Standard Practice for Structural Finite Element Model Verification and Validation

SIGNIFICANCE AND USE
4.1 This practice provides guidance for verification and validation of structural FEMs that are used to support showings of compliance with CAA regulations.  
4.2 This practice is a companion to Specification F3114.
SCOPE
1.1 This practice provides guidance for verification and validation of structural finite element models (FEMs) that are used to support showings of compliance with Civil Aviation Authority (CAA) regulations. This encompasses FEM predictions of internal loads, displacements, strains, stresses, stability, and post-buckling loads.  
1.2 This practice applies to normal category aeroplanes with a certified maximum take-off weight of 19 000 lb (8618 kg) or less and a passenger seating configuration of up to 19. Use of the term aircraft throughout this specification is intended to allow the relevant CAA(s) to accept this practice as a means of compliance for other aircraft as they determine appropriate.  
1.3 Code verification for FEM software is not included in the scope of this practice. It is expected, however, that the developer of software that is used to support showings of compliance has applied appropriate software quality assurance and numerical algorithm verification processes, including benchmark cases, to verify the accuracy and consistency of the solutions. Evidence of these activities should be recorded and documented and made available to the applicant and CAA upon request.  
1.4 The applicant for a design approval should verify CAA acceptance of this practice before using it to support showings of compliance. For information on which CAA regulatory bodies have accepted this practice (in whole or in part) as a means of compliance to airworthiness standards: normal category aeroplanes (hereinafter referred to as “the Rules”), refer to the ASTM F44 webpage (www.ASTM.org/COMMITTEE/F44.htm), which includes CAA website links.  
1.5 The values stated in inch-pound units are to be regarded as standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard.  
1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.  
1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

General Information

Status
Published
Publication Date
28-Feb-2023
Drafting Committee
F44.30 - Structures

Relations

Effective Date
01-Jan-2020
Effective Date
01-Nov-2016
Effective Date
01-Apr-2016
Effective Date
01-Nov-2015
Effective Date
15-Sep-2015
Effective Date
01-May-2015
Effective Date
01-Mar-2015
Effective Date
01-Dec-2014

Overview

The ASTM F3601-23 standard, issued by ASTM International, establishes a comprehensive practice for the verification and validation (V&V) of structural finite element models (FEMs). Aimed at supporting compliance with Civil Aviation Authority (CAA) regulations, this guidance is vital for demonstrating confidence in FEM predictions when assessing internal loads, displacements, strains, stresses, stability, and post-buckling loads in aircraft structures. The standard primarily applies to normal category aeroplanes with a certified maximum take-off weight of 19,000 lb (8,618 kg) or less and seating configurations of up to 19 passengers. Its use may be expanded at the discretion of specific regulatory authorities.

Key Topics

  • FEM Verification and Validation Processes: The standard details clear steps for verifying that a structural FEM accurately represents the engineering geometry, materials, and boundary conditions to ensure credible analysis results. Validation focuses on confirming that model outputs reliably predict real-world behavior, as demonstrated by correlation with test results or analytical benchmarks.
  • Compliance Documentation: Emphasizes thorough documentation for both verification and validation processes, including details of design data, materials, test comparisons, and the rationale for acceptability of results.
  • Quality Assurance Expectations: While code verification of FEM software is outside the standard's direct scope, it is expected that users rely on software with established numerical algorithm verification and robust quality controls.
  • Preprocessing and Post-processing Checks: Lists essential checks, such as correct node and element definitions, material assignment, connectivity, solver settings, and validation of load applications. Detailed inspection after FEM solution runs ensures that outcomes match expectations for loads, deformations, and internal stresses.
  • Adjustment for Minor Model Changes: Defines procedures for ensuring continued validity when making minor changes to a FEM, such as correcting node locations or updating properties, as long as overall model behavior is not significantly altered.
  • Addressing Uncertainties: Encourages addressing uncertainties from both the physical test and analytical modeling, including use of safety factors and parametric studies.

Applications

  • Aircraft Structural Compliance: The primary application of ASTM F3601-23 is verifying and validating finite element models used to demonstrate compliance with CAA regulations, particularly for normal category aircraft.
  • Design Approvals: Manufacturers and applicants use the standard to support structural assessments during new aircraft certification, modifications, or derivative model approvals, providing regulatory bodies with confidence in computational results.
  • Model Updates and Improvements: The standard allows for justified model updates due to minor design changes without the need for full revalidation-provided changes are isolated and do not impact overall model behavior.
  • Quality Assurance in Engineering Analysis: The principles can be adapted broadly in aerospace and other highly regulated fields requiring reliable FEMs for structural integrity and safety demonstrations.

