ASTM F561-19
(Practice)Standard Practice for Retrieval and Analysis of Medical Devices, and Associated Tissues and Fluids
Standard Practice for Retrieval and Analysis of Medical Devices, and Associated Tissues and Fluids
SIGNIFICANCE AND USE
5.1 The investigation of retrieved implantable medical devices and adjacent tissues can be of value in the assessment of clinical complications associated with the use of a specific prosthetic device design; can expand the knowledge of clinical implant performance and interactions between implants and the body; provide information on implant performance and safety; and thus further the development of biocompatible implant materials and devices with improved performance. Comparison of wear patterns and wear particle morphology observed with retrievals and those observed with in vitro joint simulator tests can provide valuable insight into the validity of the in vitro simulation.
5.2 A significant portion of the information associated with a retrieved implant is obtained with detailed studies of the device-tissue interface healing response. Appropriate methods are provided to facilitate a study of the particles in the tissues, and chemical analysis for the byproducts of degradation of the implant, and histologic evaluation of the cellular response to the implant.
5.3 For the analysis to be accurate, it is essential that the device and associated tissues be removed minimizing as best as possible alteration of their form and structure. It is also essential that the tissues be handled in such a way as to avoid microbial or viral contamination of the work place or the investigator. The tissue-device interface may need to be stabilized with chemical fixation prior to separation of the device from it’s in-situ position. It is also highly recommended to document detailed information about the tissue specimens, including location of extraction. Standard protocols for the examination and collection of data are provided for retrieval and handling of implantable medical devices, as well as for specific types of materials in relation to their typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special analy...
SCOPE
1.1 This practice covers recommendations for the retrieval, handling, and analysis of implanted medical devices and associated specimens that are removed from human and animal subjects during revision surgery and at postmortem. This practice may be used for the analysis of any implant including inert, bioactive, resorbable, and tissue engineered products. This practice can also be used for analysis of specimens and fluids from in vitro tests, including those from wear tests and joint simulators. The aim is to provide guidance to minimize iatrogenic damage during the recovery and handling of the associated specimens which could obscure the investigational results. This practice is also intended to provide guidance as to gathering data at the proper time and circumstance.
1.2 This practice offers guidelines for the analysis of retrieved implants to limit damage to them, and to allow comparisons between investigational results from different studies. The protocols are divided into three stages, where Stage I is the minimum non-destructive analysis, Stage II is more complete non-destructive analysis, and Stage III is destructive analysis. Standard protocols for the examination and collection of data are provided for specific types of materials in relation to their typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special analytical techniques are employed, the appropriate handling procedures must be specified. Note that regulations for handling of patient information, tissues, and retrieved devices will vary by geography.
1.3 This practice should be applied in accordance with pertinent regulations or legal requirements regarding the handling of patient data as well as the handling and analysis of retrieved implants and excised tissues, especially with regard to handling devices which may become involved in litigation, as in accordance with Practice E...
General Information
- Status
- Published
- Publication Date
- 31-Dec-2018
- Technical Committee
- F04 - Medical and Surgical Materials and Devices
- Drafting Committee
- F04.15 - Material Test Methods
Relations
- Effective Date
- 01-Jan-2019
- Effective Date
- 01-Apr-2024
- Refers
ASTM E986-04(2024) - Standard Practice for Scanning Electron Microscope Beam Size Characterization - Effective Date
- 01-Apr-2024
- Refers
ASTM F2995-24 - Standard Guide for Shipping Possibly Infectious Materials, Tissues, and Fluids - Effective Date
- 15-Jan-2024
- Refers
ASTM D1238-23a - Standard Test Method for Melt Flow Rates of Thermoplastics by Extrusion Plastometer - Effective Date
- 15-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Nov-2023
- Effective Date
- 01-Sep-2023
- Effective Date
- 01-Sep-2023
- Effective Date
- 15-Jul-2020
- Effective Date
- 01-Jan-2020
- Effective Date
- 01-Jan-2020
- Effective Date
- 01-Nov-2019
- Effective Date
- 01-Nov-2019
Overview
ASTM F561-19 - Standard Practice for Retrieval and Analysis of Medical Devices, and Associated Tissues and Fluids, provides comprehensive guidelines for the retrieval, handling, and analysis of explanted medical devices along with associated tissues and fluids. Issued by ASTM International, this standard is essential for professionals involved in device retrieval and analysis following revision surgery, postmortem studies, or in vitro testing. The focus is on minimizing damage during recovery and handling, thus preserving the integrity of scientific investigations into device performance, safety, and biological interactions.
By implementing standard protocols for examining and collecting data from explanted devices-ranging from inert and bioactive to resorbable and tissue-engineered products-ASTM F561-19 facilitates reliable comparisons across clinical and preclinical investigations. It also underscores adherence to applicable regulatory and safety guidelines, including those related to patient data and hazardous materials.
Key Topics
ASTM F561-19 covers critical aspects of device retrieval and analysis, including:
- Methods for Retrieval and Handling: Recommendations to minimize iatrogenic alteration during device and specimen removal.
- Device-Tissue Interface Analysis: Guidance on studying biological responses and characterizing the interaction between implants and surrounding tissues.
- Stages of Analysis: Protocols divided into:
- Stage I: Minimum non-destructive analysis,
- Stage II: More complete non-destructive analysis,
- Stage III: Destructive analysis (for detailed failure or degradation assessment).
- Clinical Data Collection: Standardized capturing of patient and procedural information to enhance study reliability.
- Specimen Packaging and Transport: Procedures to ensure sample integrity and prevent contamination during shipping.
- Safety Considerations: Best practices for handling potentially infectious materials and device sterilization that preserve analytical value.
- Documentation: Emphasis on recording detailed information, including device identifiers, clinical history, explantation data, and analysis methodologies.
Applications
ASTM F561-19 is applied in various settings where retrieval and analysis of medical devices is necessary, such as:
- Medical Device Performance Assessment: Investigating device-related clinical complications and evaluating the performance of implant materials in situ.
- Biomaterials Research: Expanding understanding of material-tissue interactions to enhance biocompatibility and longevity of implants.
- Forensic and Legal Investigations: Ensuring evidence integrity in cases involving device failures and potential litigation.
- Regulatory Submissions: Supporting compliance with international standards for device approval and post-market surveillance.
- Comparative Wear Analysis: Validating in vitro simulator data by comparing retrieval results with laboratory test outcomes, thus improving the predictive value of device testing protocols.
The standard is relevant for manufacturers, clinical researchers, forensic investigators, and regulatory affairs professionals involved in the life cycle of implantable medical devices.
Related Standards
ASTM F561-19 is closely linked with several other standards and guidance documents that support comprehensive retrieval and analysis, including:
- ISO 12891-1: Standard practice for retrieval and handling of implantable medical devices.
- ASTM E860: Guidance for examining and preparing items for legal proceedings.
- ASTM F981: Assessment of compatibility of biomaterials for surgical implants.
- ASTM F2995: Guide for shipping possibly infectious materials, tissues, and fluids.
- Other relevant ASTM standards: Covering test methods for mechanical, chemical, and biological evaluation of implant materials.
By adhering to ASTM F561-19 and related standards, stakeholders can ensure high-quality, consistent analysis of explanted medical devices, ultimately supporting patient safety, scientific rigor, and regulatory compliance.
Keywords: ASTM F561-19, medical device retrieval, implant analysis, device-tissue interface, retrieval protocols, device performance, forensic analysis, biocompatibility, implant safety, laboratory best practices, standard protocols for medical device analysis.
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Frequently Asked Questions
ASTM F561-19 is a standard published by ASTM International. Its full title is "Standard Practice for Retrieval and Analysis of Medical Devices, and Associated Tissues and Fluids". This standard covers: SIGNIFICANCE AND USE 5.1 The investigation of retrieved implantable medical devices and adjacent tissues can be of value in the assessment of clinical complications associated with the use of a specific prosthetic device design; can expand the knowledge of clinical implant performance and interactions between implants and the body; provide information on implant performance and safety; and thus further the development of biocompatible implant materials and devices with improved performance. Comparison of wear patterns and wear particle morphology observed with retrievals and those observed with in vitro joint simulator tests can provide valuable insight into the validity of the in vitro simulation. 5.2 A significant portion of the information associated with a retrieved implant is obtained with detailed studies of the device-tissue interface healing response. Appropriate methods are provided to facilitate a study of the particles in the tissues, and chemical analysis for the byproducts of degradation of the implant, and histologic evaluation of the cellular response to the implant. 5.3 For the analysis to be accurate, it is essential that the device and associated tissues be removed minimizing as best as possible alteration of their form and structure. It is also essential that the tissues be handled in such a way as to avoid microbial or viral contamination of the work place or the investigator. The tissue-device interface may need to be stabilized with chemical fixation prior to separation of the device from it’s in-situ position. It is also highly recommended to document detailed information about the tissue specimens, including location of extraction. Standard protocols for the examination and collection of data are provided for retrieval and handling of implantable medical devices, as well as for specific types of materials in relation to their typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special analy... SCOPE 1.1 This practice covers recommendations for the retrieval, handling, and analysis of implanted medical devices and associated specimens that are removed from human and animal subjects during revision surgery and at postmortem. This practice may be used for the analysis of any implant including inert, bioactive, resorbable, and tissue engineered products. This practice can also be used for analysis of specimens and fluids from in vitro tests, including those from wear tests and joint simulators. The aim is to provide guidance to minimize iatrogenic damage during the recovery and handling of the associated specimens which could obscure the investigational results. This practice is also intended to provide guidance as to gathering data at the proper time and circumstance. 1.2 This practice offers guidelines for the analysis of retrieved implants to limit damage to them, and to allow comparisons between investigational results from different studies. The protocols are divided into three stages, where Stage I is the minimum non-destructive analysis, Stage II is more complete non-destructive analysis, and Stage III is destructive analysis. Standard protocols for the examination and collection of data are provided for specific types of materials in relation to their typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special analytical techniques are employed, the appropriate handling procedures must be specified. Note that regulations for handling of patient information, tissues, and retrieved devices will vary by geography. 1.3 This practice should be applied in accordance with pertinent regulations or legal requirements regarding the handling of patient data as well as the handling and analysis of retrieved implants and excised tissues, especially with regard to handling devices which may become involved in litigation, as in accordance with Practice E...
