Lawful Interception (LI); Handover Interface and Service-Specific Details (SSD) for IP delivery; Part 2: Service-specific details for messaging services

RTS/LI-00150-2

General Information

Status
Published
Publication Date
22-Nov-2017
Technical Committee
Current Stage
12 - Completion
Due Date
24-Nov-2017
Completion Date
23-Nov-2017
Ref Project
Standard
ETSI TS 102 232-2 V3.11.1 (2017-11) - Lawful Interception (LI); Handover Interface and Service-Specific Details (SSD) for IP delivery; Part 2: Service-specific details for messaging services
English language
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Standards Content (Sample)


TECHNICAL SPECIFICATION
Lawful Interception (LI);
Handover Interface and
Service-Specific Details (SSD) for IP delivery;
Part 2: Service-specific details for messaging services


2 ETSI TS 102 232-2 V3.11.1 (2017-11)

Reference
RTS/LI-00150-2
Keywords
email, handover, interface, IP, Lawful
Interception, security, traffic
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3 ETSI TS 102 232-2 V3.11.1 (2017-11)
Contents
Intellectual Property Rights . 6
Foreword. 6
Modal verbs terminology . 6
Introduction . 6
1 Scope . 7
2 References . 7
2.1 Normative references . 7
2.2 Informative references . 9
3 Definitions and abbreviations . 9
3.1 Definitions . 9
3.2 Abbreviations . 10
4 General . 11
4.1 E-mail services . 11
4.2 Unified messaging . 11
5 E-mail system model . 11
5.1 Reference network topology . 11
5.2 Reference scenarios . 12
5.2.1 E-mail send failure . 12
5.2.2 E-mail send success . 13
5.2.3 E-mail download detail . 14
5.2.4 E-mail send detail . 15
6 E-mail events . 16
6.1 Introduction. 16
6.2 E-mail send event . 16
6.2.1 Introduction . 16
6.2.2 E-mail send captured content . 17
6.2.3 E-mail send IRI . 17
6.3 E-mail receive event . 17
6.3.1 Introduction . 17
6.3.2 E-mail receive captured content . 18
6.3.3 E-mail receive IRI . 18
6.4 E-mail download event . 18
6.4.1 Introduction . 18
6.4.2 E-mail download captured content . 19
6.4.3 E-mail download IRI . 19
7 E-mail attributes . 19
7.0 Availability of information . 19
7.1 E-mail protocol ID . 19
7.2 E-mail address . 20
7.3 E-mail recipient list . 20
7.4 E-mail sender . 20
7.5 Total recipient count . 20
7.6 Message ID . 20
7.7 Status . 20
7.8 Server and client port . 20
7.9 Server and client octets sent . 21
7.10 AAAInformation . 21
8 Unified Messaging events . 21
8.0 Generic description . 21
8.1 Delivery of CC . 22
8.2 Messaging events . 23
8.3 Messaging box events . 23
ETSI
4 ETSI TS 102 232-2 V3.11.1 (2017-11)
8.4 Messaging notification events. 25
8.5 Messaging call events . 26
8.6 Signalling of party information . 26
8.7 Messaging properties . 27
Annex A (normative): SMTP . 30
A.1 SMTP introduction . 30
A.2 SMTP HI2 events . 30
A.2.1 E-mail login event . 30
A.2.2 E-mail send event . 30
A.2.3 E-mail receive event . 30
A.3 SMTP HI2 attributes . 31
A.4 SMTP HI2 event-record mapping . 31
Annex B (normative): POP3 . 32
B.1 POP3 introduction . 32
B.2 POP3 HI2 events . 32
B.2.1 E-mail login event . 32
B.2.2 E-mail download event . 32
B.2.3 E-mail partial download event . 32
B.3 POP3 HI2 attributes . 33
B.4 POP3 HI2 event-record mapping . 33
B.5 POP3 HI3 delivery of Content of Communication . 34
B.6 POP3 Interception example . 34
Annex C (normative): IMAP4 . 35
C.1 IMAP4 introduction . 35
C.2 IMAP4 HI2 event-record mapping . 35
C.3 IMAP4 HI3 delivery of call content . 36
C.4 IMAP4 Interception example . 36
Annex D (normative): Messaging ASN.1 . 38
Annex E (informative): E-mail LI requirements . 46
E.1 HI2 requirements . 46
E.2 HI3 requirements . 47
E.3 General requirements . 48
E.4 Requirements mapping . 48
Annex F (informative): SMTP characteristics . 49
F.1 SMTP service characteristics . 49
F.2 SMTP protocol characteristics . 49
Annex G (informative): POP3 characteristics . 50
G.1 POP3 service characteristics . 50
G.2 POP3 protocol characteristics . 50
Annex H (informative): Discussion of webmail interception . 51
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5 ETSI TS 102 232-2 V3.11.1 (2017-11)
H.1 Webmail network topology . 51
H.2 Webmail protocols . 51
H.3 Webmail interception . 52
Annex I (informative): Discussion for Driving HI2 of HI3. 53
I.1 Introduction . 53
I.2 Discussion . 53
I.2.1 Introduction. 53
I.2.2 IP packets . 53
I.2.3 TCP packets . 54
I.2.4 SMTP packets . 54
I.2.5 E-mail messages . 54
I.3 Conclusion . 54
