Standard Guide for Determining Neutron Energy Spectra from Neutron Sensors for Radiation-Hardness Testing of Electronics

SIGNIFICANCE AND USE
4.1 It is important to know the energy spectrum of the particular neutron source employed in radiation-hardness testing of electronic devices in order to relate radiation effects with device performance degradation.  
4.2 This guide describes the factors which must be considered when the spectrum adjustment methodology is chosen and implemented. Although the selection of sensors (foils) and the determination of responses (activities) is discussed in Guide E720, the experiment should not be divorced from the analysis. In fact, it is advantageous for the analyst conducting the spectrum determination to be closely involved with the design of the experiment to ensure that the data obtained will provide the most accurate spectrum possible. These data include the following: (1) measured responses such as the activities of foils exposed in the environment and their uncertainties, (2) response functions such as reaction cross sections along with appropriate correlations and uncertainties, (3) the geometry and materials in the test environment, and (4) a trial function or prior spectrum and its uncertainties obtained from a transport calculation or from previous experience.
SCOPE
1.1 This guide covers procedures for determining the energy-differential fluence spectra of neutrons used in radiation-hardness testing of electronic semiconductor devices. The types of neutron sources specifically covered by this guide are fission or degraded energy fission sources used in either a steady-state or pulse mode.  
1.2 This guide provides guidance and criteria that can be applied during the process of choosing the spectrum adjustment methodology that is best suited to the available data and relevant for the environment being investigated.  
1.3 This guide is to be used in conjunction with Guide E720 to characterize neutron spectra and is used in conjunction with Practice E722 to characterize damage-related parameters normally associated with radiation-hardness testing of electronic semiconductor devices.  
Note 1: Although Guide E720 only discusses activation foil sensors, any energy-dependent neutron-responding sensor for which a response function is known may be used (1).2
Note 2: For terminology used in this guide, see Terminology E170.  
1.4 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.  
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use.  
1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

General Information

Status
Published
Publication Date
30-Jun-2022

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Overview

ASTM E721-22, published by ASTM International, is a crucial standard guide for determining neutron energy spectra using neutron sensors during radiation-hardness testing of electronic semiconductor devices. The standard addresses the necessity of accurately characterizing the neutron environment when testing the radiation tolerance of electronics, typically in environments exposed to fission or degraded energy fission sources. By providing guidance on spectrum adjustment methodologies, this standard ensures the reliability and consistency of experimental results, supporting both research and practical applications in nuclear electronics and radiation testing.

Key Topics

  • Neutron Spectrum Characterization: Emphasizes the importance of understanding the neutron energy spectrum for correlating device performance degradation with specific neutron exposures.
  • Experiment Design: Outlines critical design factors such as response coverage, sensor selection, test geometry, and environmental influences, ensuring that experimental data supports accurate spectrum analysis.
  • Spectrum Adjustment Methodology: Describes the analytical approaches (including least-squares and iterative methods) used to derive energy-differential fluence spectra from measured sensor responses.
  • Data Considerations: Discusses the importance of accounting for uncertainties and correlations in measured responses, sensor response functions, and prior spectrum knowledge.
  • Collaboration Across Roles: Highlights the value of close cooperation between experimentalists and analysts to ensure comprehensive and integrated data collection and interpretation.

Applications

The ASTM E721-22 standard is widely implemented in contexts where semiconductor electronics are utilized in environments exposed to significant neutron radiation. Typical applications include:

  • Radiation-Hardness Assurance: Helping manufacturers and research facilities evaluate the resilience of electronic devices, particularly in aerospace, nuclear power, and military sectors.
  • Neutron Source Characterization: Supporting the accurate mapping of neutron spectra in test facilities employing fission-based neutron sources, whether in continuous or pulsed operation.
  • Experimental Validation and Benchmarking: Providing standardized methodologies for cross-comparison of experimental data and computational predictions, which is essential in both product development and regulatory compliance.
  • Sensor and Material Testing: Enabling the assessment and calibration of neutron sensors, activation foils, and novel displacement-damage monitors.

Related Standards

For comprehensive evaluation and spectrum analysis, ASTM E721-22 is designed to work in conjunction with other ASTM guides and practices:

  • ASTM E720: Guide for selection and use of neutron sensors for neutron spectra determination during electronic radiation-hardness testing.
  • ASTM E722: Practice for characterizing neutron fluence spectra in terms of equivalent monoenergetic neutron fluence, directly related to damage assessments.
  • ASTM E170: Terminology relating to radiation measurements and dosimetry.
  • ASTM E261-E266, E393, E523, E526, E704, E705, E1297, E1855: Series of test methods specific to various neutron activation and sensor response measurements.
  • ASTM E844 & E944: Guides for sensor set design, reactor surveillance, and spectrum adjustment methods.
  • ASTM E1018: Guide for application of evaluated cross-section data files.

Practical Value

Using ASTM E721-22 ensures standardized, repeatable, and accurate neutron spectrum determination, which is vital for:

  • Ensuring Device Reliability: Enables prediction and mitigation of failure mechanisms in electronics subjected to neutron radiation.
  • Supporting Regulatory Compliance: Meets international and defense agency requirements for radiation-hardness testing.
  • Improving Data Quality: Promotes best practices in experiment planning, data analysis, and application of uncertainty quantification.
  • Facilitating Inter-laboratory Comparisons: Encourages the use of unified methodologies and terminology, smoothing collaboration across organizations and sectors.

Keywords: neutron energy spectra, neutron sensors, radiation-hardness testing, electronics, ASTM E721-22, spectrum adjustment, semiconductor device testing, neutron source characterization, least-squares adjustment, fission sources.

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Frequently Asked Questions

ASTM E721-22 is a guide published by ASTM International. Its full title is "Standard Guide for Determining Neutron Energy Spectra from Neutron Sensors for Radiation-Hardness Testing of Electronics". This standard covers: SIGNIFICANCE AND USE 4.1 It is important to know the energy spectrum of the particular neutron source employed in radiation-hardness testing of electronic devices in order to relate radiation effects with device performance degradation. 4.2 This guide describes the factors which must be considered when the spectrum adjustment methodology is chosen and implemented. Although the selection of sensors (foils) and the determination of responses (activities) is discussed in Guide E720, the experiment should not be divorced from the analysis. In fact, it is advantageous for the analyst conducting the spectrum determination to be closely involved with the design of the experiment to ensure that the data obtained will provide the most accurate spectrum possible. These data include the following: (1) measured responses such as the activities of foils exposed in the environment and their uncertainties, (2) response functions such as reaction cross sections along with appropriate correlations and uncertainties, (3) the geometry and materials in the test environment, and (4) a trial function or prior spectrum and its uncertainties obtained from a transport calculation or from previous experience. SCOPE 1.1 This guide covers procedures for determining the energy-differential fluence spectra of neutrons used in radiation-hardness testing of electronic semiconductor devices. The types of neutron sources specifically covered by this guide are fission or degraded energy fission sources used in either a steady-state or pulse mode. 1.2 This guide provides guidance and criteria that can be applied during the process of choosing the spectrum adjustment methodology that is best suited to the available data and relevant for the environment being investigated. 1.3 This guide is to be used in conjunction with Guide E720 to characterize neutron spectra and is used in conjunction with Practice E722 to characterize damage-related parameters normally associated with radiation-hardness testing of electronic semiconductor devices. Note 1: Although Guide E720 only discusses activation foil sensors, any energy-dependent neutron-responding sensor for which a response function is known may be used (1).2 Note 2: For terminology used in this guide, see Terminology E170. 1.4 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