SIGNIFICANCE AND USE 5.1 The investigation of retrieved implantable medical devices and adjacent tissues can be of value in the assessment of clinical complications associated with the use of a specific prosthetic device design; can expand the knowledge of clinical implant performance and interactions between implants and the body; provide information on implant performance and safety; and thus further the development of biocompatible implant materials and devices with improved performance. Comparison of wear patterns and wear particle morphology observed with retrievals and those observed with in vitro joint simulator tests can provide valuable insight into the validity of the in vitro simulation. 5.2 A significant portion of the information associated with a retrieved implant is obtained with detailed studies of the device-tissue interface healing response. Appropriate methods are provided to facilitate a study of the particles in the tissues, and chemical analysis for the byproducts of degradation of the implant, and histologic evaluation of the cellular response to the implant. 5.3 For the analysis to be accurate, it is essential that the device and associated tissues be removed minimizing as best as possible alteration of their form and structure. It is also essential that the tissues be handled in such a way as to avoid microbial or viral contamination of the work place or the investigator. The tissue-device interface may need to be stabilized with chemical fixation prior to separation of the device from it’s in-situ position. It is also highly recommended to document detailed information about the tissue specimens, including location of extraction. Standard protocols for the examination and collection of data are provided for retrieval and handling of implantable medical devices, as well as for specific types of materials in relation to their typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special analy... SCOPE 1.1 This practice covers recommendations for the retrieval, handling, and analysis of implanted medical devices and associated specimens that are removed from human and animal subjects during revision surgery and at postmortem. This practice may be used for the analysis of any implant including inert, bioactive, resorbable, and tissue engineered products. This practice can also be used for analysis of specimens and fluids from in vitro tests, including those from wear tests and joint simulators. The aim is to provide guidance to minimize iatrogenic damage during the recovery and handling of the associated specimens which could obscure the investigational results. This practice is also intended to provide guidance as to gathering data at the proper time and circumstance. 1.2 This practice offers guidelines for the analysis of retrieved implants to limit damage to them, and to allow comparisons between investigational results from different studies. The protocols are divided into three stages, where Stage I is the minimum non-destructive analysis, Stage II is more complete non-destructive analysis, and Stage III is destructive analysis. Standard protocols for the examination and collection of data are provided for specific types of materials in relation to their typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special analytical techniques are employed, the appropriate handling procedures must be specified. Note that regulations for handling of patient information, tissues, and retrieved devices will vary by geography. 1.3 This practice should be applied in accordance with pertinent regulations or legal requirements regarding the handling of patient data as well as the handling and analysis of retrieved implants and excised tissues, especially with regard to handling devices which may become involved in litigation, as in accordance with Practice E...
ASTM F561-19 is classified under the following ICS (International Classification for Standards) categories: 11.040.40 - Implants for surgery, prosthetics and orthotics. The ICS classification helps identify the subject area and facilitates finding related standards.
ASTM F561-19 has the following relationships with other standards: It is inter standard links to ASTM F561-13, ASTM E883-11(2024), ASTM E986-04(2024), ASTM F2995-24, ASTM D1238-23a, ASTM E407-23, ASTM C158-23, ASTM E45-18a(2023), ASTM F2214-23, ASTM E1188-23, ASTM D1622-20, ASTM E135-20, ASTM C1198-20, ASTM D5296-19, ASTM F316-03(2019). Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
ASTM F561-19 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: F561 − 19
Standard Practice for
Retrieval and Analysis of Medical Devices, and Associated
Tissues and Fluids
ThisstandardisissuedunderthefixeddesignationF561;thenumberimmediatelyfollowingthedesignationindicatestheyearoforiginal
adoptionor,inthecaseofrevision,theyearoflastrevision.Anumberinparenthesesindicatestheyearoflastreapproval.Asuperscript
epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 1.4 Asignificant portion of the information associated with
aretrievedimplantdeviceisoftenatthedevice-tissueinterface
1.1 This practice covers recommendations for the retrieval,
or in the tissues associated with the implant and related organ
handling, and analysis of implanted medical devices and
systems.Attention should be given to the handling of adjacent
associatedspecimensthatareremovedfromhumanandanimal
tissues, so as not to interfere with study of the particles in the
subjects during revision surgery and at postmortem. This
adjacent tissue, a chemical analysis for the byproducts of
practice may be used for the analysis of any implant including
degradation of the implant, or a study of the cellular response
inert, bioactive, resorbable, and tissue engineered products.
to the implant.
This practice can also be used for analysis of specimens and
fluids from in vitro tests, including those from wear tests and 1.5 The values stated in SI units are to be regarded as
joint simulators. The aim is to provide guidance to minimize standard. No other units of measurement are included in this
iatrogenic damage during the recovery and handling of the standard.
associated specimens which could obscure the investigational
1.6 This standard may involve hazardous materials,
results.This practice is also intended to provide guidance as to
operations, and equipment. As a precautionary measure, ex-
gathering data at the proper time and circumstance.
planteddevicesshouldbesterilizedorminimallydisinfectedby
an appropriate means that does not adversely affect the
1.2 This practice offers guidelines for the analysis of re-
implant or the associated tissue that may be subject to
trieved implants to limit damage to them, and to allow
comparisons between investigational results from different subsequent analysis. A detailed discussion of precautions to be
used in handling of human tissues can be found in ISO
studies. The protocols are divided into three stages, where
Stage I is the minimum non-destructive analysis, Stage II is 12891-1. This standard does not purport to address all of the
safety concerns, if any, associated with its use. It is the
more complete non-destructive analysis, and Stage III is
responsibility of the user of this standard to establish appro-
destructive analysis. Standard protocols for the examination
priate safety, health, and environmental practices and deter-
and collection of data are provided for specific types of
mine the applicability of regulatory limitations prior to use.
materialsinrelationtotheirtypicalapplications.Forparticular
1.7 This international standard was developed in accor-
investigational programs, additional, more specific, protocols
dance with internationally recognized principles on standard-
mayberequired.Ifspecialanalyticaltechniquesareemployed,
ization established in the Decision on Principles for the
the appropriate handling procedures must be specified. Note
Development of International Standards, Guides and Recom-
that regulations for handling of patient information, tissues,
mendations issued by the World Trade Organization Technical
and retrieved devices will vary by geography.
Barriers to Trade (TBT) Committee.
1.3 This practice should be applied in accordance with
pertinent regulations or legal requirements regarding the han-
2. Referenced Documents
dling of patient data as well as the handling and analysis of
2.1 ASTM Standards:
retrieved implants and excised tissues, especially with regard
A262Practices for Detecting Susceptibility to Intergranular
to handling devices which may become involved in litigation,
Attack in Austenitic Stainless Steels
as in accordance with Practice E860. Note that regulations for
A751Test Methods, Practices, and Terminology for Chemi-
handling of patient information, tissues, and retrieved devices
cal Analysis of Steel Products
will vary by geography
C20Test Methods forApparent Porosity, WaterAbsorption,
ThispracticeisunderthejurisdictionofASTMCommitteeF04onMedicaland
Surgical Materials and Devices and is the direct responsibility of Subcommittee
F04.15 on Material Test Methods. For referenced ASTM standards, visit the ASTM website, www.astm.org, or
Current edition approved Jan. 1, 2019. Published February 2019. Originally contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
approved 1978. Last previous edition approved in 2013 as F561–13. DOI: Standards volume information, refer to the standard’s Document Summary page on
10.1520/F0561-19. the ASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
F561 − 19
Apparent Specific Gravity, and Bulk Density of Burned D1621Test Method for Compressive Properties of Rigid
Refractory Brick and Shapes by Boiling Water Cellular Plastics
C158Test Methods for Strength of Glass by Flexure (De-
D1622Test Method for Apparent Density of Rigid Cellular
termination of Modulus of Rupture) Plastics
C169Test Methods for Chemical Analysis of Soda-Lime
D1623Test Method for Tensile and TensileAdhesion Prop-
and Borosilicate Glass
erties of Rigid Cellular Plastics
C623Test Method for Young’s Modulus, Shear Modulus,
D1708TestMethodforTensilePropertiesofPlasticsbyUse
and Poisson’s Ratio for Glass and Glass-Ceramics by
of Microtensile Specimens
Resonance
D2240TestMethodforRubberProperty—DurometerHard-
C633Test Method for Adhesion or Cohesion Strength of
ness
Thermal Spray Coatings
D2842Test Method for Water Absorption of Rigid Cellular
C674Test Methods for Flexural Properties of Ceramic
Plastics
Whiteware Materials
D2857Practice for Dilute Solution Viscosity of Polymers
C730Test Method for Knoop Indentation Hardness of Glass
D2990Test Methods forTensile, Compressive, and Flexural
C1069Test Method for Specific SurfaceArea ofAlumina or
Creep and Creep-Rupture of Plastics
Quartz by Nitrogen Adsorption
D3016Practice for Use of Liquid Exclusion Chromatogra-
C1161Test Method for Flexural Strength of Advanced
phy Terms and Relationships
Ceramics at Ambient Temperature
D3418Test Method for Transition Temperatures and En-
C1198Test Method for Dynamic Young’s Modulus, Shear
thalpies of Fusion and Crystallization of Polymers by
Modulus, and Poisson’s Ratio forAdvanced Ceramics by
Differential Scanning Calorimetry
Sonic Resonance
D3835Test Method for Determination of Properties of
C1322Practice for Fractography and Characterization of
Polymeric Materials by Means of a Capillary Rheometer
Fracture Origins in Advanced Ceramics
D3919Practice for Measuring Trace Elements in Water by
C1326Test Method for Knoop Indentation Hardness of
Graphite Furnace Atomic Absorption Spectrophotometry
Advanced Ceramics
D4000Classification System for Specifying Plastic Materi-
C1327Test Method for Vickers Indentation Hardness of
als
Advanced Ceramics
D4001Test Method for Determination of Weight-Average
D256Test Methods for Determining the Izod Pendulum
Molecular Weight of Polymers By Light Scattering
Impact Resistance of Plastics
D4065Practice for Plastics: Dynamic Mechanical Proper-
D412TestMethodsforVulcanizedRubberandThermoplas-
ties: Determination and Report of Procedures
tic Elastomers—Tension
D4754Test Method for Two-Sided Liquid Extraction of
D624Test Method for Tear Strength of Conventional Vul-
Plastic Materials Using FDA Migration Cell
canized Rubber and Thermoplastic Elastomers
D5227TestMethodforMeasurementofHexaneExtractable
D638Test Method for Tensile Properties of Plastics
Content of Polyolefins
D695Test Method for Compressive Properties of Rigid
D5296Test Method for Molecular Weight Averages and
Plastics
Molecular Weight Distribution of Polystyrene by High
D732Test Method for Shear Strength of Plastics by Punch
Performance Size-Exclusion Chromatography
Tool
E3Guide for Preparation of Metallographic Specimens
D747Test Method for Apparent Bending Modulus of Plas-
3 E7Terminology Relating to Metallography
tics by Means of a Cantilever Beam (Withdrawn 2019)
E8Test Methods for Tension Testing of Metallic Materials
D785Test Method for Rockwell Hardness of Plastics and
[Metric] E0008_E0008M
Electrical Insulating Materials
E10Test Method for Brinell Hardness of Metallic Materials
D790Test Methods for Flexural Properties of Unreinforced
E18Test Methods for Rockwell Hardness of Metallic Ma-
and Reinforced Plastics and Electrical Insulating Materi-
terials
als
E45Test Methods for Determining the Inclusion Content of
D792Test Methods for Density and Specific Gravity (Rela-
Steel
tive Density) of Plastics by Displacement
E92Test Methods for Vickers Hardness and Knoop Hard-
D1004Test Method for Tear Resistance (Graves Tear) of
ness of Metallic Materials
Plastic Film and Sheeting
E112Test Methods for Determining Average Grain Size
D1238Test Method for Melt Flow Rates of Thermoplastics
E135Terminology Relating to Analytical Chemistry for
by Extrusion Plastometer
Metals, Ores, and Related Materials
D1239Test Method for Resistance of Plastic Films to
E353Test Methods for Chemical Analysis of Stainless,
Extraction by Chemicals
Heat-Resisting, Maraging, and Other Similar Chromium-
D1505Test Method for Density of Plastics by the Density-
Nickel-Iron Alloys
Gradient Technique
E354 Test Methods for Chemical Analysis of High-
Temperature,Electrical,Magnetic,andOtherSimilarIron,
Nickel, and Cobalt Alloys
The last approved version of this historical standard is referenced on
www.astm.org. E407Practice for Microetching Metals and Alloys
F561 − 19
E539TestMethodforAnalysisofTitaniumAlloysbyX-Ray 2.2 Other Document:
Fluorescence Spectrometry ISO12891-1,RetrievalandAnalysisofImplantableMedical
Devices, Part 1: Standard Practice for Retrieval and
E562Test Method for Determining Volume Fraction by
Handling
Systematic Manual Point Count
E860Practice for ExaminingAnd Preparing Items ThatAre
3. Terminology
Or May Become Involved In Criminal or Civil Litigation
E883Guide for Reflected–Light Photomicrography 3.1 Definition of Terms Specific to Issues of Microbial
Contamination:
E986Practice for Scanning Electron Microscope Beam Size
3.1.1 antiseptic—a germicide that is used on skin or living
Characterization
tissue for the purposes of inhibiting or destroying microorgan-
E1188Practice for Collection and Preservation of Informa-
isms.
