SIST EN 62325-451-3:2014

SLOVENSKI STANDARD
01-december-2014
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Framework for energy market communications - Part 451-3: Transmission capacity
allocation business process (explicit or implicit auction) and contextual models for
European market
Cadre pour les communications pour le marché de l'énergie - Partie 451-3: Processus
métier d'attribution de la capacité de transport (vente aux enchères explicite ou implicite)
et modèles contextuels pour le marché européen
Ta slovenski standard je istoveten z: EN 62325-451-3:2014
ICS:
29.240.30 Krmilna oprema za Control equipment for electric
elektroenergetske sisteme power systems
33.200 Daljinsko krmiljenje, daljinske Telecontrol. Telemetering
meritve (telemetrija)
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD EN 62325-451-3

NORME EUROPÉENNE
EUROPÄISCHE NORM
October 2014
ICS 33.200
English Version
Framework for energy market communications - Part 451-3:
Transmission capacity allocation business process (explicit or
implicit auction) and contextual models for European market
(IEC 62325-451-3:2014)
Cadre pour les communications pour le marché de l'énergie - Kommunikation im Energiemarkt - Teil 451-3:
Partie 451-3: Processus métier d'attribution de la capacité de Geschäftsprozess für die Übertragungskapazitäts-Zuteilung
transport (vente aux enchères explicite ou implicite) et (explizite oder implizite Auktion) und kontextbezogene
modèles contextuels pour le marché européen Modelle für den europäischen Markt
(CEI 62325-451-3:2014) (IEC 62325-451-3:2014)
This European Standard was approved by CENELEC on 2014-08-13. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.

European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2014 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
Ref. No. EN 62325-451-3:2014 E

Foreword
The text of document 57/1457/FDIS, future edition 1 of IEC 62325-451-3, prepared by IEC/TC 57
"Power systems management and associated information exchange" was submitted to the IEC-
CENELEC parallel vote and approved by CENELEC as EN 62325-451-3:2014.
The following dates are fixed:
– latest date by which the document has to be implemented at (dop) 2015-05-13
national level by publication of an identical national
standard or by endorsement
– latest date by which the national standards conflicting with (dow) 2017-08-13
the document have to be withdrawn

Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC [and/or CEN] shall not be held responsible for identifying any or all such
patent rights.
Endorsement notice
The text of the International Standard IEC 62325-451-3:2014 was approved by CENELEC as a
European Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 61968-11 NOTE Harmonized as EN 61968-11.
IEC 61970-301 NOTE Harmonized as EN 61970-301.
IEC 62325-301 NOTE Harmonized as EN 62325-301.

- 3 - EN 62325-451-3:2014
Annex ZA
(normative)
Normative references to international publications
with their corresponding European publications
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
NOTE 1 When an International Publication has been modified by common modifications, indicated by (mod),
the relevant EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is
available here: www.cenelec.eu.

Publication Year Title EN/HD Year
IEC 62325-351 -  Framework for energy market EN 62325-351 -
communications -
Part 351: CIM European market model
exchange profile
IEC 62325-450 2013 Framework for energy market EN 62325-450 2013
communications -
Part 450: Profile and context modelling
rules
IEC 62325-451-1 -  Framework for energy market EN 62325-451-1 -
communications -
Part 451-1: Acknowledgement business
process and contextual model for CIM
European market
IEC 62325-451-2 -  Framework for energy market EN 62325-451-2 -
communications -
Part 451-2: Scheduling business process
and contextual models for European
market
1)
IEC 62361-100 - Power systems management and - -
associated information exchange -
Interoperability in the long term -
Part 100: Naming and design rules for CIM
profiles to XML schema mapping

1)
At draft stage.
IEC 62325-451-3 ®
Edition 1.0 2014-07
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
colour
inside
Framework for energy market communications –

