ETSI EG 201 788 V2.1.1 (2009-08)

Final draft ETSI EG 201 788 V2.1.1 (2009-06)
ETSI Guide


Electromagnetic compatibility
and Radio spectrum Matters (ERM);
Guidance for drafting an
ETSI System Reference document (SRdoc)

�

---------------------- Page: 1 ----------------------
2 Final draft ETSI EG 201 788 V2.1.1 (2009-06)



Reference
REG/ERM-RM-056
Keywords
radio, SRdoc, system
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00  Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
Individual copies of the present document can be downloaded from:
http://www.etsi.org
The present document may be made available in more than one electronic version or in print. In any case of existing or
perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
http://portal.etsi.org/tb/status/status.asp
If you find errors in the present document, please send your comment to one of the following services:
http://portal.etsi.org/chaircor/ETSI_support.asp
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2009.
All rights reserved.

TM TM TM TM
DECT , PLUGTESTS , UMTS , TIPHON , the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
LTE™ is a Trade Mark of ETSI currently being registered
for the benefit of its Members and of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI

---------------------- Page: 2 ----------------------
3 Final draft ETSI EG 201 788 V2.1.1 (2009-06)
Contents
Intellectual Property Rights . 5
Foreword . 5
Introduction . 5
1 Scope . 6
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 6
3 Symbols and abbreviations . 7
3.1 Symbols . 7
3.2 Abbreviations . 7
4 Purpose of System Reference documents. 7
5 Phases of System Reference documents. 8
6 Deliverable type . 8
7 Contents of the System Reference document . 8
7.1 Title Page. 8
7.2 Foreword . 8
7.3 Executive summary . 9
7.4 Introduction . 9
7.5 Status of pre-approval draft . 9
7.6 "1 Scope" . 9
7.7 "2 References" . 9
7.8 "3 Definitions, symbols and abbreviations" . 10
7.9 "4 [Comments on the System Reference document]" . 10
7.9.1 "4.1 [Statements by ETSI Members]" . 10
7.10 "5 Presentation of the system or technology" . 10
7.11 "6 Market information" . 10
7.12 "7 Technical information" . 10
7.12.1 "7.1 Detailed technical description" . 10
7.12.2 "7.2 Technical parameters and implications on spectrum" . 10
7.12.2.1 "7.2.1 Status of technical parameters" . 11
7.12.2.1.1 "7.2.1.1 Current ITU and European Common Allocations" . 11
7.12.2.1.2 "7.2.1.2 Sharing and compatibility studies (if any) already available" . 11
7.12.2.1.3 "7.2.1.3 Sharing and compatibility issues still to be considered" . 11
7.12.2.2 "7.2.2 Transmitter parameters" . 11
7.12.2.2.1 "7.2.2.1 Transmitter Output Power / Radiated Power" . 11
7.12.2.2.1bis "7.2.2.1bis Antenna Characteristics" . 11
7.12.2.2.2 "7.2.2.2 Operating Frequency" . 11
7.12.2.2.3 "7.2.2.3 Bandwidth" . 11
7.12.2.2.4 "7.2.2.4 Unwanted emissions" . 11
7.12.2.2.5 "7.2.2. " . 11
7.12.2.3 "7.2.3 Receiver parameters" . 11
7.12.2.4 "7.2.4 Channel access parameters" . 12
7.12.3 "7.3 Information on relevant standard(s) " . 12
7.13 "8 Radio spectrum request and justification" . 12
7.14 "9 Regulations". 12
7.14.1 "9.1 Current regulations" . 12
7.14.2 "9.2 Proposed regulation and justification" . 12
7.15 "Annex Bibliography" . 12
Annex A: Survival guide for drafting/updating SRdocs . 13
A.1 Check list . 13
ETSI

---------------------- Page: 3 ----------------------
4 Final draft ETSI EG 201 788 V2.1.1 (2009-06)
A.2 Further details concerning the management of the field . 13
Annex B: ECC deliverables available . . 15
Annex C: EC regulations used in the context of frequency management . 16
History . 17

ETSI

---------------------- Page: 4 ----------------------
5 Final draft ETSI EG 201 788 V2.1.1 (2009-06)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This ETSI Guide (EG) has been produced by ETSI Technical Committee Electromagnetic compatibility and Radio
spectrum Matters (ERM), and is now submitted for the ETSI standards Membership Approval Procedure.
An "empty SRdoc" (Empty Draft ETSI TR 10WXYZ Vmab_asm_v211_354.doc) is contained in
eg_201788v020101m0.zip which accompanies the present document.
Introduction
As shown in the history box, the present document has been initially published as a TR.
The present version of this guide is expected to be used together with the "empty SRdoc".
The empty SRdoc is attached to the present document in order to help potential users.
The present document has been produced in cooperation with CEPT/ECC and its subordinate bodies.
ETSI