tion and Physical Items by a Technical Investigator
E1479Practice for Describing and Specifying Inductively 3.1.2 decontamination—a process or treatment that renders
a medical device, instrument, or environmental surface safe to
Coupled Plasma Atomic Emission Spectrometers
handle. Ranges from sterilization to cleaning with soap and
F316Test Methods for Pore Size Characteristics of Mem-
water.
brane Filters by Bubble Point and Mean Flow Pore Test
F619Practice for Extraction of Medical Plastics
3.1.3 disinfectant—a germicide that is used solely for de-
F981Practice for Assessment of Compatibility of Biomate- stroying microorganisms on inanimate objects.
rials for Surgical Implants with Respect to Effect of
3.1.4 disinfection—a process or treatment using a disinfec-
Materials on Muscle and Insertion into Bone
tant. Disinfection is generally less lethal than sterilization. It
F1044Test Method for Shear Testing of Calcium Phosphate
eliminates virtually all recognized pathogenic microorganisms
Coatings and Metallic Coatings
but not necessarily all microbial forms (for example, bacterial
F1147Test Method for Tension Testing of Calcium Phos-
endospores) on inanimate objects. It does not ensure overkill.
phate and Metallic Coatings
3.1.5 sterilization—use of a physical or chemical procedure
F1635Test Method for in vitro Degradation Testing of
to destroy all microbial life; including large numbers of highly
HydrolyticallyDegradablePolymerResinsandFabricated
resistant bacterial spores.
Forms for Surgical Implants
4. Summary of Practice
F1854Test Method for Stereological Evaluation of Porous
Coatings on Medical Implants
4.1 This practice provides recommendations for collection
F1877Practice for Characterization of Particles
of clinical data, analysis of adjacent tissues, and the material
F2102Guide for Evaluating the Extent of Oxidation in
characterizations to be performed when an implant is retrieved
Polyethylene Fabricated Forms Intended for Surgical
as part of a clinical or an animal study. It also provides for
Implants
analysis of specimens and lubrication fluids from in vitro wear
F2182Test Method for Measurement of Radio Frequency
tests.
Induced Heating On or Near Passive Implants During
4.2 The clinical data to be recorded include a case history
Magnetic Resonance Imaging
review, roentgenogram reviews, tissue culture, and observa-
F2214Test Method forIn Situ Determination of Network
tions of the implant site.
Parameters of Crosslinked Ultra High Molecular Weight
4.3 Protocols are provided for the handling of the implant
Polyethylene (UHMWPE)
tissue interface, and adjacent tissues and fluids for subsequent
E2451Practice for Preserving Ignitable Liquids and Ignit-
analysis. These protocols are intended to facilitate (a) histo-
able Liquid Residue Extracts from Fire Debris Samples
logicandimmunohistochemicalexaminationofthetissues, (b)
F2502SpecificationandTestMethodsforAbsorbablePlates
chemical analysis of the tissues for identification and quanti-
and Screws for Internal Fixation Implants
fication of implant corrosion or degradation products, and (c)
F2739Guide for Quantifying Cell Viability within Bioma-
digestion of tissues and fluids for subsequent harvesting and
terial Scaffolds
analysis of particulate debris.
F2977Test Method for Small Punch Testing of Polymeric
4.4 The material characterizations include observation and
Biomaterials Used in Surgical Implants
description of the retrieved device and adjacent tissues, deter-
F2995Guide for Shipping Possibly Infectious Materials,
mination of chemical composition, macroscopic and micro-
Tissues, and Fluids
scopic examinations and mechanical property determinations.
F2979Guide for Characterization of Wear from the Articu-
The guidelines are separated in three stages. Stage I is
lating Surfaces in Retrieved Metal-on-Metal and other
considered to comprise an essential minimum analysis for
Hard-on-Hard Hip Prostheses
F3036Guide for Testing Absorbable Stents
F3129Guide for Characterization of Material Loss from 4
Available fromAmerican National Standards Institute (ANSI), 25 W. 43rd St.,
Conical Taper Junctions in Total Joint Prostheses 4th Floor, New York, NY 10036, http://www.ansi.org.
F561 − 19
routine examination of all types of materials. Stage II is Subsequently,theplanmayneedtoberevisedbasedonresults
nondestructive but provides more detail and is intended for obtained throughout the analyses. Due to the potential inter-
special studies of devices with or without impaired function, ferences described in Section 6, protocols and methods should
made of various types of materials. Stage III includes destruc- be executed in a sequence such as to minimize the impact of
tive methods for and material-specific protocols for detailed interferences
failure, microstructural, and chemical analysis as well as
5.6 Anydestructiveanalysisofimplantsmustbedonesoas
determination of physical and mechanical properties. The
to not destroy any features that may become the subject of
flowchart below can be used to guide the type of analysis that
litigation, in accordance with Practice E860. This standard
can be completed (Fig. 1).
recommendation should be applied in accordance with state or
national regulations or legal requirements regarding the han-
5. Significance and Use
dling and analysis of retrieved implants and tissues.
5.1 The investigation of retrieved implantable medical de-
6. Interferences
vices and adjacent tissues can be of value in the assessment of
clinical complications associated with the use of a specific
6.1 Some critical features of the retrieved implant, tissue
prostheticdevicedesign;canexpandtheknowledgeofclinical
and the interface can only be accurately described by observa-
implantperformanceandinteractionsbetweenimplantsandthe
tion at the time of removal, and prior to fixation, sterilization,
body; provide information on implant performance and safety;
or disinfection. Such observation must be made using appro-
and thus further the development of biocompatible implant
priate aseptic precautions. Photomicrographs are recommend
materials and devices with improved performance. Compari-
at this stage of device retrieval.
son of wear patterns and wear particle morphology observed
6.2 Due to the destructive nature of some of the analysis
with retrievals and those observed with in vitro joint simulator
protocols provided in this practice, their use precludes any
tests can provide valuable insight into the validity of the in
other type of analysis. It is therefore essential that handling of
vitro simulation.
thedeviceandtissuesbedoneinconcertwiththerequirements
5.2 Asignificant portion of the information associated with
of all of the analyses to be performed, including analyses that
a retrieved implant is obtained with detailed studies of the
may be done in the future.
device-tissue interface healing response. Appropriate methods
6.2.1 For example, when harvesting tissues for subsequent
are provided to facilitate a study of the particles in the tissues,
chemical analysis, it is important to use tools that do not
and chemical analysis for the byproducts of degradation of the
contain the materials or elements of interest in the tissues.
implant, and histologic evaluation of the cellular response to
6.2.2 If possible, retrieved implants should be placed in
the implant.
bags or containers, unless the bone-implant interface will be
evaluated. There is possibility of material degradation follow-
5.3 For the analysis to be accurate, it is essential that the
ing exposure to formalin (or other fixatives such as glutaral-
deviceandassociatedtissuesberemovedminimizingasbestas
dehyde) such as in a Morse taper of a ceramic femoral head.
possible alteration of their form and structure. It is also
6.2.3 Soft tissue implants especially those with a lumen or
essential that the tissues be handled in such a way as to avoid
cavity that may be compressed during transport should be
microbial or viral contamination of the work place or the
placed in a hard wall container with a fluid tight lid.
investigator. The tissue-device interface may need to be stabi-
6.2.4 Ensure that air-fluid interfaces are minimized to avoid
lized with chemical fixation prior to separation of the device
focal desiccation of explanted tissue surfaces.
from it’s in-situ position. It is also highly recommended to
document detailed information about the tissue specimens,
7. Hazards
including location of extraction. Standard protocols for the
examination and collection of data are provided for retrieval 7.1 The handling of retrieved implants and tissues may
and handling of implantable medical devices, as well as for involvehandlingofinfectiousmaterial(bacterial,viral,fungal,
specific types of materials in relation to their typical applica- or protozoal).
tions.Forparticularinvestigationalprograms,additional,more
7.2 It is suggested that individuals handling blood, tissues,
specific, protocols may be required. If special analytical
or the devices, or combinations thereof be vaccinated against
techniques are employed, the appropriate procedures must be
Hepatitis B. As a precautionary measure, removed devices
specified.
could should be sterilized by an appropriate means that does
5.4 Inordertointerprettheanalysisofmaterialsandtissues, not adversely affect the implant.
it is also essential to capture a minimum data set regarding the
7.3 There are situations where tissues or implants cannot be
reason for device removal, method of removal, method and
sterilized or disinfected prior to analysis, for example, require-
timingpreservationandclinicalfindingsandlaboratorystudies
ments of specialized protocols in which sterilization will
documenting device performance.
adversely affect cell/tissue morphology and staining quality or
5.5 Planningoftheoverallretrievalanalysespriortoexecu- materialproperties.Insuchcases,extremecareshouldbetaken
tion of any of the protocols or methods within this practice is to use aseptic technique and disinfection. Where institutional
essential to maximize the overall effectiveness of the analyses. guidelines for the handling of septic material do not exist,
The plan shall be based on initial observations from the details for handling and sterilizing retrievals, and laboratory
available clinical information, tissues, and implants. practice recommendations can be found in ISO 12891-1. For
F561 − 19
FIG. 1 Retrieval Analysis Flowchart
F561 − 19
decontamination of metallic implants, the use of bleach should 8.5 Tofacilitatesubsequentanalysis,itisrecommendedthat
be considered and possibly avoided to prevent corrosion the device be removed with the tissue interface intact.
damage from the decontamination process. However, interface preservation should not jeopardize the
practice of medicine and patient safety. The investigator shall
7.4 Handling of explanted devices with an electrical energy
follow all rules and guidelines for implant and tissue handling
source such as implantable cardioverter defibrillators may be
established by the clinical center where the retrieval is per-
hazardous. It is recommended that manufacturer’s inactivation
formed.
procedures be followed.When all required equipment, such as
8.5.1 In cases of animal studies of tissue responses to
a device-specific wireless programmer, are not available it is
implants, the implant should be removed with at least a 4 mm
recommended that the device be disabled using a magnet or
thick layer of adjacent tissue, in accordance with Practice
other alternative method that is appropriate for the device.
