Standard Test Method for Determining Plane-Strain Crack-Arrest Fracture Toughness, <emph type="bdit">K<inf>Ia</inf></emph>, of Ferritic Steels

SIGNIFICANCE AND USE
5.1 In structures containing gradients in either toughness or stress, a crack may initiate in a region of either low toughness or high stress, or both, and arrest in another region of either higher toughness or lower stress, or both. The value of the stress intensity factor during the short time interval in which a fast-running crack arrests is a measure of the ability of the material to arrest such a crack. Values of the stress intensity factor of this kind, which are determined using dynamic methods of analysis, provide a value for the crack-arrest fracture toughness which will be termed KA  in this discussion. Static methods of analysis, which are much less complex, can often be used to determine K at a short time (1 to 2 ms) after crack arrest. The estimate of the crack-arrest fracture toughness obtained in this fashion is termed K a. When macroscopic dynamic effects are relatively small, the difference between KA  and Ka  is also small (1-4). For cracks propagating under conditions of crack-front plane-strain, in situations where the dynamic effects are also known to be small, KIa  determinations using laboratory-sized specimens have been used successfully to estimate whether, and at what point, a crack will arrest in a structure (5, 6). Depending upon component design, loading compliance, and the crack jump length, a dynamic analysis of a fast-running crack propagation event may be necessary in order to predict whether crack arrest will occur and the arrest position. In such cases, values of K Ia  determined by this test method can be used to identify those values of K below which the crack speed is zero. More details on the use of dynamic analyses can be found in Ref (4).  
5.2 This test method can serve at least the following additional purposes:  
5.2.1 In materials research and development, to establish in quantitative terms significant to service performance, the effects of metallurgical variables (such as composition or heat treatment) or fabrication o...
SCOPE
1.1 This test method employs a side-grooved, crack-line-wedge-loaded specimen to obtain a rapid run-arrest segment of flat-tensile separation with a nearly straight crack front. This test method provides a static analysis determination of the stress intensity factor at a short time after crack arrest. The estimate is denoted Ka. When certain size requirements are met, the test result provides an estimate, termed KIa, of the plane-strain crack-arrest toughness of the material.  
1.2 The specimen size requirements, discussed later, provide for in-plane dimensions large enough to allow the specimen to be modeled by linear elastic analysis. For conditions of plane-strain, a minimum specimen thickness is also required. Both requirements depend upon the crack arrest toughness and the yield strength of the material. A range of specimen sizes may therefore be needed, as specified in this test method.  
1.3 If the specimen does not exhibit rapid crack propagation and arrest, Ka  cannot be determined.  
1.4 The values stated in SI units are to be regarded as the standards. The values given in parentheses are provided for information only.  
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.  
1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

General Information

Status
Published
Publication Date
31-Oct-2023
Technical Committee
E08 - Fatigue and Fracture
Drafting Committee
E08.07 - Fracture Mechanics

Relations

Effective Date
01-Nov-2023
Effective Date
01-Apr-2024
Effective Date
15-Feb-2024
Effective Date
01-Feb-2024
Effective Date
01-Jan-2024
Effective Date
01-Mar-2023
Effective Date
01-May-2022
Effective Date
01-Nov-2023
Effective Date
01-Nov-2023

Overview

ASTM E1221-23, "Standard Test Method for Determining Plane-Strain Crack-Arrest Fracture Toughness, KIa, of Ferritic Steels," is a critical standard developed by ASTM International for evaluating the crack-arrest properties of ferritic steels. The method determines the material’s resistance to the propagation of a rapidly running crack under conditions approximating plane-strain. Utilizing specifically designed specimens and controlled test procedures, this standard provides crucial data for applications where safety and reliability under fracture conditions are essential, especially in environments subject to gradients in toughness or stress.

Key Topics

  • Plane-Strain Crack-Arrest Toughness (KIa): The standard measures KIa, the characteristic stress intensity factor at which a fast-running crack will halt in ferritic steel under plane-strain conditions. This property is vital to understand a material's ability to prevent catastrophic crack propagation.
  • Specimen and Test Methodology: Employs side-grooved, crack-line-wedge-loaded compact specimens designed to ensure conditions suitable for linear-elastic analysis and valid plane-strain toughness measurements.
  • Static and Dynamic Analysis: The method primarily provides a static estimate (Ka) for crack-arrest fracture toughness shortly after crack arrest, but can inform the need for dynamic analysis where applicable.
  • Validity Requirements: Emphasizes proper specimen size, shape, and notch preparation to ensure results accurately reflect material performance under relevant loading and environmental conditions.
  • Reporting and Quality Control: Outlines thorough documentation of testing parameters, specimen configuration, and results to ensure repeatability and traceability.

Applications

ASTM E1221-23 is essential in several practical engineering and research contexts:

  • Structural Component Design and Safety: Used by engineers to select materials and design features such as stiffeners and arrestor plates, ensuring that structures can arrest cracks before catastrophic failure, especially in civil, power generation, and pipeline applications.
  • Materials Qualification and Development: Metallurgists and researchers apply this standard to characterize how composition, heat treatment, and manufacturing methods influence the fracture arrest properties of ferritic steels, supporting the development of safer, more reliable materials.
  • Service Life Assessment: Supports the evaluation of existing structures by providing quantifiable toughness data, which helps predict the likely behavior of cracks under operational stresses and enables informed maintenance or mitigation strategies.
  • Regulatory and Compliance Testing: Recognized as an international best practice, compliance with ASTM E1221-23 facilitates alignment with technical requirements set forth in global codes and standards.

Related Standards

To enhance or cross-reference material performance evaluations, consider the following related ASTM standards:

  • ASTM E8/E8M: Test Methods for Tension Testing of Metallic Materials - Provides foundational data on yield strength and ductility.
  • ASTM E23: Test Methods for Notched Bar Impact Testing of Metallic Materials - Assesses impact resistance and notch toughness.
  • ASTM E208: Test Method for Conducting Drop-Weight Test to Determine Nil-Ductility Transition Temperature of Ferritic Steels - Determines ductile-to-brittle transition behavior.
  • ASTM E399: Test Method for Linear-Elastic Plane-Strain Fracture Toughness of Metallic Materials - Measures KIC for crack initiation under plane-strain conditions.
  • ASTM E1304: Test Method for Plane-Strain (Chevron-Notch) Fracture Toughness of Metallic Materials - Alternative method for KIC determination.

Conclusion

ASTM E1221-23 provides a standardized, reliable approach for measuring the plane-strain crack-arrest fracture toughness of ferritic steels. By offering precise data on KIa, this standard supports the safe design, material selection, and assessment of structures operating under demanding conditions. Its rigorous methodology and alignment with international practices make it a cornerstone of fracture control programs in industries where material failure prevention is paramount.

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Frequently Asked Questions

ASTM E1221-23 is a standard published by ASTM International. Its full title is "Standard Test Method for Determining Plane-Strain Crack-Arrest Fracture Toughness, <emph type="bdit">K<inf>Ia</inf></emph>, of Ferritic Steels". This standard covers: SIGNIFICANCE AND USE 5.1 In structures containing gradients in either toughness or stress, a crack may initiate in a region of either low toughness or high stress, or both, and arrest in another region of either higher toughness or lower stress, or both. The value of the stress intensity factor during the short time interval in which a fast-running crack arrests is a measure of the ability of the material to arrest such a crack. Values of the stress intensity factor of this kind, which are determined using dynamic methods of analysis, provide a value for the crack-arrest fracture toughness which will be termed KA in this discussion. Static methods of analysis, which are much less complex, can often be used to determine K at a short time (1 to 2 ms) after crack arrest. The estimate of the crack-arrest fracture toughness obtained in this fashion is termed K a. When macroscopic dynamic effects are relatively small, the difference between KA and Ka is also small (1-4). For cracks propagating under conditions of crack-front plane-strain, in situations where the dynamic effects are also known to be small, KIa determinations using laboratory-sized specimens have been used successfully to estimate whether, and at what point, a crack will arrest in a structure (5, 6). Depending upon component design, loading compliance, and the crack jump length, a dynamic analysis of a fast-running crack propagation event may be necessary in order to predict whether crack arrest will occur and the arrest position. In such cases, values of K Ia determined by this test method can be used to identify those values of K below which the crack speed is zero. More details on the use of dynamic analyses can be found in Ref (4). 5.2 This test method can serve at least the following additional purposes: 5.2.1 In materials research and development, to establish in quantitative terms significant to service performance, the effects of metallurgical variables (such as composition or heat treatment) or fabrication o... SCOPE 1.1 This test method employs a side-grooved, crack-line-wedge-loaded specimen to obtain a rapid run-arrest segment of flat-tensile separation with a nearly straight crack front. This test method provides a static analysis determination of the stress intensity factor at a short time after crack arrest. The estimate is denoted Ka. When certain size requirements are met, the test result provides an estimate, termed KIa, of the plane-strain crack-arrest toughness of the material. 1.2 The specimen size requirements, discussed later, provide for in-plane dimensions large enough to allow the specimen to be modeled by linear elastic analysis. For conditions of plane-strain, a minimum specimen thickness is also required. Both requirements depend upon the crack arrest toughness and the yield strength of the material. A range of specimen sizes may therefore be needed, as specified in this test method. 1.3 If the specimen does not exhibit rapid crack propagation and arrest, Ka cannot be determined. 1.4 The values stated in SI units are to be regarded as the standards. The values given in parentheses are provided for information only. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

SIGNIFICANCE AND USE 5.1 In structures containing gradients in either toughness or stress, a crack may initiate in a region of either low toughness or high stress, or both, and arrest in another region of either higher toughness or lower stress, or both. The value of the stress intensity factor during the short time interval in which a fast-running crack arrests is a measure of the ability of the material to arrest such a crack. Values of the stress intensity factor of this kind, which are determined using dynamic methods of analysis, provide a value for the crack-arrest fracture toughness which will be termed KA in this discussion. Static methods of analysis, which are much less complex, can often be used to determine K at a short time (1 to 2 ms) after crack arrest. The estimate of the crack-arrest fracture toughness obtained in this fashion is termed K a. When macroscopic dynamic effects are relatively small, the difference between KA and Ka is also small (1-4). For cracks propagating under conditions of crack-front plane-strain, in situations where the dynamic effects are also known to be small, KIa determinations using laboratory-sized specimens have been used successfully to estimate whether, and at what point, a crack will arrest in a structure (5, 6). Depending upon component design, loading compliance, and the crack jump length, a dynamic analysis of a fast-running crack propagation event may be necessary in order to predict whether crack arrest will occur and the arrest position. In such cases, values of K Ia determined by this test method can be used to identify those values of K below which the crack speed is zero. More details on the use of dynamic analyses can be found in Ref (4). 5.2 This test method can serve at least the following additional purposes: 5.2.1 In materials research and development, to establish in quantitative terms significant to service performance, the effects of metallurgical variables (such as composition or heat treatment) or fabrication o... SCOPE 1.1 This test method employs a side-grooved, crack-line-wedge-loaded specimen to obtain a rapid run-arrest segment of flat-tensile separation with a nearly straight crack front. This test method provides a static analysis determination of the stress intensity factor at a short time after crack arrest. The estimate is denoted Ka. When certain size requirements are met, the test result provides an estimate, termed KIa, of the plane-strain crack-arrest toughness of the material. 1.2 The specimen size requirements, discussed later, provide for in-plane dimensions large enough to allow the specimen to be modeled by linear elastic analysis. For conditions of plane-strain, a minimum specimen thickness is also required. Both requirements depend upon the crack arrest toughness and the yield strength of the material. A range of specimen sizes may therefore be needed, as specified in this test method. 1.3 If the specimen does not exhibit rapid crack propagation and arrest, Ka cannot be determined. 1.4 The values stated in SI units are to be regarded as the standards. The values given in parentheses are provided for information only. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

ASTM E1221-23 is classified under the following ICS (International Classification for Standards) categories: 77.040.10 - Mechanical testing of metals. The ICS classification helps identify the subject area and facilitates finding related standards.

