ETSI TS 136 101 V13.18.0 (2020-02)

ETSI TS 136 101 V13.18.0 (2020-02)






TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
User Equipment (UE) radio transmission and reception
(3GPP TS 36.101 version 13.18.0 Release 13)

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3GPP TS 36.101 version 13.18.0 Release 13 1 ETSI TS 136 101 V13.18.0 (2020-02)



Reference
RTS/TSGR-0436101vDI0
Keywords
LTE
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3GPP TS 36.101 version 13.18.0 Release 13 2 ETSI TS 136 101 V13.18.0 (2020-02)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
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Legal notice
rd
This Technical Specification (TS) has been produced by the ETSI 3 Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
interpreted as being references to the corresponding ETSI deliverables.
The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
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"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

ETSI

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3GPP TS 36.101 version 13.18.0 Release 13 3 ETSI TS 136 101 V13.18.0 (2020-02)
Contents
Intellectual Property Rights . 2
Legal notice . 2
Modal verbs terminology . 2
Foreword . 25
1 Scope . 26
2 References . 26
3 Definitions, symbols and abbreviations . 26
3.1 Definitions . 26
3.2 Symbols . 28
3.3 Abbreviations . 31
4 General . 32
4.1 Relationship between minimum requirements and test requirements . 32
4.2 Applicability of minimum requirements . 32
4.3 Void . 33
4.3A Applicability of minimum requirements (CA, UL-MIMO, ProSe, Dual Connectivity, UE category 0, UE
category M1, UE category NB1) . 33
4.4 RF requirements in later releases . 34
5 Operating bands and channel arrangement . 34
5.1 General . 34
5.2 Void . 34
5.3 Void . 34
5.4 Void . 34
5.5 Operating bands . 34
5.5A Operating bands for CA . 36
5.5B Operating bands for UL-MIMO . 46
5.5C Operating bands for Dual Connectivity . 46
5.5D Operating bands for ProSe. 48
5.5E Operating bands for UE category 0 and UE category M1 . 49
5.5F Operating bands for category NB1 . 49
5.6 Channel bandwidth . 49
5.6.1 Channel bandwidths per operating band . 50
5.6A Channel bandwidth for CA . 52
5.6A.1 Channel bandwidths per operating band for CA . 54
5.6B Channel bandwidth for UL-MIMO . 73
5.6B.1 Void . 73
5.6C Channel bandwidth for Dual Connectivity . 73
5.6C.1 Void . 73
5.6D Channel bandwidth for ProSe . 73
5.6D.1 Channel bandwidths per operating band for ProSe . 73
5.6F Channel bandwidth for category NB1 . 74
5.7 Channel arrangement . 75
5.7.1 Channel spacing . 75
5.7.1A Channel spacing for CA . 75
5.7.1F Channel spacing for category NB1 . 76
5.7.2 Channel raster . 76
5.7.2A Channel raster for CA . 76
5.7.2F Channel raster for category NB1 . 76
5.7.3 Carrier frequency and EARFCN . 76
5.7.3F Carrier frequency and EARFCN for category NB1 . 78
5.7.4 TX–RX frequency separation . 78
5.7.4A TX–RX frequency separation for CA . 79
5.7.4E TX–RX frequency separation for category M1 . 79
5.7.4F TX–RX frequency separation for category NB1 . 79
ETSI