F981.Careshouldbetakentoavoidunnecessarymanipulation
Handling with double gloves will reduce the risk of an
of the device-tissue interface before chemical stabilization.
unintended shock.
Trimming of tissues, orientation of blocks and the creation of
8. Clinical Information Gathered at the Time of Implant
histology slides should be sufficiently detailed and tracked to
Explantation
aid in the subsequent interpretation of any histology reactions.
8.5.2 When handling of devices with electrical energy
8.1 The extent of clinical information to be obtained will
source that have internal data storage such as implantable
depend in part on the type of implant and reasons for removal.
cardioverterdefibrillators,pacemakersorneurostimulators,the
Similarly, the amount of information provided about the
investigator is responsible for ensuring patient privacy and
implant site will depend on the circumstances regarding the
protecting patient data
removal. The investigator is responsible for ensuring patient
privacy and protecting patient data. The investigator shall
9. Packaging and Shipping of Explanted Devices, Tissues
follow all relevant regulations in the geography where the
and Fluids
retrieval and analysis is performed. Steps to enhance patient
protectionmayincludeobtainingpatientconsentandengaging 9.1 In the event that an implant is explanted at a facility
an Institutional Review Board (IRB) to review and approve where the device needs to be transported to a laboratory for
study details prior to initiation. Clinical data should be de- analysis, the components, tissues, and fluids must be packaged
identified at the earliest practical point. A detailed listing and in a manner that provides adequate protection to the items
formatfordocumentationoftheclinicalinformationassociated during the shipping process.
with removal are provided in Appendix X1. Standard patient
9.2 Care should be taken during any handling of the
evaluationscoringschemessuchasthosedevelopedbyclinical
retrieved components to avoid damage to the components (i.e.
societies may also be utilized.
rubbing together the articulating surfaces, dropping or knock-
8.2 As a minimum, the clinical information for device
ing the parts, or allowing tissues to dry out).
tracking should include the following information:
9.3 Disassembly of components beyond what is necessary
8.2.1 Date of implantation, and date of explantation.
for the explanation of the implanted device should be avoided.
8.2.2 Identification of hospitals, or physicians’ offices,
9.4 Each component should be packaged individually and
where device implantation and removal was performed.
devicepackagingshouldbedictatedbythetypeofanalysisthat
8.2.3 Confidential, unique, patient ID Code to link to
willbeperformed(forexample,formalinsubmersionfortissue
healthcare institution’s implantation and removal records.
ongrowth analysis of coated metallic components). All pack-
8.2.4 Device identification (manufacturer’s name and de-
aging should be labeled with a unique identification code.
vice catalogue number).
Double bagging is preferred and each bag should be labeled
8.2.5 Device lot and serial number.
with the unique identification code. The addition of an absor-
8.2.6 Indicationforuseandreasonforexplantation(clinical
bent material may also be required.
diagnosis).
9.5 Transportationofthedevicesandtissueforanalysismay
8.3 For purposes of implant retrieval studies, the following
be time sensitive. Anticipate worst-case scenario timelines to
information is considered essential:
makesurethesampleevaluationisnotcompromisedbydelays
8.3.1 Patient or animal age and sex.
in the transportation process. The potential for extremes of
8.3.2 A generic statement as to level of patient activity
temperature exposure and possible effects of specimen should
relative to the device.
also be considered.
8.3.3 Astatement as to any gross evidence of inflammation,
implant site infection, or tissue damage such as osteolysis.
9.6 Specific details with regard to the packaging and ship-
8.3.4 Orientation of the implant relative to the patient and
ping of medical devices, tissues, and fluids is covered in
original placement. It is suggested that the proximal end of the
Guidance F2995.
device or other critical landmark identified with a nondestruc-
10. Analysis of the Tissues and the Tissue-Implant
tive marking scheme.
Interface
8.4 More detailed clinical information should be gathered,
where feasible, as indicated in Appendix X1. Obtaining an in 10.1 Macroscopic Examination of Tissue:
situ, intraoperative photograph of the implant is highly desir- 10.1.1 Record a gross pathologic description of the tissue
able. immediately adjacent to the implant, as to consistency and
F561 − 19
color, as seen by the naked eye, or with a hand lens or 10.3 Immunohistochemistry Protocols:
dissecting microscope. Record any differences between the
10.3.1 IHC can be used to identify specific cell types and
implant-tissue interface and the tissues not in direct contact
ECM protein deposition in response to implantable materials
with the implant such as tissue downstream from an intravas-
and prosthetic devices. Typically, monoclonal or polyclonal
cularorintracardiacimplant.Describethespecimensizeeither
antibodies raised against a particular epitope are used to
by dimensions or weight.
identify cells, proteins or enzymes of interest that may aid in
10.1.2 Since the color and texture of the tissue is altered by
determining the cause of failure. For example, positive identi-
sterilizationandfixationmethods,itisrecommendedthatgross
ficationofB-cellsinatissuethatcontainsmaylymphocytesin
observations be made prior to fixation or sterilization. Such
additiontoonlysmallnumbersofplasmacellsandneutrophils
observations should be made utilizing appropriate blood borne
could aid in determining if a patient is sensitive to a metal
pathogen protective techniques and equipment. The type of
present in the retrieved implant. Other markers may be useful
fixativeandtimeoffixationshouldbeconsidereddependingon
to identify activated cells or chemokines. This field is con-
the type of pathologic analysis to be conducted. For example,
stantly changing as new markers are developed and new or
if simply routineH&E staining then fixation in appropriate
improved methods are developed that increase specificity of
volume of 10% buffered formalin for 24 to 72 hours may be
current markers. Therefore, it is not possible to provide
fine but if immunohistochemistry (IHC) is considered then
anything but a basic introduction, and a recommendation to
short duration (24 hr or<)in4% paraformaldehyde may be
follow published methods and methods provided by the manu-
required to maintain epitope antigenicity.
facturer of the antibody to be used whenever possible.
10.1.3 Where appropriate and feasible, obtain photographic
10.3.1.1 Methods for typical markers chosen for studies of
documentation of the explant and adjacent tissue, as well as a
humantissuessuchasanti-humanBcell,Tcell,ormonocytes/
photographic record of subsequent dissections. A scale and
macrophages markers are readily available from a number of
uniqueID#shouldbeincludedineachphotographifpossible.
reputable manufacturers. However, specific markers for other
10.2 Histopathological Analysis of Tissue: species (for example, rats, mice, rabbits, goats), may not be
readily available and may require extensive methods develop-
10.2.1 Process the excised tissue using standard laboratory
mentofdevelopmentofnewantibodiesspecificforthespecies
procedures for the histological processing to create stained
under investigation. It is essential that appropriate positive and
microscope slides for pathologic interpretation. Processing
negative controls be used to enable appropriate interpretation
may require that the device remains in the in-situ position
of the data. It is recommended that positive controls be
within the tissue. Alternatively, the device may have been
processed in the same manner as test tissue.
completely removed from the tissue. Depending on the study
objectives or diagnostic goals, these procedures may be for
10.3.1.2 IHC methods consist of a series of steps or reac-
frozen sections, paraffin embedding, methacrylate embedding
tions that have been developed to amplify the signal on the
orotherspecialprocedures.Routinestainingwithhematoxylin
markers. First, a primary antibody specific for the CD marker
and eosin (H & E), a trichrome or pentachrome stain, or
(forexample,mouseanti-human)isapplied.Then,asecondary
toluidine blue are recommended for light microscopy of most
antibody that binds specifically to the first antibody is applied
soft tissues and bone. Special stains (for example, von Kossa,
(for example, goat anti-mouse). This antibody is typically
Lendrum fibrin, Pearls iron, Picrosirius red, Massons
tagged with a reagent such as biotin, which serves as a marker
trichrome, Movat pentachrome, or other) may be utilized as
in this amplification phase of the reaction. In this example,
indicated and should be fully described.
strept-avidine peroxidase would then be added to bind to the
10.2.2 Provide a detailed histopathologic description of the biotin and immobilize the peroxidase. Finally, a substrate is
tissue-implantinterfaceaswellasalladjacenttissuespecimens
added that will react with the peroxidase, change color and
(for example, acute or chronic nature of the response, edema, precipitate at the location of the antigen. Diaminobenzidine
thrombosis, calcification the type and extent of extracellular
(DAB) is often used, although several substrates are available
matrix deposition, necrotic changes, thickness of fibrous for different kits or automatic systems. The end result in this
capsule, inflammatory cell types, giant cells, particulates, example is the peroxidase oxidation of DAB to give a
hyperplasia, dysplasia, type of inflammatory reaction). yellow-brown precipitate at the site of the reaction. The
sections can be stained with hematoxylin or other counterstain
10.2.3 If the implant material is porous, then tissue analysis
mustincludeevaluationofthereactionwithintheporesaswell to enhance the visibility of cells and contrast with the colored
reaction identifying the epitope.Additional amplification steps
as in the adjacent tissues. This should include the degree and
nature of tissue ingrowth, interstitial inflammation, and overall may be needed to ensure adequate visualization, or addition of
blocking steps such as addition of hydrogen peroxide or horse
biological fixation.
serum may be needed to reduce background labeling. Back-
10.2.4 For detailed studies of tissue reactions, the use of a
groundlabelingcanbeintroducedbybindingofthereagentsto
quantitative scoring scheme, such as that in Practice F981 is
endogenous proteins or enzymes (for example, peroxidase) or
recommended.
to block non-specific binding of minor or substantive known
10.2.5 Since some polymeric materials, for example,
contaminants in the reagents may be needed.
Polymethyl methacrylate (PMMA) bone cement, are altered or
dissolved by the solutions used for routine histology, special 10.3.1.3 It is best if an antibody is selected that has been
techniques may be indicated, or special note made of voids previously used successfully on tissues embedded in the same
formerly occupied by the material. manner as those being tested as not all methods that work on
F561 − 19
onetypeofsection(forexample,frozensections)willworkon 10.4.1.4 Tissues should be transferred to plastic or glass
another type of section (for example, paraffin-embedded or containers of high quality which have been thoroughly acid
MMA-embedded sections). This is because the embedding cleanedorunusedfromalottestedtobefreeofcontamination.
processes may mask, alter or destroy antigens. While antigen Acid cleaning which may etch the glass surfaces is not
retrieval processes (for example, citrate, heat and enzyme recommended for subsequent silicone analysis. Tissue transfer
digestion) can be used to unmask the antigen for which the should be done in a dust free environment.
antibody is specific, these methods are not always successful,
10.4.2 Test solutions should be analyzed in triplicate, either
can result in tissue falling off the slides and can even increase
as is or after dilution with 1% nitric acid to a concentration
background labeling.
which falls within the standards, and the results averaged.
10.3.1.4 Irrespective of the embedding technique or the
Concentrations are determined in µ/l (ppb), or µ/g of tissue
methodused,thedesiredoutcomeisonewheretheisloworno
(ppm). Results from solutions of known volumes from in vitro
nonspecific coloration of the tissues with the substrate used to
studies can be converted to total micrograms in solution.
localize the signal identifying the antigen of choice (for
10.4.2.1 Theconcentrationofmetallicspeciesintissuemay
example, CD-2), one where positive control tissues embedded
vary according to the location of the specimen relative to the
and labeled in the same manner show an expected pattern of
implant. It is therefore important to carefully record the
labeling and one where test sections labeled with all the same
location of the specimen.
methods except the primary antibody (no-antibody controls)
10.4.3 These methods of analysis require chemical diges-
are negative (for example, show no label). Some additional
tion of the tissue samples prior to analysis, and therefore the
generalconsiderationsareprovidedbelowthatwillapplytoall
samples cannot be used for any other analysis. The ability to
methods used.
digesttissueisinfluencedbythemethodoftissuefixation.Itis
10.3.2 Reagents and Other Considerations:
recommended that tissues be fixed in analytical grade 70%
10.3.2.1 Tissueshouldbefixedinreagentsthatareknownto
ethanol in analytical grade water. The methods of digestion
support the IHC methods you intend to use.
depend on the type of tissue to be analyzed.