SIGNIFICANCE AND USE 4.1 It is important to know the energy spectrum of the particular neutron source employed in radiation-hardness testing of electronic devices in order to relate radiation effects with device performance degradation. 4.2 This guide describes the factors which must be considered when the spectrum adjustment methodology is chosen and implemented. Although the selection of sensors (foils) and the determination of responses (activities) is discussed in Guide E720, the experiment should not be divorced from the analysis. In fact, it is advantageous for the analyst conducting the spectrum determination to be closely involved with the design of the experiment to ensure that the data obtained will provide the most accurate spectrum possible. These data include the following: (1) measured responses such as the activities of foils exposed in the environment and their uncertainties, (2) response functions such as reaction cross sections along with appropriate correlations and uncertainties, (3) the geometry and materials in the test environment, and (4) a trial function or prior spectrum and its uncertainties obtained from a transport calculation or from previous experience. SCOPE 1.1 This guide covers procedures for determining the energy-differential fluence spectra of neutrons used in radiation-hardness testing of electronic semiconductor devices. The types of neutron sources specifically covered by this guide are fission or degraded energy fission sources used in either a steady-state or pulse mode. 1.2 This guide provides guidance and criteria that can be applied during the process of choosing the spectrum adjustment methodology that is best suited to the available data and relevant for the environment being investigated. 1.3 This guide is to be used in conjunction with Guide E720 to characterize neutron spectra and is used in conjunction with Practice E722 to characterize damage-related parameters normally associated with radiation-hardness testing of electronic semiconductor devices. Note 1: Although Guide E720 only discusses activation foil sensors, any energy-dependent neutron-responding sensor for which a response function is known may be used (1).2 Note 2: For terminology used in this guide, see Terminology E170. 1.4 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard. 1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of regulatory limitations prior to use. 1.6 This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.

ASTM E721-22 is classified under the following ICS (International Classification for Standards) categories: 83.140.10 - Films and sheets. The ICS classification helps identify the subject area and facilitates finding related standards.

ASTM E721-22 has the following relationships with other standards: It is inter standard links to ASTM E265-15(2020), ASTM E1018-20e1, ASTM E1018-20, ASTM E1855-20, ASTM E393-19, ASTM E704-19, ASTM E722-19, ASTM E944-19, ASTM E263-18, ASTM E705-18, ASTM E844-18, ASTM E1297-18, ASTM E262-17, ASTM E526-17, ASTM E170-17. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