ASTM E1221-23 has the following relationships with other standards: It is inter standard links to ASTM E1221-12A(2018)e1, ASTM E23-24, ASTM E1823-24a, ASTM E1823-24, ASTM E8/E8M-24, ASTM E23-23a, ASTM E8/E8M-22, ASTM E1823-23, ASTM F3122-14(2022). Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

ASTM E1221-23 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: E1221 − 23
Standard Test Method for
Determining Plane-Strain Crack-Arrest Fracture Toughness,
K , of Ferritic Steels
Ia
This standard is issued under the fixed designation E1221; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 2. Referenced Documents
2.1 ASTM Standards:
1.1 This test method employs a side-grooved, crack-line-
E8/E8M Test Methods for Tension Testing of Metallic Ma-
wedge-loaded specimen to obtain a rapid run-arrest segment of
terials
flat-tensile separation with a nearly straight crack front. This
E23 Test Methods for Notched Bar Impact Testing of Me-
test method provides a static analysis determination of the
tallic Materials
stress intensity factor at a short time after crack arrest. The
E208 Test Method for Conducting Drop-Weight Test to
estimate is denoted K . When certain size requirements are
a
Determine Nil-Ductility Transition Temperature of Fer-
met, the test result provides an estimate, termed K , of the
Ia
ritic Steels
plane-strain crack-arrest toughness of the material.
E399 Test Method for Linear-Elastic Plane-Strain Fracture
Toughness of Metallic Materials
1.2 The specimen size requirements, discussed later, pro-
E1304 Test Method for Plane-Strain (Chevron-Notch) Frac-
vide for in-plane dimensions large enough to allow the speci-
ture Toughness of Metallic Materials
men to be modeled by linear elastic analysis. For conditions of
E1823 Terminology Relating to Fatigue and Fracture Testing
plane-strain, a minimum specimen thickness is also required.
Both requirements depend upon the crack arrest toughness and
3. Terminology
the yield strength of the material. A range of specimen sizes
3.1 Definitions:
may therefore be needed, as specified in this test method.
3.1.1 Definitions in Terminology E1823 are applicable to
1.3 If the specimen does not exhibit rapid crack propagation this test method.
and arrest, K cannot be determined. 3.2 Definitions of Terms Specific to This Standard:
a
3.2.1 conditional value of the plane-strain crack-arrest
1.4 The values stated in SI units are to be regarded as the
−3/2
fracture toughness, K (FL ) —the conditional value of K
Qa Ia
standards. The values given in parentheses are provided for
calculated from the test results and subject to the validity
information only.
criteria specified in this test method.
3.2.1.1 Discussion—In this test method, side-grooved speci-
1.5 This standard does not purport to address all of the
safety concerns, if any, associated with its use. It is the mens are used. The calculation of K is based upon measure-
Qa
ments of both the arrested crack size and of the crack-mouth
responsibility of the user of this standard to establish appro-
opening displacement prior to initiation of a fast-running crack
priate safety, health, and environmental practices and deter-
and shortly after crack arrest.
mine the applicability of regulatory limitations prior to use.
−3/2
3.2.2 crack-arrest fracture toughness, K (FL )—the
1.6 This international standard was developed in accor- A
value of the stress intensity factor shortly after crack arrest as
dance with internationally recognized principles on standard-
determined from dynamic methods of analysis.
ization established in the Decision on Principles for the
3.2.2.1 Discussion—The in-plane specimen dimensions
Development of International Standards, Guides and Recom-
must be large enough for adequate enclosure of the crack-tip
mendations issued by the World Trade Organization Technical
plastic zone by a linear-elastic stress field.
Barriers to Trade (TBT) Committee.
−3/2
3.2.3 crack-arrest fracture toughness, K (FL )—the
a
value of the stress intensity factor shortly after crack arrest, as
determined from static methods of analysis.
This test method is under the jurisdiction of ASTM Committee E08 on Fatigue
and Fracture and is the direct responsibility of Subcommittee E08.07 on Fracture
Mechanics. For referenced ASTM standards, visit the ASTM website, www.astm.org, or
Current edition approved Nov. 1, 2023. Published December 2023. Originally contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
ɛ1
approved in 1988. Last previous edition approved in 2018 as E1221 – 18 . DOI: Standards volume information, refer to the standard’s Document Summary page on
10.1520/E1221-23. the ASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E1221 − 23
3.2.3.1 Discussion—The in-plane specimen dimensions using laboratory-sized specimens have been used successfully
must be large enough for adequate enclosure of the crack-tip to estimate whether, and at what point, a crack will arrest in a
plastic zone by a linear-elastic stress field. structure (5, 6). Depending upon component design, loading
compliance, and the crack jump length, a dynamic analysis of
3.2.4 plane-strain crack-arrest fracture toughness, K
Ia
−3/2
a fast-running crack propagation event may be necessary in
(FL )—the value of crack-arrest fracture toughness, K , for
a
order to predict whether crack arrest will occur and the arrest
a crack that arrests under conditions of crack-front plane-strain.
position. In such cases, values of K determined by this test
Ia
3.2.4.1 Discussion—The requirements for attaining condi-
method can be used to identify those values of K below which
tions of crack-front plane-strain are specified in the procedures
the crack speed is zero. More details on the use of dynamic
of this test method.
analyses can be found in Ref (4).
−3/2
3.2.5 stress intensity factor at crack initiation, K (FL )—
o
5.2 This test method can serve at least the following
the value of K at the onset of rapid fracturing.
additional purposes:
3.2.5.1 Discussion—In this test method, only a nominal
5.2.1 In materials research and development, to establish in
estimate of the initial driving force is needed. For this reason,
quantitative terms significant to service performance, the
K is calculated on the basis of the original (machined) crack
o
effects of metallurgical variables (such as composition or heat
(or notch) size and the crack-mouth opening displacement at
treatment) or fabrication operations (such as welding or form-
the initiation of a fast-running crack.
ing) on the ability of a new or existing material to arrest
running cracks.
4. Summary of Test Method
5.2.2 In design, to assist in selection of materials for, and
4.1 This test method estimates the value of the stress
determine locations and sizes of, stiffeners and arrestor plates.
intensity factor, K, at which a fast running crack will arrest.
This test method is made by forcing a wedge into a split-pin,
6. Apparatus
which applies an opening force across the crack starter notch in
6.1 The procedure involves testing of modified compact
a modified compact specimen, causing a run-arrest segment of
specimens that have been notched by machining. To minimize
crack extension. The rapid run-arrest event suggests need for a
the introduction of additional energy into the specimen during
dynamic analysis of test results. However, experimental obser-
the run-arrest event, the loading system must have a low
vations (1, 2) indicate that, for this test method, an adjusted
compliance compared with the test specimen. For this reason a
static analysis of test results provides a useful estimate of the
wedge and split-pin assembly is used to apply a force on the
value of the stress intensity factor at the time of crack arrest.
crack line. This loading arrangement does not permit easy
4.2 Calculation of a nominal stress intensity at initiation, K ,
o
measurement of opening forces. Consequently, opening dis-
is based on measurements of the machined notch size and the
placement measurements in conjunction with crack size and
crack-mouth opening displacement at initiation. The value of
compliance calibrations are used for calculating K and K .
o a
K is based on measurements of the arrested crack size and the
a
6.2 Loading Arrangement:
crack-mouth opening displacements prior to initiation and
6.2.1 A typical loading arrangement is shown in Fig. 1. The
shortly after crack arrest.
specimen is placed on a support block whose thickness should
5. Significance and Use be adequate to allow completion of the test without interfer-
ence between the wedge and the lower crosshead of the testing
5.1 In structures containing gradients in either toughness or
machine. The support block should contain a hole that is
stress, a crack may initiate in a region of either low toughness
aligned with the specimen hole, and whose diameter should be
or high stress, or both, and arrest in another region of either
between 1.05 and 1.15 times the diameter of the hole in the
higher toughness or lower stress, or both. The value of the
specimen. The force that pushes the wedge into the split-pin is
stress intensity factor during the short time interval in which a
transmitted through a force transducer.
fast-running crack arrests is a measure of the ability of the
6.2.1.1 The surfaces of the wedge, split-pin, support block,
material to arrest such a crack. Values of the stress intensity
and specimen hole should be lubricated. Lubricant in the form
factor of this kind, which are determined using dynamic
of thin (0.13 mm or 0.005 in.) strips of TFE-fluorocarbon is
methods of analysis, provide a value for the crack-arrest
preferred. Molybdenum disulfide (both dry and in a grease
fracture toughness which will be termed K in this discussion.
A
vehicle) and high-temperature lubricants can also be used.
Static methods of analysis, which are much less complex, can
6.2.1.2 A low-taper-angle wedge and split-pin arrangement
often be used to determine K at a short time (1 to 2 ms) after
is used. If grease or dry lubricants are used, a matte finish (grit
crack arrest. The estimate of the crack-arrest fracture toughness
blasted) on the sliding surfaces may be helpful in avoiding
obtained in this fashion is termed K . When macroscopic
a
galling. The split-pin must be long enough to contact the full
dynamic effects are relatively small, the difference between K
A
specimen thickness, and the radius must be large enough to
and K is also small (1-4). For cracks propagating under
a
avoid plastic indentations of the test specimen. In all cases it is
conditions of crack-front plane-strain, in situations where the
recommended that the diameter of the split-pin should be 0.13
dynamic effects are also known to be small, K determinations
Ia
mm (0.005 in.) less than the diameter of the specimen hole.
The wedge must be long enough to develop the maximum
expected opening displacement. Any air or oil hardening tool
The boldface numbers in parentheses refer to the list of references at the end of