Part 451-3: Transmission capacity allocation business process (explicit or

implicit auction) and contextual models for European market

Cadre pour les communications pour le marché de l’énergie –

Partie 451-3: Processus métier d’attribution de la capacité de transport (vente

aux enchères explicite ou implicite) et modèles contextuels pour le marché

européen
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
PRICE CODE
INTERNATIONALE
CODE PRIX XH
ICS 33.200 ISBN 978-2-8322-1677-4

– 2 – IEC 62325-451-3:2014 © IEC 2014
CONTENTS
FOREWORD . 14
INTRODUCTION . 16
1 Scope . 17
2 Normative references . 17
3 Terms and definitions . 18
4 Document contextual model and message assembly model basic concepts . 20
4.1 Overview . 20
4.2 European style market package (ESMP) structure . 22
4.3 From the European style market profile to the document contextual model . 23
4.4 From the document contextual model to the message assembly model . 23
4.5 From the assembly model to the XML schema . 23
5 The transmission capacity allocation business process . 23
5.1 Overall business context . 23
5.2 Establish offered capacity process . 25
5.3 Explicit auction process . 26
5.3.1 Overview of explicit auction process . 26
5.3.2 Bid and allocate capacity . 26
5.3.3 Publish auction results . 27
5.3.4 Trade and negotiate allocated capacity . 27
5.3.5 Capacity rights resale . 28
5.3.6 Possibility of curtailment of allocated capacity . 28
5.3.7 Designate interconnection trade responsible for nomination . 28
5.3.8 Nominate use of border capacity . 29
5.3.9 Validate nominations . 29
5.4 Implicit auction process . 29
5.4.1 Overview implicit auction process . 29
5.4.2 Submit bids and offers to local exchange . 30
5.4.3 Implicit auction . 30
5.4.4 Publish exchange results . 30
5.4.5 Publish trade results . 30
5.5 Business rules for the transmission capacity allocation process . 31
5.5.1 General rules . 31
5.5.2 Rules governing the Bid_MarketDocument. 31
5.5.3 Rules governing the Capacity_MarketDocument . 32
5.5.4 Rules governing the AllocationResult_MarketDocument. 32
5.5.5 Rules governing the TotalAllocationResult_MarketDocument . 33
5.5.6 Rules governing the Rights_MarketDocument . 33
6 Contextual and assembly models . 35
6.1 Bid contextual model . 35
6.1.1 Overview of the model . 35
6.1.2 IsBasedOn relationships from the European style market profile . 36
6.1.3 Detailed Bid contextual model . 36
6.2 Bid assembly model . 43
6.2.1 Overview of the model . 43
6.2.2 IsBasedOn relationships from the European style market profile . 44
6.2.3 Detailed Bid assembly model . 44

IEC 62325-451-3:2014 © IEC 2014 – 3 –
6.3 Capacity auction specification contextual model . 48
6.3.1 Overview of the model . 48
6.3.2 IsBasedOn relationships from the European style market profile . 49
6.3.3 Detailed Capacity auction specification contextual model . 49
6.4 Capacity auction specification assembly model . 59
6.4.1 Overview of the model . 59
6.4.2 IsBasedOn relationships from the European style market profile . 60
6.4.3 Detailed Capacity auction specification assembly model . 60
6.5 Capacity contextual model . 67
6.5.1 Overview of the model . 67
6.5.2 IsBasedOn relationships from the European style market profile . 68
6.5.3 Detailed Capacity contextual model . 68
6.6 Capacity assembly model . 75
6.6.1 Overview of the model . 75
6.6.2 IsBasedOn relationships from the European style market profile . 76
6.6.3 Detailed Capacity assembly model . 76
6.7 Allocation result contextual model . 80
6.7.1 Overview of the model . 80
6.7.2 IsBasedOn relationships from the European style market profile . 81
6.7.3 Detailed Allocation result contextual model . 81
6.8 Allocation result assembly model . 90
6.8.1 Overview of the model . 90
6.8.2 IsBasedOn relationships from the European style market profile . 92
6.8.3 Detailed Allocation result assembly model . 92
6.9 Total allocation result contextual model . 97
6.9.1 Overview of the model . 97
6.9.2 IsBasedOn relationships from the European style market profile . 98
6.9.3 Detailed Total allocation result contextual model . 99
6.10 Total allocation result assembly model . 109
6.10.1 Overview of the model . 109
6.10.2 IsBasedOn relationships from the European style market profile . 109
6.10.3 Detailed Total allocation result assembly model . 110
6.11 Implicit auction result contextual model . 117
6.11.1 Overview of the model . 117
6.11.2 IsBasedOn relationships from the European style market profile . 118
6.11.3 Detailed Implicit auction result contextual model . 118
6.12 Implicit auction result assembly model . 126
6.12.1 Overview of the model . 126
6.12.2 IsBasedOn relationships from the European style market profile . 127
6.12.3 Detailed Implicit auction result assembly model . 127
6.13 Publication contextual model . 132
6.13.1 Overview of the model . 132
6.13.2 IsBasedOn relationships from the European style market profile . 133
6.13.3 Detailed Publication contextual model . 133
6.14 Publication assembly model . 142
6.14.1 Overview of the model . 142
6.14.2 IsBasedOn relationships from the European style market profile . 143
6.14.3 Detailed Publication assembly model . 143
6.15 Rights contextual model . 148