Annex J (informative): Change Request History . 55
Annex K (informative): Bibliography . 59
History . 60

ETSI
6 ETSI TS 102 232-2 V3.11.1 (2017-11)
Intellectual Property Rights
Essential patents
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (https://ipr.etsi.org/).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Trademarks
The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners.
ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no
right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does
not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.
Foreword
This Technical Specification (TS) has been produced by ETSI Technical Committee Lawful Interception (LI).
The present document is part 2 of a multi-part deliverable. Full details of the entire series can be found in part 1 [3].
The ASN.1 module is also available as an electronic attachment to the original document from the ETSI site (see details
in annex D).
Modal verbs terminology
In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and
"cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of
provisions).
"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
Introduction
The present document describes what information is required for the handover of intercepted IP-based messaging traffic
from a Communications Service Provider to an LEMF. The present document covers a stage 2 description of the data,
but does not specify any functionality within the scope of ETSI TS 102 232-1 [3].
The Recommendation ITU-T I.130 [6] method for characterizing a service will be used as a general framework for the
present document. The modified concept of a "stage 1" will be called the "attributes" of the interface. The attributes of
the interface are the sum total of the entire constituent attributes that an interface may need to communicate. The
modified concept of a "stage 2" will be called the "events" of the interface. The events of the interface define the rules
of the relationships between the attributes that are required to arrange the disjoint attributes into meaningful information
for a messaging service interaction.
The present document is intended to be general enough to be used in a variety of messaging services. It should be
recognized that a side effect of this approach is some IRI fields identified may be difficult to extract or non-existent
depending on the messaging service being intercepted. In such cases it may be completely reasonable that the delivered
IRI contain empty fields or fields with the value 0.
ETSI
7 ETSI TS 102 232-2 V3.11.1 (2017-11)
1 Scope
The present document contains a stage 1 like description of the interception information in relation to the process of
sending and receiving asynchronous messages. The present document also contains a stage 2 like description of when
Intercept Related Information (IRI) and Content of Communication (CC) need to be sent, and what information it needs
to contain.
It is recognized that "Instant Messenger" and "Chat" applications are another way of exchanging electronic text
messages. While the present document may be applicable to such applications it is in no way a goal of the present
document to address these methods of electronic text messaging.
The definition of handover transport and encoding of HI2 and HI3 is outside the scope of the present document. Refer
to ETSI TS 102 232-1 [3].
The present document is designed to be used where appropriate in conjunction with other deliverables that define the
service specific IRI data formats. The present document aligns with 3GPP TS 33.108 [5], ETSI TS 101 671 [4], ETSI
TS 101 331 [1] and ETSI TR 101 944 [i.1].
2 References
2.1 Normative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
https://docbox.etsi.org/Reference/.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are necessary for the application of the present document.
[1] ETSI TS 101 331: "Lawful Interception (LI); Requirements of Law Enforcement Agencies".
[2] Void.
[3] ETSI TS 102 232-1: "Lawful Interception (LI); Handover Interface and Service-Specific Details
(SSD) for IP delivery; Part 1: Handover specification for IP delivery".
[4] ETSI TS 101 671: "Lawful Interception (LI); Handover interface for the lawful interception of
telecommunications traffic".
NOTE: Periodically ETSI TS 101 671 is published as ETSI ES 201 671. A reference to the latest version of the
TS as above reflects the latest stable content from ETSI/TC LI.
