Telecommunications and Internet converged Services and Protocols for Advanced Networking (TISPAN); NGN Security; Report on issues related to security in identity imanagement and their resolution in the NGN

DTR/TISPAN-07027-NGN-R2

General Information

Status
Published
Publication Date
10-Jul-2008
Technical Committee
Current Stage
12 - Completion
Due Date
17-Jun-2008
Completion Date
11-Jul-2008
Ref Project
Standard
ETSI TR 187 010 V2.1.1 (2008-07) - Telecommunications and Internet converged Services and Protocols for Advanced Networking (TISPAN); NGN Security; Report on issues related to security in identity imanagement and their resolution in the NGN
English language
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Standards Content (Sample)


Technical Report
Telecommunications and Internet converged Services and
Protocols for Advanced Networking (TISPAN);
NGN Security;
Report on issues related to security in identity management
and their resolution in the NGN

2 ETSI TR 187 010 V2.1.1 (2008-07)

Reference
DTR/TISPAN-07027-NGN-R2
Keywords
management, ID, security
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3 ETSI TR 187 010 V2.1.1 (2008-07)
Contents
Intellectual Property Rights.5
Foreword.5
1 Scope.6
2 References.6
2.1 Normative references.6
2.2 Informative references.6
3 Definitions, and abbreviations.8
3.1 Definitions.8
3.2 Abbreviations.9
4 Review of IdM .10
4.1 Overview.10
4.2 Characterization of theft potential of identity.11
4.3 Regulatory protection of Identity .11
4.4 Purpose of Identity and Identity Management in the NGN .12
4.5 Identity portability.12
4.6 Identity versus identifier.12
4.7 Principles for handling personal data in ICT networks .14
5 IdM themes in other standardization bodies.16
5.1 Overview.16
5.2 Common thematic model.16
5.3 Common functional themes.17
5.3.1 Authorization.17
5.3.2 Authentication.18
5.3.3 Contextual uniqueness.18
6 Identity in the NGN.18
6.1 Overview of the NGN .18
6.2 IdM models relevant to the NGN .19
6.2.1 The Subscriber Management model .19
6.2.2 The ECN&S Model .19
6.2.3 The UCI model.20
6.3 The NGN transport platform .20
6.4 Service platform.21
6.5 Identity crime in the NGN.21
6.5.1 Identity theft.21
6.5.2 Identity fraud.21
6.5.3 The NGN as a barrier to identity crime.21
6.6 NGN security objectives related to IdM.22
7 IdM Threat, Vulnerability and Risk Analysis (TVRA).22
7.1 TVRA overview and introduction.22
7.2 Unwanted incidents relating to Identity and IdM in the NGN .22
7.2.1 Unauthorized creation of identities.22
7.2.2 Unauthorized destruction of identities .23
7.2.3 Transfer of responsibility for identities and identifiers between CSPs .23
7.2.4 Masquerade.23
7.2.4.1 Self-revealing and non-self-revealing masquerade .23
7.2.5 Traffic analysis to obtain behavioural patterns .24
7.3 IdM assets.24
7.3.1 Mapping of IdM assets to NGN.26
7.4 Vulnerabilities in NGNs with relevance to IdM.26
7.5 IdM Risk assessment .26
7.5.1 Masquerade.26
7.5.1.1 By mimic of structure of NGN identifiers.26
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4 ETSI TR 187 010 V2.1.1 (2008-07)
7.5.1.2 By capture of NGN identifier on NGN interfaces (eavesdropping) .27
7.6 IdM risk classification.27
7.7 IdM countermeasure framework .27
7.7.1 Counter to masquerade.27
7.7.1.1 Policy measures.27
7.7.1.2 Service platform.27
7.7.2 Counter to eavesdropping .28
7.8 Functional security requirements.28
7.8.1 Modified IdM risk classification.29
Annex A: An analysis of IdM activities in non-ETSI bodies.30
A.1 ITU-T.30
A.1.1 Overview.30
A.1.2 ITU-T FG IdM .30
A.2 3GPP.32
A.2.1 Overview of activities .32
A.2.2 Current IdM work themes .32
A.2.3 The Generic Bootstrapping Architecture (GBA).32
A.3 Liberty Alliance Project (LAP) .34
A.3.1 Overview.34
A.3.2 Overview of activities .35
A.3.3 Current IdM work themes .35
A.3.4 Identities and identifiers used in LAP .36
A.4 OASIS.36
A.4.1 Overview.36
A.4.2 Identity Management based on WS-Trust and WS-Federation .37
A.5 OpenID.38
A.5.1 Overview of activities .38
A.5.2 Current IdM work themes .38
A.5.3 Identities or identifiers used in OpenID .38
A.5.4 Security of OpenID .39
History .40

ETSI
5 ETSI TR 187 010 V2.1.1 (2008-07)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Technical Report (TR) has been produced by ETSI Technical Committee Telecommunications and Internet
converged Services and Protocols for Advanced Networking (TISPAN).