this test method. steel is suitable for making the wedge and split-pins. A
E1221 − 23
7. Specimen Configuration, Dimensions, and Preparation
7.1 Standard Specimen:
7.1.1 The configuration of a compact-crack-arrest (CCA)
specimen that is satisfactory for low- and intermediatestrength
steels is shown in Fig. 5. (In this context, an intermediate-
strength steel is considered to be one whose static yield stress,
σ , is of the order of 700 MPa (100 ksi) or less.)
YS
7.1.1.1 The thickness, B, shall be either full product plate
thickness or a thickness sufficient to produce a condition of
plane-strain, as specified in 9.3.3.
7.1.1.2 Side grooves of depth B/8 per side shall be used. For
alloys that require notch-tip embrittlement (see 7.1.3.2) the
side grooves should be introduced after deposition of the brittle
weld.
7.1.1.3 The specimen width, W, shall be within the range 2B
≤ W ≤ 8B.
7.1.1.4 The displacement gage shall measure opening dis-
placements at an offset from the load line of 0.25W, away from
the crack tip.
7.1.2 Specimen Dimensions:
7.1.2.1 In order to limit the extent of plastic deformation in
the specimen prior to crack initiation, certain size requirements
must be met. These requirements depend upon the material
yield strength. They also depend upon K , and therefore the K
a o
needed to achieve an appropriate run-arrest event.
7.1.2.2 The in-plane specimen dimensions must be large
enough to allow for the linear elastic analysis employed by this
test method. These requirements are given in 9.3.2 and 9.3.4, in
FIG. 1 Schematic Pictorial and Sectional Views Showing the
Standard Arrangement of the Wedge and Split-Pin Assembly, the
terms of allowable crack jump lengths.
Test Specimen, and the Support Block
7.1.2.3 For a test result to be termed plane-strain (K ) by
Ia
this test method, the specimen thickness, B, should meet the
requirement given in 9.3.3.
hardness in the range from R 45 to R 55 has been used
7.1.3 Starting Notch:
C C
successfully. With the recommended wedge angle and proper
7.1.3.1 The function of the starting notch is to produce crack
1 1
lubrication, a loading machine producing ⁄5 to ⁄10 the expected
initiation at an opening displacement (or wedging force) that
maximum opening force is adequate. The dimensions of a
will permit an appropriate length of crack extension prior to
wedge and split-pin assembly suitable for use with a 25.4 mm
crack arrest. Different materials require different starter notch
(1.0 in.) diameter loading hole are shown in Fig. 2. The
preparation procedures.
dimensions should be scaled when other hole diameters are
7.1.3.2 The recommended starter notch for low- and
used. A hole diameter of 1.0 in. has been found satisfactory for
intermediate-strength steels is a notched brittle weld, as shown
specimens having 125 < W < 170 mm (5 < W < 6.7 in.).
in Fig. 6. It is produced by depositing a weld across the
NOTE 1—Specimens tested with the arrangement shown in Fig. 1 may
specimen thickness. Guidelines on welding procedures are
not exhibit an adequate segment of run-arrest fracturing, for example, at
given in Appendix X1.
testing temperatures well above the NDT temperature. In these
7.1.3.3 Alternative crack starter configurations (8) and em-
circumstances, the use of the loading arrangement shown in Fig. 3 has
brittlement methods may also be used. Examples of both
been found to be helpful (2, 7) and may be employed.
alternative configurations and alternative test methods are also
6.3 Displacement Gages—Displacement gages are used to
described in Appendix X1.
measure the crack-mouth opening displacement at 0.25W from
7.1.3.4 While it is expected that a values for the starting
the load-line. Accuracy within 2 % over the working range is
o
notch will typically lie in the range 0.30 W ≤ a ≤ 0.40 W, it is
required. Either the gage recommended in Test Method E399
o
sometimes useful to utilize values as low as 0.20 W. The lower
or a similar gage modified to accommodate conical seats is
initial value of a /W results in a greater and quicker drop in the
satisfactory. It is necessary to attach the gage in a fashion such
o
crack driving force as the crack extends. This may aid in
that seating contact with the specimen is not altered by the
jump of the crack. Two methods that have proven satisfactory arresting the running crack at a shorter final crack length and
could be useful for conditions where the crack extension is too
for doing this are shown in Fig. 4. Other gages can be used so
long as their accuracy is within 2 %. great with larger initial a /W values.
o
E1221 − 23
mm in.
A 203 8.00
B 8.4 0.33
D 25.1 0.99
E 25.4 1.00
F 57.2 2.25
G 50.8 2.00
H 1.50 38.1
NOTE 1—The dimensions given are suitable for use with a 25.4 mm (1.0 in.) diameter loading hole in a 50.8 mm (2.0 in.) thick test specimen. These
dimensions should be scaled appropriately when other hole diameters and specimen thicknesses are used.
FIG. 2 Suggested Geometry and Dimensions of a Wedge and Split-Pin Assembly
temperatures to be reached without difficulty. To minimize
temperature gradients through the specimen thickness, it is
necessary to surround the specimen with a good thermal
insulator. Prior to starting the test, the specimen should be held
at the test temperature for a time sufficient to allow the
specimen to attain a uniform temperature (to within 5 °F
(3 °C)).
8.3.2 Measure the specimen temperature with a thermo-
couple welded to the top surface of the specimen at a location
near the side groove, about 25 mm (1 in.) ahead of the starter
FIG. 3 Sectional View of a Loading Arrangement That May Be
notch. In reporting the test results, the test temperature shall be
Helpful When Testing Specimens at Higher Temperatures
the temperature measured on the specimen at the time of the
rapid run-arrest event.
8. Procedure
8.4 Loading Procedure:
8.1 Number of Tests—It is recommended that at least three
8.4.1 The test method calls for the use of a cyclic loading
valid test results be obtained at a single test temperature.
technique. In this technique, force is applied to the wedge until
a rapid crack initiates, or until the crack-mouth opening
8.2 Specimen Measurement—Measure the specimen
displacement (measured by the clip gage) reaches a predeter-
thickness, B, and the net thickness, B , to 61 % of B. Measure
N
mined value. If a rapid fracture has not initiated prior to the
the specimen width, W, to 61 % of W.
recommended maximum displacement being reached, the
8.3 Temperature Control and Measurement:
specimen is unloaded until the wedge loses contact with the
8.3.1 Specimens may be heated or cooled to the selected test
split-pin. The specimen is then reloaded in the same manner as
temperature by any appropriate method. A method that has
before and force application is once again terminated either by
been used successfully for elevated-temperature tests employs
initiation of a rapid crack or upon the opening displacement
electric-resistance heating tapes in combination with a variable
reaching a specified value. Successively higher values of the
power source. Tests at subambient temperatures have been
recommended maximum opening displacement are allowed on
conducted using cooling coils embedded in the specimen
each loading cycle, until a rapid crack initiates or until the test
support block (see Fig. 7); a controlled flow of liquid nitrogen
or other suitable coolant through the cooling coils permits low is discontinued.
E1221 − 23
(a) (b)
NOTE 1— Dimension A should be 0.002–0.010 in. (0.05–0.25 mm) less than the thickness of the clip gage arm.
NOTE 2—The knife edge can be attached to the specimen with mechanical fasteners or adhesives.
NOTE 3—The clip gage is installed by sliding it into the gap.
FIG. 4 Two Alternative Clip Gage Seating Arrangements Using (a) Knife Edges and (b) Using Conical Mounts
H = 0.6 W ± 0.005 W
S = (B − B )/2 ± 0.01 B
N
h # W/10
0.15 W # L # 0.25 W
0.20 W # a # 0.40 W
o
0.125 W ± 0.005 W # D # 0.250 W ± 0.005 W
FIG. 5 Geometry and Dimensions of a Crack-Line-Wedge-Loaded Compact-Crack-Arrest (CCA) Test Specimen that is Satisfactory for
Low and Medium Strength Steels
8.4.2 The loading technique of this test method does not plete strain reversal in the plastic zone near the root of the
allow direct measurement of the opening forces applied to the starter notch. The purpose of the cyclic loading technique is to
specimen by the wedge and split-pin assembly. The force identify and estimate the magnitude of these contributions.
applied to the specimen is therefore obtained from measure- 8.4.3 The effects of load train seating and weld bead
ments of the crack-mouth opening displacement. Components cracking can essentially be limited to the first loading cycle by
of the opening displacement that do not contribute to the an appropriate limit on the maximum opening displacement
opening force can occur. These have their origin primarily in imposed in that cycle. This limit is designed to keep the first
seating of the load train and clip gage, local cracking in the loading cycle linear elastic in a global sense. These influences
brittle weld, and interference with crack closure due to incom- can then be eliminated, with some degree of conservatism, by
E1221 − 23
0.69 σ W =B /B
YS N
δo 5 (1)
@~ ! #
1 max
E f a /W
~ !
o
where:
σ = static yield strength of the specimen material (or, in
YS
the case of the duplex specimen, of the crack-starter-
section material).
The other terms are as defined in 9.2. The testing machine
should be operated in displacement control, with a free-running
crosshead speed of 2 mm/min to 12 mm/min (0.1 in. ⁄min to 0.5
in./min).
NOTE 2—Rapid fracture initiation on the first loading cycle is unlikely
in the brittle weld CCA specimen. However, if a run-arrest event does
NOTE 1—Dimension h must be large enough to allow entry of the
occur, proceed with the calculations of K and K in the same manner as
o a
welding electrode being used.
if sequential load-unload cycling had been used. In subsequent tests of
FIG. 6 Details of the Notched Brittle Weld that is Recommended
replicate specimens, the first cycle displacement limit should be reduced
for Use as a Crack Starter for Low and Medium Strength Steels
sufficiently so that the first loading cycle can be completed without
intervention of a rapid fracture.
8.4.7 Unload the specimen by extracting the wedge in
preparation for a second loading cycle. The clip gage should
excluding the zero-force displacement offset recorded at the
remain in place during unloading and wedge removal to
end of the first loading cycle from the displacement used to
maintain a record of the displacement offset that occurs upon a
calculate K .
a
return to zero force.
8.4.4 The second undesirable contribution to the total mea-
sured crack opening displacement is due to the local yielding
NOTE 3—Wedge extraction and cyclic loading can be simplified greatly
by the use of the arrangement shown schematically in Fig. 7. Key features
that occurs around the root of the starter notch prior to