[5] ETSI TS 133 108: "Universal Mobile Telecommunications System (UMTS); LTE; 3G security;
Handover interface for Lawful Interception (LI) (3GPP TS 33.108)".
[6] Recommendation ITU-T I.130: "Method for the characterization of telecommunication services
supported by an ISDN and network capabilities of an ISDN".
[7] IETF RFC 5322: "Internet Message Format".
NOTE 1: IETF RFC 5322 obsoletes IETF RFC 2822: "Internet Message Format".
NOTE 2: IETF RFC 2822 obsoletes IETF RFC 0822: "Standard for the format of ARPA Internet text messages".
[8] IETF RFC 1939: "Post Office Protocol - Version 3".
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8 ETSI TS 102 232-2 V3.11.1 (2017-11)
[9] IETF RFC 5321: "Simple Mail Transfer Protocol".
NOTE: IETF RFC 5321 obsoletes IETF RFC 2821: "Simple Mail Transfer Protocol".
[10] IETF RFC 3501: "Internet Message Access Protocol - Version 4rev1".
[11] Recommendation ITU-T X.680/ISO/IEC 8824-1: "Information technology - Abstract Syntax
Notation One (ASN.1): Specification of basic notation".
[12] ISO 3166-1: "Codes for the representation of names of countries and their subdivisions --
Part 1: Country codes".
[13] IETF RFC 4954: "SMTP Service Extension for Authentication".
NOTE: IETF RFC 4954 obsoletes IETF RFC 2554: "SMTP Service Extension for Authentication".
[14] Void.
[15] IETF RFC 3493: "Basic Socket Interface Extensions for IPv6".
[16] IETF RFC 4422: "Simple Authentication and Security Layer (SASL)".
NOTE: IETF RFC 4422 obsoletes IETF RFC 2222: "Simple Authentication and Security Layer (SASL)".
[17] IETF RFC 3207: "SMTP Service Extension for Secure SMTP over Transport Layer Security".
[18] IETF RFC 2595: "Using TLS with IMAP, POP3 and ACAP".
[19] IETF RFC 4616: "The PLAIN Simple Authentication and Security Layer (SASL) Mechanism".
[20] IETF RFC 2045: "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet
Message Bodies".
[21] IETF RFC 2046: "Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types".
[22] Void.
[23] ETSI EN 300 356 (all parts): "Integrated Services Digital Network (ISDN); Signalling System
No.7 (SS7); ISDN User Part (ISUP) version 4 for the international interface".
[24] IETF RFC 4646: "Tags for Identifying Languages".
[25] Recommendation ITU-T E.164: "The international public telecommunication numbering plan".
[26] IETF RFC 3696: "Application Techniques for Checking and Transformation of Names".
[27] Recommendation ITU-T E.212: "The international identification plan for public networks and
subscriptions".
[28] Void.
[29] IETF RFC 2806: "URLs for Telephone Calls".
[30] ETSI TS 124 229: "Digital cellular telecommunications system (Phase 2+); Universal Mobile
Telecommunications System (UMTS); LTE; IP multimedia call control protocol based on Session
Initiation Protocol (SIP) and Session Description Protocol (SDP); Stage 3 (3GPP TS 24.229)".
[31] IETF RFC 791: "Internet Protocol".
[32] IETF RFC 3261: "SIP: Session Initiation Protocol".
[33] IETF RFC 7542: "The Network Access Identifier".
[34] IETF RFC 8200: "Internet Protocol, Version 6 (IPv6) Specification".
[35] IETF RFC 6335: "Internet Assigned Numbers Authority (IANA) Procedures for the Management
of the Service Name and Transport Protocol Port Number Registry".
ETSI
9 ETSI TS 102 232-2 V3.11.1 (2017-11)
[36] ETSI TS 129 002: "Digital cellular telecommunications system (Phase 2+); Universal Mobile
Telecommunications System (UMTS); Mobile Application Part (MAP) specification (3GPP
TS 29.002)".
[37] ETSI TS 123 003: "Digital cellular telecommunications system (Phase 2+); Universal Mobile
Telecommunications System (UMTS); Numbering, addressing and identification (3GPP
TS 23.003)".