ETSI
6 ETSI TR 187 010 V2.1.1 (2008-07)
1 Scope
The present document summarizes the work that is ongoing in relation to management of trusted identifiers (often
referred to as the generic term Identity Management (IdM)) within a number of international standardization bodies and
industry fora. From this summary, it identifies common themes which are relevant to IdM within ETSI's NGN activities
and then presents the results of an IdM Threat Vulnerability and Risk Analysis (TVRA) based upon the method
described in TS 102 165-1 [i.1].
The present document derives and presents a set of objectives and requirements for providing security of Identity and
IdM in the NGN.
NOTE: The issues raised in the present document have been analysed with respect to the NGN but apply equally
to existing and alternative telecommunications networks.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• Non-specific reference may be made only to a complete document or a part thereof and only in the following
cases:
- if it is accepted that it will be possible to use all future changes of the referenced document for the
purposes of the referring document;
- for informative references.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
For online referenced documents, information sufficient to identify and locate the source shall be provided. Preferably,
the primary source of the referenced document should be cited, in order to ensure traceability. Furthermore, the
reference should, as far as possible, remain valid for the expected life of the document. The reference shall include the
method of access to the referenced document and the full network address, with the same punctuation and use of upper
case and lower case letters.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are indispensable for the application of the present document. For dated
references, only the edition cited applies. For non-specific references, the latest edition of the referenced document
(including any amendments) applies.
Not applicable.
2.2 Informative references
The following referenced documents are not essential to the use of the present document but they assist the user with
regard to a particular subject area. For non-specific references, the latest version of the referenced document (including
any amendments) applies.
[i.1] ETSI TS 102 165-1: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); Methods and protocols; Part 1: Method and proforma for
Threat, Risk, Vulnerability Analysis".
ETSI
7 ETSI TR 187 010 V2.1.1 (2008-07)
[i.2] ETSI EG 202 387: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); Security Design Guide; Method for application of Common
Criteria to ETSI deliverables".
[i.3] ETSI ES 282 001: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); NGN Functional Architecture".
[i.4] ETSI TS 184 002: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); Identifiers (IDs) for NGN".
[i.5] ETSI TS 188 002-2: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); Network and Service Management; Subscription Management;
Part 2: Information Model".
[i.6] ETSI TS 102 165-2 (V4.1.1): "Telecommunications and Internet Protocol Harmonization Over
Networks (TIPHON) Release 4; Protocol Framework Definition; Methods and Protocols for
Security; Part 2: Counter Measures".
[i.7] ETSI TS 133 203: "Digital cellular telecommunications system (Phase 2+); Universal Mobile
Telecommunications System (UMTS); 3G security; Access security for IP-based services
(3GPP TS 33.203)".