include a hold-down plate and a wedge that is fastened to the loading ram.
initiation of a rapid fracture. The formation and growth of this
However, the hold-down plate may not be required when using lubricant
plastic zone can be regarded as being mainly responsible for
in the form of TFE-fluorocarbon strips (see 6.2.1.1).
the zero-force displacement offsets that are recorded after
8.4.8 Without re-zeroing the recorder, reinsert and apply
completion of the first loading cycle, that is, between Cycles 2
force to the wedge at the same displacement rate as on the first
and 3, 3 and 4, etc. The influence of this effect could be
cycle. Continue loading until a rapid crack jump occurs or until
eliminated in its entirety by excluding all of the zero-force
the displacement measured with the clip gage reaches a
offset in opening displacement measured prior to the start of
predetermined value. The recommended maximum opening
the loading cycle during which the run-arrest event occurs.
displacement on the second and subsequent cycles can be
However, there is evidence to suggest that such a step may be
calculated from
overly conservative. Model tests have shown that, when the
plastic zone is well enclosed by the linear elastic stress field in
0.69 σ W =B /B
YS N
the specimen, nearly all of the offset in the zero-force displace- @ δ # 5 @1.010.25 n 2 1 #F G (2)
~ ! ~ !
o
n max
E f ~a /W!
o
ment is recovered if the plastic zone is severed by a saw cut or
where:
by a brittle crack (9). The degree to which this component of
the strain energy stored in the specimen is recovered in time to n = cycle number.
influence the run-arrest behavior of the rapid crack is unclear at
The other terms are the same as in (Eq 1). If an unstable
the present time. The K-calculation procedure of this test
crack is not initiated upon reaching the prescribed displace-
method therefore avoids the extremes of excluding all or none
ment limit, again unload and extract the wedge as specified in
of the zero-force displacement offsets which accumulate in the
8.4.7. Label the force/displacement record with the appropriate
second and subsequent loading cycles, and excludes one half of
cycle number and repeat 8.4.8.
these effects.
8.4.5 An autographic record of wedge-force versus crack-
NOTE 4—If a large number of load/unload cycles are required, it may be
necessary to relubricate the wedge and split-pin assembly. Increased
mouth-opening-displacement should be obtained. The recorder
friction will be indicated by an increased slope in the force-displacement
should not be re-zeroed between loading cycles since knowl-
record and the need for large reverse loads to extract the wedge.
edge of the accumulated zero-force displacement offset is
desired. It could also be useful to obtain information about the 8.4.9 To measure K , a segment of unstable crack extension
a
final segment of the opening-displacement versus time record must occur. The occurrence of unstable crack extension will
on an oscillograph or other high-rate recording device. This normally be apparent to the operator, both audibly and as an
would provide additional information about the nature of the abrupt force drop on the test record. (In the brittle weld CCA
run-arrest event. specimen, a force drop of 50 % to 60 % has been found to
8.4.6 Apply force to the wedge until the crack-mouth- indicate that a sufficient length of unstable fracturing has
opening-displacement measured by the clip gage reaches the occurred.) After the event, the operator should remove the
recommended maximum value given by: force on the wedge to avoid further crack propagation.
E1221 − 23
FIG. 7 Schematic Illustration of a Loading Arrangement that Facilitates Wedge Extraction When Using the Cyclic Loading Technique
8.4.10 If on subsequent loading cycles, it is observed that 8.5.2 After marking the crack front the specimen is broken
attempts to increase the opening displacement are accompanied completely in two. This can usually be done with the wedging
by a decrease in the applied wedge load, that is, stable tearing apparatus used in testing the specimen. The breaking open of
is occurring, it is unlikely that the specimen will exhibit rapid structural steel specimens is greatly facilitated by cooling them
run-arrest fracturing. It is recommended that under these in dry ice or liquid nitrogen.
circumstances, the test be discontinued. It may be helpful at
8.6 Measurement of Arrested Crack Size:
this point to remachine the specimen to remove the weld bead
8.6.1 The heat-tinted fracture surface should first be exam-
and the material ahead of the starter notch that has been
ined to determine whether it displays irregularities serious
subjected to plastic deformation. A fresh starter notch can then
enough to warrant exclusion of the test result. The occurrence
be prepared and the specimen retested at a lower temperature
of tunnelling, a failure to follow the side grooves on one or
(20 °C to 40 °C (35 °F to 70 °F) lower) in an attempt to obtain
both sides, and the presence of large, unbroken ligaments on
useful data from the specimen.
the fracture surface are all behaviors that may give erroneous
results for K . Annex A1 provides more detailed information
NOTE 5—A displacement limit beyond which the specimen is unlikely
a
to give successful results can be estimated from the following equation:
on this subject.
8.6.2 The average of three measurements defines the ar-
1.50 σ W =B /B
YS N
rested crack size, a . These measurements are to be made on
@δ # 5 (3) a
o limit
E f a /W
~ !
o
the heat-tinted fracture surface, to within 1 %, at the following
which is approximately twice the quantity calculated from (Eq 1).
positions: at the center (mid-thickness) of the specimen, and
NOTE 6—The quantity of material that must be removed from an
midway between the center and the bottom of the side groove
unsuccessful specimen can be approximated by the radius of the plastic
zone surrounding the starter notch under plane strain conditions, and on each side. Since crack front irregularities may make it
calculated from (K /σ ) /6π. A sufficient quantity of material must be
o YS difficult to determine the crack length at the specified locations,
machined out to remove any stable tearing that may have occurred.
it is suggested that the measurement be taken as a visual
8.5 Marking the Arrested Crack:
average across a strip of width, B /4, centered at each
N
8.5.1 The position of the arrested crack can be marked by
measurement location. Examples of sample crack size deter-
heat tinting. Heating at temperatures in the range 260 °C to
minations using this technique are also provided in Annex A1.
370 °C (500 °F to 700 °F) for 10 min to 90 min has proved
NOTE 7—It is recommended that a photographic record of the heat-
successful. Any time and temperature combination that clearly
tinted fracture surface be made a part of the test report, particularly if there
marks the arrested crack front is acceptable. The appearance of
are any unusual perturbations in the crack front contours. Descriptive
heat tinting on freshly machined (or ground and sanded) comments may also be helpful.
surfaces may provide a clue to the heat tinting progress on the
9. Calculation and Interpretation of Results
fracture surfaces. If a fractographic examination of the fracture
surfaces is to be performed, the use of lower heat tinting 9.1 Displacement Measurement:
temperatures or the marking of the arrested crack front by 9.1.1 From the autographic force-displacement record, sev-
means of fatigue may be desirable. eral displacement values should be determined. Fig. 8 is a
E1221 − 23
FIG. 8 Wedge-Force Versus Crack-Mouth-Opening-Displace-
ment Record for a Specimen Tested Using Cyclic Loading Techniques, that Displayed Rapid Run-Arrest Fracturing on the Fourth Load-
ing Cycle
typical force-displacement record for a specimen tested using from (Eq 5) for various values of x are given in Table 1. The
sequential load-unload cycling that did not exhibit unstable other terms in (Eq 4) are as follows:
cracking until the fourth loading cycle. The required displace-
E = Young’s modulus, MPa (ksi),
ments are as follows:
a = initial slot size, a , or final crack size, a , as deter-
o a
9.1.1.1 (δ ) = displacement offset at the end of the first load cycle
p 1
mined in 8.6, m (in.),
= δ in Fig. 8;
R 1
W = specimen width, m (in.),
9.1.1.2 (δ ) = total displacement offset at the end of the (n − 1) cycle
p n −1
= total displacement offset at the start of the last cycle
B = specimen thickness as shown in Fig. 5, m (in.),
= δ in Fig. 8;
R3
B = net thickness as shown in Fig. 5, m (in.), and
N
9.1.1.3 δ = displacement at the onset of unstable crack growth
o
δ = crack mouth opening displacement, m (in.).
= δ in Fig. 8;
P4
9.1.1.4 δ = displacement approximately 0.1 s after crack arrest
a
9.2.3 To calculate K , use a = a and δ = d . To calculate
o o o
= δ in Fig. 8;
P5
K , use a = a and δ = d . The quantities d and d are given
9.1.1.5 δ − δ = rapid increase in crack opening that frequently a a a o a
a o
accompanies the run-arrest event as follows:
= δ − δ in Fig. 8.
P5 P4
d 5 δ 2 δ , and (6)
~ !
o o p
n21
NOTE 8—The preferred interpretation of δ is the opening displacement
a
d 5 δ 2 δ 2 0.5 δ 2 δ 10.5 δ 2 δ (7)
~ ! @~ ! ~ ! # @ #
a o p p p a o
at about 2 ms after crack arrest. However, this measurement may not be 1 n21 1
possible with the instrumentation used. This testing practice assumes that
50.5@δ 1δ 2 ~δ ! 2 ~δ ! # (8)
o a p p
1 n21
δ at about 100 ms after crack arrest does not differ significantly from δ
a a
NOTE 9—The quantities in brackets in (Eq 7) both represent displace-
at 2 ms.
ment components whose exact contribution to the energy available to
9.1.2 In the brittle weld CCA specimen, a force drop of
50 % to 60 % has been found to indicate that a sufficient length
TABLE 1 Values of f(x) for use in (Eq 4)
of unstable fracture has occurred and that δ is a usable arrest
a
x f(x) x f(x) x f(x)
displacement value. See 9.3.2 and 9.3.4 for limitations on the
0.20 0.390 0.42 0.223 0.64 0.149
length of the run-arrest segment.
0.21 0.378 0.43 0.218 0.65 0.147
9.2 Calculation of K and K : 0.22 0.367 0.44 0.214 0.66 0.144
o Qa
0.23 0.357 0.45 0.210 0.67 0.141
9.2.1 Calculate K and K from the following:
o Qa
0.24 0.347 0.46 0.206 0.68 0.139
0.25 0.337 0.47 0.202 0.69 0.136
=B/B
N
0.26 0.328 0.48 0.198 0.70 0.133
K 5 E δ f x MPa=m ksi=in. (4)
~ ! ~ !
0.27 0.319 0.49 0.194 0.71 0.131
=W
0.28 0.310 0.50 0.191 0.72 0.128
0.29 0.302 0.51 0.188 0.73 0.125
where:
0.30 0.294 0.52 0.184 0.74 0.122
0.5
f ~x! 5 ~1 2 x! ~0.748 2 2.176 x (5) 0.31 0.287 0.53 0.181 0.75 0.119
0.32 0.280 0.54 0.178 0.76 0.117
2 3 4 0.33 0.273 0.55 0.175 0.77 0.114
13.56 x 2 2.55x 10.62 x ) and
0.34 0.266 0.56 0.172 0.78 0.111
0.35 0.260 0.57 0.169 0.79 0.108
x = a/W.
0.36 0.254 0.58 0.166 0.80 0.105
9.2.2 The expression for f(x) used here is based on a curve
0.37 0.248 0.59 0.163 0.81 0.102
fit to boundary value collocation results and an exact limit 0.38 0.243 0.60 0.160 0.82 0.098