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3GPP TS 36.101 version 13.18.0 Release 13 4 ETSI TS 136 101 V13.18.0 (2020-02)
6 Transmitter characteristics . 80
6.1 General . 80
6.2 Transmit power . 80
6.2.1 Void . 80
6.2.2 UE maximum output power . 80
6.2.2A UE maximum output power for CA . 82
6.2.2B UE maximum output power for UL-MIMO . 84
6.2.2C Void . 86
6.2.2D UE maximum output power for ProSe . 86
6.2.2E UE maximum output power for Category M1 UE . 86
6.2.2F UE maximum output power for category NB1 . 87
6.2.3 UE maximum output power for modulation / channel bandwidth . 88
6.2.3A UE Maximum Output power for modulation / channel bandwidth for CA . 89
6.2.3B UE maximum output power for modulation / channel bandwidth for UL-MIMO . 90
6.2.3D UE maximum output power for modulation / channel bandwidth for ProSe . 91
6.2.3E UE maximum output power for modulation / channel bandwidth for category M1 . 91
6.2.3F UE maximum output power for modulation / channel bandwidth for category NB1 . 92
6.2.4 UE maximum output power with additional requirements . 92
6.2.4A UE maximum output power with additional requirements for CA . 102
6.2.4A.1 A-MPR for CA_NS_01 for CA_1C . 104
6.2.4A.2 A-MPR for CA_NS_02 for CA_1C . 104
6.2.4A.3 A-MPR for CA_NS_03 for CA_1C . 105
6.2.4A.4 A-MPR for CA_NS_04 . 106
6.2.4A.5 A-MPR for CA_NS_05 for CA_38C . 107
6.2.4A.6 A-MPR for CA_NS_06 . 108
6.2.4A.7 A-MPR for CA_NS_07 . 109
6.2.4A.8 A-MPR for CA_NS_08 . 110
6.2.4B UE maximum output power with additional requirements for UL-MIMO . 111
6.2.4D UE maximum output power with additional requirements for ProSe . 112
6.2.4E UE maximum output power with additional requirements for category M1 UE . 112
6.2.4F UE maximum output power with additional requirements for category NB1 UE . 114
6.2.5 Configured transmitted power . 114
6.2.5A Configured transmitted power for CA . 128
6.2.5B Configured transmitted power for UL-MIMO . 130
6.2.5C Configured transmitted power for Dual Connectivity. 131
6.2.5D Configured transmitted power for ProSe . 132
6.2.5F Configured transmitted Power for category NB1 . 134
6.3 Output power dynamics . 135
6.3.1 (Void) . 135
6.3.2 Minimum output power . 135
6.3.2.1 Minimum requirement . 135
6.3.2A UE Minimum output power for CA . 135
6.3.2A.1 Minimum requirement for CA . 135
6.3.2B UE Minimum output power for UL-MIMO . 136
6.3.2B.1 Minimum requirement . 136
6.3.2C Void . 136
6.3.2D UE Minimum output power for ProSe . 136
6.3.2F UE Minimum output power for category NB1 . 136
6.3.3 Transmit OFF power . 137
6.3.3.1. Minimum requirement . 137
6.3.3A UE Transmit OFF power for CA . 137
6.3.3A.1 Minimum requirement for CA . 137
6.3.3B UE Transmit OFF power for UL-MIMO . 137
6.3.3B.1 Minimum requirement . 138
6.3.3D Transmit OFF power for ProSe. 138
6.3.3F Transmit OFF power for category NB1 . 138
6.3.4 ON/OFF time mask . 138
6.3.4.1 General ON/OFF time mask . 138
6.3.4.2 PRACH and SRS time mask . 139
6.3.4.2.1 PRACH time mask . 139
6.3.4.2.2 SRS time mask . 140
6.3.4.3 Slot / Sub frame boundary time mask . 140
ETSI

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3GPP TS 36.101 version 13.18.0 Release 13 5 ETSI TS 136 101 V13.18.0 (2020-02)
6.3.4.4 PUCCH / PUSCH / SRS time mask . 141
6.3.4A ON/OFF time mask for CA . 142
6.3.4B ON/OFF time mask for UL-MIMO . 142
6.3.4D ON/OFF time mask for ProSe. 142
6.3.4D.1 General time mask for ProSe . 143
6.3.4D.2 PSSS/SSSS time mask . 143
6.3.4D.3 PSSS / SSSS / PSBCH time mask . 144
6.3.4D.4 PSSCH / SRS time mask . 145
6.3.4F ON/OFF time mask for category NB1 . 145
6.3.4F.1 General ON/OFF time mask . 145
6.3.4F.2 NPRACH time mask . 145
6.3.5 Power Control . 146
6.3.5.1 Absolute power tolerance . 146
6.3.5.1.1 Minimum requirements . 146
6.3.5.2 Relative Power tolerance . 146
6.3.5.2.1 Minimum requirements . 146
6.3.5.3 Aggregate power control tolerance . 147
6.3.5.3.1 Minimum requirement . 148
6.3.5A Power control for CA . 148
6.3.5A.1 Absolute power tolerance . 148
6.3.5A.1.1 Minimum requirements . 148
6.3.5A.2 Relative power tolerance . 148
6.3.5A.2.1 Minimum requirements . 148
6.3.5A.3 Aggregate power control tolerance . 149
6.3.5A.3.1 Minimum requirements . 149
6.3.5B Power control for UL-MIMO . 149
6.3.5D Power Control for ProSe . 150
6.3.5D.1 Absolute power tolerance . 150
6.3.5E Power control for category M1 . 150
6.3.5E.1 Absolute power tolerance . 150
6.3.5E.2 Relative Power tolerance . 150
6.3.5E.3 Aggregate power control tolerance . 150
6.3.5E.3.1 Minimum requirement . 150
6.3.5F Power Control for category NB1 . 151
6.3.5F.1 Absolute power tolerance . 151
6.3.5F.2 Relative power tolerance . 152
6.3.5F.3 Aggregate power control tolerance for category NB1 . 152
6.3.5F.3.1 Minimum requirement . 152
6.4 Void . 153
6.5 Transmit signal quality . 153
6.5.1 Frequency error . 153
6.5.1A Frequency error for CA . 153
6.5.1B Frequency error for UL-MIMO . 153
6.5.1D Frequency error for ProSe . 153
6.5.1E Frequency error for UE category M1 . 153
6.5.1F Frequency error for UE category NB1 . 153
6.5.2 Transmit modulation quality .
...