[i.8] ETSI TR 184 003: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); Number Portability scenarios in Next Generation Networks
(NGNs)".
[i.9] ETSI EG 284 004: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); Incorporating Universal Communications Identifier (UCI)
support into the specification of Next Generation Networks (NGN)".
[i.10] ETSI EG 201 940: "Human Factors (HF); User Identification solutions in converging networks".
[i.11] ETSI EG 202 067: "Universal Communications Identifier (UCI); System framework".
[i.12] ETSI ES 282 004: "Telecommunications and Internet converged Services and Protocols for
Advanced Networking (TISPAN); NGN Functional Architecture; Network Attachment
Sub-System (NASS)".
[i.13] Directive 2002/58/EC of the European Parliament and of the council of 12 July 2002 concerning
the processing of personal data and the protection of privacy in the electronic communications
sector (Directive on privacy and electronic communications).
[i.14] UK Home Office; R.V.Clark; "Hot Products: understanding, anticipating and reducing demand for
stolen goods", ISBN 1-84082-278-3.
[i.15] Recommendation of the OECD Council in 1980 concerning guidelines governing the protection of
privacy and transborder flows of personal data (the OECD guidelines for personal data protection.
[i.16] ITU-T Recommendation E.164 (02/2005): "The international public telecommunication
numbering plan".
[i.17] ISO/IEC 17799 2005: "Information technology - Security techniques - Code of practice for
information security management".
[i.18] ISO/IEC 13335: "Information technology - Security techniques - Guidelines for the management
of IT security".
NOTE: ISO/IEC 13335 is a multipart publication and the reference above is used to refer to the series.
[i.19] ISO/IEC 15408-1: "Information technology - Security techniques - Evaluation criteria for IT
security - Part 1: Introduction and general model".
[i.20] ISO/IEC 15408-2: "Information technology - Security techniques - Evaluation criteria for IT
security - Part 2: Security functional requirements".
[i.21] AS/NZS 4360: "Risk Management".
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8 ETSI TR 187 010 V2.1.1 (2008-07)
[i.22] Directive 2002/21/EC of the European Parliament and of the council of 7 March 2002 on a
common regulatory framework for electronic communications networks and services (Framework
Directive).
[i.23] Directive 2002/22/EC of the European Parliament and of the Council of 7 March 2002 on
Universal service and users' rights relating to electronic communications networks and services
(Universal Service Directive - OJ L 108, 24.04.2002).
[i.24] Directive 1999/5/EC of the European Parliament and of the Council of 9 March 1999 on radio
equipment and telecommunications terminal equipment and the mutual recognition of their
conformity.
[i.25] Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the
protection of individuals with regard to the processing of personal data and on the free movement
of such data. .
[i.26] ETSI TS 133 220: "Digital cellular telecommunications system (Phase 2+); Universal Mobile
Telecommunications System (UMTS); Generic Authentication Architecture (GAA); Generic
bootstrapping architecture (3GPP TS 33.220 version 7.11.0 Release 7)".
[i.27] IETF RFC 2104: "HMAC: Keyed-Hashing for Message Authentication".
[i.28] IETF RFC 2821: "Simple Mail Transfer Protocol (SMTP)".
[i.29] NIST, FIBS-PUB 180-2: "Secure Hash Standard".