---------------------- Page: 5 ----------------------
6 Final draft ETSI EG 201 788 V2.1.1 (2009-06)
1 Scope
The present document contains guidance for drafting a system reference document which is intended to be used initially
for internal coordination within ETSI and subsequently, in particular, for co-operation with the Electronic
Communications Committee (ECC) of the European Conference of Post and Telecommunications Administrations
(CEPT), under the Memorandum of Understanding between ECC and ETSI.
The present document is applicable to all ETSI Technical Bodies producing deliverables affecting radio frequencies.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• Non-specific reference may be made only to a complete document or a part thereof and only in the following
cases:
- if it is accepted that it will be possible to use all future changes of the referenced document for the
purposes of the referring document;
- for informative references.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are indispensable for the application of the present document. For dated
references, only the edition cited applies. For non-specific references, the latest edition of the referenced document
(including any amendments) applies.
Not applicable.
2.2 Informative references
The following referenced documents are not essential to the use of the present document but they assist the user with
regard to a particular subject area. For non-specific references, the latest version of the referenced document (including
any amendments) applies.
[i.1] CEPT/ERC/Recommendation 74-01E: "Unwanted Emissions in the Spurious Domain".
[i.2] ERC Report 25: "The European table of frequency allocations and utilizations in the frequency
range 9 kHz to 3000 GHz".
[i.3] ITU Radio Regulations.
[i.4] ECC-ETSI MoU (version of April 2004).
[i.5] RSPG Opinion on "Streamlining the regulatory environment for the use of spectrum", document
RSPG 08-246.
[i.6] CEPT/ERC/Recommendation (02)05: "Unwanted Emissions".
ETSI

---------------------- Page: 6 ----------------------
7 Final draft ETSI EG 201 788 V2.1.1 (2009-06)
[i.7] EG 201 788 (V1.2.1): "Electromagnetic compatibility and Radio spectrum Matters (ERM);
Guidance for drafting an ETSI System Reference Document".
3 Symbols and abbreviations
3.1 Symbols
For the purposes of the present document, the following symbols apply:
a.s.m Designates the prepublication version number of a deliverable
m.a.b Designates the target version number of a deliverable for publication
n Represents a number, used for the numbering of the parts in a deliverable
N Represents a number, used for the numbering of annexes in a deliverable
< > Indicates that text should be inserted in accordance with the instructions given within the brackets
[ ] Indicates that the text in square brackets is optional (square brackets are also used to identify
references)
| Indicates that the text on the left and the right of this symbol is to be used on an "or"-basis
{ } Indicates the beginning and the end of text to be processed as indicated above
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
CEPT European Conference of Post and Telecommunications Administrations
EC European Commission
ECC Electronic Communications Committee
ITU International Telecommunications Union
RSCom Radio Spectrum Committee
SRdoc System Reference document
TC-ERM Electromagnetic compatibility and Radio spectrum Matters Technical Committee
WG ERM-RM ERM Working Group Radio Matters
WG FM Working Group Frequency Management
4 Purpose of System Reference documents
A "System Reference document" (SRdoc) is usually produced in support of any new system, service or application, in
particular when a change of the present frequency designation / utilization within the EU or the CEPT or a change in the
present regulatory framework for the proposed band(s) regarding either wanted or unwanted emissions is needed.
SRdocs can also be prepared in order to help users understanding the concepts relating to a particular standard, even in
cases where a SRdoc would not be required for frequency coordination purposes.
NOTE 1: The ECC-ETSI MoU [i.4] provides the relationship between the two organizations in relation to these
issues:
"The ECC will also have to develop guidance on the related regulatory conditions (e.g. spectrum
sharing criteria) for the proposed ETSI deliverable".
And also:
"Each party shall inform the other if, during the development of its deliverable, it comes to the
conclusion that, in order to fulfil the objectives of the deliverable, it has to reconsider the initial
working assumptions, e.g. taking account of conclusions of spectrum compatibility studies. Both
parties shall in this case reconsider whether a renewed agreement can be achieved".
NOTE 2: In addition chapter 5.8 o
...

