ETSI TS 136 213 V13.14.0 (2019-07)
LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 13.14.0 Release 13)
LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 13.14.0 Release 13)
RTS/TSGR-0136213vde0
General Information
Standards Content (Sample)
ETSI TS 136 213 V13.14.0 (2019-07)
TECHNICAL SPECIFICATION
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(3GPP TS 36.213 version 13.14.0 Release 13)
---------------------- Page: 1 ----------------------
3GPP TS 36.213 version 13.14.0 Release 13 1 ETSI TS 136 213 V13.14.0 (2019-07)
Reference
RTS/TSGR-0136213vde0
Keywords
LTE
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE
Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88
Important notice
The present document can be downloaded from:
http://www.etsi.org/standards-search
The present document may be made available in electronic versions and/or in print. The content of any electronic and/or
print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any
existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI
deliverable is the one made publicly available in PDF format at www.etsi.org/deliver.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx
If you find errors in the present document, please send your comment to one of the following services:
https://portal.etsi.org/People/CommiteeSupportStaff.aspx
Copyright Notification
No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying
and microfilm except as authorized by written permission of ETSI.
The content of the PDF version shall not be modified without the written authorization of ETSI.
The copyright and the foregoing restriction extend to reproduction in all media.
© ETSI 2019.
All rights reserved.
DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its Members.
3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and
of the 3GPP Organizational Partners.
oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and
of the oneM2M Partners.
®
GSM and the GSM logo are trademarks registered and owned by the GSM Association.
ETSI
---------------------- Page: 2 ----------------------
3GPP TS 36.213 version 13.14.0 Release 13 2 ETSI TS 136 213 V13.14.0 (2019-07)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Legal notice
rd
This Technical Specification (TS) has been produced by the ETSI 3 Generation Partnership Project (3GPP).
The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
interpreted as being references to the corresponding ETSI deliverables.
The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
ETSI
---------------------- Page: 3 ----------------------
3GPP TS 36.213 version 13.14.0 Release 13 3 ETSI TS 136 213 V13.14.0 (2019-07)
Contents
Intellectual Property Rights . 2
Legal notice . 2
Modal verbs terminology . 2
Foreword . 7
1 Scope . 8
2 References . 8
3 Symbols and abbreviations . 8
3.1 Symbols . 8
3.2 Abbreviations . 9
4 Synchronization procedures . 11
4.1 Cell search . 11
4.2 Timing synchronization . 11
4.2.1 Radio link monitoring . 11
4.2.2 Inter-cell synchronization . 11
4.2.3 Transmission timing adjustments . 11
4.3 Timing for Secondary Cell Activation / Deactivation . 12
5 Power control . 13
5.1 Uplink power control. 13
5.1.1 Physical uplink shared channel . 13
5.1.1.1 UE behaviour . 13
5.1.1.2 Power headroom . 21
5.1.2 Physical uplink control channel . 23
5.1.2.1 UE behaviour . 24
5.1.3 Sounding Reference Symbol (SRS) . 28
5.1.3.1 UE behaviour . 28
5.1.4 Power allocation for dual connectivity . 29
5.1.4.1 Dual connectivity power control Mode 1 . 29
5.1.4.2 Dual connectivity power control Mode 2 . 36
5.1.5 Power allocation for PUCCH-SCell . 41
5.2 Downlink power allocation . 41
5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions . 43
6 Random access procedure . 45
6.1 Physical non-synchronized random access procedure . 45
6.1.1 Timing . 46
6.2 Random Access Response Grant . 47
7 Physical downlink shared channel related procedures . 50
7.1 UE procedure for receiving the physical downlink shared channel . 52
7.1.1 Single-antenna port scheme . 62
7.1.2 Transmit diversity scheme . 62
7.1.3 Large delay CDD scheme . 62
7.1.4 Closed-loop spatial multiplexing scheme . 62
7.1.5 Multi-user MIMO scheme . 62
7.1.5A Dual layer scheme . 63
7.1.5B Up to 8 layer transmission scheme . 63
7.1.6 Resource allocation . 63
7.1.6.1 Resource allocation type 0 . 64
7.1.6.2 Resource allocation type 1 . 64
7.1.6.3 Resource allocation type 2 . 65
7.1.6.4 PDSCH starting position . 66
7.1.6.4A PDSCH starting position for BL/CE UEs . 68
7.1.6.5 Physical Resource Block (PRB) bundling. 69
7.1.7 Modulation order and transport block size determination . 70
ETSI
---------------------- Page: 4 ----------------------
3GPP TS 36.213 version 13.14.0 Release 13 4 ETSI TS 136 213 V13.14.0 (2019-07)
7.1.7.1 Modulation order and redundancy version determination . 71
7.1.7.2 Transport block size determination . 74
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing . 75
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing . 83
7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 . 83
7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing . 84
7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing . 85
7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB . 85
7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 86
7.1.7.3 Redundancy Version determination for Format 1C . 86
7.1.8 Storing soft channel bits . 86
7.1.9 PDSCH resource mapping parameters . 86
7.1.10 Antenna ports quasi co-location for PDSCH . 87
7.1.11 PDSCH subframe assignment for BL/CE UE . 88
7.2 UE procedure for reporting Channel State Information (CSI) . 90
7.2.1 Aperiodic CSI Reporting using PUSCH . 96
7.2.2 Periodic CSI Reporting using PUCCH . 110
7.2.3 Channel Quality Indicator (CQI) definition . 146