– 4 – IEC 62325-451-3:2014 © IEC 2014
6.15.1 Overview of the model . 148
6.15.2 IsBasedOn relationships from the European style market profile . 149
6.15.3 Detailed Rights contextual model . 150
6.16 Rights assembly model . 159
6.16.1 Overview of the model . 159
6.16.2 IsBasedOn relationships from the European style market profile . 160
6.16.3 Detailed Rights assembly model . 160
7 XML schema. 165
7.1 XML schema URN Namespace rules . 165
7.2 Code list URN namespace rules . 165
7.3 URI rules for model documentation . 166
7.3.1 Datatype . 166
7.3.2 Class . 166
7.3.3 Attribute. 166
7.3.4 Association end role name . 167
7.4 Bid_MarketDocument schema . 168
7.4.1 Schema Structure . 168
7.4.2 Schema description . 169
7.5 CapacityAuctionSpecification_MarketDocument schema . 174
7.5.1 Schema Structure . 174
7.5.2 Schema description . 176
7.6 Capacity_MarketDocument schema . 181
7.6.1 Schema Structure . 181
7.6.2 Schema description . 183
7.7 AllocationResult_MarketDocument schema . 188
7.7.1 Schema Structure . 188
7.7.2 Schema description . 190
7.8 TotalAllocationResult_MarketDocument schema . 195
7.8.1 Schema Structure . 195
7.8.2 Schema description . 197
7.9 ImplicitAuctionResult_MarketDocument schema . 202
7.9.1 Schema Structure . 202
7.9.2 Schema description . 204
7.10 Publication_MarketDocument schema . 208
7.10.1 Schema Structure . 208
7.10.2 Schema description . 210
7.11 Rights_MarketDocument schema . 215
7.11.1 Schema Structure . 215
7.11.2 Schema description . 217
Bibliography . 222

Figure 1 – IEC 623235-450 modelling framework . 21
Figure 2 – Overview of European style market profile dependency. 22
Figure 3 – Use case of the transmission capacity allocation process . 25
Figure 4 – Establish offered capacity overview. 26
Figure 5 – Auction capacity . 27
Figure 6 – Transfer and curtailment . 28
Figure 7 – Nomination of capacity rights . 29