ASTM E721-22 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: E721 − 22
Standard Guide for
Determining Neutron Energy Spectra from Neutron Sensors
for Radiation-Hardness Testing of Electronics
This standard is issued under the fixed designation E721; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
This standard has been approved for use by agencies of the U.S. Department of Defense.
1. Scope mendations issued by the World Trade Organization Technical
Barriers to Trade (TBT) Committee.
1.1 This guide covers procedures for determining the
energy-differential fluence spectra of neutrons used in
2. Referenced Documents
radiation-hardness testing of electronic semiconductor devices.
2.1 ASTM Standards:
The types of neutron sources specifically covered by this guide
E170 Terminology Relating to Radiation Measurements and
are fission or degraded energy fission sources used in either a
Dosimetry
steady-state or pulse mode.
E261 Practice for Determining Neutron Fluence, Fluence
1.2 This guide provides guidance and criteria that can be
Rate, and Spectra by Radioactivation Techniques
applied during the process of choosing the spectrum adjust-
E262 Test Method for Determining Thermal Neutron Reac-
ment methodology that is best suited to the available data and
tion Rates and Thermal Neutron Fluence Rates by Radio-
relevant for the environment being investigated.
activation Techniques
1.3 This guide is to be used in conjunction with Guide E720
E263 Test Method for Measuring Fast-Neutron Reaction
to characterize neutron spectra and is used in conjunction with
Rates by Radioactivation of Iron
Practice E722 to characterize damage-related parameters nor-
E264 Test Method for Measuring Fast-Neutron Reaction
mally associated with radiation-hardness testing of electronic
Rates by Radioactivation of Nickel
semiconductor devices.
E265 Test Method for Measuring Reaction Rates and Fast-
Neutron Fluences by Radioactivation of Sulfur-32
NOTE 1—Although Guide E720 only discusses activation foil sensors,
any energy-dependent neutron-responding sensor for which a response E266 Test Method for Measuring Fast-Neutron Reaction
function is known may be used (1).
Rates by Radioactivation of Aluminum
NOTE 2—For terminology used in this guide, see Terminology E170.
E393 Test Method for Measuring Reaction Rates by Analy-
1.4 The values stated in SI units are to be regarded as
sis of Barium-140 From Fission Dosimeters
standard. No other units of measurement are included in this E523 Test Method for Measuring Fast-Neutron Reaction
standard.
Rates by Radioactivation of Copper
E526 Test Method for Measuring Fast-Neutron Reaction
1.5 This standard does not purport to address all of the
Rates by Radioactivation of Titanium
safety concerns, if any, associated with its use. It is the
E704 Test Method for Measuring Reaction Rates by Radio-
responsibility of the user of this standard to establish appro-
activation of Uranium-238
priate safety, health, and environmental practices and deter-
E705 Test Method for Measuring Reaction Rates by Radio-
mine the applicability of regulatory limitations prior to use.
activation of Neptunium-237
1.6 This international standard was developed in accor-
E720 Guide for Selection and Use of Neutron Sensors for
dance with internationally recognized principles on standard-
Determining Neutron Spectra Employed in Radiation-
ization established in the Decision on Principles for the
Hardness Testing of Electronics
Development of International Standards, Guides and Recom-
E722 PracticeforCharacterizingNeutronFluenceSpectrain
Terms of an Equivalent Monoenergetic Neutron Fluence
This guide is under the jurisdiction of ASTM Committee E10 on Nuclear
for Radiation-Hardness Testing of Electronics
Technology and Applications and is the direct responsibility of Subcommittee
E10.07 on Radiation Dosimetry for Radiation Effects on Materials and Devices.
Current edition approved July 1, 2022. Published July 2022. Originally approved
in 1980. Last previous edition approved in 2016 as E721 – 16. DOI: 10.1520/ For referenced ASTM standards, visit the ASTM website, www.astm.org, or
E0721-22. contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
The boldface numbers in parentheses refer to the list of references at the end of Standards volume information, refer to the standard’s Document Summary page on
this guide. the ASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E721 − 22
E844 Guide for Sensor Set Design and Irradiation for ingofelectronicdevicesinordertorelateradiationeffectswith
Reactor Surveillance device performance degradation.
E944 Guide for Application of Neutron Spectrum Adjust-
4.2 This guide describes the factors which must be consid-
ment Methods in Reactor Surveillance
eredwhenthespectrumadjustmentmethodologyischosenand
E1018 Guide for Application of ASTM Evaluated Cross
implemented.Although the selection of sensors (foils) and the
Section Data File
determination of responses (activities) is discussed in Guide
E1297 Test Method for Measuring Fast-Neutron Reaction
E720,theexperimentshouldnotbedivorcedfromtheanalysis.
Rates by Radioactivation of Niobium
In fact, it is advantageous for the analyst conducting the
E1855 Test Method for Use of 2N2222A Silicon Bipolar
spectrum determination to be closely involved with the design
Transistors as Neutron Spectrum Sensors and Displace-
of the experiment to ensure that the data obtained will provide
ment Damage Monitors
the most accurate spectrum possible. These data include the
following:(1)measuredresponsessuchastheactivitiesoffoils
3. Terminology
exposed in the environment and their uncertainties, (2) re-
3.1 Definitions: The following list defines some of the sponse functions such as reaction cross sections along with
special terms used in this guide: appropriate correlations and uncertainties, (3) the geometry
andmaterialsinthetestenvironment,and(4)atrialfunctionor
3.1.1 effect—the characteristic which changes in the sensor
prior spectrum and its uncertainties obtained from a transport
when it is subjected to the neutron irradiation. The effect may
calculation or from previous experience.
be the reactions in an activation foil.
3.1.2 prior spectrum—an estimate of the neutron spectrum
5. Spectrum Determination with Neutron Sensors
obtained by transport calculation or otherwise and used as
input to a least-squares adjustment. 5.1 Experiment Design:
5.1.1 The primary objective of the spectrum characteriza-
3.1.3 response—the magnitude of the effect. It can be the
tion experiment should be the acquisition of a set of response
measured value or that calculated by integrating the response
values (activities) from effects (reactions) with well-
function over the neutron fluence spectrum. The response is an
characterized response functions (cross sections) with re-
integral parameter mathematically approximated by a discrete
sponses which adequately define (as a set) the fluence values at
summation, R5 R, where R is the response in each differ-
( i i
i
energies to which the device to be tested is sensitive. For
ential energy region at E of width ∆E.
i i
silicon devices in fission-driven environments the significant
3.1.4 response function—the set of values of R in each
i neutron energy range is usually from 10 keV to 15 MeV. Lists
differentialenergyregiondividedbytheneutronfluenceinthat
of suitable reactions along with approximate sensitivity ranges
differential energy region, that is, the set f = R/(Φ(E)∆E).
i i i i are included in Guide E720. Reactor sensor set design is also
discussed in Guide E844. The foil set may include the use of
3.1.5 sensor—an object or material (sensitive to neutrons)
responses with sensitivities outside the energy ranges needed
the response of which is used to help define the neutron
for the DUT to aid in interpolation to other regions of the
environment. A sensor may be an activation foil.
spectrum. For example, knowledge of the spectrum below
3.1.6 spectrum adjustment—the process of changing the
10 keV aids in the determination of the spectrum fraction
shape and magnitude of the neutron energy spectrum so that
above that energy.
quantitiesintegratedoverthespectrumagreemorecloselywith
5.1.2 An example of the difficulty encountered in ensuring
their measured values. Other physical constraints on the
response coverage (over the energy range of interest) is the
spectrum may be applied.
following: If fission foils cannot be used in an experiment
3.1.7 trial function—a neutron spectrum which, when inte-
because of licensing problems, cost, or radiological handling
235 237 239
grated over sensor response functions, yields calculated re-
difficulties (especially with U, Np, or Pu), a large gap
sponses that can be compared to the corresponding measured