0.39 0.237 0.61 0.158 0.83 0.095
solution (10). The curve fit is considered to be accurate within
0.40 0.232 0.62 0.155 0.84 0.092
1 % over the range 0.20 ≤ x ≤ 1, and is in close agreement with
0.41 0.227 0.63 0.152 0.85 0.088
experimental compliance results (11). Values of f(x) computed
E1221 − 23
drive the running crack is unclear at the present time. The rationale for the
10.1.2.3 Yield strength (offset − 0.2 %) as determined by
selection of the premultiplier of 0.5 for each of these quantities is
Test Methods E8/E8M, and
discussed in Ref (2). (Eq 8) is simply a mathematical simplification of (Eq
10.1.2.4 Dynamic yield strength used in 9.3.2 and 9.3.3.
7) and may be more convenient to use from a computational standpoint.
10.1.3 Test Temperature:
NOTE 10—If a rapid run-arrest event occurs on the first loading cycle,
(Eq 8) should be used with (δ ) and (δ ) set equal to zero.
10.1.4 Starter Notch:
p n −1 p 1
10.1.4.1 Type of brittle weld, if any,
9.3 Validity Requirements:
10.1.4.2 Notch height, h, and
9.3.1 The value of K calculated from (Eq 4) can be
Qa
considered a linear-elastic plane-strain value, K , provided the 10.1.4.3 Notch root radius, ρ.
Ia
criteria described in 9.3.2 – 9.3.4 and summarized in Table 2 10.1.5 Specimen Dimensions:
are satisfied. Comments on the adequacy of these requirements
10.1.5.1 Specimen thickness, B,
can be found in Refs (2) and (12). It should also be pointed out
10.1.5.2 Net thickness, B ,
N
that in some instances, the extrapolation of a combined set of
10.1.5.3 Thickness ratio, B /B, and
N
test results, including some which would be deemed invalid by
10.1.5.4 Width, W.
these criteria, may be useful in predicting the behavior of large
10.1.6 Crack Size Measurements:
structures.
10.1.6.1 Method used for marking the arrested crack front,
9.3.1.1 Use is made in the following of σ , a formal
Yd
10.1.6.2 Crack size at machined notch, a , and
o
dynamic yield strength estimate for appropriate loading times
10.1.6.3 Crack size at arrest,
at the test temperature. For structural steels, it is being assumed
(1) At mid-thickness, a ,
here that σ is 205 MPa (30 ksi ) greater than the yield
Yd
(2) At ⁄4 points of net thickness, a and a , and
1 3
strength, σ , measured by Test Methods E8/E8M.
YS
(3) Average crack size at arrest, a = (a + a + a )/3.
a 1 2 3
NOTE 11—The extremely high strain rates associated with yielding near 10.1.7 Test Record:
the tip of a fast running crack and the abrupt nature of crack arrest suggest
10.1.7.1 Force and displacement records and associated
that the true elevation of σ over σ should be much greater. The value
Yd YS
calculations,
of σ that is being used here is therefore thought to substantially
Yd
10.1.7.2 First cycle limiting displacement, [(δ ) ] ,
o 1 max
underestimate the actual effective resistance to plastic flow at crack arrest
10.1.7.3 Opening displacement increment for subsequent
(12).
cycles, (δ ) = 0.25 [(δ ) ] ,
o inc o 1 max
9.3.2 The unbroken ligament, W − a , must equal or exceed
a
10.1.7.4 Number of load/unload cycles, n,
both 0.15W and 1.25 (K /σ ) .
Qa Yd
10.1.7.5 Displacements measured from force-displacement
9.3.3 The thickness, B, must equal or exceed 1.0 (K
Qa
records,
/σ ) .
Yd
(1) Displacement offset at end of first loading cycle, (δ ) ,
9.3.4 The minimum crack jump, a − a , must be at least p 1
a o
(2) Total displacement offset accumulated prior to start of
twice the notch height, h, defined in Fig. 5, and greater than the
last loading cycle, (δ ) ,
plane-stress plastic zone radius associated with the initial p n −1
(3) Displacement at onset of unstable crack growth, δ ,
loading, (K /σ ) /2π. o
o YS
(4) Displacement at crack arrest, δ , and
a
NOTE 12—If a duplex specimen is used, the alternative requirement is
(5) Displacement increase accompanying the run-arrest
that the crack penetrate a distance equal to or greater than B into the test
N
event, δ − δ ,
a o
section.
10.1.7.6 Displacements used to calculate K and K ,
o Qa
(1) Displacement used to calculate K , d according to Eq 6
10. Report o 0
(2) Displacement used to calculate K , d according to Eq
a 0
10.1 Report the following information:
7 or Eq 8.
10.1.1 Test Identification:
10.1.7.7 Force drop as a percentage of P .
max
10.1.1.1 Date,
10.1.8 Calculated Values of K— and K (K ):
o Qa Ia
10.1.1.2 Specimen number, and
10.1.8.1 K— , and
o
10.1.1.3 Crack plane orientation in accordance with Termi-
10.1.8.2 K (K ) .
Qa Ia
nology E1823.
10.1.9 Validity Requirements (see Table 2):
10.1.2 Material:
10.1.9.1 Uncracked ligament length,
10.1.2.1 Material type,
(1) Compared to 0.15W, and
10.1.2.2 Young’s modulus,
(2) Compared to 1.25 (K /σ ) ,
Qa Yd
10.1.9.2 Thickness, compared to 1.0 (K /σ ) ,
Qa Yd
10.1.9.3 Crack jump length,
TABLE 2 Summary of Criteria Used to Ensure That K is a
Qa
(1) Compared to 2N, and
Linear Elastic, Plane-Strain Value 2
(2) Compared to (K /σ ) /2π.
o YS
Feature Criterion
10.1.10 Photographic Record of Fracture Surfaces and
Unbroken ligament (A) W − a $ 0.15W
a
Descriptive Comments (Optional):
Unbroken ligament (B) W − a $ 1.25 (K /σ )
a a Yd
Thickness (C) B $ 1.0 (K /σ )
a Yd
Crack-jump length (D) a − a $ 2h
a o 11. Precision and Bias
Crack-jump length (E) a − a $ (K /σ ) /2π
a o o YS
11.1 Precision:
E1221 − 23
TABLE 3 Grand Means and Standard Deviations for K for
11.1.1 The precision of a K determination by this test
Ia
Ia
Three Steels as Obtained From a Large Interlaboratory
method is a function of the precision and bias of the various
A
Round Robin Test Program
measurements of linear dimensions of the specimen and testing
B C D D
Material Tested A514 A588 A533B A533B
fixtures, the precision of the displacement measurements, the
Test Temperature −30 °C −30 °C 10 °C 25 °C
precision and bias of the recording devices used to produce the
No. of Test Results 12 40 30 28
force displacement record, and the precision and bias of the 88.4 61.5 78.2 83.4
Mean K , MPa m
Ia
œ
Standard Deviation, 10.2 6.4 9.7 10.6
measurements of the arrested crack size. It is not possible to
(12 %) (10 %) (12 %) (13 %)
MPa m and percent
œ
make meaningful statements concerning precision and bias for
A
A total of 21 laboratories reported test results from the program.
all of these measurements. However, it is possible to derive
B
Specimens were cut from 50.8 mm (2-in.) thick rolled plate and tested full
useful information concerning the precision of a K measure-
Ia
thickness in an L-T orientation; σ = 890 MPa (129 ksi); NDT = −50 °C (−58 °F);
YS
ment in a global sense from the results of an interlaboratory RT = −12 °C (10 °F ).
NDT
C
Specimens were cut from 50.8 mm (2 in.) thick rolled plate and tested full
round-robin test program that was conducted to evaluate the
thickness in an L-T orientation; σ = 330 MPa (48 ksi); NDT = −10 °C (14 °F);
YS
originally proposed test method on which this test method is
RT = −9 °C (16 °F ).
NDT
D
Specimens of 50.8 mm (2 in.) thickness were cut from 254 mm (10 in.) thick
based (2).
rolled plate and tested in an L-S orientation; σ = 480 MPa (70 ksi);
YS
11.1.2 The results from this program are summarized in
NDT = −12 °C (10 °F); RT = −2 °C (28 °F).
NDT
Table 3. It should be appreciated that the measures of precision
shown in Table 3 apply to tests conducted with materials that
exhibit strong transitional behavior in terms of temperature. A
exhibit significant inhomogeneity, and a size effect may be
larger degree of scatter in K measurements could therefore be
Ia
apparent when testing specimens of different sizes, with tests
expected in tests conducted higher in the transition range,
on smaller specimens being characterized by larger scatter than
although the coefficient of variation appears to be temperature
tests on larger specimens.
insensitive for some materials (6). The materials tested also
11.2 Bias—There is no accepted standard value for the
plane-strain crack-arrest fracture toughness of any material. In
Information on K round-robin data and the round-robin program is available
Ia
the absence of such a true value, any statement concerning bias
in Ref (2), a copy of which is available from ASTM Headquarters. Request
RR:E8-1003. is not meaningful.
ANNEX
(Mandatory Information)
A1. GUIDELINES FOR ASSESSING FRACTURE SURFACE ACCEPTABILITY AND PROCEDURES FOR
DETERMINING THE ARRESTED CRACK SIZE
A1.1 Introduction: intended to serve as a set of guidelines for the personnel
involved in obtaining crack-arrest toughness data.
A1.1.1 The idealized fracture surface of a crack arrest
specimen is flat, continuous, and straight-fronted. This ideal-
A1.1.3 The final decision as to which fracture surfaces will
ization can be closely approached in practice, as evidenced by
be classified as unacceptable presently rests primarily on the
Fig. A1.1 and Fig. A1.2. However, the fracture surfaces of
judgment of the individual (or individuals) performing and
crack-arrest specimens can be complicated by features that,
evaluating the test. This judgement should be based on
when present in excess, can lead to questionable results for the
experience, or on some knowledge of what is representative for
crack-arrest fracture toughness of the material being tested.
the particular steel and test temperature combination under
This annex provides guidelines for identifying, from the
consideration. Judgmental decisions of this nature are clearly
fracture surface appearance, test results that are probably not
undesirable from a standards viewpoint. However, the alterna-
representative of the bulk of the material being tested. It also
tive would be to disregard test results from all specimens with
provides guidelines for determining the arrested crack size, a ,
a
any degree of fracture surface irregularity. This would not only
for a specimen with an irregular crack front.
reduce the percentage of successful, valid tests to a very small
A1.1.2 Deviations from the ideal fracture surface appear-
number, but would also eliminate virtually all tests performed
ance generally fall into three broad categories. These are: the
under certain conditions, for example, at temperatures well into
presence of remaining ligaments, a lack of crack front
the transition range for a given material. As the testing
straightness, and crack propagation out of the plane of the side
technology involved here matures, it is anticipated that this
grooves. The extent to which one or more of these behaviors
annex will be updated to a more quantitative level.
can occur without adversely affecting the test result cannot be
easily quantified at the present time. The purpose of this annex
A1.2 Fracture Surface Acceptability:
is to provide a basis for the decision-making process that is
required in assessing fracture surface acceptability and it is A1.2.1 Remaining Ligaments:
E1221 − 23
A1.2.1.1 In a number of steels, portions of the surface curve determined using Methods E23.) As the test temperature
formed by a rapid fracture frequently remain unbroken. These increases to the limit at which a rapid fract
...