7.2.4 Precoding Matrix Indicator (PMI) definition . 154
7.2.5 Channel-State Information – Reference Signal (CSI-RS) definition . 179
7.2.6 Channel-State Information – Interference Measurement (CSI-IM) Resource definition . 181
7.2.7 Zero Power CSI-RS Resource definition . 181
7.3 UE procedure for reporting HARQ-ACK . 181
7.3.1 FDD HARQ-ACK reporting procedure . 182
7.3.2 TDD HARQ-ACK reporting procedure . 185
7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration . 185
7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations . 197
7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 . 204
7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 205
8 Physical uplink shared channel related procedures . 206
8.0 UE procedure for transmitting the physical uplink shared channel . 206
8.0.1 Single-antenna port scheme . 215
8.0.2 Closed-loop spatial multiplexing scheme . 215
8.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 216
8.1.1 Uplink resource allocation type 0 . 216
8.1.2 Uplink resource allocation type 1 . 216
8.1.3 Uplink resource allocation type 2 . 217
8.2 UE sounding procedure . 218
8.3 UE HARQ-ACK procedure . 225
8.4 UE PUSCH hopping procedure . 227
8.4.1 Type 1 PUSCH hopping . 228
8.4.2 Type 2 PUSCH hopping . 228
8.5 UE Reference Symbol (RS) procedure . 228
8.6 Modulation order, redundancy version and transport block size determination . 229
8.6.1 Modulation order and redundancy version determination . 229
8.6.2 Transport block size determination . 231
8.6.3 Control information MCS offset determination . 233
8.7 UE transmit antenna selection . 237
9 Physical downlink control channel procedures . 237
9.1 UE procedure for determining physical downlink control channel assignment . 237
9.1.1 PDCCH assignment procedure . 237
9.1.2 PHICH assignment procedure. 240
9.1.3 Control Format Indicator (CFI) assignment procedure . 242
9.1.4 EPDCCH assignment procedure . 242
9.1.4.1 EPDCCH starting position . 249
9.1.4.2 Antenna ports quasi co-location for EPDCCH . 249
9.1.4.3 Resource mapping parameters for EPDCCH . 250
9.1.4.4 PRB-pair indication for EPDCCH . 250
9.1.5 MPDCCH assignment procedure . 251
9.1.5.1 MPDCCH starting position . 257
ETSI
---------------------- Page: 5 ----------------------
3GPP TS 36.213 version 13.14.0 Release 13 5 ETSI TS 136 213 V13.14.0 (2019-07)
9.1.5.2 Antenna ports quasi co-location for MPDCCH . 257
9.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling . 258
9.3 PDCCH/EPDCCH/MPDCCH control information procedure . 259
10 Physical uplink control channel procedures . 260
10.1 UE procedure for determining physical uplink control channel assignment . 260
10.1.1 PUCCH format information . 263
10.1.2 FDD HARQ-ACK feedback procedures . 268
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell . 268
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell . 270
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 270
10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure . 274
10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure . 276
10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure . 277
10.1.2A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 1 . 277
10.1.3 TDD HARQ-ACK feedback procedures . 278
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell . 280
10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell . 292
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure . 292
10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure . 308
10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure . 315
10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure . 332
10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 . 332
10.1.4 HARQ-ACK Repetition procedure . 334
10.1.5 Scheduling Request (SR) procedure . 335
10.2 Uplink HARQ-ACK timing . 336
11 Physical Multicast Channel (PMCH) related procedures . 340
11.1 UE procedure for receiving the PMCH . 340
11.2 UE procedure for receiving MCCH change notification . 340
12 Assumptions independent of physical channel. 340
13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2 . 341
13.1 UE procedure for determining eIMTA-uplink/downlink configuration . 341
13A Subframe configuration for Frame Structure Type 3 . 342
14 UE procedures related to Sidelink . 344
14.1 Physical Sidelink Shared Channel related procedures . 344
14.1.1 UE procedure for transmitting the PSSCH . 344
14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
1 . 345
14.1.1.1.1 Determination of subframe indicator bitmap . 345
14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 1 . 348
14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 . 348
14.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 . 349
14.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
2 . 349
14.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 2 . 350
14.1.1.5 UE procedure for PSSCH power control . 350
14.1.2 UE procedure for receiving the PSSCH . 351
14.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission
mode 2 . 351
14.2 Physical Sidelink Control Channel related procedures. 352
14.2.1 UE procedure for transmitting the PSCCH . 352
14.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for
sidelink transmission mode 1 . 353
14.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for
sidelink transmission mode 2 . 353
14.2.1.3 UE procedure for PSCCH power control . 353
14.2.2 UE procedure for receiving the PSCCH . 354
ETSI
---------------------- Page: 6 ----------------------
3GPP TS 36.213 version 13.14.0 Release 13 6 ETSI TS 136 213 V13.14.0 (2019-07)
14.2.3 UE procedure for determining resource block pool and subframe pool for PSCCH .
...
Questions, Comments and Discussion
Ask us and Technical Secretary will try to provide an answer. You can facilitate discussion about the standard in here.