may be left in the foil set response between 100 keV and
responses.
2 MeV—a region important for silicon and gallium arsenide
damage(seeFigs.A1.1andA2.3ofPracticeE722).Inthiscase
3.2 Abbreviations:
two options are available. First, seek other sensors to fill the
3.2.1 DUT—device under test.
gap (such as silicon devices sensitive to displacement effects
3.2.2 ENDF—evaluated nuclear data file.
93 93m
(see Test Method E1855)), Nb(n,n') Nb (see Test Method
103 103m
3.2.3 NNDC—National Nuclear Data Center (at
E1297)or Rh(n,n') Rh. Second, devote the necessary
Brookhaven National Laboratory).
resources to determine a trial function that is close to the real
spectrum. In the latter case it may be necessary to carry out
3.2.4 RSICC—Radiation Safety Information Computation
transport calculations to generate a prior spectrum which
Center (at Oak Ridge National Laboratory).
incorporatestheuseofuncertaintyandcovarianceinformation.
3.2.5 TREE—transient radiation effects on electronics.
5.1.3 Other considerations that affect the process of plan-
ning an experiment are the following:
4. Significance and Use
5.1.3.1 Are the fluence levels low and of long duration so
4.1 It is important to know the energy spectrum of the that only long half-life reactions are useful? This circumstance
particular neutron source employed in radiation-hardness test- can severely reduce the response coverage of the foil set.
E721 − 22
(aluminum), E393 (barium-140 from fission foils), E523 (copper), E526
5.1.3.2 Arehighgamma-raybackgroundspresentwhichcan
(titanium), E704 (uranium-238), E705 (neptunium-237), and E1297 (nio-
also affect the sensors (or affect the devices to be tested)?
bium).
5.1.3.3 Can the sensors be placed so as to ensure equal
exposure?This may require mounting the sensors on a rotating
5.2.2 One important characteristic of the set of equations
fixture in steady-state irradiations or performing multiple
(Eq 1) is that with a finite number of sensors, n, which yield n
irradiations with monitor foils to normalize the fluence be-
equations, there is no unique solution. Exact solutions to
tween runs.
equations (Eq 1) may be readily found, but are not generally
5.1.3.4 Do the DUT or the spectrum sensors perturb the
considered useful. When the least-squares adjustment method
neutron spectrum?
is used, equations (Eq 1) are supplemented by the constraint
5.1.3.5 Are response functions available that account for
that the solution spectrum must be approximately equal to the
self-shielding for all sensors using (n,γ) or non-threshold (n,f)
prior spectrum. This additional constraint guarantees that the
reactions, unless the material is available in a dilute form of
set of equation is overdetermined and that a unique least-
certified composition?
squares solution does exist. The tolerances of the approxima-
5.1.3.6 Can the fluence and spectrum seen in the DUT test
tions are dependent on the specified variances and covariances
later be directly scaled to that determined in the spectrum
ofthepriorspectrum,theresponsefunctions,andthemeasured
characterization experiment (by monitors placed with the
responses. When other adjustment methods are used it must be
tested device)?
assumed that the range of physically reasonable solutions can
5.1.3.7 Can the spectrum shape and intensity be character-
be limited to an acceptable degree.
ized by integral parameters that permit simple intercomparison
5.2.3 Neutron spectra generated from sensor response data
of device responses in different environments? Silicon is a
may be obtained with several types of spectrum adjustment
semiconductor material whose displacement damage function
codes. One type is linear least-squares minimization used by
is well established. This makes spectrum parameterization for
codes such as STAY’SL (2) or the logarithmic least-squares
damage predictions feasible for silicon.
minimization as used by LSL-M2 (3). When the spectrum
5.1.3.8 What region of the spectrum contributes to the
adjustments are small, these methods yield almost identical
responseoftheDUTandisthespectrumwelldeterminedinall
energy regions that affect device performance? results. Another type is the iterative method, an example of
5.1.3.9 How is the counting system set up for the determi- which is SAND II (4). If used properly and with sufficient,
nationoftheactivities?Forexample,arethereenoughcounters
high-quality data, this method will usually yield nearly the
available to handle up to 25 reactions from a single exposure? same values as the least-squares methods for the primary
(This may require as many as six counters.) Or can the
integral parameters discussed in Practice E722.
available system only handle a few reactions before the
NOTE 4—Another class of codes often referred to as Maximum Entropy
activities have decayed below detectable limits?
(5) has also been used for this type of analysis.
5.1.4 Once the experimental opportunities and constraints
have been addressed and the experiment designed to gather the 5.2.4 Appendix X1 and Appendix X2 discuss in some detail
most useful data, a spectrum adjustment methodology must be the implementation and the advantages and disadvantages of
chosen.
the two approaches as represented by LSL-M2 and SAND-II.
5.2 Spectrum Adjustment Methodology:
5.3 Least-Squares Code Characteristics:
5.2.1 After the basic measured responses, response
5.3.1 The least-squares codes, represented by STAY’SL (2)
functions, and trial or prior spectrum information have been
and LSL-M2 (3), use variance and covariance data for the
assembled, apply a suitable spectrum adjustment procedure to
measured responses, response functions, and prior spectrum.
reach a solution that satisfies the criteria of the chosen
The STAY’SL code finds the unique maximum likelihood
procedure. It must also meet other constraints, such as, the
solution spectrum when the uncertainties are assumed to be
fluence spectrum must be positive and defined for all energies.
distributed according to a normal distribution. The LSL-M2
The solution is the energy-dependent spectrum function, Φ(E),
code finds the unique maximum likelihood solution spectrum
which approximately satisfies the series of Fredholm equations
when the uncertainties are assumed to be distributed according
of the first kind represented by Eq 1 as follows:
to a multivariate lognormal distribution. The codes allow not
`
only the prior spectrum but also the responses and the response
R 5 σ ~E!Φ~E! dE 1# j# n (1)
*
j j
functions to be adjusted in a manner constrained by their
where:
individual uncertainties and correlations in order to find the
R = measured response of sensor j, most likely solution. In principle this approach provides the
j
σ(E) = neutron response function at energy E for sensor j,
best estimate of a spectrum and its uncertainties. The least-
j
Φ(E) = incident neutron fluence versus energy, and
squares method is described more fully in Guide E944 and in
n = number of sensors which yield n equations.
Appendix X2.
NOTE3—GuidesE720andE844providegeneralguidanceonobtaining
5.3.2 The solution to the linear least-squares spectrum
a suitable set of responses (activities) when foil monitors are used.
adjustment problem is given in matrix form by:
Practice E261 and Test Method E262 provide more information on the
data analysis that generally is part of an experiment with activation
' T T T 21
Φ 2 Φ 5 C S S C S 1 S C S 1 C R 2 R
~ ! ~ !
0 Φ Φ Φ Φ Φ Σ Σ Σ R m 0
0 0 0 0 0 0 0 0 m
monitors. Specific instructions for some individual monitors can be found
in Test Methods E263 (iron), E264 (nickel), E265 (sulfur-32), E266 (2)
E721 − 22
where: scoringerrorsfromaMonteCarlotransportcalculationanduse
these as a measure of the uncertainty in the trial spectrum.All
Φ' = a column vector of the adjusted groupwise fluences,
uncertainties, and in particular, uncertainties in the reactor
Φ = a column vector of the prior spectrum fluences,
C = the covariance matix of the prior spectrum, modeling, material densities, and response functions should be
Φ
S = the matrix of sensitivities of the calculated responses
represented in the input uncertainty. The value of the chi-
Φ
to the prior fluences,
squared (χ ) parameter may be used as a good indication of the
S = the matrix of sensitivities of the calculated responses
Σ consistency of the input data (including the uncertainty data).
to the response functions,
5.4 Suitability of the Least-Squares Adjustment Codes—The
C = the covariance matrix of the response functions,
Σ
least-squares codes are particularly well suited to situations in
C = the covariance matrix of the measured responses,
R
m
which the environment is fairly well characterized physically
R = a column vector of the measured responses,
m
so that a prior spectrum can be calculated. They work best
R = a column vector of the responses calculated using the