IEC 62325-451-3:2014 © IEC 2014 – 5 –
Figure 8 – Implicit auction overview . 31
Figure 9 – Bid contextual model . 35
Figure 10 – Bid assembly model . 43
Figure 11 – Capacity auction specification contextual model . 48
Figure 12 – Capacity auction specification assembly model . 59
Figure 13 – Capacity contextual model . 67
Figure 14 – Capacity assembly model . 75
Figure 15 – Allocation result contextual model . 80
Figure 16 – Allocation result assembly model . 91
Figure 17 – Total allocation result contextual model . 98
Figure 18 – Total allocation result assembly model . 109
Figure 19 – Implicit auction result contextual model . 117
Figure 20 – Implicit auction result assembly model . 126
Figure 21 – Publication contextual model . 132
Figure 22 – Publication assembly model . 142
Figure 23 – Rights contextual model . 149
Figure 24 – Rights assembly model . 159
Figure 25 – Bid_MarketDocument XML schema structure – 1/2 . 168
Figure 26 – Bid_MarketDocument XML schema structure – 2/2 . 169
Figure 27 – CapacityAuctionSpecification_MarketDocument XML schema structure – 1/2 . 174
Figure 28 – CapacityAuctionSpecification_MarketDocument XML schema structure – 2/2 . 175
Figure 29 – Capacity_MarketDocument XML schema structure – 1/2 . 182
Figure 30 – Capacity_MarketDocument XML schema structure – 2/2 . 183
Figure 31 – AllocationResult_MarketDocument XML schema structure – 1/2 . 188
Figure 32 – AllocationResult_MarketDocument XML schema structure – 2/2 . 189
Figure 33 – TotalAllocationResult_MarketDocument XML schema structure – 1/2 . 195
Figure 34 – TotalAllocationResult_MarketDocument XML schema structure – 2/2 . 196
Figure 35 – ImplicitAuctionResult_MarketDocument XML schema structure – 1/2 . 202
Figure 36 – ImplicitAuctionResult_MarketDocument XML schema structure – 2/2 . 203
Figure 37 – Publication_MarketDocument XML schema structure – 1/2 . 208
Figure 38 – Publication_MarketDocument XML schema structure – 2/2 . 209
Figure 39 – Rights_MarketDocument XML schema structure – 1/2 . 215
Figure 40 – Rights_MarketDocument XML schema structure – 2/2 . 216

Table 1 – Bid indicators dependency . 32
Table 2 – Rights_MarketDocument dependency table . 34
Table 3 – IsBasedOn dependency . 36
Table 4 – Attributes of Bid contextual model::Bid_MarketDocument . 36
Table 5 – Association ends of Bid contextual model:: Bid_MarketDocument with other
classes . 37
Table 6 – Attributes of Bid contextual model::Auction . 37
Table 7 – Attributes of Bid contextual model::BidTimeSeries . 38
Table 8 – Association ends of Bid contextual model:: BidTimeSeries with other classes . 38