3 Definitions, and abbreviations
3.1 Definitions
For the purposes of the present document, the terms and definitions given in EG 202 387 [i.2], ISO/IEC 17799 [i.i.17],
ISO/IEC 13335-1 [i.18] and the following apply:
asset: anything that has value to the organization, its business operations and its continuity
authentication: ensuring that the identity of a subject or resource is the one claimed
availability: property of being accessible and usable on demand by an authorized entity ISO/IEC 13335-1 [i.18]
confidentiality: ensuring that information is accessible only to those authorized to have access
Concealable, Removable, Available, Valuable, Enjoyable, and Disposable (CRAVED): acronym for a classification
scheme to determine the likelihood that a particular type of item will be the subject of theft [i.14]
Identifier: series of digits, characters and symbols used to identify uniquely subscriber, user, network element, function
or network entity providing services/applications
Identity: identifier allocated to a particular entity, e.g. a particular end-user, provides an Identity for that entity
(TS 184 002 [i.i.4])
identity crime: generic term for identity theft, creating a false identity or committing identity fraud
identity fraud (1): use of a false identity or legitimate identity to support unlawful activity
identity fraud (2): falsely claiming to be a victim of identity theft to avoid obligation or liability
identity theft: event that occurs when sufficient information about an identity is obtained to facilitate identity fraud
impact: result of an information security incident, caused by a threat, which affects assets
integrity: safeguarding the accuracy and completeness of information and processing methods
mitigation: limitation of the negative consequences of a particular event
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9 ETSI TR 187 010 V2.1.1 (2008-07)
nonce: arbitrary number that is generated for security purposes (such as an initialization vector) that is used only one
time in any security session
non-repudiation: ability to prove an action or event has taken place, so that this event or action cannot be repudiated
later
spam: bulk unsolicited communication where the benefit favours the sender
residual risk: risk remaining after risk treatment
risk: potential that a given threat will exploit vulnerabilities of an asset or group of assets and thereby cause harm to the
organization
threat: potential cause of an incident that may result in harm to a system or organization
NOTE 1: A threat consists of an asset, a threat agent and an adverse action of that threat agent on that asset
(reference [i.19]).
NOTE 2: A Threat is enacted by a Threat Agent, and may lead to an Unwanted Incident breaking certain
pre-defined security objectives.
threat agent: an entity that can adversely act on an asset
unwanted incident: incident such as loss of confidentiality, integrity and/or availability (reference [i.21])
user: person or process using the system in order to gain access to some system resident or system accessible service
vulnerability: weakness of an asset or group of assets that can be exploited by one or more threats
NOTE: A Vulnerability, consistent with the definition given in ISO/IEC 13335 [i.18], is modelled as the
combination of a Weakness that can be exploited by one or more Threats.
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
AKA Authentication and Key Agreement
BSF Bootstrap Server Function
CLIP Calling Line Identity Presentation
COLP Called Line Identification Presentation
CPE Customer Premises Equipment
CRAVED Concealable, Removable, Available, Valuable, Enjoyable, and Disposable
CSP Communications Service Provider
ECN Electronic Communications Network
ECN&S Electronic Communications Networks & Services
ECS Electronic Communications Service
GAA Generic Authentication Architecture
GBA Genetic Bootstrap Architecture
HSS Home Subscriber Server
IdM Identity Management
IdP Identity Provider
IMEI International Mobile Equipment Identity
IMS Internet protocol Multimedia Subsystem
IMSI International Mobile Subscriber Identity
LAP Liberty Alliance Project
NAF Network Application Function
NAI Network Access Identifier
NASS Network Access SubSystem
NP Number Portability
NT Network Termination
OASIS Organization for the Advancement of Structured Information Standards
PDU Protocol Data Units
PES PSTN Emulation Subsystem
PIP Personal Identity Portability
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10 ETSI TR 187 010 V2.1.1 (2008-07)
R&TTE Radio equipment & Telecommunications Terminal Equipment
RACS Resource and Admission Control Subsystem
RP Relying Party
SDO Standards Development Organization
SIM Subscriber Identity Module
SLF Subscriber Locator Function
SPIT SPam over Internet Telephony
SpoA Service point of Attachment
SuM Subscription Management
TpoA Transport point of Attachment
TVRA Threat Vulnerability and Risk Analysis
UCI Universal Communications Identifier
UE User Equipment
UPM User Profile Management
4 Review of IdM
4.1 Overview
The identity of a human individual is generally considered to be non-transferable and to have the same lifetime as the
individual. The unauthorized use of a person's identity by a third party can have considerable short term as well as long
term financial and societal consequences for the victim. The European privacy directive 2002/58/EC [i.13] addresses
the legal obligations of users and providers to preserve a user's control of their identity when used in electronic
communication (specifically to counter bulk unsolicited communication), whilst the R&TTE directive [i.24] requires
protection of personal data (which may be a component of identity) when such data is embedded in terminal devices.