prior spectrum and response functions, when detailed transport calculated spectra are available for use
as the prior spectra for the analysis. However, it is often
superscript T indicates the transpose of a matrix, and
difficult to obtain a statistically defensible covariance matrix
superscript –1 indicates the inverse of a matrix.
for these spectra. In such cases, the specified uncertainties in
5.3.3 Further details, including the sensitivity matrix
the prior spectrum should be large enough to ensure that the
entries, may be found in Ref (2). In the case of logarithmic
measured response uncertainties are smaller than their calcu-
least-squares, the fluences and the responses are replaced by
lated prior uncertainties. In principle, a sensitivity analysis
their natural logarithms, and the covariance matrices are
based on the radiation transport code methodology could be
replaced by the fractional covariance matrices; see Ref (3).
used to provide the prior spectrum uncertainty and energy-
5.3.4 The input variance and covariance matrix quantities
dependent correlation, but this is not an easy analysis and is
are not always well known, and some may have to be
seldom attempted.
estimated. The analyst must understand that his estimates of
5.5 Iterative Code Characteristics:
these quantities can affect the results.
5.5.1 The “iterative” codes use a trial function supplied by
5.3.5 No least-squares code in the form distributed by code
libraries conveniently handles the effects of covers over the the analyst and integrate it over the response functions of the
foils even though the use of covers is strongly recommended. sensorsexposedintheunknownenvironmenttopredictasetof
See Subsection 7.2 of Guide E720 and X1.5.1 of this standard calculated responses for comparison with the measured values.
for more information. The calculated responses are obtained from Eq 1. The code
obtainstheresponsefunctionsfromalibrary.SeeGuideE1018
5.3.6 The code automatically weights the data according to
for the recommendations in the selection of dosimetry-quality
uncertainties. Therefore, data with large uncertainties can be
cross sections.
used in the analysis, and will have the appropriately small
influence on the results.
5.5.2 The code compares the measured and calculated
5.3.7 The solution spectrum shape must correspond fairly
responses for each effect and invokes an algorithm designed to
well to the prior spectrum (within one or two standard alter the trial function so as to reduce the deviations between
deviations) if the results are to be reliable (6). The prior
themeasuredandcalculatedresponses.Theprocessisrepeated
spectrum determines the solution spectrum when its uncertain- with code-altered spectra until the standard deviation drops
ties are so small that the uncertainties of the prior calculated
below a specified value, at which time the coder declares that
responses are small compared to those of the measured a solution has been obtained and prepares a table of the last
responses. Conversely, the prior spectrum does not strongly
spectrum. This should not be the end of the process unless the
constrain the solution spectrum when the prior calculated initial trial was very close to the final result. In each iteration,
response uncertainties are large compared to the measured
the SAND II-type code will alter the trial most rapidly where
response uncertainties. See Ref (3). the foil set has the highest response. If the trial is incompatible
with the measurements, the spectrum can become distorted in
5.3.8 If a transport code calculation of the spectrum is used
a very unphysical manner.
asthestartingpointfortheanalysis,thenthismethodologycan
be useful for adjusting spectra at a different location from that
5.5.3 For example, if a trial function predicts an incorrect
in which the foils were exposed. If the transport calculation
gold activity, it may alter the spectrum by orders of magnitude
includes a location where an experiment can be conducted and
at the gold high-response resonance at 5 eV while leaving the
a similar one where such an experiment would be difficult or
trialspectrumaloneintheimmediatevicinity.Theanalystmust
impossible(suchasinsideatestfixtureorotherstructure),then
recognize that the trial must be changed in a manner suggested
this type of code can be used to adjust both spectra simulta-
by the previous result. For example, if a peak develops at the
neously. In accepting the results for the unmonitored location,
gold resonance, this suggests that the trial spectrum values are
it is important that the transport calculation be adjusted
too low in that whole energy region. A new trial drawn
minimally. A prior covariance matrix between the fluence
smoothly near the spectrum values where the sensor set has
spectra at the two locations is needed.
high response may improve the solution. This direct modifica-
5.3.9 The analyst must be careful the input variances and tion becomes an outer iteration on the spectrum adjustment
covariances, including those associated with the prior process, as described in Refs (7, 8). The outer iteration
spectrum, are realistic. It is not sufficient to take statistical methodology coupled with good activity data is sometimes so
E721 − 22
successful that the form of the initial trial does not overly rial. There is considerable evidence that for some spectra the
influence the integral results. calculated exponential attenuation is not accurate because of
5.5.4 For any of the iterative type codes to succeed at scattering.
producing a spectrum that is both representative of the mea-
6. Discussion and Comparison of Methodology
sured data and likely to be close to the true spectrum of
Characteristics
neutrons that caused the activation data, experience has shown
that the following are important: (1) the use of sensors with
6.1 The least-squares codes are superior because it should
well-established response functions (≤ 68 % for spectrum-
be possible to directly incorporate all that is known about the
averaged cross sections), (2) a sensor set that has good
test environment and about the response functions to arrive at
responseoveralltheimportantregionsofthespectrum,and(3)
the most likely solution in a least-squares sense. The codes
sufficiently accurate measured responses (on the order of
provide statistically defensible output with uncertainties when
65 %).Nodirectuseismadeofuncertaintydata(varianceand
covariance data is available for all the input quantities. The
covariance information) that exists for each cross section, of
iterative codes do not propagate uncertainties nor make use of
uncertainty in the trial spectrum, or in the uncertainties in the
any variance or covariance information which may exist.
measured responses. These uncertainties can vary greatly
6.2 Considerable experience with both approaches has dem-
among sensors or environments. It follows that data with large
onstrated that they yield approximately the same integral
uncertainties should not be used in the final stages of this
parameter values when applied to the methodology in Practice
methodology because it can cripple the final results.
E722, provided that adequate and accurate primary experimen-
NOTE 5—Response data that exhibits a strong disagreement with other
tal information is available. This means the analyst must have
data in the data ensemble can be very useful in the early stages of an
access to a set of carefully measured responses, usually
analysis. For example, if the activity of a particular reaction is incompat-
ible with the other foils in the spectrum adjustment process, it can indicate activation data. The associated set of responses functions,
one of two important possibilities. First, if it is a reaction whose
usually activation cross sections, must cover a broad range of
energy-dependent cross section is well known and has repeatedly demon-
energies. And, the response functions for the measured data
strated compatibility in the past, an experimental or transcription error is
must be well established over these energy ranges.
suggested.Second,iftheactivitymeasurementwasaccuratelycarriedout,
and this reaction has repeatedly demonstrated incompatibility in the same
6.3 Transient radiation effects testing of electronics (TREE
direction in other spectra determinations in different environments, an
testing) is carried out in a wide variety of different environ-
incorrect cross section or energy-specific counting calibration error is
ments that are often customized with complicated filters and
indicated (8). A number of specific cross section problems have been
shields. For these cases, detailed transport calculations can be
uncovered by analysis of incompatibility data. But in the construction of
