REC 01-04 [19]. It includes those parameters considered to be essential
under article 3.2 of the Directive 1999/5/EC [1], which states that "[…] radio equipment shall be so constructed that it
effectively uses the spectrum allocated to terrestrial/space radio communications and orbital resources so as to avoid
harmful interference". Where equipment is intended for operation other than as specified in ECC/REC 01-04 [19] there
may be additional requirements outside the scope of the present document.
The relevant equipment parameters in EN 301 997-1 [13] are referenced as well as antenna parameters in
EN 301 215-3 [3]. These standards also contain other requirements that are not considered essential for the
R&TTE Directive [1], but are nevertheless recommended on a voluntary basis to meet relevant network performance
objectives as defined by international standardizing bodies.
A wide range of Multimedia Wireless Systems (MWS) is possible. The present document covers a range of alternatives,
for which the access methods and corresponding test requirements are specified in available relevant ETSI standards
and referred to in EN 301 997-1 [13]. Similarly, antennas other than those specified in available and relevant ETSI
standards may also be proposed.
A range of antenna and equipment types and corresponding test methods are covered by the present document.
However, it should be noted that, national regulatory bodies, according to article 7.2 of Directive 1999/5/EC [1] may,
for the purpose of local licensing, limit the options permitted.
For system variants that do not use the access methods or do not meet the ETSI specified parameters for equipment in
EN 301 213-1 [14], EN 301 213-2 [15], EN 301 213-3 [16], EN 301 213-4 [17], EN 301 213-5 [18] or antennas in
EN 301 215-1 [2], EN 301 215-3 [3], CE marking may also be possible via one of the alternative routes described in the
Directive 1999/5/EC [1].
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
• References are either specific (identified by date of publication and/or edition number or version number) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• For a non-specific reference, the latest version applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
[1] Directive 1999/5/EC of the European Parliament and of the Council of 9 March 1999 on radio
equipment and telecommunications terminal equipment and the mutual recognition of their
conformity (R&TTE Directive).
[2] ETSI EN 301 215-1 (V1.2.1): "Fixed Radio Systems; Point to Multipoint Antennas; Antennas for
point-to-multipoint fixed radio systems in the 11 GHz to 60 GHz band; Part 1: General aspects".
[3] ETSI EN 301 215-3 (V1.1.1): "Fixed Radio Systems; Point to Multipoint Antennas; Antennas for
point-to-multipoint fixed radio systems in the 11 GHz to 60 GHz band; Part 3: Multipoint
Multimedia Wireless System in 40,5 GHz to 43,5 GHz".
[4] ETSI EN 301 126-2-1 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 2-1: Point-to-Multipoint equipment; Definitions and general requirements".
[5] ETSI EN 301 126-2-2 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 2-2: Point-to-Multipoint equipment; Test procedures for FDMA systems".
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 8 ETSI EN 301 997-2 V1.1.1 (2003-09)
[6] ETSI EN 301 126-2-3 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 2-3: Point-to-Multipoint equipment; Test procedures for TDMA systems".
[7] ETSI EN 301 126-2-4 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 2-4: Point-to-Multipoint equipment; Test procedures for FH-CDMA systems".
[8] ETSI EN 301 126-2-5 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 2-5: Point-to-Multipoint equipment; Test procedures for DS-CDMA systems".
[9] ETSI EN 301 126-2-6 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 2-6: Point-to-Multipoint equipment; Test procedures for Multi Carrier Time Division Multiple
Access (MC-TDMA) systems".
[10] ETSI EN 301 126-3-1 (V1.1.2): "Fixed Radio Systems; Conformance testing;
Part 3-1: Point-to-Point antennas; Definitions, general requirements and test procedures".
[11] ETSI EN 301 126-3-2 (V1.1.1): "Fixed Radio Systems; Conformance testing;
Part 3-2: Point-to-Multipoint antennas - Definitions, general requirements and test procedures".
[12] ETSI EN 301 390 (V1.1.1): "Fixed Radio Systems; Point-to-point and Point-to-Multipoint
Systems; Spurious emissions and receiver immunity at equipment/antenna port of Digital Fixed
Radio Systems".
[13] ETSI EN 301 997-1 (V1.1.1): "Transmission and Multiplexing (TM); Multipoint equipment;
Radio Equipment for use in Multimedia Wireless Systems (MWS) in the frequency band
40,5 GHz to 43,5 GHz; Part 1: General requirements".