The role of identity in communications networks is one that is not well understood. Identity in the wider, societal use of
the term, is not the same as the concept of identity used in telecommunications which is the collection of identifiers,
permissions and authentication data necessary to gain access to services. Most current telecommunications
identification schemes use a single identifier to perform (at least) two distinct functions, namely:
• routing:
- identifiers can be processed by information and communication systems to enable end-to-end service
instances between end-points to be established;
• identification:
- end-users can identify the source of an incoming communication (e.g. CLIP, email addresses) or confirm
the identity of the remote end-point to which a connection has or will be established (e.g. COLP, urls).
Failure of the first of these two functions may result in loss of service to end-users. To ensure that such failures do not
occur, rules relating to the content and formatting of communication identifiers are enforced. As a result, most
communications related identifiers have a defined structure which simplifies the identification of region, domain and/or
end-point.
In many cases of attack on identity, countermeasures already exist, using corroborating data to reinforce the observation
of an assertion of identity. Many organizations do not rely on a single identifier as an assertion of identity.
Consequently, when trying to masquerade as a legitimate user, a criminal will seek to recover multiple correlated forms
of identification and use them in combination to counter the identity checks. In those contexts where identity is
represented by an identifier having a known structure (as is the case in email names [i.28] and the E.164
numbering [i.16] schemes) it is possible for the identity to be falsely claimed.
Identity management is an important aspect in overcoming current concerns regarding the definition of exactly what
constitutes a user and what rights that user has. Unfortunately, as identity is a rather abstract concept, its management is
difficult to define and specify.
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11 ETSI TR 187 010 V2.1.1 (2008-07)
4.2 Characterization of theft potential of identity
In order to determine whether identity is of value to a potential thief, it is useful to apply the CRAVED criteria [i.14]
which have been developed to assess the risk of theft for specific disposable items as shown in table 1.
Table 1: CRAVED classification applied to identity
Criteria Criteria clarification Applicability to identity
Concealable The target can easily be concealed by Yes.
the thief or, at least, is not easily Identity is abstract so is concealed as a matter of course.
identifiable as not belonging to the thief
Removable The target is not physically fixed or Yes.
otherwise secured If available an identifier can generally be copied, in some
instances such as a removable SIM can be removed
physically.
Available Yes.
The target is both visible and
An identity becomes visible when used and its component
accessible to the thief
identifiers and characteristics can be accessible in a
number of ways (though not, necessarily, at a single
location).
Valuable The target has either intrinsic monetary Yes.
value or personal value to the thief Although an identity may not have any direct value in
itself, it can be used to acquire other items and services
which do have value to the holder.
Enjoyable Possession of the target provides Yes.
pleasure to the holder either through Possession of an identity does not provide pleasure in
monetary or personal gain itself but it can provide access to services and goods
which the holder might find enjoyable.
Disposable The target can be sold by the thief for Yes.
monetary or other gain Once all of its component identifiers and characteristics
have been acquired, there is a ready market for them,
particularly for the purpose of carrying out concealed
criminal activities.
4.3 Regulatory protection of Identity
In addition to the CRAVED analysis it is useful to recognize the regulatory and legal frameworks in place to limit
Identity Theft (and the resultant Identity Fraud). The European data protection directive 95/46/EC [i.25] and the privacy
directive 2002/58/EC [i.13] state the legal obligations of both users and providers to preserve a user's control of their
identity when used in electronic communication (specifically to counter bulk unsolicited communication). Similarly
where radio equipment is deployed and where the R&TTE directive [i.24] applies, privacy of the identity has to be
assured. This is explicitly cited in article 3.3 of the directive, as follows:
• apparatus of particular types shall be so constructed that:
- it incorporates safeguards to ensure that the personal data and privacy of the user and of the subscriber
are protected; and/or
- it supports certain features ensuring avoidance of fraud.