– 6 – IEC 62325-451-3:2014 © IEC 2014
Table 9 – Attributes of Bid contextual model::Currency_Unit . 39
Table 10 – Attributes of Bid contextual model::Domain . 39
Table 11 – Attributes of Bid contextual model::MarketParticipant . 39
Table 12 – Association ends of Bid contextual model:: MarketParticipant with other
classes . 40
Table 13 – Attributes of Bid contextual model::MarketRole. 40
Table 14 – Attributes of Bid contextual model::Measure_Unit . 40
Table 15 – Attributes of Bid contextual model::Point . 41
Table 16 – Association ends of Bid contextual model::Point with other classes . 41
Table 17 – Attributes of Bid contextual model::Price . 41
Table 18 – Attributes of Bid contextual model::Series_Period . 41
Table 19 – Association ends of Bid contextual model::Series_Period with other classes . 42
Table 20 – Attributes of Bid contextual model::Time_Period . 42
Table 21 – IsBasedOn dependency . 44
Table 22 – Attributes of Bid assembly model::Bid_MarketDocument . 45
Table 23 – Association ends of Bid assembly model:: Bid_MarketDocument with other
classes . 45
Table 24 – Attributes of Bid assembly model::BidTimeSeries . 46
Table 25 – Association ends of Bid assembly model:: BidTimeSeries with other classes . 46
Table 26 – Attributes of Bid assembly model::Point . 47
Table 27 – Attributes of Bid assembly model::Series_Period . 47
Table 28 – Association ends of Bid assembly model::Series_Period with other classes . 47
Table 29 – IsBasedOn dependency . 49
Table 30 – Attributes of Capacity auction specification contextual
model::CapacityAuctionSpecification_MarketDocument . 50
Table 31 – Association ends of Capacity auction specification contextual
model::CapacityAuctionSpecification_MarketDocument with other classes . 50
Table 32 – Attributes of Capacity auction specification contextual
model::AttributeInstanceComponent . 51
Table 33 – Attributes of Capacity auction specification contextual model::Auction . 51
Table 34 – Attributes of Capacity auction specification contextual
model::Auction_TimeSeries . 52
Table 35 – Association ends of Capacity auction specification contextual
model::Auction_TimeSeries with other classes . 52
Table 36 – Attributes of Capacity auction specification contextual
model::Contract_MarketAgreement . 54
Table 37 – Attributes of Capacity auction specification contextual
model::Currency_Unit . 54
Table 38 – Attributes of Capacity auction specification contextual
model::Date_MarketAgreement . 55
Table 39 – Attributes of Capacity auction specification contextual model::Domain . 55
Table 40 – Attributes of Capacity auction specification contextual
model::MarketParticipant . 55
Table 41 – Association ends of Capacity auction specification contextual
model::MarketParticipant with other classes . 55
Table 42 – Attributes of Capacity auction specification contextual model::MarketRole . 56
Table 43 – Attributes of Capacity auction specification contextual model::Measure_Unit . 56

IEC 62325-451-3:2014 © IEC 2014 – 7 –
Table 44 – Attributes of Capacity auction specification contextual model::Point . 56
Table 45 – Attributes of Capacity auction specification contextual model::Process . 57
Table 46 – Attributes of Capacity auction specification contextual model::Reason . 57
Table 47 – Attributes of Capacity auction specification contextual
model::RightsCharacteristics_Auction . 57
Table 48 – Attributes of Capacity auction specification contextual
model::Series_Period . 58
Table 49 – Association ends of Capacity auction specification contextual
model::Series_Period with other classes . 58
Table 50 – Attributes of Capacity auction specification contextual model::Time_Period. 58
Table 51 – IsBasedOn dependency . 60
Table 52 – Attributes of Capacity auction specification assembly
model::CapacityAuctionSpecification_MarketDocument . 61
Table 53 – Association ends of Capacity auction specification assembly
model::CapacityAuctionSpecification_MarketDocument with other classes . 61
Table 54 – Attributes of Capacity auction specification assembly
model::AttributeInstanceComponent . 62
Table 55 – Attributes of Capacity auction specification assembly
model::Auction_TimeSeries . 62
Table 56 – Association ends of Capacity auction specification assembly
model::Auction_TimeSeries with other classes . 65
Table 57 – Attributes of Capacity auction specification assembly model::Point . 65
Table 58 – Attributes of Capacity auction specification assembly model::Reason . 66
Table 59 – Attributes of Capacity auction specification assembly
model::RightsCharacteristics_Auction . 66
Table 60 – Attributes of Capacity auction specification assembly model::Series_Period . 66
Table 61 – Association ends of Capacity auction specification assembly
model::Series_Period with other classes . 66
Table 62 – IsBasedOn dependency . 68
Table 63 – Attributes of Capacity contextual model::Capacity_MarketDocument . 68
Table 64 – Association ends of Capacity contextual model:: Capacity_MarketDocument
with other classes . 69
Table 65 – Attributes of Capacity contextual model::Auction . 69
Table 66 – Attributes of Capacity contextual model::Domain . 70
Table 67 – Attributes of Capacity contextual model::MarketParticipant . 70
Table 68 – Association ends of Capacity contextual model:: MarketParticipant with
other classes . 70
Table 69 – Attributes of Capacity contextual model::MarketRole . 71
Table 70 – Attributes of Capacity contextual model::Measure_Unit . 71
Table 71 – Attributes of Capacity contextual model::Point . 71
Table 72 – Association ends of Capacity contextual model::Point with other classes . 71
Table 73 – Attributes of Capacity contextual model::Process . 72
Table 74 – Attributes of Capacity contextual model::Reason . 72
Table 75 – Attributes of Capacity contextual model::Series_Period . 72
Table 76 – Association ends of Capacity contextual model:: Series_Period with other
classes . 73
Table 77 – Attributes of Capacity contextual model::Time_Period . 73