This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
´1
Designation: E1221 − 12a (Reapproved 2018) E1221 − 23
Standard Test Method for
Determining Plane-Strain Crack-Arrest Fracture Toughness,
K , of Ferritic Steels
Ia
This standard is issued under the fixed designation E1221; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
ε NOTE—Editorial changes were made throughout in May 2020.
1. Scope
1.1 This test method employs a side-grooved, crack-line-wedge-loaded specimen to obtain a rapid run-arrest segment of
flat-tensile separation with a nearly straight crack front. This test method provides a static analysis determination of the stress
intensity factor at a short time after crack arrest. The estimate is denoted K . When certain size requirements are met, the test result
a
provides an estimate, termed K , of the plane-strain crack-arrest toughness of the material.
Ia
1.2 The specimen size requirements, discussed later, provide for in-plane dimensions large enough to allow the specimen to be
modeled by linear elastic analysis. For conditions of plane-strain, a minimum specimen thickness is also required. Both
requirements depend upon the crack arrest toughness and the yield strength of the material. A range of specimen sizes may
therefore be needed, as specified in this test method.
1.3 If the specimen does not exhibit rapid crack propagation and arrest, K cannot be determined.
a
1.4 The values stated in SI units are to be regarded as the standards. The values given in parentheses are provided for information
only.
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility
of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of
regulatory limitations prior to use.
1.6 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
2. Referenced Documents
2.1 ASTM Standards:
E8/E8M Test Methods for Tension Testing of Metallic Materials
E23 Test Methods for Notched Bar Impact Testing of Metallic Materials
E208 Test Method for Conducting Drop-Weight Test to Determine Nil-Ductility Transition Temperature of Ferritic Steels
This test method is under the jurisdiction of ASTM Committee E08 on Fatigue and Fracture and is the direct responsibility of Subcommittee E08.07 on Fracture
Mechanics.
Current edition approved Nov. 1, 2018Nov. 1, 2023. Published December 2018December 2023. Originally approved in 1988. Last previous edition approved in 20122018
ɛ1
as E1221 – 12a.E1221 – 18 . DOI: 10.1520/E1221-12AR18E01.10.1520/E1221-23.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E1221 − 23
E399 Test Method for Linear-Elastic Plane-Strain Fracture Toughness of Metallic Materials
E616 Terminology Relating to Fracture Testing (Withdrawn 1996)
E1304 Test Method for Plane-Strain (Chevron-Notch) Fracture Toughness of Metallic Materials
E1823 Terminology Relating to Fatigue and Fracture Testing
3. Terminology
3.1 Definitions:
3.1.1 Definitions in Terminology E1823 are applicable to this test method.
3.2 Definitions of Terms Specific to This Standard:
−3/2
3.2.1 conditional value of the plane-strain crack-arrest fracture toughness, K (FL ) —the conditional value of K calculated
Qa Ia
from the test results and subject to the validity criteria specified in this test method.
3.2.1.1 Discussion—
In this test method, side-grooved specimens are used. The calculation of K is based upon measurements of both the arrested
Qa
crack size and of the crack-mouth opening displacement prior to initiation of a fast-running crack and shortly after crack arrest.
−3/2
3.2.2 crack-arrest fracture toughness, K (FL )—the value of the stress intensity factor shortly after crack arrest as determined
A
from dynamic methods of analysis.
3.2.2.1 Discussion—
The in-plane specimen dimensions must be large enough for adequate enclosure of the crack-tip plastic zone by a linear-elastic
stress field.
−3/2
3.2.3 crack-arrest fracture toughness, K (FL )—the value of the stress intensity factor shortly after crack arrest, as determined
a
from static methods of analysis.
3.2.3.1 Discussion—
The in-plane specimen dimensions must be large enough for adequate enclosure of the crack-tip plastic zone by a linear-elastic
stress field.
−3/2
3.2.4 plane-strain crack-arrest fracture toughness, K (FL )—the value of crack-arrest fracture toughness, K , for a crack that
Ia a
arrests under conditions of crack-front plane-strain.
3.2.4.1 Discussion—
The requirements for attaining conditions of crack-front plane-strain are specified in the procedures of this test method.
−3/2
3.2.5 stress intensity factor at crack initiation, K (FL )—the value of K at the onset of rapid fracturing.
o
3.2.5.1 Discussion—
In this test method, only a nominal estimate of the initial driving force is needed. For this reason, K is calculated on the basis of
o
the original (machined) crack (or notch) size and the crack-mouth opening displacement at the initiation of a fast-running crack.
4. Summary of Test Method
4.1 This test method estimates the value of the stress intensity factor, K, at which a fast running crack will arrest. This test method
is made by forcing a wedge into a split-pin, which applies an opening force across the crack starter notch in a modified compact
specimen, causing a run-arrest segment of crack extension. The rapid run-arrest event suggests need for a dynamic analysis of test
results. However, experimental observations (1, 2) indicate that, for this test method, an adjusted static analysis of test results
provides a useful estimate of the value of the stress intensity factor at the time of crack arrest.
4.2 Calculation of a nominal stress intensity at initiation, K , is based on measurements of the machined notch size and the
o
crack-mouth opening displacement at initiation. The value of K is based on measurements of the arrested crack size and the
a
crack-mouth opening displacements prior to initiation and shortly after crack arrest.
5. Significance and Use
5.1 In structures containing gradients in either toughness or stress, a crack may initiate in a region of either low toughness or high
The boldface numbers in parentheses refer to the list of references at the end of this test method.
E1221 − 23
stress, or both, and arrest in another region of either higher toughness or lower stress, or both. The value of the stress intensity
factor during the short time interval in which a fast-running crack arrests is a measure of the ability of the material to arrest such
a crack. Values of the stress intensity factor of this kind, which are determined using dynamic methods of analysis, provide a value
for the crack-arrest fracture toughness which will be termed K in this discussion. Static methods of analysis, which are much less
A
complex, can often be used to determine K at a short time (1 to 2 ms) after crack arrest. The estimate of the crack-arrest fracture
toughness obtained in this fashion is termed K . When macroscopic dynamic effects are relatively small, the difference between
a
K and K is also small (1-4). For cracks propagating under conditions of crack-front plane-strain, in situations where the dynamic
A a
effects are also known to be small, K determinations using laboratory-sized specimens have been used successfully to estimate
Ia
whether, and at what point, a crack will arrest in a structure (5, 6). Depending upon component design, loading compliance, and
the crack jump length, a dynamic analysis of a fast-running crack propagation event may be necessary in order to predict whether
crack arrest will occur and the arrest position. In such cases, values of K determined by this test method can be used to identify
Ia
those values of K below which the crack speed is zero. More details on the use of dynamic analyses can be found in Ref (4).
5.2 This test method can serve at least the following additional purposes:
5.2.1 In materials research and development, to establish in quantitative terms significant to service performance, the effects of
metallurgical variables (such as composition or heat treatment) or fabrication operations (such as welding or forming) on the ability
of a new or existing material to arrest running cracks.
5.2.2 In design, to assist in selection of materials for, and determine locations and sizes of, stiffeners and arrestor plates.
6. Apparatus
6.1 The procedure involves testing of modified compact specimens that have been notched by machining. To minimize the
introduction of additional energy into the specimen during the run-arrest event, the loading system must have a low compliance
compared with the test specimen. For this reason a wedge and split-pin assembly is used to apply a force on the crack line. This
loading arrangement does not permit easy measurement of opening forces. Consequently, opening displacement measurements in
conjunction with crack size and compliance calibrations are used for calculating K and K .
o a
6.2 Loading Arrangement:
6.2.1 A typical loading arrangement is shown in Fig. 1. The specimen is placed on a support block whose thickness should be
adequate to allow completion of the test without interference between the wedge and the lower crosshead of the testing machine.
The support block should contain a hole that is aligned with the specimen hole, and whose diameter should be between 1.05 and
1.15 times the diameter of the hole in the specimen. The force that pushes the wedge into the split-pin is transmitted through a
force transducer.
6.2.1.1 The surfaces of the wedge, split-pin, support block, and specimen hole should be lubricated. Lubricant in the form of thin
(0.13 mm or 0.005 in.) strips of TFE-fluorocarbon is preferred. Molybdenum disulfide (both dry and in a grease vehicle) and
high-temperature lubricants can also be used.
6.2.1.2 A low-taper-angle wedge and split-pin arrangement is used. If grease or dry lubricants are used, a matte finish (grit blasted)
on the sliding surfaces may be helpful in avoiding galling. The split-pin must be long enough to contact the full specimen thickness,
and the radius must be large enough to avoid plastic indentations of the test specimen. In all cases it is recommended that the
diameter of the split-pin should be 0.13 mm (0.005in.)(0.005 in.) less than the diameter of the specimen hole. The wedge must be
long enough to develop the maximum expected opening displacement. Any air or oil hardening tool steel is suitable for making
the wedge and split-pins. A hardness in the range from R 45 to R 55 has been used successfully. With the recommended wedge
C C
1 1
angle and proper lubrication, a loading machine producing ⁄5 to ⁄10 the expected maximum opening force is adequate. The
dimensions of a wedge and split-pin assembly suitable for use with a 25.4-mm (1.0-in.)25.4 mm (1.0 in.) diameter loading hole
are shown in Fig. 2. The dimensions should be scaled when other hole diameters are used. A hole diameter of 1.0 in. has been found
satisfactory for specimens having 125 < W < 170 mm (5 < W < 6.7 in.).
NOTE 1—Specimens tested with the arrangement shown in Fig. 1 may not exhibit an adequate segment of run-arrest fracturing, for example, at testing
temperatures well above the NDT temperature. In these circumstances, the use of the loading arrangement shown in Fig. 3 has been found to be helpful
(2, 7) and may be employed.
6.3 Displacement Gages—Displacement gages are used to measure the crack-mouth opening displacement at 0.25W from the
load-line. Accuracy within 2 % over the working range is required. Either the gage recommended in Test Method E399 or a similar
E1221 − 23
FIG. 1 Schematic Pictorial and Sectional Views Showing the Standard Arrangement of the Wedge and Split-Pin Assembly, the Test
Specimen, and the Support Block
gage modified to accommodate conical seats is satisfactory. It is necessary to attach the gage in a fashion such that seating contact
with the specimen is not altered by the jump of the crack. Two methods that have proven satisfactory for doing this are shown in
Fig. 4. Other gages can be used so long as their accuracy is within 2 %.
7. Specimen Configuration, Dimensions, and Preparation
7.1 Standard Specimen:
7.1.1 The configuration of a compact-crack-arrest (CCA) specimen that is satisfactory for low- and intermediatestrength steels is
shown in Fig. 5. (In this context, an intermediate-strength steel is considered to be one whose static yield stress, σ , is of the order
YS
of 700 MPa (100 ksi) or less.)
7.1.1.1 The thickness, B, shall be either full product plate thickness or a thickness sufficient to produce a condition of plane-strain,
as specified in 9.3.3.
7.1.1.2 Side grooves of depth B/8 per side shall be used. For alloys that require notch-tip embrittlement (see 7.1.3.2) the side
grooves should be introduced after deposition of the brittle weld.
7.1.1.3 The specimen width, W, shall be within the range 2B ≤ W ≤ 8B.
7.1.1.4 The displacement gage shall measure opening displacements at an offset from the load line of 0.25W, away from the crack
tip.
7.1.2 Specimen Dimensions:
E1221 − 23
mm in.
A 203 8.00
B 8.4 0.33
D 25.1 0.99
E 25.4 1.00
F 57.2 2.25
G 50.8 2.00
H 1.50 38.1
NOTE 1—The dimensions given are suitable for use with a 25.4 mm (1.0 in.) diameter loading hole in a 50.8 mm (2.0 in.) thick test specimen. These
dimensions should be scaled appropriately when other hole diameters and specimen thicknesses are used.
FIG. 2 Suggested Geometry and Dimensions of a Wedge and Split-Pin Assembly
FIG. 3 Sectional View of a Loading Arrangement That May Be Helpful When Testing Specimens at Higher Temperatures
7.1.2.1 In order to limit the extent of plastic deformation in the specimen prior to crack initiation, certain size requirements must
be met. These requirements depend upon the material yield strength. They also depend upon K , and therefore the K needed to
a o
achieve an appropriate run-arrest event.
7.1.2.2 The in-plane specimen dimensions must be large enough to allow for the linear elastic analysis employed by this test
method. These requirements are given in 9.3.2 and 9.3.4, in terms of allowable crack jump lengths.
7.1.2.3 For a test result to be termed plane-strain (K ) by this test method, the specimen thickness, B, should meet the requirement
Ia
given in 9.3.3.
7.1.3 Starting Notch:
7.1.3.1 The function of the starting notch is to produce crack initiation at an opening displacement (or wedging force) that will