In the United States of America "The Identity Theft and Assumption Deterrence Act (2003)" amended U.S.
Code, s.1028 - "Fraud related to activity in connection with identification documents, authentication features, and
information". The Code makes possession of any "means of identification" to "knowingly transfer, possess, or use
without lawful authority" a federal crime, alongside unlawful possession of identification documents. Under the Act a
name, birth certificate or US Social Security Number is considered a "means of identification". Similarly are credit card
numbers, driver's licenses, an electronic serial number from a mobile phone (i.e. IMEI or IMSI) or any other piece of
information that may be used alone or in conjunction with other information to identify a specific individual.
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12 ETSI TR 187 010 V2.1.1 (2008-07)
4.4 Purpose of Identity and Identity Management in the NGN
An identity is used within the NGN to distinguish one NGN entity from another. The NGN entity may be an end-point
(e.g. a telephone) or it may be service delivery agent (e.g. a service provider).
The purpose of Identity Management in the NGN is to control the life of an NGN identifier from its creation through
assignment and, if necessary, reassignment, to its destruction at the end of its useful life. Identity Management may also
include the maintenance of the integrity of an identifier.
NOTE: It is assumed that an NGN identifier is a machine processable token used to name an entity.
TS 184 002 [i.4] defines 3 classes of identifier which are not mutually exclusive:
1) Those generated automatically by network elements (e.g. call identifiers).
2) Those that may be allocated by operators without reference to external bodies (e.g. customer account number).
3) Those that are allocated to operators by external bodies (e.g. E.164 numbers, public IP addresses).
As only the identifiers in classes 2 and 3 are directly related to the end-user, it is these that may have value if stolen (see
also the CRAVED analysis in table 1).
4.5 Identity portability
TR 184 003 [i.8] defines the requirements for supporting Number Portability (NP) or Personal Identity Portability (PIP)
in the NGN and describes means of meeting these requirements. Where a CSP deploying an NGN is subject to the
Universal Service Directive (2002/22/EC) [i.23], only NP is required and its implementation may be restricted. This
may mean, for example, that is not possible to transfer a geographic number outside its defined geographical area.
4.6 Identity versus identifier
Telecommunications standards do not define identity but they do define identifiers which fall into any of the three (3)
classes defined in TS 184 002 [i.4] (those generated automatically by network elements; those that may be allocated by
operators without reference to external bodies; and those that are allocated to operators by external bodies).
An identifier is only one component of an NGN user's identity. As an example of how identifiers can be used in the
construction of an identity, GSM associates a number of identifiers to each user and these combine with other items of
information to form the user's complete identity within the context of GSM, thus:
• Identifiers:
- IMSI, International Mobile Subscriber Identity:
identifies the SIM;
identifies the home system of the user (by Network and Country code elements of the IMSI);
used for registration and authentication only;
private identifier: Not published to other GSM users;
authoritative: ascribed during SIM manufacture;
- IMEI, International Mobile Equipment Identity:
identifies the radio equipment;
used only in tracking equipment;
private identifier: Not published to other GSM users;
authoritative: ascribed during manufacture;
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13 ETSI TR 187 010 V2.1.1 (2008-07)
- MSISDN, Mobile Subscriber ISDN number:
identifies the GSM subscriber;
used for directing calls (voice, fax, data, text) to and from the subscriber;
public identifier: published to other users (GSM or otherwise);
authoritative: ascribed by the subscriber's service provider;
• Other identity-related information:
- passwords and access codes:
used to control access to the user's GSM handset;
non-authoritative: ascribed by the user;
- authentication keys:
used at registration to validate the identity of the user's GSM equipment;
authoritative: ascribed by the manufacturer and unseen by the user;
- user's service contract:
identifies services and tariffs available to the subscriber;
associated with the MSISDN rather than the GSM handset;
ascribed by the GSM service provider but can be changed frequently at the request of the
subscriber.