[38] ETSI TS 102 232-5: "Lawful Interception (LI); Handover Interface and Service-Specific Details
(SSD) for IP delivery; Part 5: Service-specific details for IP Multimedia Services".
[39] IETF RFC 5545: "Internet Calendaring and Scheduling Core Object Specification (iCalendar)".
[40] IETF RFC 6350: "vCard Format Specification ".
[41] IETF RFC 4791: "Calendaring Extensions to WebDAV (CalDAV)".
[42] IETF RFC 6352: "CardDAV: vCard Extensions to Web Distributed Authoring and Versioning
(WebDAV)".
2.2 Informative references
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
referenced document (including any amendments) applies.
NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee
their long term validity.
The following referenced documents are not necessary for the application of the present document but they assist the
user with regard to a particular subject area.
[i.1] ETSI TR 101 944: "Telecommunications security; Lawful Interception (LI); Issues on IP
Interception".
[i.2] ETSI TR 102 503: "Lawful Interception (LI); ASN.1 Object Identifiers in Lawful Interception and
Retained data handling Specifications".
3 Definitions and abbreviations
3.1 Definitions
For the purposes of the present document, the following terms and definitions apply:
E-mail address: ARPANET E-mail address
NOTE: As described in IETF RFC 5322 [7], clause 6.
IMAP4: protocol used to manipulate mailbox parameters on a server
NOTE: As described in IETF RFC 3501 [10].
mailbox: destination point of E-mail messages
POP3: widely used protocol for downloading E-mails from a server to a client
NOTE: As described in IETF RFC 1939 [8].
recipient: E-mail address of a destination mailbox for an E-mail being transmitted
NOTE 1: Each E-mail may contain one or more recipients.
NOTE 2: In this definition there is no distinction made between E-mail addresses on a "To:" line and E-mail
addresses on a "Cc:" or "Bcc:" line. They are all "recipients" of the E-mail.
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10 ETSI TS 102 232-2 V3.11.1 (2017-11)
sender: E-mail address of the mailbox that originated an E-mail being transmitted
NOTE: Each E-mail contains only one sender.
SMTP: widely used protocol for transferring E-mails between computers
NOTE: As described in IETF RFC 5321 [9].
3.2 Abbreviations
For the purposes of the present document, the following abbreviations apply:
AAA Authentication, Authorization and Accounting
APOP POP3 authentication message
ASCII American Standard Code for Information Interchange
ASN.1 Abstract Syntax Notation One
BER Basic Encoding Rules
CC Content of Communication
CIN Communication Identity Number
CR Change Request
CSP Communication Service Provider
HI2 Handover Interface port 2 (for Intercept Related Information)
HI3 Handover Interface port 3 (for Content of Communication)
HTTP Hyper Text Transfer Protocol
IMAP Internet Message Access Protocol
IMAP4 Internet Message Access Protocol version 4
IP Internet Protocol
IRI Intercept Related Information
ISDN Integrated Services Digital Network
ISP Internet Service Provider
LEA Law Enforcement Agency
LEMF Law Enforcement Monitoring Facility
LIID Lawful Interception IDentifier
MF Mediation Function
MMS Multi Media Messaging Service
MTA Mail Transfer Agents
NAPT Network Address and Port Translation
OID Object IDentifier
PIN Personal Identification Number
POP3 Post Office Protocol version 3
RCF Request For Comments
RETR POP3 RETRieve message
RTP Real Time Protocol
SASL Simple Authentication and Security Layer
SMS Shot Message Service
SMTP Simple Mail Transfer Protocol
TC Technical Committee
TCP Transmission Control Protocol
TLS Transport Layer Security
UID Unique Identifier
UM Unified Messaging
UMS Unified Messaging System
ETSI
11 ETSI TS 102 232-2 V3.11.1 (2017-11)
4 General
4.1 E-mail services
E-mail services are those services which offer the capability to transmit or receive ARPANET text messages. The
following description is taken from IETF RFC 5322 [7]:
"In this context, messages are viewed as having an envelope and contents. The envelope contains whatever information
is needed to accomplish transmission and delivery. The contents compose the object to be delivered to the recipient".
E-mail service, in general, can be divided into two categories: those services which allow a computer to transfer a
message to another computer; and those services which allow users to manipulate their mailbox by doing such things as
downloading messages from the mailbox and deleting messages from the mailbox. Both of these categories of E-mail
services can be of interest to Law Enforcement Agencies (LEAs) and are therefore within the scope of the present
document.