[14] ETSI EN 301 213-1 (V1.1.2): "Fixed Radio Systems; Point-to-multipoint equipment;
Point-to-multipoint digital radio systems in frequency bands in the range 24,25 GHz to 29,5 GHz
using different access methods; Part 1: Basic parameters".
[15] ETSI EN 301 213-2 (V1.3.1): "Fixed Radio Systems; Point-to-multipoint equipment;
Point-to-multipoint digital radio systems in frequency bands in the range 24,25 GHz to 29,5 GHz
using different access methods; Part 2: Frequency Division Multiple Access (FDMA) methods".
[16] ETSI EN 301 213-3 (V1.4.1): "Fixed Radio Systems; Point-to-multipoint equipment;
Point-to-multipoint digital radio systems in frequency bands in the range 24,25 GHz to 29,5 GHz
using different access methods; Part 3: Time Division Multiple Access (TDMA) methods".
[17] ETSI EN 301 213-4 (V1.1.1): "Fixed Radio Systems; Point-to-multipoint equipment;
Point-to-multipoint digital radio systems in frequency bands in the range 24,25 GHz to 29,5 GHz
using different access methods; Part 4: Direct Sequence Code Division Multiple Access
(DS-CDMA) methods".
[18] ETSI EN 301 213-5 (V1.1.1): "Fixed Radio Systems; Point-to-multipoint equipment;
Point-to-multipoint digital radio systems in frequency bands in the range 24,25 GHz to 29,5 GHz
using different access methods; Part 5: Multi-Carrier Time Division Multiple Access
(MC-TDMA) methods".
[19] ECC/REC 01-04: "Recommended guidelines for the accommodation and assignment of
Multimedia Wireless Systems (MWS) in the frequency band 40.5 - 43.5 GHz".
[20] ITU-R Recommendation F.746: "Radio-frequency arrangements for fixed service systems".
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 9 ETSI EN 301 997-2 V1.1.1 (2003-09)
3 Definitions, symbols and abbreviations
3.1 Definitions
For the purposes of the present document, the following terms and definitions apply:
allocated radio frequency band: entry in the table of frequency allocations of a given frequency band for the purpose
of its use by one or more terrestrial or space radiocommunication services or the radio astronomy service under specific
conditions
NOTE: This term shall also be applied to the frequency band concerned (ITU Radio Regulations article 1,
No. 17).
Automatic Transmit Power Control (ATPC): function to offer a dynamic power control that delivers the maximum
power only during deep fading activity; in this way, for most of the time, the interference is reduced and the transmitter
operates in a higher linearity mode
NOTE: When this function is used the transmit power is dynamically changed and follows the propagation
condition. In principle when ATPC is implemented three different level of power may be identified:
Maximum available power (delivered only in a condition of deep fading).
Maximum nominal and maximum available power levels may be coincident or in case of
multi-state modulation formats the maximum available power may be used to overdrive the
transmitter (losing linearity but gaining fade margin when the fade conditions have already
impaired the expected RBER). Performance prediction is usually made with the highest "available
power".
Maximum nominal power (useable on permanent base when ATPC is disabled); it should be noted
that this power is "nominal for the equipment" and has not to be confused with the "nominal level
set link by link" by the frequency co-ordination body, eventually achieved through passive RF
attenuators or RTPC function.
Minimum power (delivered in unfaded condition).
conformity assessment procedure: See Directive 1999/5/EC [1], annexes II, III, IV and V.
environmental profile: range of environmental conditions under which equipment, within the scope of the present
document, is required to comply with the provisions of EN 301 997-2
essential phenomenon: radio frequency phenomenon related to the essential requirements under article 3.2 of the
Directive 1999/5/EC that is capable of expression in terms of quantifiable technical parameters
harmonized radio frequency band: commonly referred as a portion of the frequency spectrum that CEPT/ERC
allocates to a specific service through a CEPT/ERC Decision (proper definition is currently under study by CEPT/ERC)
NOTE: Presently radio frequency bands allocated to Fixed Service are not harmonized.
maximum available power: See Automatic Transmit Power Control (ATPC).
maximum nominal power: See Automatic Transmit Power Control (ATPC).
national radio frequency channel arrangement: predefined centre frequencies raster for a number of radio frequency
channels covered by a national regulation in a not harmonized frequency band used in a country (it may all or in part
overlap with other national or recommended radio frequency channel arrangements)
operating frequency range: range(s) of radio frequency channels covered by the Equipment Under Test (EUT)
without any change of HW units
radio equipment: product or relevant component thereof capable of communication by means of the emission and/or
reception of radio waves utilizing the spectrum allocated to terrestrial/space radio communication
NOTE: See article 2 of Directive 1999/5/EC [1].