Figure 1: Identity as a jigsaw puzzle of identifiers
NOTE: The GSM identity is valid only in the context of GSM and does not claim to identify a particular person,
only to identify that the handset is capable of legitimate use on the GSM network.
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14 ETSI TR 187 010 V2.1.1 (2008-07)
4.7 Principles for handling personal data in ICT networks
The OECD Guidelines for personal data protection [i.15] are closely related to the EC Data Privacy directives [i.13],
and [i.25] and introduce a number of basic principles that, if adopted, may point towards a set of NGN IdM principles,
thus:
• Collection limitation principle:
- Limits to data collection:
Before collecting personal data - for example, when contracting with the data subject - an NGN
operator should obtain the prior and unambiguous consent of the data subject or inform the data
subject of the collection of personal data and the indicated purposes of use according to domestic
regulations.
From the viewpoint of the NGN operator, consent is always required when personal data is used in
commercial services. However, in cases of safety and public services, prior explicit consent may
not be required although implicit consent is likely to have been given as part of the user's
contractual agreement with the service provider.
- Data collection methods:
An NGN operator should not acquire personal data by fraudulent or other dishonest means.
- Data collection without consent:
The limits to data collection do not apply to cases in which the handling of personal data is
restricted by national regulation.
- Exclusion of data capable of identifying an individual from collected data:
An NGN operator should take reasonable measures to avoid collecting data from which an
individual could be identified by referring to a database in cases where such a possibility exists.
- Confirmation of a data subject's consent about data collection:
An NGN operator should take suitable measures to confirm the consent of a data subject about data
collection.
• Data quality principle:
- An NGN operator should endeavour to keep personal data accurate and up to date within the scope
necessary for the achievement of the purposes of use.
• Purpose specification principle:
- Specification of the purposes of use:
When handling personal data, an NGN operator should specify the purposes of use of personal
data.
• Limits on changing the purposes of use:
An NGN operator should not change the purposes of use beyond the scope in which new purposes
can reasonably be considered to be compatible with the original purposes.
- Change of the purposes of use required prior consent:
Before an NGN operator changes the purposes of use beyond the scope in which new purposes can
reasonably be considered to be compatible with the original purposes, it should inform a data
subject of the change or obtain prior and unambiguous consent.
ETSI
15 ETSI TR 187 010 V2.1.1 (2008-07)
• Use limitation principle:
- Use limitation:
An NGN operator should not handle personal data, without obtaining the prior consent of the data
subject, beyond the scope necessary for the achievement of the specified purposes of use.
- Restriction of disclosure to third parties:
An NGN operator should not provide personal data to a third party without obtaining the prior
consent of the data subject.
- Use without consent:
The provisions of the preceding two paragraphs shall not apply to cases in which the handling of
personal data is based on domestic laws. NGN operators should grant access only to law
enforcement authorities as authorized by a domestic court order or equivalent legal instrument.
• Security safeguards principle:
- Personal data should be protected by reasonable security safeguards against such risks as loss or
unauthorized access, destruction, use, modification or disclosure of data.
• Openness principle:
- There should be a general policy of openness about developments, practices and policies with respect to
personal data. Means should be readily available of establishing the existence and nature of personal
data, and the main purposes of their use, as well as the identity and usual residence of the data collector.
• Individual participation principle:
- An individual may have the right to:
(a) obtain from an NGN operator, or otherwise, confirmation of whether or not the NGN operator has
data relating to him;
(b) have communicated to him, data relating to him
(i) within a reasonable time;
(ii) at a charge, if any, that is
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