SLOVENSKI STANDARD
SIST-V ETSI/EG 201 788 V2.1.1:2009
01-november-2009
(OHNWURPDJQHWQD]GUXåOMLYRVWLQ]DGHYHY]YH]L]UDGLMVNLPVSHNWURP(50
8VPHULWYH]DVHVWDYOMDQMHVLVWHPVNHJDUHIHUHQþQHJDGRNXPHQWD(76,65GRF
Electromagnetic compatibility and Radio spectrum Matters (ERM) - Guidance for drafting
an ETSI System Reference document (SRdoc)
Ta slovenski standard je istoveten z: EG 201 788 Version 2.1.1
ICS:
33.060.01 Radijske komunikacije na Radiocommunications in
splošno general
33.100.01 Elektromagnetna združljivost Electromagnetic compatibility
na splošno in general
SIST-V ETSI/EG 201 788 V2.1.1:2009 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

---------------------- Page: 1 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009

---------------------- Page: 2 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009

ETSI EG 201 788 V2.1.1 (2009-08)
ETSI Guide


Electromagnetic compatibility
and Radio spectrum Matters (ERM);
Guidance for drafting an
ETSI System Reference document (SRdoc)

�

---------------------- Page: 3 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009
 2 ETSI EG 201 788 V2.1.1 (2009-08)



Reference
REG/ERM-RM-056
Keywords
radio, SRdoc, system
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00  Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
Individual copies of the present document can be downloaded from:
http://www.etsi.org
The present document may be made available in more than one electronic version or in print. In any case of existing or
perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
http://portal.etsi.org/tb/status/status.asp
If you find errors in the present document, please send your comment to one of the following services:
http://portal.etsi.org/chaircor/ETSI_support.asp
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2009.
All rights reserved.

TM TM TM TM
DECT , PLUGTESTS , UMTS , TIPHON , the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
LTE™ is a Trade Mark of ETSI currently being registered
for the benefit of its Members and of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI

---------------------- Page: 4 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009
 3 ETSI EG 201 788 V2.1.1 (2009-08)
Contents
Intellectual Property Rights . 5
Foreword . 5
Introduction . 5
1 Scope . 6
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 6
3 Symbols and abbreviations . 7
3.1 Symbols . 7
3.2 Abbreviations . 7
4 Purpose of System Reference documents. 7
5 Phases of System Reference documents. 8
6 Deliverable type . 8
7 Contents of the System Reference document . 8
7.1 Title Page. 8
7.2 Foreword . 8
7.3 Executive summary . 9
7.4 Introduction . 9
7.5 Status of pre-approval draft . 9
7.6 "1 Scope" . 9
7.7 "2 References" . 9
7.8 "3 Definitions, symbols and abbreviations" . 10
7.9 "4 [Comments on the System Reference document]" . 10
7.9.1 "4.1 [Statements by ETSI Members]" . 10
7.10 "5 Presentation of the system or technology" . 10
7.11 "6 Market information" . 10
7.12 "7 Technical information" . 10
7.12.1 "7.1 Detailed technical description" . 10
7.12.2 "7.2 Technical parameters and implications on spectrum" . 10
7.12.2.1 "7.2.1 Status of technical parameters" . 11
7.12.2.1.1 "7.2.1.1 Current ITU and European Common Allocations" . 11
7.12.2.1.2 "7.2.1.2 Sharing and compatibility studies (if any) already available" . 11
7.12.2.1.3 "7.2.1.3 Sharing and compatibility issues still to be considered" . 11
7.12.2.2 "7.2.2 Transmitter parameters" . 11
7.12.2.2.1 "7.2.2.1 Transmitter Output Power / Radiated Power" . 11
7.12.2.2.2 "7.2.2.2 Antenna Characteristics" . 11
7.12.2.2.3 "7.2.2.3 Operating Frequency" . 11
7.12.2.2.4 "7.2.2.4 Bandwidth" . 11
7.12.2.2.5 "7.2.2.5 Unwanted emissions" . 11
7.12.2.2.6 "7.2.2 " . 11
7.12.2.3 "7.2.3 Receiver parameters" . 11
7.12.2.4 "7.2.4 Channel access parameters" . 12
7.12.3 "7.3 Information on relevant standard(s) " . 12
7.13 "8 Radio spectrum request and justification" . 12
7.14 "9 Regulations". 12
7.14.1 "9.1 Current regulations" . 12
7.14.2 "9.2 Proposed regulation and justification" . 12
7.15 "Annex Bibliography" . 12
Annex A: Survival guide for drafting/updating SRdocs . 13
A.1 Check list . 13
ETSI

---------------------- Page: 5 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009
 4 ETSI EG 201 788 V2.1.1 (2009-08)
A.2 Further details concerning the management of the field . 13
Annex B: ECC deliverables available . . 15
Annex C: EC regulations used in the context of frequency management . 16
History . 17