10.3.2.2 HC reagents can be purchased from a variety of
10.4.3.1 Blood samples drawn from patients or animals
companies. It is advisable to use those recommended by the
should be done using polypropylene syringes. The blood can
manufacturer or shown in the literature to produce a strong
beallowedtoclotatroomtemperatureandcentrifugedat1850
label with low or no background.
g for 30 min to separate serum and clot fractions. Blood may
10.3.2.3 t is important to use a humidified chamber when
also be drawn in heparinized vacutainer tubes. The blood may
labeling to ensure that slides do not dry out during the
be allowed to settle so as to isolate red and white cells, or be
procedure.
centrifuged at 400 g and the plasma supernatant drawn off.
10.3.2.4 It is important to completely wash away the prior
Plasma is diluted at least 2× in 1% nitric acid.
reagent from the section with buffered saline or other recom-
10.4.3.2 Cells, either red blood cells or cells from cell
mended wash before adding the next reagent.
culture experiments may receive special treatment, such as
10.4 Chemical Analysis of Tissues By Flame Atomic Ab-
separation of cell contents and cell membranes. The cells are
sorption Spectroscopy (AAS), Graphite Furnace Atomic Ab-
washed and centrifuged 3 times with physiologic saline to
sorption Spectroscopy (GFAAS), by Inductively Coupled
remove trapped serum or growth media.The cell pellet is then
Plasma Optical Emission Spectroscopy (ICP-OES) or Mass lysed with 1% Triton X100 to release intracellular contents,
Spectroscopy (ICPMS):
centrifuged and the supernatant harvested. This solution is
10.4.1 Reagents and Materials: pipetted off, diluted 2× in 1% nitric acid, and referred to as
10.4.1.1 Standard Atomic Absorption Spectroscopy (AAS) “cell contents.” The pellet of cell membranes is then washed
and centrifuged 3 times in saline to remove the Triton and
grade solutions (MCB reagents, Fisher, and VWR) are used to
make calibration curves. Calibration solutions should be pre- remaining contents. The membranes are then digested in 50%
nitric acid, diluted in 0.5% nitric acid for analysis as “cell
pared according to Practice D3919, using the same matrix
solution as the test specimen. Solutions of low concentration membranes.”
should be made fresh daily. The sensitivity and possible
10.4.3.3 Tissue from implant sites or joint capsules should
interferences depend on the particular element.
be weighed and placed in plastic bags.
10.4.1.2 Any fixing agents, chemicals and solvents must be
(1)Forthemechanicaltissuedigestionappropriatebagsfor
of analytical purity. The use of 70% ethanol is recommended the machine should be used. These may then be frozen until
as a transport and storage solution.The use of double distilled,
use. For preparation, 5 mL of 50% nitric acid shall be added
deionized water is necessary. to each bag. The tissue is then homogenized in a mechanical
10.4.1.3 Handlingoftissuesforsubsequentchemicalanaly- blender.
sis requires special precautions to be taken to ensure that the (2)Alternatively, tissue should be placed in analytical
specimens are not contaminated with the elements to be grade 70% ethanol in analytical grade water in a proper
analyzed. Surgical knives or instruments used for tissue exci- container that will not allow cross-contamination.
sion shall be free of any contamination or loose particles. The (3)The tissue sample may be dried (15 min at 90°C) prior
use of ceramic or glass knives is recommended for preparation todigestion,todeterminethedryweight.Aciddigestionofthe
of specimens associated with metallic implants. Glass knives dry sample can then be accomplished with nitric acid. The
are not recommended for subsequent silicone analysis. dried tissue sample (~100 mg) should be mixed with 5 mL of
F561 − 19
low trace nitric acid (minimum 70% HNO ) and heated for 11. Analysis of Tissues and Fluids for Wear Particles
approximately 2 h (or more if needed) at 90°C. Alternatively,
11.1 Analysis for implant particles can be done histopatho-
the same solution can be placed in a microwave digestion
logically as in 10.2, or by tissue or fluid digestion and particle
bomb (that is, Parr Microwave Digestion Bombs Model No.
separation.Tissues subjected to digestion become dedicated to
4781 23 mL or 4782 45 mL), which is a chemically inert
this type of analysis.
vessel designed for high heat where venting may be required.
11.1.1 Preparation of tissue for drying and digestion will
These vessels can be placed in a household microwave for
depend on the state of the tissue. If the tissue was previously
more rapid sample dissolution (that is, 2 min at medium
embeddedinparaffin,thetissueblockshouldbedeparaffinized
power). There are also commercially available microwave
with xylene overnight at room temperature, and then washed
digestionsystemsavailablethatoperateathigherpressuresand
with 100% ethanol. If tissue is fixed in formalin, it should be
temperatures which also have vessels and carrousels as part of
dehydrated through a series of alcohols using standard histo-
the system. (See Note 1.)
logical protocol, and infiltrated with 100% ethanol. If tissue is
(4)The samples are then pipetted into the GFAAS or fixed in formalin, it should be dehydrated through a series of
ICPMS for analysis. Dilution as necessary is done with nitric alcohols using a standard histological protocol, and infiltrated
acid.Followingthedigestionprocedure,thesolutionmayneed with 100% ethanol. If tissue is fresh, it should be frozen and
to be diluted to a pre-determined amount (that is, 5:1) using free of embedding media.
de-ionized water. Dilutions may be necessary if the analytical 11.1.2 The tissue shall be weighed, or the fluid volume
determined before digestion. If a wet weight is desired (only
equipment cannot operate with samples containing high acid
applicableforthefreshtissue),0.3–0.5garetypicallyweighed
concentrations.
out. For a dry tissue weight, the tissue should be freeze dried,
NOTE 1—Microwave digestion is a good alternative to traditional acid
sliced with a ceramic knife, and 0.02–0.03 g weighed out with
digestion, since microwave dissolution is faster, safer, and simpler, and
a microbalance. Weighed tissue should then be placed in acid
provides more controlled reproducible conditions than conventional
washed polystyrene vials. Once weighed, the tissue is suitable
methods. Depending on the power ratings of the microwave, an appro-
for digestion.
priate level will need to be chosen in conjunction with the adequate time
to achieve full digestion of the tissue.
11.1.3 Several digestion protocols are described in the
literature.Thechoiceofprotocoldependsinpartonthetypeof
10.4.3.4 Bone specimens can be subjected to a two-stage
particle of interest, for example, metal versus polymer, and on
digestion procedure to separate them into two phases, miner-
the type of tissue. Four methods of digestion are described in
alized and demineralized (or organic).The bones are placed in
this recommended practice.
0.5NHClfor48hrsat4°Ctodemineralizethem.Therubbery
11.2 Reagents for Digestion:
demineralized samples are then placed in 50% nitric acid to
11.2.1 Ultrapure water—Distilled H O filtered with 0.2 µm
digesttheorganicportion.BoththeHClandHNO samplesare 2
filter.
diluted as necessary and analyzed by GFAAS.
11.2.2 Phosphate Buffer—3.55 g Na HPO , 3.45 g
2 4
10.4.4 Analysis with graphite furnace (GFAAS) should be
NaH PO , 0.744 g EDTA, in 100 ml ultrapure water.
2 4
done according to Practice D3919 using the manufacturer’s
11.2.3 Papain solution—1mlphosphatebuffer,100µLpure
specifications for analyte wavelength and slit width. Calibra-
papain, 3.26 mg N-acetylcysteine, 9 ml ultrapure water.
tionstandardsshouldbemadeupinthesamematrixasthetest
11.2.4 Strong bases—Tissues have been digested in solu-
specimens.
tions of sodium hydroxide ranging from 1–10 N NaOH (5–50
10.4.4.1 A multi-cycle protocol is recommended to ensure
ml/g of tissue), or in potassium hydroxide 2 N KOH (10 ml/g
complete d
...
This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
Designation: F561 − 13 F561 − 19
Standard Practice for
Retrieval and Analysis of Medical Devices, and Associated
Tissues and Fluids
This standard is issued under the fixed designation F561; the number immediately following the designation indicates the year of original
adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A superscript
epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope
1.1 This practice covers recommendations for the retrieval, handling, and analysis of implanted medical devices and associated
specimens that are removed from patients human and animal subjects during revision surgery, at postmortem, or as part of animal
studies. surgery and at postmortem. This practice may be used for the analysis of any implant including inert, bioactive, resorbable,
and tissue engineered products. This practice can also be used for analysis of specimens and lubrication fluids from in vitro tests,
including those from wear tests and joint simulators. The aim is to provide guidance in preventing damage to the to minimize
iatrogenic damage during the recovery and handling of the associated specimens which could obscure the investigational results,
and in results. This practice is also intended to provide guidance as to gathering data at the proper time and circumstance to validate
the study.circumstance.
1.2 This practice offers guidelines for the analysis of retrieved implants to limit damage to them, and to allow comparisons
between investigational results from different studies. The protocols are divided into three stages, where Stage I is the minimum
non-destructive analysis, Stage II is more complete non-destructive analysis, and Stage III is destructive analysis. Standard
protocols for the examination and collection of data are provided for specific types of materials in relation to their typical
applications. For particular investigational programs, additional, more specific, protocols may be required. If special analytical
techniques are employed, the appropriate handling procedures must be specified. Note that regulations for handling of patient
information, tissues, and retrieved devices will vary by geography.
1.3 This practice recommendation should be applied in accordance with nationalpertinent regulations or legal requirements
regarding the handling of patient data as well as the handling and analysis of retrieved implants and excised tissues, especially with
regard to handling devices which may become involved in litigation, as per in accordance with Practice E860. Note that regulations
for handling of patient information, tissues, and retrieved devices will vary by geography
1.4 A significant portion of the information associated with a retrieved implant device is often at the device-tissue interface or
in the tissues associated with the implant and related organ systems. Attention should be given to the handling of adjacent tissues,
so as not to interfere with study of the particles in the adjacent tissue, a chemical analysis for the byproducts of degradation of
the implant, or a study of the cellular response to the implant.
1.5 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.
1.6 This standard may involve hazardous materials, operations, and equipment. As a precautionary measure, explanted devices
should be sterilized or minimally disinfected by an appropriate means that does not adversely affect the implant or the associated
tissue that may be subject to subsequent analysis. A detailed discussion of precautions to be used in handling of human tissues can
be found in ISO 12891-1. This standard does not purport to address all of the safety concerns, if any, associated with its use. It
is the responsibility of the user of this standard to establish appropriate safety safety, health, and healthenvironmental practices
and determine the applicability of regulatory limitations prior to use.