the neutron spectrum, these “bad” reactions should not be used with a
time-consuming and expensive. The user may not be aware of
method that does not incorporate uncertainty data.
the total assemblage of material structure that affects the
5.6 Suitability of the Iterative Adjustment Codes: radiation environment.
5.6.1 Iterative codes usually do not have a capability to
6.4 Theiterativetypecodeperformsatitsbestwithaccurate
weight the responses according to uncertainties, do not provide
response data and well-known response functions because the
error or uncertainty analysis, do not use variance or covariance
range of acceptable solutions is then severely restricted, and
information, and provide no direct quantification of the output
the acceptance criterion of measured-to-calculated activity
uncertainties for any calculated quantities. However, it is
values can be set to a low value.Also, incompatible responses,
possible to assign errors in the spectrum in appropriate energy
perhaps caused by experimental errors, stand out clearly in the
regions using perturbation analysis. (Also, computerized per-
results. The least-squares type code seems much more forgiv-
turbation and random draw from response error may be
ing because wide variances are assigned to less well-known
utilized.) The analyst perturbs the trial spectrum upwards and
cross sections and activities, so marginal data can be more
downwards in each energy region and observes to what degree
easilytolerated.Forbothmethods,averygoodtrialfunctionor
the code brings the two trials into agreement.This is, however,
prior spectrum is required when limited or imprecise measured
a laborious process and has to be interpreted carefully. In the
responses are available. In these cases, the solution cannot be
resonance region where foil responses are spiked, the code will
allowed to deviate very much from the trial because less use
only yield agreement at resonances where there exists high
should be made of the measured data.
response. The analyst must not only interpolate the spectrum
6.5 SAND II should not be used to generate trial functions
values between high response regions but also the spectrum
for LSL-M2, because the SAND II solution spectrum is
uncertainties. This step can be rationalized with physical
correlated to the activities, but the LSL method assumes there
arguments based on the energy-dependence of cross sections
is no such correlation.
butitisdifficulttojustifymathematically.Thissituationfurther
supports the arguments for maximizing response coverage. In
6.6 Neither methodology can be used indiscriminately and
addition, it is usually the uncertainties of integral parameters without careful monitoring by a knowledgeable analyst. The
that are of primary importance, not the uncertainty of Φ(E)at
analyst must not only apply physical reasoning but must
individual energy values examinethedatatodetermineifitisofadequatequality.Atthe
5.6.2 Covers are used over many of the foils to restrict the veryleasttheanalystmustevaluatewhatisseeninaplotofthe
response ranges, as is explained in Guide E720. The SAND II solution spectrum. Available versions of the SAND II code
code handles the attenuations in the covers in a simple manner provide less subsidiary information than least-squares codes
by assuming exponential attenuation through the cover mate- can supply, particularly with regards to uncertainties. More
E721 − 22
detailed discussions of the LSL-M2 and SAND II methodolo- 8. Keywords
gies are provided in the appendixes.
8.1 neutron sensors; neutron spectra; radiation-hardness
testing; spectrum adjustment
7. Precision and Bias
7.1 Precision and bias statements are included in each of the
appendixes.
APPENDIXES
(Nonmandatory Information)
X1. APPLICATION OF THE LSL-M2 CODE
X1.1 The Least-Squares Method, LSL-M2 X1.2.5 An error estimate of the groupwise fluences, with
correlations, is essential to LSL-M2, but is not always readily
X1.1.1 This appendix provides guidance for the application
available to the analyst. The error analysis distributed with the
of the LSL-M2 adjustment code to hardness testing of elec-
code may be applied, with caution, to pool-type reactors if
tronic devices.The code is described in Refs (9, 10). However,
nothing else is available, but it is not applicable to fast-burst
it is designed for commercial power reactor pressure vessel
reactors or Cf sources and should not be used. However, the
surveillance applications and the documentation was devel-
LSL-M2 code can be applied to most reactors used for testing
oped accordingly. This appendix provides guidance for those
of electronic devices whether an error estimate of the spectrum
circumstances where the documentation is inadequate or inap-
is available or not. The practical aspects of this will be
propriate for hardness-testing applications.
described in X1.4.
X1.2 Introduction
X1.3 Constraints on the Use of the Code
X1.2.1 As Eq 1 implies, three basic data sets are required in
X1.3.1 The LSL-M2 code is distinguished by its use of
the determination of the neutron energy-fluence spectrum: (1)
lognormal distributions for all the parameters of interest. This
a set of measured responses (see Guide E720 for guidance on
imposesthephysicallyrealisticconstraintthatallquantitiesare
foil selection), (2) energy-response functions, and (3)an
positiveandreal.Theformulationoftheequationsdescribedin
approximation to the solution.
Section 3 of Guide E944 were all converted to logarithmic
X1.2.2 Several codes have been developed which imple-
counterparts by the writers of LSL-M2. As stated in the
ment a least-squares approach to the determination of the
manual, care should be taken to input covariances as fractional
neutron spectrum from sensor data. The least-squares codes
δx δx
i j
covariances:theexpectedvaluesof .Inthesamefashion,
require a minimum of three additional data sets in the form of
x x
i j
uncertainty estimates for all the above data, complete with the the output uncertainties are actually logarithmic ratios of the
correlations between all the data. These additional data are
standarddeviationtotheexpectedvalue.Theprimaryoutputof
used to establish uncertainty estimates on the output data. See LSL-M2 is not the adjusted spectrum, but rather the damage-
Subsection 3.2 of Guide E944 for more information.
related integral parameters with their errors. This feature is
ideally suited to the calculation of silicon damage as defined in
X1.2.3 The LSL-M2 code (10) is one example of a least-
Practice E722.
square code package which is distributed with a suitable set of
NOTE X1.1—There is little difference between these logarithmic ratios
auxiliary data (cross sections and covariance files) to permit its
and the more normal values if the percentages quoted are less than 10 %.
application for the adjustment of reactor pressure vessel
But, as the ratio of (observed/actual) increases, the LSL ratio diverges
neutron spectra. As part of the REAL exercises (11-13) the
from the non-logarithmic ratio.
International Atomic Energy Agency (IAEA) compiled and
X1.3.1.1 Dosimetry cross-section sets and associated cova-
distributed a Neutron Metrology File NMF-90 (14) which
riance matrices are available with the LSL-M2 code package.
includes versions of the MIEKE (15) and STAY’SL (2)
The cross sections distributed by RSICC with this code have
least-square adjustment codes along with compatible cross
been derived from ENDF/B-V evaluations (10). The newer
sections and sample input decks. These three codes are
IRDFF-II distribution (16) is recommended as a replacement
examples of least-square adjustment codes which are available
for the code’s built-in data sets. In most cases, it contains
to the general community and include interfaces with suitable
newer evaluations for the actual cross sections and much more
cross section libraries.
refined evaluations of the associated covariance data for each
X1.2.4 An adequate prior or theoretical prediction of the reaction.
fluence spectrum (with its covariance matrix) is often the most X1.3.1.2 The response data is obtained through the applica-
difficult information set to obtain. If a transport calculation is tion of Guides E720 and E844, Practice E261, and Test
available, it may be a generic type of run such as a leakage Methods E262, E263, E264, E265, E393, E704, and E705.The
spectrum from the reactor or a criticality calculation that uncertainty estimate for each response should not be simply an
provides a typical spectrum for some location. estimate of the counting statistics, but rather should include all
E721 − 22
contributors of uncertainty to the measured value, such as X1.4.4.1 TheparameterAcanbeviewedasameasureofthe
uncertainties in counting efficiency, branching ratio, foil group-to-groupstiffnessofthecalculation.Inawell-moderated