Related Standards

  • ASTM F3114 - Companion specification relating to structures and referenced throughout F3601-23 for integrated application.
  • ASTM F3060 - Provides terminology definitions for aircraft structures, ensuring consistent use of FEM-related terms.
  • 14 CFR Part 23 - Federal aviation regulation covering airworthiness standards for normal, utility, acrobatic, and commuter category airplanes; compliance with this regulation is supported by following practices in F3601-23.

Keywords: ASTM F3601-23, finite element model verification, FEM validation, structural analysis, Civil Aviation Authority compliance, aircraft FEM, FEA quality assurance, aviation standard, aerospace engineering analysis, ASTM finite element standards.

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Frequently Asked Questions

ASTM F3601-23 is a standard published by ASTM International. Its full title is "Standard Practice for Structural Finite Element Model Verification and Validation". This standard covers: SIGNIFICANCE AND USE 4.1 This practice provides guidance for verification and validation of structural FEMs that are used to support showings of compliance with CAA regulations. 4.2 This practice is a companion to Specification F3114. SCOPE 1.1 This practice provides guidance for verification and validation of structural finite element models (FEMs) that are used to support showings of compliance with Civil Aviation Authority (CAA) regulations. This encompasses FEM predictions of internal loads, displacements, strains, stresses, stability, and post-buckling loads. 1.2 This practice applies to normal category aeroplanes with a certified maximum take-off weight of 19 000 lb (8618 kg) or less and a passenger seating configuration of up to 19. Use of the term aircraft throughout this specification is intended to allow the relevant CAA(s) to accept this practice as a means of compliance for other aircraft as they determine appropriate. 1.3 Code verification for FEM software is not included in the scope of this practice. It is expected, however, that the developer of software that is used to support showings of compliance has applied appropriate software quality assurance and numerical algorithm verification processes, including benchmark cases, to verify the accuracy and consistency of the solutions. Evidence of these activities should be recorded and documented and made available to the applicant and CAA upon request. 1.4 The applicant for a design approval should verify CAA acceptance of this practice before using it to support showings of compliance. For information on which CAA regulatory bodies have accepted this practice (in whole or in part) as a means of compliance to airworthiness standards: normal category aeroplanes (hereinafter referred to as “the Rules”), refer to the ASTM F44 webpage (www.ASTM.org/COMMITTEE/F44.htm), which includes CAA website links. 1.5 The values stated in inch-pound units are to be regarded as standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard. 1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

SIGNIFICANCE AND USE 4.1 This practice provides guidance for verification and validation of structural FEMs that are used to support showings of compliance with CAA regulations. 4.2 This practice is a companion to Specification F3114. SCOPE 1.1 This practice provides guidance for verification and validation of structural finite element models (FEMs) that are used to support showings of compliance with Civil Aviation Authority (CAA) regulations. This encompasses FEM predictions of internal loads, displacements, strains, stresses, stability, and post-buckling loads. 1.2 This practice applies to normal category aeroplanes with a certified maximum take-off weight of 19 000 lb (8618 kg) or less and a passenger seating configuration of up to 19. Use of the term aircraft throughout this specification is intended to allow the relevant CAA(s) to accept this practice as a means of compliance for other aircraft as they determine appropriate. 1.3 Code verification for FEM software is not included in the scope of this practice. It is expected, however, that the developer of software that is used to support showings of compliance has applied appropriate software quality assurance and numerical algorithm verification processes, including benchmark cases, to verify the accuracy and consistency of the solutions. Evidence of these activities should be recorded and documented and made available to the applicant and CAA upon request. 1.4 The applicant for a design approval should verify CAA acceptance of this practice before using it to support showings of compliance. For information on which CAA regulatory bodies have accepted this practice (in whole or in part) as a means of compliance to airworthiness standards: normal category aeroplanes (hereinafter referred to as “the Rules”), refer to the ASTM F44 webpage (www.ASTM.org/COMMITTEE/F44.htm), which includes CAA website links. 1.5 The values stated in inch-pound units are to be regarded as standard. The values given in parentheses are mathematical conversions to SI units that are provided for information only and are not considered standard. 1.6 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.7 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

ASTM F3601-23 is classified under the following ICS (International Classification for Standards) categories: 49.020 - Aircraft and space vehicles in general. The ICS classification helps identify the subject area and facilitates finding related standards.