– 8 – IEC 62325-451-3:2014 © IEC 2014
Table 78 – Attributes of Capacity contextual model::TimeSeries . 73
Table 79 – Association ends of Capacity contextual model:: TimeSeries with other
classes . 74
Table 80 – IsBasedOn dependency . 76
Table 81 – Attributes of Capacity assembly model::Capacity_MarketDocument . 76
Table 82 – Association ends of Capacity assembly model:: Capacity_MarketDocument
with other classes . 77
Table 83 – Attributes of Capacity assembly model::Point . 77
Table 84 – Association ends of Capacity assembly model::Point with other classes . 78
Table 85 – Attributes of Capacity assembly model::Reason . 78
Table 86 – Attributes of Capacity assembly model::Series_Period . 78
Table 87 – Association ends of Capacity assembly model:: Series_Period with other
classes . 78
Table 88 – Attributes of Capacity assembly model::TimeSeries . 79
Table 89 – Association ends of Capacity assembly model:: TimeSeries with other
classes . 79
Table 90 – IsBasedOn dependency . 81
Table 91 – Attributes of Allocation result contextual
model::AllocationResult_MarketDocument . 82
Table 92 – Association ends of Allocation result contextual
model::AllocationResult_MarketDocument with other classes . 82
Table 93 – Attributes of Allocation result contextual model::Auction . 83
Table 94 – Attributes of Allocation result contextual
model::BidDocument_MarketDocument . 83
Table 95 – Association ends of Allocation result contextual
model::BidDocument_MarketDocument with other classes . 84
Table 96 – Attributes of Allocation result contextual model::BidTimeSeries . 84
Table 97 – Attributes of Allocation result contextual model::
Contract_MarketAgreement . 84
Table 98 – Attributes of Allocation result contextual model::Currency_Unit . 85
Table 99 – Attributes of Allocation result contextual model::Domain . 85
Table 100 – Attributes of Allocation result contextual model::MarketParticipant . 85
Table 101 – Association ends of Allocation result contextual model:: MarketParticipant
with other classes . 85
Table 102 – Attributes of Allocation result contextual model::MarketRole . 86
Table 103 – Attributes of Allocation result contextual model::Measure_Unit . 86
Table 104 – Attributes of Allocation result contextual model::Point . 86
Table 105 – Association ends of Allocation result contextual model::Point with other
classes . 87
Table 106 – Attributes of Allocation result contextual model::Price . 87
Table 107 – Attributes of Allocation result contextual model::Reason . 87
Table 108 – Attributes of Allocation result contextual model::Series_Period . 88
Table 109 – Association ends of Allocation result contextual model::Series_Period
with other classes . 88
Table 110 – Attributes of Allocation result contextual model::Time_Period . 88
Table 111 – Attributes of Allocation result contextual model::TimeSeries . 89

IEC 62325-451-3:2014 © IEC 2014 – 9 –
Table 112 – Association ends of Allocation result contextual model::TimeSeries with
other classes . 89
Table 113 – IsBasedOn dependency . 92
Table 114 – Attributes of Allocation result assembly
model::AllocationResult_MarketDocument . 93
Table 115 – Association ends of Allocation result assembly
model::AllocationResult_MarketDocument with other classes . 94
Table 116 – Attributes of Allocation result assembly model::Point . 94
Table 117 – Association ends o
...