ETSI EN 300 440-2 V1.3.1 (2009-03)

ETSI EN 300 440-2 V1.3.1 (2009-03)
Harmonized European Standard (Telecommunications series)

Electromagnetic compatibility
and Radio spectrum Matters (ERM);
Short range devices;
Radio equipment to be used
in the 1 GHz to 40 GHz frequency range;
Part 2: Harmonized EN covering essential requirements
of article 3.2 of the R&TTE Directive

---------------------- Page: 1 ----------------------
2 ETSI EN 300 440-2 V1.3.1 (2009-03)



Reference
REN/ERM-TG28-0426-2
Keywords
radio, regulation, SRD, testing
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00  Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
Individual copies of the present document can be downloaded from:
http://www.etsi.org
The present document may be made available in more than one electronic version or in print. In any case of existing or
perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
http://portal.etsi.org/tb/status/status.asp
If you find errors in the present document, please send your comment to one of the following services:
http://portal.etsi.org/chaircor/ETSI_support.asp
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2009.
All rights reserved.

TM TM TM TM
DECT , PLUGTESTS , UMTS , TIPHON , the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
LTE™ is a Trade Mark of ETSI currently being registered
for the benefit of its Members and of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI

---------------------- Page: 2 ----------------------
3 ETSI EN 300 440-2 V1.3.1 (2009-03)
Contents
Intellectual Property Rights . 5
Foreword . 5
Introduction . 5
1 Scope . 6
2 References . 7
2.1 Normative references . 7
2.2 Informative references . 7
3 Definitions, symbols and abbreviations . 8
3.1 Definitions . 8
3.2 Symbols . 8
3.3 Abbreviations . 8
4 Technical requirements specifications . 8
4.1 Environmental profile . 8
4.2 Conformance requirements . 8
4.2.1 Transmitter requirements . 8
4.2.1.1 Equivalent isotropically radiated power . 8
4.2.1.2 Permitted range of operating frequencies . 9
4.2.1.3 Unwanted emissions in the spurious domain . 9
4.2.1.4 Duty cycle . 9
4.2.2 Receiver requirements . 9
4.2.2.1 Adjacent channel selectivity. 9
4.2.2.2 Blocking or desensitization . 9
4.2.2.3 Spurious radiations . 9
4.2.3 2,45 GHz RFID systems . 9
4.2.4 GBSAR systems . 9
4.2.4.1 Effective radiated power . 9
4.2.4.2 Permitted range of operating frequencies . 10
4.2.4.3 DAA threshold . 10
4.2.4.3.1 DAA timing parameters. 10
4.2.4.4 Antenna pattern . 10
4.2.4.5 Unwanted emissions in the spurious domain . 10
5 Testing for compliance with technical requirements . 10
5.1 Description of testing for compliance with technical requirements . 10
5.1.1 Environmental conditions for testing . 10
5.1.1.1 Normal and extreme test-conditions. 11
5.1.1.2 Test power source . 11
5.1.2 Choice of samples for test suites . 11
5.2 Interpretation of the measurement results . 11
5.3 Essential transmitter test suites . 11
5.3.1 Equivalent isotropically radiated power . 11
5.3.2 Permitted range of operation frequencies . 11
5.3.3 Unwanted emissions in the spurious domain . 12
5.4 Essential receiver test suites . 12
5.4.1 Adjacent channel selectivity . 12
5.4.2 Blocking or desensitization . 12
5.4.3 Spurious radiations . 12
5.5 Tests for RFID systems at 2,45 GHz . 12
5.6 Tests for GBSAR systems . 12
5.6.1 Effective radiated power . 12
5.6.2 Permitted range of operating frequencies . 12
5.6.3 DAA threshold . 12
5.6.4 DAA timing parameters . 13
5.6.4.1 Minimum listen time . 13
ETSI

---------------------- Page: 3 ----------------------
4 ETSI EN 300 440-2 V1.3.1 (2009-03)
5.6.4.2 Minimum listen time after detection . 13
5.6.4.3 Maximum transmitter on-time . 13
5.6.4.4 Minimum transmitter off-time . 13
5.6.5 Antenna pattern . 13
5.6.6 Unwanted emissions in the spurious domain . 13
Annex A (normative): HS Requirements and conformance Test specifications Table (HS-
RTT) . 14
Annex B (informative): The EN title in the official languages . 16
History . 17