NOTE: When using IP-packet delivery, control level packets that are associated with the targeted E-mail may be
delivered as content. Control level packets are those packets that are used by the E-mail transfer protocol
to set-up the E-mail communication and to terminate the E-mail communication and are outside of the
traditional IETF RFC 5322 [7] formatted E-mail. This allows for different interception solutions without
burdening the Mediation Function (MF) with the responsibility of "cleaning" up said differences in input.
4.2 Unified messaging
Unified Messaging (UM) is the integration of different electronic messaging and communications media (e-mail, SMS,
Fax, voicemail, video messaging, etc.) technologies into a single interface, accessible from a variety of different
devices. A "voicemail only" system without capability for fax, video, etc. is still regarded as an UM system in the
present document.
For the purpose of lawful interception, a target's UM service might be intercepted as part of a "network intercept". This
is for example the case when the target accesses his UM box from his own mobile terminal. In that case handover is
covered by 3GPP TS 33.108 [5]. However if the target accesses his mailbox from a public terminal (using a PIN code),
the access event is in the scope of the present document. The same applies for additional UM services that might be
offered by a CSP, such as e-mail notifications, SMS notifications, the ability to change a greeting message or PIN using
a web interface.
While e-mail services can be considered part of UM, for handover of intercepted e-mail a CSP shall use the EmailCC
and EmailIRI structures. Subject to national agreement, this requirement may be over-ridden and the handover of
intercepted e-mail may use the MessagingIRI and MessagingCC or MessagingMMCC structures.
5 E-mail system model
5.1 Reference network topology
The network topology shown in figure 1 is intended to represent the many relationships that may exist between the
entities involved in E-mail communications. Actual scenarios using this diagram are enumerated in clause 5.2. The
following should be considered when viewing figure 1:
 The term "Mail Server" is used to represent a logical entity that relays mail for its mail clients, receives and
(temporarily) stores mail for its mail clients, and allows mail clients access to the aforementioned stored mail
and the ability to delete it from the mail server.
 The term "Mail Client" is used to represent a logical entity that either injects mail into the network or removes
mail from the network or reads mail from the network.
 Mail Client and Mail Server numbers are used to indicate what entities share a client-server relationship, so
Mail Client1 is a client of Mail Server1, etc.
 A Mail Server may communicate with any other Mail Server within figure 1.
NOTE: Web access to mail is commonly used; web mail is addressed in annex H.
ETSI
12 ETSI TS 102 232-2 V3.11.1 (2017-11)
Mail Mail
Server Server
1 2
Log Log
IP Network IP Network
CPE
CPE
Mail
Mail
Client
Client
Customer
CPE
IP Network IP Network
Mail
Client
3a
Mail Mail CPE
Server Server
Mail
4 3
Client
Log Log 3b
Customer
Figure 1: Reference network topology
5.2 Reference scenarios
5.2.1 E-mail send failure
It may occur that E-mails sent into the Internet do not reach their intended target. The most common reason for this
would seem to be a mistaken E-mail address, but could also be problems contacting the receiving mail server or other
server issues. Note that a failure reply message is not always generated and if a failure reply message is generated, it is
generated by the Mail Server that first experiences problems transferring the mail message:
a) Client3a sends an E-mail to nobody@MailServer4.com and gives the E-mail to the clients' server, Mail
Server3.
b) Mail Server3 fills in part of the E-mail envelope and routes the E-mail to Mail Server4.
c) Mail Server4 replies to Mail Server3 that the recipient is unknown.
d) Mail Server3 creates a "reply" message to Mail Client3a stating that the recipient was unknown, and either
pushes that message to the client or stores it in the clients' mailbox for later retrieval.
