ETSI TS 136 213 V13.14.0 (2019-07)

ETSI TS 136 213 V13.14.0 (2019-07)






TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(3GPP TS 36.213 version 13.14.0 Release 13)

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3GPP TS 36.213 version 13.14.0 Release 13 1 ETSI TS 136 213 V13.14.0 (2019-07)



Reference
RTS/TSGR-0136213vde0
Keywords
LTE
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3GPP TS 36.213 version 13.14.0 Release 13 2 ETSI TS 136 213 V13.14.0 (2019-07)
Intellectual Property Rights
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ETSI

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3GPP TS 36.213 version 13.14.0 Release 13 3 ETSI TS 136 213 V13.14.0 (2019-07)
Contents
Intellectual Property Rights . 2
Legal notice . 2
Modal verbs terminology . 2
Foreword . 7
1 Scope . 8
2 References . 8
3 Symbols and abbreviations . 8
3.1 Symbols . 8
3.2 Abbreviations . 9
4 Synchronization procedures . 11
4.1 Cell search . 11
4.2 Timing synchronization . 11
4.2.1 Radio link monitoring . 11
4.2.2 Inter-cell synchronization . 11
4.2.3 Transmission timing adjustments . 11
4.3 Timing for Secondary Cell Activation / Deactivation . 12
5 Power control . 13
5.1 Uplink power control. 13
5.1.1 Physical uplink shared channel . 13
5.1.1.1 UE behaviour . 13
5.1.1.2 Power headroom . 21
5.1.2 Physical uplink control channel . 23
5.1.2.1 UE behaviour . 24
5.1.3 Sounding Reference Symbol (SRS) . 28
5.1.3.1 UE behaviour . 28
5.1.4 Power allocation for dual connectivity . 29
5.1.4.1 Dual connectivity power control Mode 1 . 29
5.1.4.2 Dual connectivity power control Mode 2 . 36
5.1.5 Power allocation for PUCCH-SCell . 41
5.2 Downlink power allocation . 41
5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions . 43
6 Random access procedure . 45
6.1 Physical non-synchronized random access procedure . 45
6.1.1 Timing . 46
6.2 Random Access Response Grant . 47
7 Physical downlink shared channel related procedures . 50
7.1 UE procedure for receiving the physical downlink shared channel . 52
7.1.1 Single-antenna port scheme . 62
7.1.2 Transmit diversity scheme . 62
7.1.3 Large delay CDD scheme . 62
7.1.4 Closed-loop spatial multiplexing scheme . 62
7.1.5 Multi-user MIMO scheme . 62
7.1.5A Dual layer scheme . 63
7.1.5B Up to 8 layer transmission scheme . 63
7.1.6 Resource allocation . 63
7.1.6.1 Resource allocation type 0 . 64
7.1.6.2 Resource allocation type 1 . 64
7.1.6.3 Resource allocation type 2 . 65
7.1.6.4 PDSCH starting position . 66
7.1.6.4A PDSCH starting position for BL/CE UEs . 68
7.1.6.5 Physical Resource Block (PRB) bundling. 69
7.1.7 Modulation order and transport block size determination . 70
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3GPP TS 36.213 version 13.14.0 Release 13 4 ETSI TS 136 213 V13.14.0 (2019-07)
7.1.7.1 Modulation order and redundancy version determination . 71
7.1.7.2 Transport block size determination . 74
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing . 75
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing . 83
7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 . 83
7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing . 84
7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing . 85
7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB . 85
7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 86
7.1.7.3 Redundancy Version determination for Format 1C . 86
7.1.8 Storing soft channel bits . 86
7.1.9 PDSCH resource mapping parameters . 86
7.1.10 Antenna ports quasi co-location for PDSCH . 87
7.1.11 PDSCH subframe assignment for BL/CE UE . 88
7.2 UE procedure for reporting Channel State Information (CSI) . 90
7.2.1 Aperiodic CSI Reporting using PUSCH . 96
7.2.2 Periodic CSI Reporting using PUCCH . 110
7.2.3 Channel Quality Indicator (CQI) definition . 146
7.2.4 Precoding Matrix Indicator (PMI) definition . 154
7.2.5 Channel-State Information – Reference Signal (CSI-RS) definition . 179
7.2.6 Channel-State Information – Interference Measurement (CSI-IM) Resource definition . 181
7.2.7 Zero Power CSI-RS Resource definition . 181
7.3 UE procedure for reporting HARQ-ACK . 181
7.3.1 FDD HARQ-ACK reporting procedure . 182
7.3.2 TDD HARQ-ACK reporting procedure . 185
7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration . 185
7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations . 197
7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 . 204
7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 205
8 Physical uplink shared channel related procedures . 206
8.0 UE procedure for transmitting the physical uplink shared channel . 206
8.0.1 Single-antenna port scheme . 215
8.0.2 Closed-loop spatial multiplexing scheme . 215