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 10 ETSI EN 301 997-2 V1.1.1 (2003-09)
radio frequency channel: portion of a radio frequency band where a radio frequency channel arrangement has been
established, dedicated to one fixed radio link (or a P-MP system sector)
radio frequency channel arrangement: predefined centre frequencies raster for a number of radio frequency channels
used by administrations for co-ordination in the same geographical area
NOTE: Radio frequency channels are defined by ITU-R Recommendation F.746 [20].
recommended radio frequency channel arrangement: predefined centre frequencies raster for a number of radio
frequency channels, covered by a CEPT/ERC Recommendation in a not harmonized frequency band (not used for the
same purpose by all administrations) that is recommended to the member countries in the case they use the relevant
frequency band for Fixed Service
NOTE: Currently, CEPT does not recommend a radio frequency channel arrangement for the 40 GHz frequency
band.
Remote Frequency Control (RFC): function allowing to change and control the transmit/receive centre
frequency/channel either by a local monitoring terminal connected to the system or a by a remote network management
terminal
NOTE: The frequency variation is static and usually made to adapt the frequency of the link to the interference
scenario in the same geographical area. It is also used at the activation or re-commissioning of links in
order to easily obtain the licensed frequency assigned by the co-ordinator body to the network operator
for that link.
Remote Transmit Power Control (RTPC): function allowing to change and control the transmitter output power
either by a local monitoring terminal connected to the system or a by a remote network management terminal
NOTE: The transmitter power variation is static and usually made at the activation or re-commissioning of links
in order to easily obtain the EIRP required by the frequency co-ordination body for that link to control
co-channel and adjacent channel interference in the same geographical area. In principle, this function is
equivalent to the requirement of power regulation capability (e.g. by fixed attenuators) commonly
required in fixed systems.
3.2 Symbols
For the purposes of the present document, the following symbols apply:
dBm decibel ratio relative to 1 milliWatt
dBW/MHz spectral power density relative to 1 Watt in 1 MHz bandwidth
3.3 Abbreviations
For the purposes of the present document, the following abbreviations apply:
ATPC Automatic Transmit Power Control
DS-CDMA Direct Sequence Code Division Multiple Access
EIRP Equivalent Isotropically Radiated Power
EUT Equipment Under Test
FDMA Frequency Division Multiple Access
FDRS Fixed Digital Radio Systems
FH-CDMA Frequency Hopping Code Division Multiple Access
HW Hard Ware
IF Intermediate Frequency
MC-TDMA Multi-Carrier Time Division Multiple Access
MP-MP MultiPoint-to-MultiPoint
MWS Multimedia Wireless System
PFD Power Flux Density
P-MP Point-to-MultiPoint
R&TTE Radio equipment and Telecommunications Terminal Equipment Directive
RBER Residual Bit Error Ratio
RF Radio Frequency
ETSI

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SIST EN 301 997-2 V1.1.1:2004
 11 ETSI EN 301 997-2 V1.1.1 (2003-09)
RFC Remote Frequency Control
RPE Radiation Pattern Envelope
RTPC Remote Transmit Power Control
Rx Receiver
SW Soft Ware
TDMA Time Division Multiple Access
Tx Transmitter
4 Essential requirements
With reference to article 3.2 of Directive 1999/5/EC [1] the phenomena in this clause have been identified as relevant to
the essential requirements. The requirements stated in the following clauses identify these essential requirements with
reference to the applicable clauses of the specific ETSI standards reported in the scope of the present document.
NOTE: Test methods referenced below are only those considered essential for the assessment of conformity to
article 3.2 (i.e. for the reproducibility of the results).
4.1 Phenomena description
Guidance and description of the phenomena is given by EG 201 399 and specific applications and descriptions for
FDRS are g
...