composition, mass, experimental positioning, etc. Correlations spectrum, the lower energy groups are all populated by
between reactions may be important, particularly when the down-scattering events, the group-to-group correlations are
therefore strong and a large value for A “near 1.0” is justified.
same radioactive product is measured on the same detector.
Such would be appropriate for a TRIGA-type reactor, or the
X1.3.1.3 The code requires a prior fluence or fluence-rate
epithermal groups of a GODIVA-like reactor. But, the high-
spectrum and an estimate of its uncertainties with correlations.
energy part of all reactor spectra is dominated by the fission-
Experience has shown that the better the quality of the input
neutron production process, and therefore the uncertainties are
spectrum, the better the quality of the results from LSL-M2.
dominated by those in the fission-spectrum representation
There is no ideal substitute for a transport calculation com-
used. In these spectra a small value of A “near 0.0” is
bined with a sensitivity analysis for error propagation.
appropriate. See Ref (6).
However, a parametric model derived from reactor physics
may be utilized, with typical expected uncertainties, for fast
X1.4.5 The uncertainties assigned to each group (the diago-
and light water reactor leakage spectra to estimate covariance nal of the matrix) may have a marked effect on the results. If
matrices (17). This method can give acceptable results if the
there is no knowledge as to what these uncertainties may be,
uncertainties assigned to the calculation are appropriately then the only alternative is to carry out a series of runs to
chosen. (The guidance in X1.4.3 may be followed.) determine the sensitivity of the results to the selection of
uncertainties. The value of χ per degree of freedom should be
monitored for unrealistically high and low values. Those runs
X1.4 Operation of the Code
with such unrealistic values of χ per degree of freedom should
X1.4.1 The application of the code is adequately described
be discarded or serve as boundaries.
in the documentation. The six data sets required by LSL-M2,
X1.4.6 Very large assigned uncertainties for all groups (100
along with the damage functions, are stored in individual files
to 1000 %) in the input spectrum will produce output only
and the code’s output is designed to go into individual files.An
dependent upon the responses and response functions so long
adequate method of assigning file names and keeping track of
as the entire energy range is covered by the reaction cross
input and output files is required.
sections. The temptation to use these results will be great for
X1.4.2 If a covariance analysis, such as described by
this reason. However, this should be considered as a limiting
Maerker (9),ofatransportcalculationforasimilarreactortype
case. This solution spectrum should produce a very low value
and location is available, it can be used. The Maerker analysis
for the χ per degree of freedom. If it does not, then there is a
will be generally applicable to water-moderated reactors such
verylargeerrorinoneormoreoftheresponses.Largeassigned
as some positions of pool-type reactors. It is not applicable to
uncertainties may be appropriately used for limited neutron
GODIVA or similar fast-fission types of reactor spectra.
energy ranges, for example, the thermal or epithermal part of a
Similarly, the covariance data with the reference spectra
fast-reactor spectrum.
provided as part of IRDFF-II (16) may or may not be
X1.4.7 Very small assigned uncertainties in the input spec-
appropriate depending upon the type of test configuration and
trum will produce adjusted spectra which are essentially the
neutron source used.
same as the calculated spectrum (regardless of what is in the
covariance matrix). While this will normally produce abnor-
X1.4.3 Subsection 5.3 of Guide E944 describes the general
mally high chi-squared per degree of freedom values, it may
principles for constructing usable covariance matrices for
not if there are only a few sensor responses available.
fluence spectra when a full sensitivity analysis is not available.
However, the uncertainty assignments to the results may be
Equation 14 of Guide E944 is a general representation of a
unrealistically low. This is the other limiting case.
distance formula. Several functions that satisfy the require-
ments of Eq. 14 follow in the standard. Experience has shown
X1.4.8 When a good estimate of the input uncertainties on
that this type of procedure produces acceptable results. For the
the group fluences is not available, the uncertainties on the
purposes of hardness testing, the following distance formula is
resulting damage parameters are not well defined regardless of
suggested:
the value of χ per degree of freedom. This is true unless it can
be shown in a particular case that these uncertainties are
abs ln E 2 ln E
@ ~ ! ~ !#
i k
c 5 exp 2 (X1.1)
S D
ik
insensitive to the uncertainties of the prior fluences.
A
X1.4.9 The LSL-M2 code documentation recommends that
X1.4.4 If Eq X1.1 is used, it then only remains to provide
the prior fluence values be normalized in an absolute fashion.
guidanceontheproperselectionofavaluefortheparameter A.
However, if a generic calculation is used, absolute normaliza-
As seen from the structure of Eq X1.1, A is a measure of how
tion of the fluences is not justified. Therefore, for most
closely correlated are spectrum values at energies E and E.It
i k
hardness-testing applications, the use of a scaling reaction is
is neither possible nor desirable to specify a value for A in this
recommended. Only in those cases where core modeling was
guide since the best value is somewhat dependent upon the
performed for the specific irradiation conditions is absolute
nature of the exposure environment. Instead, a discussion of
normalization of the fluence spectrum justified.
the effects of varying the value of A will allow the tester to
make an appropriate selection of A for the exposure environ- X1.4.10 As in all adjustment codes, bad response data will
ment. invalidate the results. Since bad response data are sometimes
E721 − 22
hard to spot from the output of LSL-M2, it is imperative that σ' E 5 σ E 3exp 2Nσ E X (X1.2)
~ ! ~ ! @ ~ ! #
j i j i c i
the response data be checked prior to accepting the results.
where:
Further, if there is a known systematic uncertainty in the
σ(E) = jth response function at energy E,
j i i
response data, suspect responses should not be included in the
σ (E) = cover absorption cross section at energy E, and
c i i
analysis. If there is a known but unquantified systematic error
NX = number density per unit area of the cover.
in a response, that response should not be used until a suitable
NOTE X1.2—As described in Guide E720, this treatment may not be
correction factor can be obtained. Its inclusion will adversely
adequate in that it ignores the scattering effects of the cover. It almost
affect the resulting spectrum and damage parameters. (There is
certainlyleadstoappreciableerrorintheattenuation(ontheorderof10 %
or more) for threshold foils when boron-10 encapsulation is used.
a temptation to include bad data by ascribing large uncertain-
ties because the algorithm can tolerate it. However, it will hurt
X1.5.2 Each reaction may require several response
the output and usually will invalidate the results.)
functions, each differing from the others by the cover assumed
in the calculation, and by the cover thickness assumed. This
X1.4.11 The consistency of the data ensemble input to
2 method ignores the effect of the cover adjustment on the
LSL-M2 is tested by the code using a χ test. The output value
2 covariance for the response function.
of the χ should approximate the number of degrees of
X1.5.2.1 When a sensor is used with and without a cover
freedom. Deviations from this value, if significant, should
which absorbs strongly in some energy region, it is preferable
always result in rejection of the results and a re-examination of
2 to use the measured response with the cover and the difference
the input. The value obtained for χ should be reported in all
between the two measured responses. The response function
cases.
for the difference is simply the difference of the two response
functions. The reason for this is that the response with the
X1.5 Deficiencies of the Code
cover and the difference response are nearly uncorrelated with
X1.5.1 Sensor Foil Covers—Unlike the SAND II code,
each other.
which has a built-in method of handling covers, LSL-M2 does
X1.6 Precision and Bias
not directly handle this aspect of the measurement. LSL-M2
X1.6.1 In the rare case where all the input uncertainties data
allows the use of sensor covers by allowing the testing of th
...