ETSI

---------------------- Page: 6 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009
 5 ETSI EG 201 788 V2.1.1 (2009-08)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This ETSI Guide (EG) has been produced by ETSI Technical Committee Electromagnetic compatibility and Radio
spectrum Matters (ERM).
An "empty SRdoc" (Empty Draft ETSI TR 10WXYZ Vmab_asm_v211.doc) is contained in eg_201788v020101p0.zip
which accompanies the present document.
Introduction
As shown in the history box, the present document has been initially published as a TR.
The present version of this guide is expected to be used together with the "empty SRdoc".
The empty SRdoc is attached to the present document in order to help potential users.
The present document has been produced in cooperation with CEPT/ECC and its subordinate bodies.
ETSI

---------------------- Page: 7 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009
 6 ETSI EG 201 788 V2.1.1 (2009-08)
1 Scope
The present document contains guidance for drafting a system reference document which is intended to be used initially
for internal coordination within ETSI and subsequently, in particular, for co-operation with the Electronic
Communications Committee (ECC) of the European Conference of Post and Telecommunications Administrations
(CEPT), under the Memorandum of Understanding between ECC and ETSI.
The present document is applicable to all ETSI Technical Bodies producing deliverables affecting radio frequencies.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• Non-specific reference may be made only to a complete document or a part thereof and only in the following
cases:
- if it is accepted that it will be possible to use all future changes of the referenced document for the
purposes of the referring document;
- for informative references.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are indispensable for the application of the present document. For dated
references, only the edition cited applies. For non-specific references, the latest edition of the referenced document
(including any amendments) applies.
Not applicable.
2.2 Informative references
The following referenced documents are not essential to the use of the present document but they assist the user with
regard to a particular subject area. For non-specific references, the latest version of the referenced document (including
any amendments) applies.
[i.1] CEPT/ERC/Recommendation 74-01E: "Unwanted Emissions in the Spurious Domain".
[i.2] ERC Report 25: "The European table of frequency allocations and utilizations in the frequency
range 9 kHz to 3000 GHz".
[i.3] ITU Radio Regulations.
[i.4] ECC-ETSI MoU (version of April 2004).
[i.5] RSPG Opinion on "Streamlining the regulatory environment for the use of spectrum", document
RSPG 08-246.
[i.6] CEPT/ERC/Recommendation (02)05: "Unwanted Emissions".
ETSI

---------------------- Page: 8 ----------------------

SIST-V ETSI/EG 201 788 V2.1.1:2009
 7 ETSI EG 201 788 V2.1.1 (2009-08)
[i.7] EG 201 788 (V1.2.1): "Electromagnetic compatibility and Radio spectrum Matters (ERM);
Guidance for drafting an ETSI System Reference Document".
3 Symbols and abbreviations
3.1 Symbols
For the purposes of the present document, the following symbols apply:
a.s.m Designates the prepublication version number of a deliverable
m.a.b Designates the target version number of a deliverable for publication
n Represents a number, used for the numbering of the parts in a deliverable
N Represents a number, used for the numbering of annexes in a deliverable
< > Indicates that text should be inserted in accordance with the instructions given within the brackets
[ ] Indicates that the text in square brackets is optional (square brackets are also used to identify
references)
| Indicates that the text on the left and the right of this symbol is to be used on an "or"-basis
{ } Indicates the beginning and the end of text to be processed as indicated above
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
CEPT European Conference of Post and Telecommunications Administrations
EC European Commission
ECC Electronic Communications Committee
ITU International Telecommunications Union
RSCom Radio Spectrum Committee
SRdoc System Reference document
TC-ERM Electromagnetic compatibility and Radio spectrum Matters Technical Committee
WG ERM-RM ERM Working Group Radio Matters
WG FM Working Group Frequency Management
4 Purpose of System Reference documents
A "System Reference document" (SRdoc) is usually produced in support of any new system, service or application, in
particular when a change of the present frequency designation / utilization within the EU or the CEPT or a change in the
present regulatory framework for the proposed band(s) regarding either wanted or unwanted emissions is needed.
SRdocs can also be prepared in order to help users understanding the concepts relating to a particular standard, even in
cases where a SRdoc would not be required for frequency coordination purposes.
NOTE 1: The ECC-ETSI MoU [i.4] provides the relationship between the two organizations in relation to these
issues:
"The ECC will also have to develop guidance on the related regulatory conditions (e.g. spectrum
sharing criteria) for the proposed ETSI deliverable".
And also:
"Each party shall inform the other if, during the development of its d
...