1.7 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
This practice is under the jurisdiction of ASTM Committee F04 on Medical and Surgical Materials and Devices and is the direct responsibility of Subcommittee F04.15
on Material Test Methods.
Current edition approved Sept. 1, 2013Jan. 1, 2019. Published October 2013February 2019. Originally approved 1978. Last previous edition approved in 20102013 as
F561 – 05a (2010).F561 – 13. DOI: 10.1520/F0561-13 10.1520/F0561-19.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
F561 − 19
2. Referenced Documents
2.1 ASTM Standards:
A262 Practices for Detecting Susceptibility to Intergranular Attack in Austenitic Stainless Steels
A751 Test Methods, Practices, and Terminology for Chemical Analysis of Steel Products
C20 Test Methods for Apparent Porosity, Water Absorption, Apparent Specific Gravity, and Bulk Density of Burned Refractory
Brick and Shapes by Boiling Water
C158 Test Methods for Strength of Glass by Flexure (Determination of Modulus of Rupture)
C169 Test Methods for Chemical Analysis of Soda-Lime and Borosilicate Glass
C573 Methods for Chemical Analysis of Fireclay and High-Alumina Refractories (Withdrawn 1995)
C623 Test Method for Young’s Modulus, Shear Modulus, and Poisson’s Ratio for Glass and Glass-Ceramics by Resonance
C633 Test Method for Adhesion or Cohesion Strength of Thermal Spray Coatings
C674 Test Methods for Flexural Properties of Ceramic Whiteware Materials
C730 Test Method for Knoop Indentation Hardness of Glass
C1069 Test Method for Specific Surface Area of Alumina or Quartz by Nitrogen Adsorption
C1161 Test Method for Flexural Strength of Advanced Ceramics at Ambient Temperature
C1198 Test Method for Dynamic Young’s Modulus, Shear Modulus, and Poisson’s Ratio for Advanced Ceramics by Sonic
Resonance
C1322 Practice for Fractography and Characterization of Fracture Origins in Advanced Ceramics
C1326 Test Method for Knoop Indentation Hardness of Advanced Ceramics
C1327 Test Method for Vickers Indentation Hardness of Advanced Ceramics
D256 Test Methods for Determining the Izod Pendulum Impact Resistance of Plastics
D412 Test Methods for Vulcanized Rubber and Thermoplastic Elastomers—Tension
D570 Test Method for Water Absorption of Plastics
D621 Test Methods for Deformation of Plastics Under Load (Withdrawn 1994)
D624 Test Method for Tear Strength of Conventional Vulcanized Rubber and Thermoplastic Elastomers
D638 Test Method for Tensile Properties of Plastics
D671 Test Method for Flexural Fatigue of Plastics by Constant-Amplitude-of-Force (Withdrawn 2002)
D695 Test Method for Compressive Properties of Rigid Plastics
D732 Test Method for Shear Strength of Plastics by Punch Tool
D747 Test Method for Apparent Bending Modulus of Plastics by Means of a Cantilever Beam (Withdrawn 2019)
D785 Test Method for Rockwell Hardness of Plastics and Electrical Insulating Materials
D790 Test Methods for Flexural Properties of Unreinforced and Reinforced Plastics and Electrical Insulating Materials
D792 Test Methods for Density and Specific Gravity (Relative Density) of Plastics by Displacement
D1004 Test Method for Tear Resistance (Graves Tear) of Plastic Film and Sheeting
D1042 Test Method for Linear Dimensional Changes of Plastics Caused by Exposure to Heat and Moisture
D1238 Test Method for Melt Flow Rates of Thermoplastics by Extrusion Plastometer
D1239 Test Method for Resistance of Plastic Films to Extraction by Chemicals
D1242 Test Methods for Resistance of Plastic Materials to Abrasion (Withdrawn 2003)
D1505 Test Method for Density of Plastics by the Density-Gradient Technique
D1621 Test Method for Compressive Properties of Rigid Cellular Plastics
D1622 Test Method for Apparent Density of Rigid Cellular Plastics
D1623 Test Method for Tensile and Tensile Adhesion Properties of Rigid Cellular Plastics
D1708 Test Method for Tensile Properties of Plastics by Use of Microtensile Specimens
D2240 Test Method for Rubber Property—Durometer Hardness
D2842 Test Method for Water Absorption of Rigid Cellular Plastics
D2857 Practice for Dilute Solution Viscosity of Polymers
D2873 Test Method for Interior Porosity of Poly(Vinyl Chloride) (PVC) Resins by Mercury Intrusion Porosimetry (Withdrawn
2003)
D2990 Test Methods for Tensile, Compressive, and Flexural Creep and Creep-Rupture of Plastics
D3016 Practice for Use of Liquid Exclusion Chromatography Terms and Relationships
D3417 Test Method for Enthalpies of Fusion and Crystallization of Polymers by Differential Scanning Calorimetry (DSC)
(Withdrawn 2004)
D3418 Test Method for Transition Temperatures and Enthalpies of Fusion and Crystallization of Polymers by Differential
Scanning Calorimetry
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
The last approved version of this historical standard is referenced on www.astm.org.
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D3835 Test Method for Determination of Properties of Polymeric Materials by Means of a Capillary Rheometer
D3919 Practice for Measuring Trace Elements in Water by Graphite Furnace Atomic Absorption Spectrophotometry
D4000 Classification System for Specifying Plastic Materials
D4001 Test Method for Determination of Weight-Average Molecular Weight of Polymers By Light Scattering
D4065 Practice for Plastics: Dynamic Mechanical Properties: Determination and Report of Procedures
D4754 Test Method for Two-Sided Liquid Extraction of Plastic Materials Using FDA Migration Cell
D5152 Practice for Water Extraction of Residual Solids from Degraded Plastics for Toxicity Testing (Withdrawn 1998)
D5227 Test Method for Measurement of Hexane Extractable Content of Polyolefins
D5296 Test Method for Molecular Weight Averages and Molecular Weight Distribution of Polystyrene by High Performance
Size-Exclusion Chromatography
E3 Guide for Preparation of Metallographic Specimens
E7 Terminology Relating to Metallography
E8 Test Methods for Tension Testing of Metallic Materials [Metric] E0008_E0008M
E10 Test Method for Brinell Hardness of Metallic Materials
E18 Test Methods for Rockwell Hardness of Metallic Materials
E45 Test Methods for Determining the Inclusion Content of Steel
E92 Test Methods for Vickers Hardness and Knoop Hardness of Metallic Materials
E112 Test Methods for Determining Average Grain Size
E120 Test Methods for Chemical Analysis of Titanium and Titanium Alloys (Withdrawn 2003)
E135 Terminology Relating to Analytical Chemistry for Metals, Ores, and Related Materials
E168 Practices for General Techniques of Infrared Quantitative Analysis
E204 Practices for Identification of Material by Infrared Absorption Spectroscopy, Using the ASTM Coded Band and Chemical
Classification Index (Withdrawn 2014)
E290 Test Methods for Bend Testing of Material for Ductility
E353 Test Methods for Chemical Analysis of Stainless, Heat-Resisting, Maraging, and Other Similar Chromium-Nickel-Iron
Alloys
E354 Test Methods for Chemical Analysis of High-Temperature, Electrical, Magnetic, and Other Similar Iron, Nickel, and
Cobalt Alloys
E386 Practice for Data Presentation Relating to High-Resolution Nuclear Magnetic Resonance (NMR) Spectroscopy
(Withdrawn 2015)
E407 Practice for Microetching Metals and Alloys
E539 Test Method for Analysis of Titanium Alloys by X-Ray Fluorescence Spectrometry
E562 Test Method for Determining Volume Fraction by Systematic Manual Point Count
E663 Practice for Flame Atomic Absorption Analysis (Withdrawn 1997)
E860 Practice for Examining And Preparing Items That Are Or May Become Involved In Criminal or Civil Litigation
E883 Guide for Reflected–Light Photomicrography
E986 Practice for Scanning Electron Microscope Beam Size Characterization
E1188 Practice for Collection and Preservation of Information and Physical Items by a Technical Investigator
E1479 Practice for Describing and Specifying Inductively Coupled Plasma Atomic Emission Spectrometers
F316 Test Methods for Pore Size Characteristics of Membrane Filters by Bubble Point and Mean Flow Pore Test
F619 Practice for Extraction of Medical Plastics
F981 Practice for Assessment of Compatibility of Biomaterials for Surgical Implants with Respect to Effect of Materials on
Muscle and Insertion into Bone
F1044 Test Method for Shear Testing of Calcium Phosphate Coatings and Metallic Coatings
F1147 Test Method for Tension Testing of Calcium Phosphate and Metallic Coatings
F1635 Test Method for in vitro Degradation Testing of Hydrolytically Degradable Polymer Resins and Fabricated Forms for
Surgical Implants
F1854 Test Method for Stereological Evaluation of Porous Coatings on Medical Implants
F1877 Practice for Characterization of Particles
F2102 Guide for Evaluating the Extent of Oxidation in Polyethylene Fabricated Forms Intended for Surgical Implants
F2182 Test Method for Measurement of Radio Frequency Induced Heating On or Near Passive Implants During Magnetic
Resonance Imaging
F2214 Test Method forIn Situ Determination of Network Parameters of Crosslinked Ultra High Molecular Weight Polyethylene
(UHMWPE)
E2451 Practice for Preserving Ignitable Liquids and Ignitable Liquid Residue Extracts from Fire Debris Samples
F2502 Specification and Test Methods for Absorbable Plates and Screws for Internal Fixation Implants
F2739 Guide for Quantifying Cell Viability within Biomaterial Scaffolds
F2977 Test Method for Small Punch Testing of Polymeric Biomaterials Used in Surgical Implants
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F2995 Guide for Shipping Possibly Infectious Materials, Tissues, and Fluids
F2979 Guide for Characterization of Wear from the Articulating Surfaces in Retrieved Metal-on-Metal and other Hard-on-Hard
Hip Prostheses
F3036 Guide for Testing Absorbable Stents
F3129 Guide for Characterization of Material Loss from Conical Taper Junctions in Total Joint Prostheses
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2.2 Other Document:
ISO 12891-1, Retrieval and Analysis of Implantable Medical Devices, Part 1: Standard Practice for Retrieval and Handling
3. Terminology
3.1 Definition of Terms Specific to Issues of Microbial Contamination:
3.1.1 antiseptic—a germicide that is used on skin or living tissue for the purposes of inhibiting or destroying microorganisms.
3.1.2 decontamination—a process or treatment that renders a medical device, instrument, or environmental surface safe to
handle. Ranges from sterilization to cleaning with soap and water.
3.1.3 disinfectant—a germicide that is used solely for destroying microorganisms on inanimate objects.
3.1.4 disinfection—a process or treatment using a disinfectant. Disinfection is generally less lethal than sterilization. It
eliminates virtually all recognized pathogenic microorganisms but not necessarily all microbial forms (for example, bacterial
endospores) on inanimate objects. It does not ensure overkill.
3.1.5 sterilization—use of a physical or chemical procedure to destroy all microbial life; including large numbers of highly
resistant bacterial endospores.spores.
4. Summary of Practice
4.1 This practice provides recommendations for collection of clinical data, analysis of adjacent tissues, and the material
characterizations to be performed when an implant is retrieved as part of a clinical or an animal study. It also provides for analysis
of specimens and lubrication fluids from in vitro wear tests.