ETSI
13 ETSI TS 102 232-2 V3.11.1 (2017-11)
Mail
Mail
Server
Server
Log Log
CPE
IP Network IP Network
CPE
Mail Mail
Client2 Client1
Customer
CPE
IP Network IP Network
a
c
Mail
Client3a
d
b
Mail
CPE
Mail
Server
Server
Mail
Client3b
Log
Log
Customer
Figure 2: E-mail send failure
5.2.2 E-mail send success
This scenario represents what is likely to be the most common case of an E-mail send. While it is unclear how many
E-mails go directly from a client's E-mail server to the destination E-mail server, it is clear that routing of E-mails
through Mail Transfer Agents (MTA) is not uncommon and as such is the scenario represented here. The direct routing
scenario is a subset where the middle mail server is removed. Note also that the client sending the E-mail is not on the
same administrative network as its mail server:
a) Client1 sends an E-mail to client3b@MailServer3.com and gives the E-mail to the clients' server, Mail
Server1.
b) Mail Server1 fills in part of the E-mail envelope and forwards the mail to Mail Server4 for forwarding.
c) Mail Server4 attaches its information to the E-mail envelope and forwards the mail to Mail Server3.
d) Mail Server3 either pushes the message to the Mail Client3b or stores it in the clients' mailbox for later
retrieval.
ETSI
14 ETSI TS 102 232-2 V3.11.1 (2017-11)
Mail Mail
Server Server
1 2
Log Log
b
IP Network
a
IP Network
CPE
Mail
CPE
Client1
Mail
Client2
Customer
IP Network IP Network
CPE
Mail
Client
3a
c
d
CPE
Mail
Mail Mail
Client
Server Server
3b
4 3
Log
Log
Customer
Figure 3: E-mail send success
5.2.3 E-mail download detail
This scenario enumerates the processes that shall take place in any E-mail download process. It is assumed that some
set of E-mail is already resident on the Mail Server3 in the mailbox for Mail Client3a:
a) Mail Client3a sends login credentials. This may take several messages or may be accomplished in a single
message depending on the mailbox access protocol. What is protocol invariant is that this login process will
contain some form of authentication process.
b) Mail Server3 sends an "authentication success" message to indicate to the client that the login process is
complete. At this stage Mail Server3 may push down mailbox state to the client, or may wait for the client to
request mailbox state. Using POP3, however, Mail Server3 will not push down messages until they have been
explicitly requested by the client.
c) Mail Client3a may request a message or a set of messages to be downloaded, however this step may be
bypassed in some protocols.
d) Mail Server3 downloads the requested messages to Mail Client3a.
e) After the mail has been downloaded the server may delete the message as the result of a request.
ETSI
15 ETSI TS 102 232-2 V3.11.1 (2017-11)

a
CPE
IP
b
Network Mail Client3a
c
d
CPE
Mail Server3 Mail Client3b
Customer
Log
Figure 4: E-mail download detail
5.2.4 E-mail send detail
This scenario enumerates the processes that shall take place in any E-mail send process. In the scenario the relationship
between Mail Server3 and Mail Client3a is such that the mail is first sent to Mail Server3, which then forwards the mail.
While this process seems universally true it need not be true. Mail Client 3a could send the mail to the terminating mail
server:
a) Mail Client3a sends introduction. This may take several messages or may be accomplished in a single message
depending on the mailbox access protocol. The authentication features and capabilities is protocol dependent
and authentication may be used in some protocols and not in others.
b) Mail Server3 sends a "login success" message to indicate to the client that the login process is complete.
c) Mail Client3a initiates a send by including the sender E-mail address, the list of recipient E-mail addresses,
and the text body of the message.
d) Mail Server3 sends a response indicating that the mail has been successfully received. At this point Mail
Server3 begins the process of determining the correct mail servers for each of the recipients, updating the mail
text to include information in the envelope, and forwarding the mail.
ETSI
16 ETSI TS 102 232-2 V3.11.1 (2017-11)

a
IP Network
b CPE
c
d
Mail Client3a
Mail Server3 CPE
Mail Client3b
Customer
Log
Figure 5: E-mail send detail
6 E-mail events
6.1 Introduction
This clause contains the high level definition of the content and the IRI messages associated with different E-mail
communication "events". An "E-mail communication event" is a way of expressing different points in an E-mail
transfer where a target may become active. All E-mail communication events are represented by one or more IRI
records and potentially content. Clause 6 does not specify how the information is encoded but specifies what
information shall be encoded.
This clause only lays out which fields shall be present in each event and what requirement is fulfilled by the field. The
definition of each field is either in another document or in clause 7.
6.2 E-mail send event
6.2.1 Introduction
The E-mail send event is represented in clauses 5.2.2 and 5.2.4. This event is represented by a set of IRI and content
associated with an E-mail being sent by a target. Each E-mail sent during a session between an E-mail client and an
E-mail server shall be consi
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