permit an appropriate length of crack extension prior to crack arrest. Different materials require different starter notch preparation
procedures.
E1221 − 23
(a) (b)
NOTE 1— Dimension A should be 0.002–0.010 in. (0.05–0.25 mm) less than the thickness of the clip gage arm.
NOTE 2—The knife edge can be attached to the specimen with mechanical fasteners or adhesives.
NOTE 3—The clip gage is installed by sliding it into the gap.
FIG. 4 Two Alternative Clip Gage Seating Arrangements Using (a) Knife Edges and (b) Using Conical Mounts
H = 0.6 W ± 0.005 W
S = (B − B )/2 ± 0.01 B
N
h # W/10
0.15 W # L # 0.25 W
0.20 W # a # 0.40 W
o
0.125 W ± 0.005 W # D # 0.250 W ± 0.005 W
FIG. 5 Geometry and Dimensions of a Crack-Line-Wedge-Loaded Compact-Crack-Arrest (CCA) Test Specimen that is Satisfactory for
Low and Medium Strength Steels
7.1.3.2 The recommended starter notch for low- and intermediate-strength steels is a notched brittle weld, as shown in Fig. 6. It
is produced by depositing a weld across the specimen thickness. Guidelines on welding procedures are given in Appendix X1.
7.1.3.3 Alternative crack starter configurations (8) and embrittlement methods may also be used. Examples of both alternative
configurations and alternative test methods are also described in Appendix X1.
7.1.3.4 While it is expected that a values for the starting notch will typically lie in the range 0.30 W ≤ a ≤ 0.40 W, it is
o o
sometimes useful to utilize values as low as 0.20 W. The lower initial value of a /W results in a greater and quicker drop in the
o
E1221 − 23
NOTE 1—Dimension h must be large enough to allow entry of the welding electrode being used.
FIG. 6 Details of the Notched Brittle Weld that is Recommended for Use as a Crack Starter for Low and Medium Strength Steels
crack driving force as the crack extends. This may aid in arresting the running crack at a shorter final crack length and could be
useful for conditions where the crack extension is too great with larger initial a /W values.
o
8. Procedure
8.1 Number of Tests—It is recommended that at least three valid test results be obtained at a single test temperature.
8.2 Specimen Measurement—Measure the specimen thickness, B, and the crack plane net thickness, B , to 61 % of B. Measure
N
the specimen width, W, to 61 % of W.
8.3 Temperature Control and Measurement:
8.3.1 Specimens may be heated or cooled to the selected test temperature by any appropriate method. A method that has been used
successfully for elevated-temperature tests employs electric-resistance heating tapes in combination with a variable power source.
Tests at subambient temperatures have been conducted using cooling coils embedded in the specimen support block (see Fig. 7);
a controlled flow of liquid nitrogen or other suitable coolant through the cooling coils permits low temperatures to be reached
without difficulty. To minimize temperature gradients through the specimen thickness, it is necessary to surround the specimen with
FIG. 7 Schematic Illustration of a Loading Arrangement that Facilitates Wedge Extraction When Using the Cyclic Loading Technique
E1221 − 23
a good thermal insulator. Prior to starting the test, the specimen should be held at the test temperature for a time sufficient to allow
the specimen to attain a uniform temperature (to within 5°F (3°C)).5 °F (3 °C)).
8.3.2 Measure the specimen temperature with a thermocouple welded to the top surface of the specimen at a location near the side
groove, about 25 mm (1 in.) ahead of the starter notch. In reporting the test results, the test temperature shall be the temperature
measured on the specimen at the time of the rapid run-arrest event.
8.4 Loading Procedure:
8.4.1 The test method calls for the use of a cyclic loading technique. In this technique, force is applied to the wedge until a rapid
crack initiates, or until the crack-mouth opening displacement (measured by the clip gage) reaches a predetermined value. If a rapid
fracture has not initiated prior to the recommended maximum displacement being reached, the specimen is unloaded until the
wedge loses contact with the split-pin. The specimen is then reloaded in the same manner as before and force application is once
again terminated either by initiation of a rapid crack or upon the opening displacement reaching a specified value. Successively
higher values of the recommended maximum opening displacement are allowed on each loading cycle, until a rapid crack initiates
or until the test is discontinued.
8.4.2 The loading technique of this test method does not allow direct measurement of the opening forces applied to the specimen
by the wedge and split-pin assembly. The force applied to the specimen is therefore obtained from measurements of the
crack-mouth opening displacement. Components of the opening displacement that do not contribute to the opening force can occur.
These have their origin primarily in seating of the load train and clip gage, local cracking in the brittle weld, and interference with
crack closure due to incomplete strain reversal in the plastic zone near the root of the starter notch. The purpose of the cyclic
loading technique is to identify and estimate the magnitude of these contributions.
8.4.3 The effects of load train seating and weld bead cracking can essentially be limited to the first loading cycle by an appropriate
limit on the maximum opening displacement imposed in that cycle. This limit is designed to keep the first loading cycle linear
elastic in a global sense. These influences can then be eliminated, with some degree of conservatism, by excluding the zero-force
displacement offset recorded at the end of the first loading cycle from the displacement used to calculate K .
a
8.4.4 The second undesirable contribution to the total measured crack opening displacement is due to the local yielding that occurs
around the root of the starter notch prior to initiation of a rapid fracture. The formation and growth of this plastic zone can be
regarded as being mainly responsible for the zero-force displacement offsets that are recorded after completion of the first loading
cycle, that is, between Cycles 2 and 3, 3 and 4, etc. The influence of this effect could be eliminated in its entirety by excluding
all of the zero-force offset in opening displacement measured prior to the start of the loading cycle during which the run-arrest
event occurs. However, there is evidence to suggest that such a step may be overly conservative. Model tests have shown that,
when the plastic zone is well enclosed by the linear elastic stress field in the specimen, nearly all of the offset in the zero-force
displacement is recovered if the plastic zone is severed by a saw cut or by a brittle crack (9). The degree to which this component
of the strain energy stored in the specimen is recovered in time to influence the run-arrest behavior of the rapid crack is unclear
at the present time. The K-calculation procedure of this test method therefore avoids the extremes of excluding all or none of the
zero-force displacement offsets which accumulate in the second and subsequent loading cycles, and excludes one half of these
effects.
8.4.5 An autographic record of wedge-force versus crack-mouth-opening-displacement should be obtained. The recorder should
not be re-zeroed between loading cycles since knowledge of the accumulated zero-force displacement offset is desired. It could
also be useful to obtain information about the final segment of the opening-displacement versus time record on an oscillograph
or other high-rate recording device. This would provide additional information about the nature of the run-arrest event.
8.4.6 Apply force to the wedge until the crack-mouth-opening-displacement measured by the clip gage reaches the recommended
maximum value given by:
0.69 σ W =B /B
YS N
δo 5 (1)
@~ ! #
1 max
E f a /W
~ !
o
where:
σ = static yield strength of the specimen material (or, in the case of the duplex specimen, of the crack-starter-section material).
YS
The other terms are as defined in 9.2. The testing machine should be operated in displacement control, with a free-running
crosshead speed of 2 mm/min to 12 mm/min (0.1(0.1 in. ⁄min to 0.5 in./min).
E1221 − 23
NOTE 2—Rapid fracture initiation on the first loading cycle is unlikely in the brittle weld CCA specimen. However, if a run-arrest event does occur,
proceed with the calculations of K and K in the same manner as if sequential load-unload cycling had been used. In subsequent tests of replicate
o a
specimens, the first cycle displacement limit should be reduced sufficiently so that the first loading cycle can be completed without intervention of a rapid
fracture.
8.4.7 Unload the specimen by extracting the wedge in preparation for a second loading cycle. The clip gage should remain in place
during unloading and wedge removal to maintain a record of the displacement offset that occurs upon a return to zero force.
NOTE 3—Wedge extraction and cyclic loading can be simplified greatly by the use of the arrangement shown schematically in Fig. 7. Key features include
a hold-down plate and a wedge that is fastened to the loading ram. However, the hold-down plate may not be required when using lubricant in the form
of TFE-fluorocarbon strips (see 6.2.1.1).
8.4.8 Without re-zeroing the recorder, reinsert and apply force to the wedge at the same displacement rate as on the first cycle.
Continue loading until a rapid crack jump occurs or until the displacement measured with the clip gage reaches a predetermined
value. The recommended maximum opening displacement on the second and subsequent cycles can be calculated from
=
0.69 σ W B /B
YS N
δ 5 1.010.25 n 2 1 F G (2)
@~ ! # @ ~ !#
o
n max
E f a /W
~ !
o
where:
n = cycle number.
The other terms are the same as in (Eq 1). If an unstable crack is not initiated upon reaching the prescribed displacement limit,
again unload and extract the wedge as specified in 8.4.7. Label the force/displacement record with the appropriate cycle number
and repeat 8.4.8.
NOTE 4—If a large number of load/unload cycles are required, it may be necessary to relubricate the wedge and split-pin assembly. Increased friction will
be indicated by an increased slope in the force-displacement record and the need for large reverse loads to extract the wedge.
8.4.9 To measure K , a segment of unstable crack extension must occur. The occurrence of unstable crack extension will normally
a
be apparent to the operator, both audibly and as an abrupt force drop on the test record. (In the brittle weld CCA specimen, a force
drop of 5050 % to 60 % has been found to indicate that a sufficient length of unstable fracturing has occurred.) After the event,
the operator should remove the force on the wedge to avoid further crack propagation.
8.4.10 If on subsequent loading cycles, it is observed that attempts to increase the opening displacement are accompanied by a
decrease in the applied wedge load, that is, stable tearing is occurring, it is unlikely that the specimen will exhibit rapid run-arrest
fracturing. It is recommended that under these circumstances, the test be discontinued. It may be helpful at this point to remachine
the specimen to remove the weld bead and the material ahead of the starter notch that has been subjected to plastic deformation.
A fresh starter notch can then be prepared and the specimen retested at a lower temperature (20 to 40°C (35 to 70°F)(20 °C to 40 °C
(35 °F to 70 °F) lower) in an attempt to obtain useful data from the specimen.
NOTE 5—A displacement limit beyond which the specimen is unlikely to give successful results can be estimated from the following equation:
1.50 σ W =B /B
YS N
@δ # 5 (3)
o limit
E f a /W
~ !
o
which is approximately twice the quantity calculated from (Eq 1).
NOTE 6—The quantity of material that must be removed from an unsuccessful specimen can be approximated by the radius of the plastic zone surrounding
the starter notch under plane strain conditions, and calculated from (K /σ ) /6π. A sufficient quantity of material must be machined out to remove any
o YS
stable tearing that may have occurred.
8.5 Marking the Arrested Crack:
8.5.1 The position of the arrested crack can be marked by heat tinting. Heating at temperatures in the range 260 to 370°C (500
to 700°F) for 10 260 °C to 370 °C (500 °F to 700 °F) for 10 min to 90 min has proved successful. Any time and temperature
combination that clearly marks the arrested crack front is acceptable. The appearance of heat tinting on freshly machined (or
ground and sanded) surfaces may provide a clue to the heat tinting progress on the fracture surfaces. If a fractographic examination
of the fracture surfaces is to be performed, the use of lower heat tinting temperatures or the marking of the arrested crack front
by means of fatigue may be desirable.
E1221 − 23
8.5.2 After marking the crack front the specimen is broken completely in two. This can usually be done with the wedging
apparatus used in testing the specimen. The breaking open of structural steel specimens is greatly facilitated by cooling them in
dry ice or liquid nitrogen.
8.6 Measurement of Arrested Crack Size:
8.6.1 The heat-tinted fracture surface should first be examined to determine whether it displays irregularities serious enough to
warrant exclusion of the test result. The occurrence of tunnelling, a failure to follow the side grooves on one or both sides, and
the presence of large, unbroken ligaments on the fracture surface are all behaviors that may give erroneous results for K . Annex
a
A1 provides more detailed information on this subject.
8.6.2 The average of three measurements defines the arrested crack size, a . These measurements are to be made on the heat-tinted
a
fracture surface, to within 1 %, at the following positions: at the center (mid-thickness) of the specimen, and midway between the
center and the bottom of the side groove on each side. Since crack front irregularities may make it difficult to determine the crack
length at the specified locations, it is suggested that the measurement be taken as a visual average across a strip of width, B /4,
N
centered at each measurement location. Examples of sample crack size determinations using this technique are also provided in