4.2 The clinical data to be recorded include a case history review, roentgenogram reviews, tissue culture, and observations of
the implant site.
4.3 Protocols are provided for the handling of the implant tissue interface, and adjacent tissues and fluids for subsequent
analysis. These protocols are intended to facilitate (a) histologic and immunohistochemical examination of the tissues, (b) chemical
analysis of the tissues for identification and quantification of implant corrosion or degradation products, and (c) digestion of tissues
and fluids for subsequent harvesting and analysis of particulate debris.
4.4 The material characterizations include observation and description of the retrieved device and adjacent tissues,
determination of chemical composition, macroscopic and microscopic examinations and mechanical property determinations. The
guidelines are separated in three stages. Stage I is considered to comprise an essential minimum analysis for routine examination
of all types of materials. Stage II is nondestructive but provides more detail and is intended for special studies of devices with or
without impaired function, made of allvarious types of materials. Stage III includes destructive methods for and material-specific
protocols for detailed failure, microstructural, and chemical analysis as well as determination of physical and mechanical
properties. The flowchart below can be used to guide the type of analysis that can be completed (Fig. 1).
5. Significance and Use
5.1 The investigation of retrieved implantable medical devices and adjacent tissues can be of value in the assessment of clinical
complications associated with the use of a specific prosthetic device design; can expand the knowledge of clinical implant
performance and interactions between implants and the body; provide information on implant performance and safety; and thus
further the development of biocompatible implant materials and devices with improved performance. Comparison of wear patterns
and wear particle morphology observed with retrievals and those observed with in vitro joint simulator tests can provide valuable
insight into the validity of the in vitro simulation.
5.2 A significant portion of the information associated with a retrieved implant is obtained with detailed studies of the
device-tissue interface. interface healing response. Appropriate methods are provided to facilitate a study of the particles in the
tissues, and chemical analysis for the byproducts of degradation of the implant, and histologic evaluation of the cellular response
to the implant.
5.3 For the analysis to be accurate, it is essential that the device and associated tissues be removed without minimizing as best
as possible alteration of their form and structure. It is also essential that the tissues be handled in such a way as to avoid microbial
or viral contamination of the work place or the investigator. The tissue-device interface may need to be stabilized with chemical
fixation prior to separation of the device from it’s in-situ position. It is also highly recommended to document detailed information
about the tissue specimens, including location of extraction. Standard protocols for the examination and collection of data are
provided for retrieval and handling of implantable medical devices, as well as for specific types of materials in relation to their
typical applications. For particular investigational programs, additional, more specific, protocols may be required. If special
analytical techniques are employed, the appropriate procedures must be specified.
Available from American National Standards Institute (ANSI), 25 W. 43rd St., 4th Floor, New York, NY 10036, http://www.ansi.org.
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FIG. 1 Retrieval Analysis Flowchart
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5.4 In order to interpret the analysis of materials and tissues, it is also essential to capture a minimum data set regarding the
reason for device removal, method of removal, method and timing preservation and clinical findings and laboratory studies
documenting device performance and reasons for removal.performance.
5.5 Planning of the overall retrieval analyses prior to execution of any of the protocols or methods within this practice is
essential to maximize the overall effectiveness of the analyses. The plan shall be based on initial observations from the available
clinical information, tissues, and implants. Subsequently, the plan may need to be revised based on results obtained throughout the
analyses. Due to the potential interferences described in Section 6, protocols and methods should be executed in a sequence such
as to minimize the impact of interferences
5.6 Any destructive analysis of implants must be done so as to not destroy any features that may become the subject of litigation,
as per in accordance with Practice E860. This standard recommendation should be applied in accordance with state or national
regulations or legal requirements regarding the handling and analysis of retrieved implants and tissues.
6. Interferences
6.1 Some critical features of the retrieved implant, tissue and the interface can only be accurately described by observation at
the time of removal, and prior to sterilization fixation, sterilization, or disinfection. Such observation must be made using
appropriate aseptic precautions. Photomicrographs are recommend at this stage of device retrieval.
6.2 Due to the destructive nature of some of the analysis protocols provided in this practice, their use precludes any other type
of analysis. It is therefore essential that handling of the device and tissues be done in concert with the requirements of all of the
analyses to be performed, including analyses that may be done in the future. When harvesting tissues for subsequent chemical
analysis, it is important to use tools that do not contain the materials or elements of interest in the tissues.
6.2.1 For example, when harvesting tissues for subsequent chemical analysis, it is important to use tools that do not contain the
materials or elements of interest in the tissues.
6.2.2 If possible, retrieved implants should be placed in bags or containers, unless the bone-implant interface will be evaluated.
There is possibility of material degradation following exposure to formalin (or other fixatives such as glutaraldehyde) such as in
a Morse taper of a ceramic femoral head.
6.2.3 Soft tissue implants especially those with a lumen or cavity that may be compressed during transport should be placed
in a hard wall container with a fluid tight lid.
6.2.4 Ensure that air-fluid interfaces are minimized to avoid focal desiccation of explanted tissue surfaces.
7. Hazards
7.1 The handling of retrieved implants and tissues may involve handling of infectious material.material (bacterial, viral, fungal,
or protozoal).
7.2 It is suggested that individuals handling the devices blood, tissues, or the devices, or combinations thereof be vaccinated
against Hepatitis B. As a precautionary measure, removed implants devices could should be sterilized by an appropriate means that
does not adversely affect the implant.
7.3 There are situations where tissues or implants can not cannot be sterilized or disinfected prior to analysis, for example,
requirements of specialized protocols in which sterilization will adversely effect tissue affect cell/tissue morphology and staining
quality or material properties. In such cases, extreme care should be taken to use aseptic technique and disinfection. Where
institutional guidelines for the handling of septic material do not exist, details for handling and sterilizing retrievals, and laboratory
practice recommendations can be found in ISO 12891-1. For decontamination of metallic implants, the use of bleach should be
considered and possibly avoided to prevent corrosion damage from the decontamination process.
7.4 Handling of explanted devices with an electrical energy source such as implantable cardioverter defibrillators may be
hazardous. It is recommended that manufacturer’s inactivation procedures be followed. When all required equipment, such as a
device-specific wireless programmer, are not available it is recommended that the device be disabled using a magnet or other
alternative method that is appropriate for the device. Handling with double gloves will reduce the risk of an unintended shock.
8. Clinical Information Gathered at the Time of Implant Explantation
8.1 The extent of clinical information to be obtained will depend in part on the type of implant and reasons for removal.
Similarly, the amount of information provided about the implant site will depend on the circumstances regarding the removal. The
investigator is responsible for ensuring patient privacy and protecting patient data. The investigator shall follow all relevant
regulations in the geography where the retrieval and analysis is performed. Steps to enhance patient protection may include
obtaining patient consent and engaging an Institutional Review Board (IRB) to review and approve study details prior to initiation.
Clinical data should be de-identified at the earliest practical point. A detailed listing and format for documentation of the clinical
information associated with removal are provided in Appendix X1. Standard patient evaluation scoring schemes such as those
developed by clinical societies may also be utilized.
8.2 As a minimum, the clinical information for device tracking should include the following information:
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8.2.1 Date of implantation, and date of explantation.
8.2.2 Identification of hospitals, or physicians’ offices, where device implantation and removal was performed.
8.2.3 Confidential, unique, patient ID Code to link to hospitals healthcare institution’s implantation and removal records.
8.2.4 Device identification (manufacturer’s name and device catalogue number).
8.2.5 Device lot and serial number.
8.2.6 Indication for use and reason for explantation (clinical diagnosis).
8.3 For purposes of implant retrieval studies, the following information is considered essential:
8.3.1 Patient or animal age and sex.
8.3.2 A generic statement as to level of patient activity relative to the device.
8.3.3 A statement as to any gross evidence of inflammation, implant site infection, or tissue damage such as osteolysis.
8.3.4 Orientation of the implant relative to the patient. patient and original placement. It is suggested that the proximal end of
the device be or other critical landmark identified with a nondestructive marking scheme.
8.4 More detailed clinical information should be gathered, where feasible, as indicated in Appendix X1. Obtaining an in situ,
intraoperative photograph of the implant is highly desirable.
8.5 To facilitate subsequent analysis, it is recommended that the device be removed with the tissue interface intact. However,
interface preservation should not jeopardize the practice of medicine and patient safety. The investigator shall follow all rules and
guidelines for implant and tissue handling established by the clinical center where the retrieval is performed.
8.5.1 In cases of animal studies of tissue responses to implants, the implant should be removed with at least a 4 mm thick layer
of adjacent tissue, as per in accordance with Practice F981. Care should be taken to avoid unnecessary manipulation of the
device-tissue interface before chemical stabilization. Trimming of tissues, orientation of blocks and the creation of histology slides
should be sufficiently detailed and tracked to aid in the subsequent interpretation of any histology reactions.
8.5.2 When handling of devices with electrical energy source that have internal data storage such as implantable cardioverter
defibrillators, pacemakers or neurostimulators, the investigator is responsible for ensuring patient privacy and protecting patient
data
9. Packaging and Shipping of Explanted Devices, Tissues and Fluids
9.1 In the event that an implant is explanted at a facility where the device needs to be transported to a laboratory for analysis,
the components, tissues, and fluids must be packaged in a manner that provides adequate protection to the items during the shipping
process.
9.2 Care should be taken during any handling of the retrieved components to avoid damage to the components (i.e. rubbing
together the articulating surfaces, dropping or knocking the parts, or allowing tissues to dry out).
9.3 Disassembly of components beyond what is necessary for the explanation of the implanted device should be avoided.
9.4 Each component should be packaged individually and device packaging should be dictated by the type of analysis that will
be performed (for example, formalin submersion for tissue ongrowth analysis of coated metallic components). All packaging
should be labeled with a unique identification code. Double bagging is preferred and each bag should be labeled with the unique
identification code. The addition of an absorbent material may also be required.
9.5 Transportation of the devices and tissue for analysis may be time sensitive. Anticipate worst-case scenario timelines to make
sure the sample evaluation is not compromised by delays in the transportation process. The potential for extremes of temperature
exposure and possible effects of specimen should also be considered.
9.6 Specific details with regard to the packaging and shipping of medical devices, tissues, and fluids is covered in Guidance
F2995.
10. Analysis of the Tissues and the Tissue-Implant Interface
10.1 Macroscopic Examination of Tissue:
10.1.1 Record a gross pathologic description of the tissue immediately adjacent to the implant, as to consistency and color, as
seen by the naked eye, or with a hand lens or dissecting microscope. Record any differences between the implant-tissue interface
and the tissues not in direct contact with the implant such as tissue downstream from an intravascular or intracardiac implant.
Describe the specimen size either by dimensions or weight.
10.1.2 Since the color and texture of the tissue is altered by sterilization and fixation methods, it is recommended that gross
observations be made prior to fixation or sterilization. Such observations should be made utilizing aseptic techniques.appropriate
blood borne pathogen protective techniques and equipment. The type of fixative and time of fixation should be considered
depending on the type of pathologic analysis to be conducted. For example, if simply routine H & E staining then fixation in
appropriate volume of 10 % buffered formalin for 24 to 72 hours may be fine but if immunohistochemistry (IHC) is considered
then short duration (24 hr or < ) in 4 % paraformaldehyde may be required to maintain epitope antigenicity.