ASTM F3601-23 has the following relationships with other standards: It is inter standard links to ASTM F3060-20, ASTM F3060-16a, ASTM F3060-16, ASTM F3114-15, ASTM F3060-15b, ASTM F3060-15a, ASTM F3060-15, ASTM F3060-14. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

ASTM F3601-23 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: F3601 − 23
Standard Practice for
Structural Finite Element Model Verification and Validation
This standard is issued under the fixed designation F3601; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 1.6 This standard does not purport to address all of the
safety concerns, if any, associated with its use. It is the
1.1 This practice provides guidance for verification and
responsibility of the user of this standard to establish appro-
validation of structural finite element models (FEMs) that are
priate safety, health, and environmental practices and deter-
used to support showings of compliance with Civil Aviation
mine the applicability of regulatory limitations prior to use.
Authority (CAA) regulations. This encompasses FEM predic-
1.7 This international standard was developed in accor-
tions of internal loads, displacements, strains, stresses,
dance with internationally recognized principles on standard-
stability, and post-buckling loads.
ization established in the Decision on Principles for the
1.2 This practice applies to normal category aeroplanes with
Development of International Standards, Guides and Recom-
a certified maximum take-off weight of 19 000 lb (8618 kg) or
mendations issued by the World Trade Organization Technical
less and a passenger seating configuration of up to 19. Use of
Barriers to Trade (TBT) Committee.
the term aircraft throughout this specification is intended to
allow the relevant CAA(s) to accept this practice as a means of 2. Referenced Documents
compliance for other aircraft as they determine appropriate.
2.1 ASTM Standards:
1.3 Code verification for FEM software is not included in F3060 Terminology for Aircraft
the scope of this practice. It is expected, however, that the F3114 Specification for Structures
developer of software that is used to support showings of 2.2 Federal Standard:
14 CFR Part 23 Airworthiness Standards: Normal, Utility,
compliance has applied appropriate software quality assurance
and numerical algorithm verification processes, including Acrobatic, and Commuter Category Airplanes
benchmark cases, to verify the accuracy and consistency of the
3. Terminology
solutions. Evidence of these activities should be recorded and
documented and made available to the applicant and CAA
3.1 Definitions— The following definitions are a selection
upon request. of relevant terms. See Terminology F3060 for more definitions
and abbreviations.
1.4 The applicant for a design approval should verify CAA
3.1.1 external loads, n—loads, external from the structure or
acceptance of this practice before using it to support showings
what is being modeled, that are applied to the structure or finite
of compliance. For information on which CAA regulatory
element model (FEM) as a real-life event or part of a load
bodies have accepted this practice (in whole or in part) as a
condition (see 3.1.6).
means of compliance to airworthiness standards: normal cat-
3.1.2 finite element model, FEM, n—mathematical approxi-
egory aeroplanes (hereinafter referred to as “the Rules”), refer
mate representation of a real structure.
to the ASTM F44 webpage (www.ASTM.org/COMMITTEE/
3.1.2.1 Discussion—The structural stiffness of the part or
F44.htm), which includes CAA website links.
parts are represented as an equivalent stiffness matrix. A
1.5 The values stated in inch-pound units are to be regarded
numerical solution is performed on the FEM to determine
as standard. The values given in parentheses are mathematical
output given imposed loads, displacements, and boundary
conversions to SI units that are provided for information only
conditions.
and are not considered standard.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
This practice is under the jurisdiction of ASTM Committee F44 on General contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Aviation Aircraft and is the direct responsibility of Subcommittee F44.30 on Standards volume information, refer to the standard’s Document Summary page on
Structures. the ASTM website.
Current edition approved March 1, 2023. Published April 2023. DOI: 10.1520/ Available from Federal Aviation Administration (FAA), 800 Independence
F3601-23. Ave., SW, Washington, DC 20591, http://www.faa.gov.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
F3601 − 23
3.1.3 finite element model (FEM) validation, n—task of verification checks for any variations of the FEM (including
demonstrating that the FEM predicted internal loads or defor- variations to match validation testing). Include the following
mations or both match or conservatively predict the real information and/or other applicable information:
structure internal loads or deformations or both as measured in 6.2.1 Listing of type design data (including materials) to
a test article or as predicted by other analytical means within an which the FEM conforms along with discussion of simplifica-
acceptable range of accuracy. tions or other deviations of the FEM from the type design data;
6.2.2 Listing of material data sources used in the FEM