ETSI

---------------------- Page: 4 ----------------------
5 ETSI EN 300 440-2 V1.3.1 (2009-03)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Harmonized European Standard (Telecommunications series) has been produced by ETSI Technical Committee
Electromagnetic compatibility and Radio spectrum Matters (ERM).
The present document includes improvements to the previous version of the standard that take advantage of technical
developments within the SRD industry. In particular this includes optional features such as Listen Before Talk (LBT)
and Detect And Avoid (DAA).
The present document has been produced by ETSI in response to a mandate from the European Commission issued
under Council Directive 98/34/EC (as amended) [i.1] laying down a procedure for the provision of information in the
field of technical standards and regulations.
The present document is intended to become a Harmonized Standard, the reference of which will be published in the
Official Journal of the European Communities referencing the Directive 1999/5/EC [i.2] of the European Parliament
and of the Council of 9 March 1999 on radio equipment and telecommunications terminal equipment and the mutual
recognition of their conformity ("the R&TTE Directive").
Technical specifications relevant to Directive 1999/5/EC [i.2] are given in annex A.
The present document is part 2 of a multi-part deliverable covering Electromagnetic compatibility and Radio spectrum
Matters (ERM); Short range devices; Radio equipment to be used in the 1 GHz to 40 GHz frequency range, as identified
below:
Part 1: "Technical characteristics and test methods";
Part 2: "Harmonized EN covering essential requirements of article 3.2 of the R&TTE Directive".

National transposition dates
Date of adoption of this EN: 18 March 2009
Date of latest announcement of this EN (doa): 30 June 2009
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 31 December 2009
Date of withdrawal of any conflicting National Standard (dow): 31 December 2010

Introduction
The present document is part of a set of standards developed by ETSI and is designed to fit in a modular structure to
cover all radio and telecommunications terminal equipment within the scope of the R&TTE Directive [i.2]. The
modular structure is shown in EG 201 399 [i.4].
ETSI

---------------------- Page: 5 ----------------------
6 ETSI EN 300 440-2 V1.3.1 (2009-03)
1 Scope
The present document applies to the following Short Range Device major equipment types:
1) Generic Short Range Devices, including alarms, telecommand, telemetry, data transmission in general, etc.;
2) Radio Frequency IDentification (RFID);
3) Radiodetermination, including detection, movement and alert applications.
These radio equipment types are capable of operating in the permitted frequency bands within the 1 GHz to 40 GHz
range as specified in table 1:
• either with a Radio Frequency (RF) output connection and dedicated antenna or with an integral antenna;
• for all types of modulation;
• with or without speech.
Table 1 shows a list of the frequency bands as designated by the European Commission Decisions on Short Range
Devices [i.6], [i.7] and the CEPT/ERC/REC 70-03 [i.3] as known at the date of publication of the present document.
Table 1: Short Range Devices within the 1 GHz to 40 GHz frequency band
Frequency Bands Applications Notes
Transmit and Receive 2 400 MHz to 2 483,5 MHz Generic use
Transmit and Receive 2 400 MHz to 2 483,5 MHz Detection, movement and alert
applications
Transmit and Receive (a) 2 446 MHz to 2 454 MHz RFID See annex C of EN 300 440-1 [1]
Transmit and Receive (b) 2 446 MHz to 2 454 MHz RFID See annex C of EN 300 440-1 [1]
Transmit and Receive 5 725 MHz to 5 875 MHz Generic use
Transmit and Receive 9 200 MHz to 9 500 MHz Radiodetermination:
radar, detection, movement
and alert applications
Transmit and Receive 9 500 MHz to 9 975 MHz Radiodetermination:
radar, detection, movement
and alert applications
Transmit and Receive 10,5 GHz to 10,6 GHz Radiodetermination: radar,
detection, movement and alert
applications
Transmit and Receive 13,4 GHz to 14,0 GHz Radiodetermination: radar,
detection, movement and alert
applications
Transmit and Receive 17,1 GHz to 17,3 GHz Radiodetermination: See annex E of EN 300 440-1 [1]
GBSAR detection, movement
and alert applications
Transmit and Receive 24,00 GHz to 24,25 GHz Generic use and for
Radiodetermination: radar,
detection, movement and alert
applications
NOTE: (a) and (b) refer to two different operational restrictions for different power levels in the same frequency band.