8.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 216
8.1.1 Uplink resource allocation type 0 . 216
8.1.2 Uplink resource allocation type 1 . 216
8.1.3 Uplink resource allocation type 2 . 217
8.2 UE sounding procedure . 218
8.3 UE HARQ-ACK procedure . 225
8.4 UE PUSCH hopping procedure . 227
8.4.1 Type 1 PUSCH hopping . 228
8.4.2 Type 2 PUSCH hopping . 228
8.5 UE Reference Symbol (RS) procedure . 228
8.6 Modulation order, redundancy version and transport block size determination . 229
8.6.1 Modulation order and redundancy version determination . 229
8.6.2 Transport block size determination . 231
8.6.3 Control information MCS offset determination . 233
8.7 UE transmit antenna selection . 237
9 Physical downlink control channel procedures . 237
9.1 UE procedure for determining physical downlink control channel assignment . 237
9.1.1 PDCCH assignment procedure . 237
9.1.2 PHICH assignment procedure. 240
9.1.3 Control Format Indicator (CFI) assignment procedure . 242
9.1.4 EPDCCH assignment procedure . 242
9.1.4.1 EPDCCH starting position . 249
9.1.4.2 Antenna ports quasi co-location for EPDCCH . 249
9.1.4.3 Resource mapping parameters for EPDCCH . 250
9.1.4.4 PRB-pair indication for EPDCCH . 250
9.1.5 MPDCCH assignment procedure . 251
9.1.5.1 MPDCCH starting position . 257
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3GPP TS 36.213 version 13.14.0 Release 13 5 ETSI TS 136 213 V13.14.0 (2019-07)
9.1.5.2 Antenna ports quasi co-location for MPDCCH . 257
9.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling . 258
9.3 PDCCH/EPDCCH/MPDCCH control information procedure . 259
10 Physical uplink control channel procedures . 260
10.1 UE procedure for determining physical uplink control channel assignment . 260
10.1.1 PUCCH format information . 263
10.1.2 FDD HARQ-ACK feedback procedures . 268
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell . 268
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell . 270
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 270
10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure . 274
10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure . 276
10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure . 277
10.1.2A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 1 . 277
10.1.3 TDD HARQ-ACK feedback procedures . 278
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell . 280
10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell . 292
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 292
10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure . 308
10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure . 315
10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure . 332
10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 . 332
10.1.4 HARQ-ACK Repetition procedure . 334
10.1.5 Scheduling Request (SR) procedure . 335
10.2 Uplink HARQ-ACK timing . 336
11 Physical Multicast Channel (PMCH) related procedures . 340
11.1 UE procedure for receiving the PMCH . 340
11.2 UE procedure for receiving MCCH change notification . 340
12 Assumptions independent of physical channel. 340
13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2 . 341
13.1 UE procedure for determining eIMTA-uplink/downlink configuration . 341
13A Subframe configuration for Frame Structure Type 3 . 342
14 UE procedures related to Sidelink . 344
14.1 Physical Sidelink Shared Channel related procedures . 344
14.1.1 UE procedure for transmitting the PSSCH . 344
14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
1 . 345
14.1.1.1.1 Determination of subframe indicator bitmap . 345
14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 1 . 348
14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 . 348
14.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 . 349
14.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
2 . 349
14.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 2 . 350
14.1.1.5 UE procedure for PSSCH power control . 350
14.1.2 UE procedure for receiving the PSSCH . 351
14.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission
mode 2 . 351
14.2 Physical Sidelink Control Channel related procedures. 352
14.2.1 UE procedure for transmitting the PSCCH . 352
14.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for
sidelink transmission mode 1 . 353
14.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for
sidelink transmission mode 2 . 353
14.2.1.3 UE procedure for PSCCH power control . 353
14.2.2 UE procedure for receiving the PSCCH . 354
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3GPP TS 36.213 version 13.14.0 Release 13 6 ETSI TS 136 213 V13.14.0 (2019-07)
14.2.3 UE procedure for determining resource block pool and subframe pool for PSCCH .
...