10.1.3 Where appropriate and feasible, obtain photographic documentation of the explant and adjacent tissue, as well as a
photographic record of subsequent dissections. A scale and unique ID # should be included in each photograph if possible.
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10.2 Histopathological Analysis of Tissue:
10.2.1 Process the excised tissue using standard laboratory procedures for the histological dehydration, embedding and
sectioning. These processing to create stained microscope slides for pathologic interpretation. Processing may require that the
device remains in the in-situ position within the tissue. Alternatively, the device may have been completely removed from the
tissue. Depending on the study objectives or diagnostic goals, these procedures may be for frozen sections, paraffin embedding,
methacrylate embedding or other special procedures. Routine staining with hematoxylin and eosin (H & E), or a trichrome or
pentachrome stain, or toluidine blue are recommended for light microscopy of most soft tissues and bone. Special stains, for
example, von Kassa, Masson, Movat pentachrome, stains (for example, von Kossa, Lendrum fibrin, Pearls iron, Picrosirius red,
Massons trichrome, Movat pentachrome, or other) may be utilized as indicated and should be fully described.
10.2.2 Provide a detailed histopathologic description of the tissue-implant interface as well as all adjacent tissue specimens, for
example, extracellular matrix, specimens (for example, acute or chronic nature of the response, edema, thrombosis, calcification
the type and extent of extracellular matrix deposition, necrotic changes, thickness of fibrous capsule, inflammatory cell types, giant
cells, particulates, hyperplasia, dysplasia, type of inflammatory reaction.reaction).
10.2.3 If the implant material is porous, then tissue analysis must include evaluation of the reaction within the pores as well as
in the adjacent tissues. This should include the degree and nature of tissue ingrowth, interstitial inflammation, and overall
biological fixation.
10.2.4 For detailed studies of tissue reactions, the use of a quantitative scoring scheme, such as that in Practice F981 is
recommended.
10.2.5 Since some polymeric materials, for example, PMMA Polymethyl methacrylate (PMMA) bone cement, are altered or
dissolved by the solutions used for routine histology, special techniques may be indicated, or special note made of voids formerly
occupied by the material.
10.3 Immunohistochemical and Other Special Histopathology Immunohistochemistry Protocols:
10.3.1 These procedures IHC can be used for identifyingto identify specific cell types and extracellular matrix tissue responses
ECM protein deposition in response to implantable materials and prosthetic devices. Typically, monoclonal or polyclonal
antibodies raised against a particular epitope are used to identify cells, proteins or enzymes of interest that may aid in determining
the cause of failure. For example, positive identification of B-cells in a tissue that contains may lymphocytes in addition to only
small numbers of plasma cells and neutrophils could aid in determining if a patient is sensitive to a metal present in the retrieved
implant. Other markers may be useful to identify activated cells or chemokines. This field is constantly changing, and therefore
only one such approach is provided as an example.changing as new markers are developed and new or improved methods are
developed that increase specificity of current markers. Therefore, it is not possible to provide anything but a basic introduction,
and a recommendation to follow published methods and methods provided by the manufacturer of the antibody to be used
whenever possible.
10.3.1.1 Typical markers chosen are for the presence of immunoglobulins on lymphocytes to indicate B cells or on
monocytes/macrophages to indicate activation, the presence of CD2 markers to indicate immature T cells, the presence of CD3
markers to indicate mature T cells, and markers to indicate activated macrophages.Methods for typical markers chosen for studies
of human tissues such as anti-human B cell, T cell, or monocytes/macrophages markers are readily available from a number of
reputable manufacturers. However, specific markers for other species (for example, rats, mice, rabbits, goats), may not be readily
available and may require extensive methods development of development of new antibodies specific for the species under
investigation. It is essential that appropriate positive and negative controls be used to enable appropriate interpretation of the data.
It is recommended that positive controls be processed in the same manner as test tissue.
10.3.1.2 The protocolsIHC methods consist of a series of steps or reactions whichthat have been developed to amplify the
reactions, and to be cost effective. First, an signal on the markers. First, a primary antibody specific for the CD marker is used
(typically mouse anti-human). Then, a biotinilated antibody (for example, mouse anti-human) is applied. Then, a secondary
antibody that binds specifically to the first antibody is applied (typically goat anti-mouse); biotin (for example, goat anti-mouse).
This antibody is typically tagged with a reagent such as biotin, which serves as a marker in this amplification phase of the reactions.
Strept-avidine peroxidase is then reaction. In this example, strept-avidine peroxidase would then be added to bind to the biotin and
immobilize the peroxidase. Finally, a substrate is added whichthat will react with the peroxidase, change color and precipitate.
precipitate at the location of the antigen. Diaminobenzidine (DAB) is often used, although several substrates are available for
different kits or automatic systems. The end result in this example is the peroxidase oxidation of DAB to give a yellow-brown
precipitate at the site of the reaction. The sections can be stained with hematoxylin or other counterstain to enhance the visibility
of cells.cells and contrast with the colored reaction identifying the epitope. Additional amplification steps may be needed to ensure
adequate visualization, or addition of blocking steps such as addition of hydrogen peroxide or horse serum may be needed to reduce
background labeling. Background labeling can be introduced by binding of the reagents to endogenous proteins or enzymes (for
example, peroxidase) or to block non-specific binding of minor or substantive known contaminants in the reagents may be needed.
10.3.1.3 It is best if an antibody is selected that has been previously used successfully on tissues embedded in the same manner
as those being tested as not all methods that work on one type of section (for example, frozen sections) will work on another type
of section (for example, paraffin-embedded or MMA-embedded sections). This is because the embedding processes may mask,
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alter or destroy antigens. While antigen retrieval processes (for example, citrate, heat and enzyme digestion) can be used to unmask
the antigen for which the antibody is specific, these methods are not always successful, can result in tissue falling off the slides
and can even increase background labeling.
10.3.1.4 An example of a method to be used is briefly summarized below and is based on standard techniques. Although it was
originally described for use on frozen tissues, the use of embedded tissues allows for examination of the same tissue blocks used
for routine pathology. This is only one of many approaches.Irrespective of the embedding technique or the method used, the desired
outcome is one where the is low or no nonspecific coloration of the tissues with the substrate used to localize the signal identifying
the antigen of choice (for example, CD-2), one where positive control tissues embedded and labeled in the same manner show an
expected pattern of labeling and one where test sections labeled with all the same methods except the primary antibody
(no-antibody controls) are negative (for example, show no label). Some additional general considerations are provided below that
will apply to all methods used.
10.3.2 Reagents: Reagents and Other Considerations:
10.3.2.1 Tissue should be fixed in reagents that are known to support the IHC methods you intend to use.
10.3.2.2 The reagents used come HC reagents can be purchased from a variety of companies including DAKO, Becton
Dickinson, Kirkegaard & Perry, and Oncogene.companies. It is advisable to use those recommended by the manufacturer or shown
in the literature to produce a strong label with low or no background.
10.3.2.3 Antibody for specific markers, for example, CD2, CD3.t is important to use a humidified chamber when labeling to
ensure that slides do not dry out during the procedure.
10.3.2.4 Biotinilated goat anti-mouse or anti-rabbit IgG.It is important to completely wash away the prior reagent from the
section with buffered saline or other recommended wash before adding the next reagent.
9.3.2.4 Strept-avidine peroxidase.
9.3.2.5 Diaminobenzidine (DAB), or other suitable substrate.
9.3.3 Sections are deparaffinated in xylene for 5 min twice, and then rehydrated with absolute ethanol for 3 min, 95 % ethanol
for 3 min, and then in 70 % ethanol for 3 min.
9.3.4 The sections are then placed in a methanol-hydrogen peroxide solution for 30 min to diminish the background level of
peroxidase in the tissue. The sections are rinsed in water, next placed in buffered saline, and then the slide around the section is
dried.
9.3.5 The slide is then placed in a humidity chamber, covered with buffer, and the first antibody is added. This will be the
antibody specific for the marker (for example, CD2) and will be either of mouse or rabbit origin. This is incubated overnight, then
rinsed with buffer, drained, and the slide around the tissue dried.
9.3.6 The second antibody, which is biotinolated, is added. This is usually goat anti-mouse or anti-rabbit IgG. This is incubated
for 30 min, rinsed, the slide dried, and then strept-avidin peroxidase is added.
9.3.7 The strept-avidin peroxidase is incubated for 30 min, rinsed, and then a substrate such as DAB is added. The development
of the color is watched under the microscope, the action stopped with water, then the slides are dipped into osmium tetroxide for
final fixation. The slides may be counterstained with hematoxylin for visualization of all cells. The slides are processed for
mounting with eukitt and can be evaluated for presence of label.
9.3.8 This method can be used to detect the production of cytokines in the cells in the tissues. However, caution should be used
in the interpretation of findings, since these are soluble mediators and rapidly leave the site of origin.
10.4 Chemical Analysis of Tissues By Flame Atomic Absorption Spectroscopy (AAS), Graphite Furnace Atomic Absorption
Spectroscopy (GFAAS), by Inductively Coupled Plasma Optical Emission Spectroscopy (ICP-OES) or Mass Spectroscopy
(ICPMS):
10.4.1 Reagents and Materials:
10.4.1.1 Standard AAS Atomic Absorption Spectroscopy (AAS) grade solutions (MCB reagents, Fisher, and VWR) are used to
make calibration curves. Calibration solutions should be prepared according to Practice D3919, using the same matrix solution as
the test specimen. Solutions of low concentration should be made fresh daily. The sensitivity and possible interferences depend
on the particular element.
10.4.1.2 Any fixing agents, chemicals and solvents must be of analyticanalytical purity. The use of 70 % ethanol is
recommended as a transport and storage solution. The use of double distilled, deionized water is necessary.
10.4.1.3 Handling of tissues for subsequent chemical analysis requires special precautions to be taken to insureensure that the
specimens are not contaminated with the elements to be analyzed. Surgical knives or instruments used for tissue excision shall be
free of any contamination or loose particulates.particles. The use of ceramic or glass knives is recommended for preparation of
specimens associated with metallic implants. Glass knives are not recommended for subsequent silicone analysis.
10.4.1.4 Tissues should be transferred to plastic or glass containers of high quality which have been thoroughly acid cleaned
or unused from a lot tested to be free of contamination. Acid cleaning which may etch the glass surfaces is not recommended for
subsequent silicone analysis. Tissue transfer should be done in a dust free environment.
10.4.2 Test solutions should be analyzed in triplicate, either as is or after dilution with 1 % nitric acid to a concentration which
falls within the standards, and the results averaged. Concentrations are determined in μ/l (ppb), or μ/g of tissue (ppm). Results from
solutions of known volumes from in vitro studies can be converted to total micrograms in solution.
F561 − 19
10.4.2.1 The concentration of metallic species in tissue may vary according to the location of the specimen relative to the
implant. It is therefore important to carefully record the location of the specimen.
10.4.3 These methods of analysis require chemical digestion of the tissue samples prior to analysis, and therefore the samples
can not cannot be used for any other analysis. The ability to digest tissue is influenced by the method of tissue fixation. It is
recommended that tissues be fixed in analytical grade 70 % ethanol in analytical grade water. The methods of digestion depend
on the type of tissue to be analyzed.
10.4.3.1 Blood samples drawn from patients or animals should be done using
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