NOTE 1: It should be noted that table 1 represents the most widely implemented position within the European
Union [i.6], [i.7] and the CEPT countries [i.3], but it should not be assumed that all designated bands are
available in all countries.
NOTE 2: In addition, it should be noted that other frequency bands may be available in a country within the
frequency range 1 GHz to 40 GHz covered by the present document. See the European Commission
Decisions on Short Range Devices [i.6], [i.7] and the CEPT ERC Recommendation 70-03 [i.3] as
implemented through National Radio Interfaces (NRI) and additional NRI as relevant.
ETSI

---------------------- Page: 6 ----------------------
7 ETSI EN 300 440-2 V1.3.1 (2009-03)
NOTE 3: On non-harmonized parameters, national administrations may impose certain conditions such as the type
of modulation, frequency, channel/frequency separations, maximum transmitter radiated power, duty
cycle, and the inclusion of an automatic transmitter shut-off facility, as a condition for the issuing of an
Individual Rights for use of spectrum or General Authorization, or as a condition for use “under licence
exemption”, as it is in most cases for Short Range Devices.
The present document covers fixed stations, mobile stations and portable stations.
Applications using Ultra Wide Band (UWB) technology are not covered by the present document.
The present document does not require measurements for radiated emissions below 25 MHz.
The present document is intended to cover the provisions of article 3.2 of Directive 1999/5/EC [i.2] (R&TTE
Directive). The present document does not apply to radio equipment for which a specific Harmonized EN applies as
such specific Harmonized EN may specify additional EN requirements relevant to the presumption of conformity under
article 3.2 of the R&TTE Directive [i.2].
NOTE 4: A list of such ENs is included on the web site http://www.newapproach.org.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-speci
...

Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)
Harmonized European Standard (Telecommunications series)

Electromagnetic compatibility
and Radio spectrum Matters (ERM);
Short range devices;
Radio equipment to be used
in the 1 GHz to 40 GHz frequency range;
Part 2: Harmonized EN covering essential requirements
of article 3.2 of the R&TTE Directive

---------------------- Page: 1 ----------------------
2 Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)



Reference
REN/ERM-TG28-0426-2
Keywords
radio, regulation, SRD, testing
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00  Fax: +33 4 93 65 47 16

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
Individual copies of the present document can be downloaded from:
http://www.etsi.org
The present document may be made available in more than one electronic version or in print. In any case of existing or
perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
http://portal.etsi.org/tb/status/status.asp
If you find errors in the present document, please send your comment to one of the following services:
http://portal.etsi.org/chaircor/ETSI_support.asp
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2008.
All rights reserved.

TM TM TM TM
DECT , PLUGTESTS , UMTS , TIPHON , the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
ETSI