3.1.4 finite element model (FEM) verification, n—task of
[Materials Properties Development and Standardization
demonstrating that the FEM represents the engineering defined
(MMPDS) Handbook-10, company tests, and so forth];
structure that is being analyzed to the degree necessary to
6.2.3 Figure(s) of overall FEM;
obtain the desired results.
6.2.4 Figure(s) of loads and constraints, including rigid
3.1.4.1 Discussion—This includes ensuring the FEM solver
elements, with descriptions;
does not produce errors based on the input. The errors could be
6.2.5 Listing(s) of materials and properties;
computer “run errors” or errors from improper or incorrect
6.2.6 Figure(s) of fastened joint representations;
modeling. The input includes all items defined by the user, such
6.2.7 Figure(s) of overall deformation for critical load
as the node and element definitions, material properties, loads,
conditions;
boundary conditions, and so forth. The verification should
6.2.8 Figure(s) of buckling mode shapes for critical load
include any variations of the FEM (including variations to
conditions;
match validation testing).
6.2.9 Figure(s) of post-buckling deformation for critical
3.1.5 internal loads, n—loads (forces and moments), inter-
load conditions;
nal to a structural element regardless whether that element is a
6.2.10 Figure(s) of stresses, strains, deformations, and/or
part of the FEM or the real structure.
internal loads for critical load conditions; and
3.1.5.1 Discussion—This is terminology commonly used by
6.2.11 Checklist(s) of pre- and post-processing checks listed
a stress analyst to distinguish from external loads (such as
in 6.3 and 6.4.
aerodynamic pressures, actuation loads, temperatures, and so
forth). 6.3 Preprocessing Checks—Complete the following checks
and/or other applicable checks before running a FEM.
3.1.6 load condition, n—set of external loads (forces,
6.3.1 All nodes are correctly located.
moments, pressures, temperatures, and so forth) applied to a
6.3.2 No nodes are free.
FEM or real structure to simulate a real-life event, for example,
6.3.3 No nodes are coincident with other nodes (unless
a vertical gust or maneuver.
intentional).
4. Significance and Use
6.3.4 All elements are connected to correct nodes.
6.3.5 All elements are of acceptable sizes, types, and
4.1 This practice provides guidance for verification and
validation of structural FEMs that are used to support showings quality.
of compliance with CAA regulations. 6.3.6 All elements have correct offsets.
6.3.7 All elements have correct and consistent normals, or
4.2 This practice is a companion to Specification F3114.
orientations, or both.
5. General
6.3.8 All elements have correct first-edge directions.
6.3.9 All elements have correct material directions.
5.1 Experience has shown the finite element technique, in a
6.3.10 All elements have correct properties (matching as-
general sense, to be a reliable method of internal loads analysis
tested values or design values as appropriate).
for aircraft structures.
6.3.11 No elements are coincident with other elements
5.2 Experience has also shown that each specific FEM
(unless intentional).
should be sufficiently verified and validated to ensure that the
6.3.12 All multipoint constraints (rigid elements) have cor-
results obtained from it are within acceptable accuracy for use
rect degrees of freedom.
in showings of compliance.
6.3.13 No multipoint constraints (rigid elements) are the
5.3 Before using a FEM to support a showing of compliance
sole connection to a node unless it is a load application node.
with CAA regulations, complete the verification checks in
6.3.14 All properties have correct materials.
Section 6 and the validation checks in Section 7.
6.3.15 All properties have correct material directions.
6.3.16 All properties have correct dimensions (thickness, I1,
6. Verification
I2, and so forth).
6.1 Perform verification checks before using a FEM to
6.3.17 All laminate properties have correct materials, stack-
support a showing of compliance with CAA regulations. The
ing sequence, orientations, thicknesses, and interlaminar values
verification process outlined in 6.2 – 6.4 serves as a baseline
or have correct layups (if used).
for a linear static solution and should be adjusted, as
applicable, depending on the type and complexity of the FEM
and its intended use.
Metallic Materials Properties Development and Standardization (MMPDS)
6.2 Document Verification Checks—Document verification
Handbook-10, available from SAE International, https://www.sae.org/publications/
checks in the applicable compliance document(s). Include books/content/b-980/.
F3601 − 23
6.3.18 All layups (if used) have correct materials, stacking 7.2.6 Figure(s) and table(s) of strain and deformation results
sequence, orientations, thicknesses, and interlaminar values. and correlation,
6.3.19 All materials have correct stiffness values.
7.2.7 Figure(s) and table(s) of buckling load results and
6.3.20 All part connections (such as fasteners) are correctly
correlation, and
modeled (with proper transverse, axial, and bending
7.2.8 Justifications for correlation exceedances that are
stiffnesses, and continuities across layers, as applicable).
deemed acceptable (see 7.5).
6.3.21 All load location
...

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