Annex A1.
NOTE 7—It is recommended that a photographic record of the heat-tinted fracture surface be made a part of the test report, particularly if there are any
unusual perturbations in the crack front contours. Descriptive comments may also be helpful.
9. Calculation and Interpretation of Results
9.1 Displacement Measurement:
9.1.1 From the autographic force-displacement record, several displacement values should be determined. Fig. 8 is a typical
force-displacement record for a specimen tested using sequential load-unload cycling that did not exhibit unstable cracking until
the fourth loading cycle. The required displacements are as follows:
9.1.1.1 (δ ) = displacement offset at the end of the first load cycle
p 1
= δ in Fig. 8;
R1
9.1.1.2 (δ ) = total displacement offset at the end of the (n − 1) cycle
p n−1
= total displacement offset at the start of the last cycle
= δ in Fig. 8;
R3
9.1.1.3 δ = displacement at the onset of unstable crack growth
o
= δ in Fig. 8;
P4
9.1.1.4 δ = displacement approximately 0.1 s after crack arrest
a
= δ in Fig. 8;
P5
9.1.1.5 δ − δ = rapid increase in crack opening that frequently
a o
accompanies the run-arrest event
FIG. 8 Wedge-Force Versus Crack-Mouth-Opening-Displace-
ment Record for a Specimen Tested Using Cyclic Loading Techniques, that Displayed Rapid Run-Arrest Fracturing on the Fourth Load-
ing Cycle
E1221 − 23
= δ − δ in Fig. 8.
P5 P4
NOTE 8—The preferred interpretation of δ is the opening displacement at about 2 ms after crack arrest. However, this measurement may not be possible
a
with the instrumentation used. This testing practice assumes that δ at about 100 ms after crack arrest does not differ significantly from δ at 2 ms.
a a
9.1.2 In the brittle weld CCA specimen, a force drop of 5050 % to 60 % has been found to indicate that a sufficient length of
unstable fracture has occurred and that δ is a usable arrest displacement value. See 9.3.2 and 9.3.4 for limitations on the length
a
of the run-arrest segment.
9.2 Calculation of K and K :
o Qa
9.2.1 Calculate K and K from the following:
o Qa
=B/B
N
K 5 E δ f ~x! MPa=m ~ksi=in. ! (4)
=W
where:
0.5
f x 5 12 x 0.748 2 2.176 x (5)
~ ! ~ ! ~
2 3 4
13.56 x 2 2.55x 10.62 x ) and
x = a/W.
9.2.2 The expression for f(x) used here is based on a curve fit to boundary value collocation results and an exact limit solution
(10). The curve fit is considered to be accurate within 1 % over the range 0.20 ≤ x ≤ 1, and is in close agreement with experimental
compliance results (11). Values of f(x) computed from (Eq 5) for various values of x are given in Table 1. The other terms in (Eq
4) are as follows:
E = Young’s modulus, MPa (ksi),
a = initial slot size, a , or final crack size, a , as determined in 8.6, m (in.),
o a
W = specimen width, m (in.),
B = specimen thickness as shown in Fig. 5, m (in.),
B = specimen thickness at crack plane as shown in Fig. 5, m (in.), and
N
B = net thickness as shown in Fig. 5, m (in.), and
N
δ = crack mouth opening displacement, m (in.).
9.2.3 To calculate K , use a = a and δ = d . To calculate K , use a = a and δ = d . The quantities d and d are given as follows:
o o o a a a o a
TABLE 1 Values of f(x) for use in (Eq 4)
x f(x) x f(x) x f(x)
0.20 0.390 0.42 0.223 0.64 0.149
0.21 0.378 0.43 0.218 0.65 0.147
0.22 0.367 0.44 0.214 0.66 0.144
0.23 0.357 0.45 0.210 0.67 0.141
0.24 0.347 0.46 0.206 0.68 0.139
0.25 0.337 0.47 0.202 0.69 0.136
0.26 0.328 0.48 0.198 0.70 0.133
0.27 0.319 0.49 0.194 0.71 0.131
0.28 0.310 0.50 0.191 0.72 0.128
0.29 0.302 0.51 0.188 0.73 0.125
0.30 0.294 0.52 0.184 0.74 0.122
0.31 0.287 0.53 0.181 0.75 0.119
0.32 0.280 0.54 0.178 0.76 0.117
0.33 0.273 0.55 0.175 0.77 0.114
0.34 0.266 0.56 0.172 0.78 0.111
0.35 0.260 0.57 0.169 0.79 0.108
0.36 0.254 0.58 0.166 0.80 0.105
0.37 0.248 0.59 0.163 0.81 0.102
0.38 0.243 0.60 0.160 0.82 0.098
0.39 0.237 0.61 0.158 0.83 0.095
0.40 0.232 0.62 0.155 0.84 0.092
0.41 0.227 0.63 0.152 0.85 0.088
E1221 − 23
d 5δ 2 δ , and (6)
~ !
o o p
n21
d 5δ 2 δ ! 2 0.5@~δ ! 2 ~δ ! #10.5@δ 2δ # (7)
~
a o p p p a o
1 n21 1
50.5@δ 1δ 2 ~δ ! 2 ~δ ! # (8)
o a p 1 p n21
NOTE 9—The quantities in brackets in (Eq 7) both represent displacement components whose exact contribution to the energy available to drive the
running crack is unclear at the present time. The rationale for the selection of the premultiplier of 0.5 for each of these quantities is discussed in Ref (2).
(Eq 8) is simply a mathematical simplification of (Eq 7) and may be more convenient to use from a computational standpoint.
NOTE 10—If a rapid run-arrest event occurs on the first loading cycle, (Eq 8) should be used with (δ ) and (δ ) set equal to zero.
p n−1 p 1
9.3 Validity Requirements:
9.3.1 The value of K calculated from (Eq 4) can be considered a linear-elastic plane-strain value, K , provided the criteria
Qa Ia
described in 9.3.2 – 9.3.4 and summarized in Table 2 are satisfied. Comments on the adequacy of these requirements can be found
in Refs (2) and (12). It should also be pointed out that in some instances, the extrapolation of a combined set of test results,
including some which would be deemed invalid by these criteria, may be useful in predicting the behavior of large structures.
9.3.1.1 Use is made in the following of σ , a formal dynamic yield strength estimate for appropriate loading times at the test
Yd
temperature. For structural steels, it is being assumed here that σ is 205 MPa (30 ksi ) greater than the yield strength, σ ,
Yd YS
measured by Test Methods E8/E8M.
NOTE 11—The extremely high strain rates associated with yielding near the tip of a fast running crack and the abrupt nature of crack arrest suggest that
the true elevation of σ over σ should be much greater. The value of σ that is being used here is therefore thought to substantially underestimate
Yd YS Yd
the actual effective resistance to plastic flow at crack arrest (12).
9.3.2 The unbroken ligament, W − a , must equal or exceed both 0.15W and 1.25 (K /σ ) .
a Qa Yd
9.3.3 The thickness, B, must equal or exceed 1.0 (K /σ ) .
Qa Yd
9.3.4 The minimum crack jump, a − a , must be at least twice the notch height, h, defined in Fig. 5, and greater than the
a o
plane-stress plastic zone radius associated with the initial loading, (K /σ ) /2π.
o YS
NOTE 12—If a duplex specimen is used, the alternative requirement is that the crack penetrate a distance equal to or greater than B into the test section.
N
10. Report
10.1 Report the following information:
10.1.1 Test Identification:
10.1.1.1 Date,
10.1.1.2 Specimen number, and
10.1.1.3 Crack plane orientation in accordance with Terminology E1823.
10.1.2 Material:
10.1.2.1 Material type,
TABLE 2 Summary of Criteria Used to Ensure That K is a
Qa
Linear Elastic, Plane-Strain Value
Feature Criterion
Unbroken ligament (A) W − a $ 0.15W
a
Unbroken ligament (B) W − a $ 1.25 (K /σ )
a a Yd
Thickness (C) B $ 1.0 (K /σ )
a Yd
Crack-jump length (D) a − a $ 2h
a o
Crack-jump length (E) a − a $ (K /σ ) /2π
a o o YS
E1221 − 23
10.1.2.2 Young’s modulus,
10.1.2.3 Yield strength (offset − 0.2 %) as determined by Test Methods E8/E8M, and
10.1.2.4 Dynamic yield strength used in 9.3.2 and 9.3.3.
10.1.3 Test Temperature:
10.1.4 Starter Notch:
10.1.4.1 Type of brittle weld, if any,
10.1.4.2 Notch height, h, and
10.1.4.3 Notch root radius, ρ.
10.1.5 Specimen Dimensions:
10.1.5.1 Specimen thickness, B,
10.1.5.2 Specimen thickness at crack plane, Net thickness, B ,
N
10.1.5.3 Thickness ratio, B /B, and
N
10.1.5.4 Width, W.
10.1.6 Crack Size Measurements:
10.1.6.1 Method used for marking the arrested crack front,
10.1.6.2 Crack size at machined notch, a , and
o
10.1.6.3 Crack size at arrest,
(1) At mid-thickness, a ,
(2) At ⁄4 points of net thickness, a and a , and
1 3
(3) Average crack size at arrest, a = (a + a + a )/3.
a 1 2 3
10.1.7 Test Record:
10.1.7.1 Force and displacement records and associated calculations,
10.1.7.2 First cycle limiting displacement, [(δ ) ] ,
o 1 max
10.1.7.3 Opening displacement increment for subsequent cycles, (δ ) = 0.25 [(δ ) ] ,
o inc o 1 max
10.1.7.4 Number of load/unload cycles, n,
10.1.7.5 Displacements measured from force-displacement records,
(1) Displacement offset at end of first loading cycle, (δ ) ,
p 1
(2) Total displacement offset accumulated prior to start of last loading cycle, (δ ) ,
p n−1
(3) Displacement at onset of unstable crack growth, δ ,
o
(4) Displacement at crack arrest, δ , and
a
(5) Displacement increase accompanying the run-arrest event, δ − δ ,
a o
10.1.7.6 Displacements used to calculate K and K ,
o Qa
(1) Displacement used to calculate K , d according to Eq 6
o 0
(2) Displacement used to calculate K , d according to Eq 7 or Eq 8.
a 0
E1221 − 23
10.1.7.7 Force drop as a percentage of P .
max
10.1.8 Calculated Values of K— and K (K ):
o Qa Ia
10.1.8.1 K— , and
o
10.1.8.2 K (K ) .
Qa Ia
10.1.9 Validity Requirements (see Table 2):
10.1.9.1 Uncracked ligament length,
(1) Compared to 0.15W, and
(2) Compared to 1.25 (K /σ ) ,
Qa Yd
10.1.9.2 Thickness, compared to 1.0 (K /σ ) ,
Qa Yd
10.1.9.3 Crack jump length,
(1) Compared to 2N, and
(2) Compared to (K /σ ) /2π.
o YS
10.1.10 Photographic Record of Fracture Surfaces and Descriptive Comments (Optional):
11. Precision and Bias
11.1 Precision:
11.1.1 The precision of a K determination by this test method is a function of the precision and bias of the various measurements
Ia
of linear dimensions of the specimen and testing fixtures, the precision of the displacement measurements, the precision and bias
of the recording devices used to produce the force displacement record, and the precision and bias of the measurements of the
arrested crack size. It is not possible to make meaningful statements concerning precision and bias for all of these measurements.
However, it is possible to derive useful information concerning the precision of a K measurement in a global sense from the
Ia
results of an interlaboratory round-robin test program that was conducted to evaluate the originally proposed test method on which
this test method is based (2).
11.1.2 The results from this program are summarized in Table 3. It should be appreciated that the measures of precision shown
TABLE 3 Grand Means and Standard Deviations for K for
Ia
Three Steels as Obtained From a Large Interlaboratory
A
Round Robin Test Program
B C D D
Material Tested A514 A588 A533B A533B
Test Temperature −30°C −30°C 10°C 25°C
Test Temperature −30 °C −30 °C 10 °C 25 °C
No. of Test Results 12 40 30 28
88.4 61.5 78.2 83.4
Mean K , MPa m
Ia œ
Standard Deviation, 10.2 6.4 9.7 10.6
(12 %) (10 %) (12 %) (13 %)
MPa m and percent
œ
A
A total of 21 laboratories reported test results from the program.
B
Specimens were cut from 50.8 mm (2-in.) thick rolled plate and tested full
thickness in an L-T orientation; σ = 890 MPa (129 ksi); NDT = −50°C
YS
(−58°F);NDT = −50 °C (−58 °F); RT = −12°C (10°F = −12 °C (10 °F ).
NDT
C
Specimens were cut from 50.8-mm (2-in.)50.8 mm (2 in.) thick rolled plate and
tested full thickness in an L-T orientation; σ = 330 MPa (48 ksi); NDT = −10°C
YS
(14°F);NDT = −10 °C (14 °F); RT = −9°C (16°F = −9 °C (16 °F ).
NDT
D
Specimens of 50.8-mm (2-in.)50.8 mm (2 in.) thickness were cut from 254mm
(10-in.)254 mm (10 in.) thick rolled plate and tested in an L-S orientation;
σ = 480 MPa (70 ksi); NDT = −12°C (10°F);NDT = −12 °C (10 °F);
YS
RT = −2°C (28°F). = −2 °C (28 °F).
NDT
Information on K round-robin data and the round-robin program is available in Ref (2), a copy of which is available from ASTM Headquarters. Request RR:E8-1003.
Ia
E1221 − 23
in Table 3 apply to tests conducted with materials that exhibit strong transitional behavior in terms of temperature. A larger degree
of scatter in K measurements could therefore be expected in tests conducted higher in the transition range, although the coefficient
Ia
of variation appears to be temperature insensitive for some materials (6). The materials tested also exhibit significant
inhomogeneity, and a size effect may be apparent when testing specimens of different sizes, with tests on smaller specimens being
characterized by larger scatter than tests on larger specimens.
11.2 Bias—There is no accepted standard value for the plane-strain crack-arrest fracture toughness of any material. In the absence
of such a true value, any statement concerning bias is not meaningful.
ANNEX
(Mandatory Information)
A1. GUIDELINES FOR ASSESSING FRACTURE SURFACE ACCEPTABILITY AND PROCEDURES FOR
DETERMINING THE ARRESTED CRACK SIZE
A1.1 Introduction:
A1.1.1 The idealized fracture surface of a crack arrest specimen is flat, continuous, and straight-fronted. This idealization can be
closely approached in practice, as evidenced by Fig. A1.1 and Fig. A1.2. However, the fracture surfaces of crack-arrest specimens
can be complicated by features that, when present in excess, can lead to questionable results for the crack-arrest fracture toughness
of the material being tested. This annex provides guidelines for identifying, from the fracture surface appearance, test results that
are probably not representative of the bulk of the material being tested. It also provides guidelines for determining the arrested
crack size, a , for a specimen with an irregular crack front.
a
A1.1.2 Deviations from the ideal fracture surface appearance generally fall into three broad categories. These are: the presence
of remaining ligaments, a lack of crack front straightness, and crack propagation out of the plane of the side grooves. The extent
to which one or more of these behaviors can occur without adversely affecting the test result cannot be easily quantified at the
present time. The purpose of this annex is to provide a basis for the decision-making process that is required in assessing fracture
surface acceptability and it is intended to serve as a set of guidelines for the personnel involved in obtaining crack-arrest toughness
data.
A1.1.3 The final decision as to which fracture surfaces will be classified as unacceptable presently rests primarily on the judgment
of the individual (or individuals) performing and evaluating the test. This judgement should be based on experience, or on some
knowledge of what is representative for the partic
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