---------------------- Page: 2 ----------------------
3 Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)
Contents
Intellectual Property Rights.5
Foreword.5
Introduction .5
1 Scope.6
2 References.7
2.1 Normative references.7
2.2 Informative references.8
3 Definitions, symbols and abbreviations .8
3.1 Definitions.8
3.2 Symbols.8
3.3 Abbreviations.8
4 Technical requirements specifications .8
4.1 Environmental profile.8
4.2 Conformance requirements.9
4.2.1 Transmitter requirements.9
4.2.1.1 Equivalent isotropically radiated power.9
4.2.1.2 Permitted range of operating frequencies.9
4.2.1.3 Unwanted emissions in the spurious domain .9
4.2.1.4 Duty cycle.9
4.2.2 Receiver requirements.9
4.2.2.1 Adjacent channel selectivity.9
4.2.2.2 Blocking or desensitization .9
4.2.2.3 Spurious radiations.9
4.2.3 2,45 GHz RFID systems .10
4.2.4 GBSAR systems.10
4.2.4.1 Effective radiated power .10
4.2.4.2 Permitted range of operating frequencies.10
4.2.4.3 DAA threshold.10
4.2.4.3.1 DAA timing parameters.10
4.2.4.4 Antenna pattern.10
4.2.4.5 Unwanted emissions in the spurious domain .10
5 Testing for compliance with technical requirements.11
5.1 Description of testing for compliance with technical requirements .11
5.1.1 Environmental conditions for testing.11
5.1.1.1 Normal and extreme test-conditions.11
5.1.1.2 Test power source .11
5.1.2 Choice of samples for test suites.11
5.2 Interpretation of the measurement results .11
5.3 Essential transmitter test suites.11
5.3.1 Equivalent isotropically radiated power .11
5.3.2 Permitted range of operation frequencies .12
5.3.3 Unwanted emissions in the spurious domain.12
5.4 Essential receiver test suites .12
5.4.1 Adjacent channel selectivity .12
5.4.2 Blocking or desensitization.12
5.4.3 Spurious radiations.12
5.5 Tests for RFID systems at 2,45 GHz.12
5.6 Tests for GBSAR systems.13
5.6.1 Effective radiated power.13
5.6.2 Permitted range of operating frequencies .13
5.6.3 DAA threshold.13
5.6.4 DAA timing parameters.13
5.6.4.1 Minimum listen time.13
ETSI

---------------------- Page: 3 ----------------------
4 Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)
5.6.4.2 Minimum listen time after detection .13
5.6.4.3 Maximum transmitter on-time .13
5.6.4.4 Minimum transmitter off-time .13
5.6.5 Antenna pattern.13
5.6.6 Unwanted emissions in the spurious domain.13
Annex A (normative): HS Requirements and conformance Test specifications Table
(HS-RTT).14
Annex B (informative): The EN title in the official languages .16
History .17

ETSI

---------------------- Page: 4 ----------------------
5 Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This Harmonized European Standard (Telecommunications series) has been produced by ETSI Technical Committee
Electromagnetic compatibility and Radio spectrum Matters (ERM), and is now submitted for the ETSI standards
One-step Approval Procedure.
The present document includes improvements to the previous version of the standard that take advantage of technical
developments within the SRD industry. In particular this includes optional features such as Listen Before Talk (LBT)
and Detect And Avoid (DAA).
The present document has been produced by ETSI in response to a mandate from the European Commission issued
under Council Directive 98/34/EC (as amended) [i.1] laying down a procedure for the provision of information in the
field of technical standards and regulations.
The present document is intended to become a Harmonized Standard, the reference of which will be published in the
Official Journal of the European Communities referencing the Directive 1999/5/EC [i.2] of the European Parliament
and of the Council of 9 March 1999 on radio equipment and telecommunications terminal equipment and the mutual
recognition of their conformity ("the R&TTE Directive").
Technical specifications relevant to Directive 1999/5/EC [i.2] are given in annex A.
The present document is part 2 of a multi-part deliverable covering Electromagnetic compatibility and Radio spectrum
Matters (ERM); Short range devices; Radio equipment to be used in the 1 GHz to 40 GHz frequency range, as identified
below:
Part 1: "Technical characteristics and test methods";
Part 2: "Harmonized EN covering essential requirements of article 3.2 of the R&TTE Directive".

Proposed national transposition dates
Date of latest announcement of this EN (doa): 3 months after ETSI publication
Date of latest publication of new National Standard
or endorsement of this EN (dop/e): 6 months after doa
Date of withdrawal of any conflicting National Standard (dow): 18 months after doa

Introduction
The present document is part of a set of standards developed by ETSI and is designed to fit in a modular structure to
cover all radio and telecommunications terminal equipment within the scope of the R&TTE Directive [i.2]. The
modular structure is shown in EG 201 399 [i.4].
ETSI

---------------------- Page: 5 ----------------------
6 Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)
1 Scope
The present document applies to the following Short Range Device major equipment types:
1) Generic Short Range Devices, including alarms, telecommand, telemetry, data transmission in general, etc.;
2) Radio Frequency IDentification (RFID);
3) Radiodetermination, including detection, movement and alert applications.
These radio equipment types are capable of operating in the permitted frequency bands within the 1 GHz to 40 GHz
range as specified in table 1:
- either with a Radio Frequency (RF) output connection and dedicated antenna or with an integral antenna;
- for all types of modulation;
- with or without speech.
Table 1 shows a list of the frequency bands as designated by the European Commission Decisions on Short Range
Devices [i.6], [i.7] and the CEPT/ERC/REC 70-03 [i.3] as known at the date of publication of the present document.
Table 1: Short Range Devices within the 1 GHz to 40 GHz frequency band
Frequency Bands Applications Notes
Transmit and Receive 2 400 MHz to 2 483,5 MHz Generic use
Transmit and Receive 2 400 MHz to 2 483,5 MHz Detection, movement and alert
applications
Transmit and Receive (a) 2 446 MHz to 2 454 MHz RFID See annex C of EN 300 440-1 [1]
Transmit and Receive (b) 2 446 MHz to 2 454 MHz RFID See annex C of EN 300 440-1 [1]
Transmit and Receive 5 725 MHz to 5 875 MHz Generic use
Transmit and Receive 9 200 MHz to 9 500 MHz Radiodetermination:
radar, detection, movement
and alert applications
Transmit and Receive 9 500 MHz to 9 975 MHz Radiodetermination:
radar, detection, movement
and alert applications
Transmit and Receive 10,5 GHz to 10,6 GHz Radiodetermination: radar,
detection, movement and alert
applications
Transmit and Receive 13,4 GHz to 14,0 GHz Radiodetermination: radar,
detection, movement and alert
applications
Transmit and Receive 17,1 GHz to 17,3 GHz Radiodetermination: See annex E of EN 300 440-1 [1]
GBSAR detection, movement
and alert applications
Transmit and Receive 24,00 GHz to 24,25 GHz Generic use and for
Radiodetermination: radar,
detection, movement and alert
applications
NOTE: (a) and (b) refer to two different operational restrictions for different power levels in the same frequency band.

NOTE 1: It should be noted that table 1 represents the most widely implemented position within the European
Union [i.6], [i.7] and the CEPT countries [i.3], but it should not be assumed that all designated bands are
available in all countries.
NOTE 2: In addition, it should be noted that other frequency bands may be available in a country within the
frequency range 1 GHz to 40 GHz covered by the present document. See the European Commission
Decisions on Short Range Devices [i.6], [i.7] and the CEPT ERC Recommendation 70-03 [i.3] as
implemented through National Radio Interfaces (NRI) and additional NRI as relevant.
ETSI

---------------------- Page: 6 ----------------------
7 Final draft ETSI EN 300 440-2 V1.3.1 (2008-11)
NOTE 3: On non-harmonized parameters, national administrations may impose certain conditions such as the type
of modulation, frequency, channel/frequency separations, maximum transmitter radiated power, duty
cycle, and the inclusion of an automatic transmitter shut-off facility, as a condition for the issuing of an
Individual Rights for use of spectrum or General Authorization, or as a condition for use “under licence
exemption”, as it is in most cases for Short Range Devices.
The present document covers fixed stations, mobile stations and portable stations.
Applications using Ultra Wide Band (UWB) technology are not covered by the present document.
The present document does not require measurements for radiated emissions below 25 MHz.
The present document is intended to cover the provisions of article 3.2 of Directive 1999/5/EC [i.2] (R&TTE
Directive). The present document does not apply to radio equipment for which a specific Harmonized EN applies as
such specific Harmonized EN may specify additional EN requirements relevant to the presumption of conformity under
article 3.2 of the R&TTE Directive [i.2].
NOTE 4: A list of such ENs is included on the web site http://www.newapproach.org.
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific.
• For a specific reference, subsequent revisions do not apply.
• Non-specific reference may be made only to a complete document or a part thereof and only in the following
cases:
- if it is accepted that it will be possible to use all future changes of the referenced document for the
purposes of the referring document;
- for informative references.
Referenced documents which
...