This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
Designation: E721 − 16 E721 − 22
Standard Guide for
Determining Neutron Energy Spectra from Neutron Sensors
for Radiation-Hardness Testing of Electronics
This standard is issued under the fixed designation E721; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
This standard has been approved for use by agencies of the U.S. Department of Defense.
1. Scope
1.1 This guide covers procedures for determining the energy-differential fluence spectra of neutrons used in radiation-hardness
testing of electronic semiconductor devices. The types of neutron sources specifically covered by this guide are fission or degraded
energy fission sources used in either a steady-state or pulse mode.
1.2 This guide provides guidance and criteria that can be applied during the process of choosing the spectrum adjustment
methodology that is best suited to the available data and relevant for the environment being investigated.
1.3 This guide is to be used in conjunction with Guide E720 to characterize neutron spectra and is used in conjunction with
Practice E722 to characterize damage-related parameters normally associated with radiation-hardness testing of electronic-
semiconductor electronic semiconductor devices.
NOTE 1—Although Guide E720 only discusses activation foil sensors, any energy-dependent neutron-responding sensor for which a response function is
known may be used (1).
NOTE 2—For terminology used in this guide, see Terminology E170.
1.4 The values stated in SI units are to be regarded as standard. No other units of measurement are included in this standard.
1.5 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility
of the user of this standard to establish appropriate safety safety, health, and healthenvironmental practices and determine the
applicability of regulatory limitations prior to use.
1.6 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
2. Referenced Documents
2.1 ASTM Standards:
This guide is under the jurisdiction of ASTM Committee E10 on Nuclear Technology and Applications and is the direct responsibility of Subcommittee E10.07 on
Radiation Dosimetry for Radiation Effects on Materials and Devices.
Current edition approved Dec. 1, 2016July 1, 2022. Published December 2016July 2022. Originally approved in 1980. Last previous edition approved in 20112016 as
E721 – 11.E721 – 16. DOI: 10.1520/E0721-16.10.1520/E0721-22.
The boldface numbers in parentheses refer to the list of references at the end of this guide.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
E721 − 22
E170 Terminology Relating to Radiation Measurements and Dosimetry
E261 Practice for Determining Neutron Fluence, Fluence Rate, and Spectra by Radioactivation Techniques
E262 Test Method for Determining Thermal Neutron Reaction Rates and Thermal Neutron Fluence Rates by Radioactivation
Techniques
E263 Test Method for Measuring Fast-Neutron Reaction Rates by Radioactivation of Iron
E264 Test Method for Measuring Fast-Neutron Reaction Rates by Radioactivation of Nickel
E265 Test Method for Measuring Reaction Rates and Fast-Neutron Fluences by Radioactivation of Sulfur-32
E266 Test Method for Measuring Fast-Neutron Reaction Rates by Radioactivation of Aluminum
E393 Test Method for Measuring Reaction Rates by Analysis of Barium-140 From Fission Dosimeters
E523 Test Method for Measuring Fast-Neutron Reaction Rates by Radioactivation of Copper
E526 Test Method for Measuring Fast-Neutron Reaction Rates by Radioactivation of Titanium
E704 Test Method for Measuring Reaction Rates by Radioactivation of Uranium-238
E705 Test Method for Measuring Reaction Rates by Radioactivation of Neptunium-237
E720 Guide for Selection and Use of Neutron Sensors for Determining Neutron Spectra Employed in Radiation-Hardness
Testing of Electronics
E722 Practice for Characterizing Neutron Fluence Spectra in Terms of an Equivalent Monoenergetic Neutron Fluence for
Radiation-Hardness Testing of Electronics
E844 Guide for Sensor Set Design and Irradiation for Reactor Surveillance
E944 Guide for Application of Neutron Spectrum Adjustment Methods in Reactor Surveillance
E1018 Guide for Application of ASTM Evaluated Cross Section Data File
E1297 Test Method for Measuring Fast-Neutron Reaction Rates by Radioactivation of Niobium
E1855 Test Method for Use of 2N2222A Silicon Bipolar Transistors as Neutron Spectrum Sensors and Displacement Damage
Monitors
3. Terminology
3.1 Definitions: The following list defines some of the special terms used in this guide:
3.1.1 effect—the characteristic which changes in the sensor when it is subjected to the neutron irradiation. The effect may be the
reactions in an activation foil.
3.1.2 prior spectrum—an estimate of the neutron spectrum obtained by transport calculation or otherwise and used as input to a
least-squares adjustment.
3.1.3 response—the magnitude of the effect. It can be the measured value or that calculated by integrating the response function
over the neutron fluence spectrum. The response is an integral parameter. Mathematically, the response, parameter mathematically
approximated by a discrete summation, R5 R , where R is the response in each differential energy region at E of width ΔE .
(
i ii ii i
i
3.1.4 response function—the set of values of R in each differential energy region divided by the neutron fluence in that differential
ii
energy region, that is, the set f = R /(Φ(E )ΔE ).
ii ii ii ii
3.1.5 sensor—an object or material (sensitive to neutrons) the response of which is used to help define the neutron environment.
A sensor may be an activation foil.
3.1.6 spectrum adjustment—the process of changing the shape and magnitude of the neutron energy spectrum so that quantities
integrated over the spectrum agree more closely with their measured values. Other physical constraints on the spectrum may be
applied.
3.1.7 trial function—a neutron spectrum which, when integrated over sensor response functions, yields calculated responses that
can be compared to the corresponding measured responses.
3.1.7 prior spectrum—an estimate of the neutron spectrum obtained by transport calculation or otherwise and used as input to a
least-squares adjustment.
3.2 Abbreviations:
3.2.1 DUT—device under test.
E721 − 22
3.2.2 ENDF—evaluated nuclear data file.
3.2.3 NNDC—National Nuclear Data Center (at Brookhaven National Laboratory).
3.2.4 RSICC—Radiation Safety Information Computation Center (at Oak Ridge National Laboratory).
3.2.5 TREE—transient radiation effects on electronics.
4. Significance and Use
4.1 It is important to know the energy spectrum of the particular neutron source employed in radiation-hardness testing of
electronic devices in order to relate radiation effects with device performance degradation.
4.2 This guide describes the factors which must be considered when the spectrum adjustment methodology is chosen and
implemented. Although the selection of sensors (foils) and the determination of responses (activities) is discussed in Guide E720,
the experiment should not be divorced from the analysis. In fact, it is advantageous for the analyst conducting the spectrum
determination to be closely involved with the design of the experiment to ensure that the data obtained will provide the most
accurate spectrum possible. These data include the following : following: (1) measured responses such as the activities of foils
exposed in the environment and their uncertainties, (2) response functions such as reaction cross sections along with appropriate
correlations and uncertainties, (3) the geometry and materials in the test environment, and (4) a trial function or prior spectrum
and its uncertainties obtained from a transport calculation or from previous experience.
5. Spectrum Determination Withwith Neutron Sensors
5.1 Experiment Design:
5.1.1 The primary objective of the spectrum characterization experiment should be the acquisition of a set of response values
(activities) from effects (reactions) with well-characterized response functions (cross sections) with responses which adequately
define (as a set) the fluence values at energies to which the device to be tested is sensitive. For silicon devices in fission-driven
environments the significant neutron energy range is usually from 10 keV to 15 MeV. Lists of suitable reactions along with
approximate sensitivity ranges are included in Guide E720. Sensor Reactor sensor set design is also discussed in Guide E844. The
foil set may include the use of responses with sensitivities outside the energy ranges needed for the DUT to aid in interpolation
to other regions of the spectrum. For example, knowledge of the spectrum below 10 keV helps 10 keV aids in the determination
of the spectrum fraction above that energy.
5.1.2 An example of the difficulty encountered in ensuring response coverage (over the energy range of interest) is the following:
If fission foils cannot be used in an experiment because of licensing problems, cost, or radiological handling difficulties (especially
235 237 239
with U, Np, or Pu), a large gap may be left in the foil set response between 100 keV and 2 MeV—a 2 MeV—a region
important for silicon and gallium arsenide damage (see Figs. A1.1 and A2.3 of Practice E722). In this case two options are
available. First, seek other sensors to fill the gap (such as silicon devices sensitive to displacement effects (see Test Method
93 93m 103 103m
E1855)), Nb(n,n') Nb (see Test Method E1297) or Rh(n,n') Rh. Second, devote the necessary resources to determine a
trial function that is close to the real spectrum. In the latter case it may be necessary to carry out transport calculations to generate
a prior spectrum which incorporates the use of uncertainty and covariance information.
5.1.3 Other considerations that affect the process of planning an experiment are the following:
5.1.3.1 Are the fluence levels low and of long duration so that only long half-life reactions are useful? This circumstance can
severely reduce the response coverage of the foil set.
5.1.3.2 Are high gamma-ray backgrounds present which can also affect the sensors (or affect the devices to be tested)?
5.1.3.3 Can the sensors be placed so as to ensure equal exposure? This may require mounting the sensors on a rotating fixture in
steady-state irradiations or performing multiple irradiations with monitor foils to normalize the fluence between runs.
5.1.3.4 Do the DUT or the spectrum sensors perturb the neutron spectrum?
E721 − 22
5.1.3.5 Are response functions available that account for self-shielding for all sensors using (n,γ) or non-threshold (n,f) reactions,
unless the material is available in a dilute form of certified composition?
5.1.3.6 Can the fluence and spectrum seen in the DUT test later be directly scaled to that determined in the spectrum
characterization experiment (by monitors placed with the tested device)?
5.1.3.7 Can the spectrum shape and intensity be characterized by integral parameters that permit simple intercomparison of device
responses in different environments? Silicon is a semiconductor material whose displacement damage function is well established.
This makes spectrum parameterization for damage predictions feasible for silicon.
5.1.3.8 What region of the spectrum contributes to the response of the DUT? In other words, DUT and is the spectrum well
determined in all energy regions that affect device performance?
5.1.3.9 How is the counting system set up for the determination of the activities? For example, are there enough counters available
to handle up to 25 reactions from a single exposure? (This may require as many as six counters.) Or can the available system only
handle a few reactions before the activities have decayed below detectable limits?
5.1.4 Once the experimental opportunities and constraints have been addressed and the experiment designed to gather the most
useful data, a spectrum adjustment methodology must be chosen.
5.2 Spectrum Adjustment Methodology:
5.2.1 After the basic measured responses, response functions, and trial or prior spectrum information have been assembled, apply
a suitable spectrum adjustment procedure to reach a solution that satisfies the criteria of the chosen procedure. It must also meet
other constraints, such as, the fluence spectrum must be positive and defined for all energies. The solution is the energy-dependent
spectrum function, Φ(E), which approximately satisfies the series of Fredholm equations of the first kind represented by Eq 1 as
follows:
`
R 5 σ E Φ E dE 1# j # n (1)
* ~ ! ~ !
j j
`
R 5 σ E Φ E dE 1# j # n (1)
* ~ ! ~ !
j j
where:
R = measured response of sensor j,
j
σ (E) = neutron response function at energy E for sensor j,
j
Φ(E) = incident neutron fluence versus energy, and
n = number of sensors which yield n equations.
NOTE 3—Guides E720 and E844 provide general guidance on obtaining a suitable set of responses (activities) when foil monitors are used. Practice E261
and Test Method E262 provide more information on the data analysis that generally is part of an experiment with activation monitors. Specific instructions
for some individual monitors can be found in Test Methods E263 (iron), E264 (nickel), E265 (sulfur-32), E266 (aluminum), E393 (barium-140 from
fission foils), E523 (copper), E526 (titanium), E704 (uranium-238), E705 (neptunium-237), and E1297 (niobium).
5.2.2 One important characteristic of the set of equations (Eq 1) is that with a finite number of sensors, n, which yield n equations,
there is no unique solution. Exact solutions to equations (Eq 1) may be readily found, but are not generally considered useful. When
the least squares least-squares adjustment method is used, equations (Eq 1) are supplemented by the constraint that the solution
spectrum must be approximately equal to the prior spectrum. This additional constraint guarantees that the set of equation is
overdetermined and that a unique least squares least-squares solution does exist. The tolerances of the approximations are
dependent on the specified variances and covariances of the prior spectrum, the response functions, and the measured responses.
When other adjustment methods are used it must be assumed that the range of physically reasonable solutions can be limited to
an acceptable degree.
5.2.3 Neutron spectra generated from sensor response data may be obtained with several types of spectrum adjustment codes. One
type is linear least squares least-squares minimization used by codes such as STAY’SL (2) or the logarithmic least squares
least-squares minimization as used by LSL-M2 (3). When the spectrum adjustments are small, these methods yield almost identical
results. Another type is the iterative method, an example of which is SAND II (4). If used properly and with sufficient, high-quality
E721 − 22
data, this method will usually yield nearly the same values as the least squares methods (610 to 15 %) least-squares methods for
the primary integral parameters discussed in Practice E722.
NOTE 4—Another class of codes often referred to as Maximum Entropy (5) has also been used for this type of analysis.
5.2.4 Appendix X1 and Appendix X2 discuss in some detail the implementation and the advantages and disadvantages of the two
approaches as represented by LSL-M2 and SAND-II.
5.3 Least-Squares Code Characteristics:
5.3.1 The least-squares codes, represented by STAY’SL (2) and LSL-M2 (3), use variance and covariance data for the measured
responses, response functions, and prior spectrum. The STAY’SL code finds the unique maximum likelihood solution spectrum
when the uncertainties arare assumed to be distributed according to a normal distribution. The LSL-M2 code finds the unique
maximum likelihood solution spectrum when the uncertainties are assumed to be distributed according to a multivariate lognormal
distribution. The codes allow not only the prior spectrum but also the responses and the response functions to be adjusted in a
manner constrained by their individual uncertainties and correlations in order to find the most likely solution. In principle this
approach provides the best estimate of a spectrum and its uncertainties. The least-squares method is described more fully in Guide
E944 and in Appendix X2.
5.3.2 The solution to the linear least squares least-squares spectrum adjustment problem is given in matrix form by:
' T T T 21
Φ 2 Φ 5 C S S C S 1 S C S 1 C R 2 R (2)
~ !
~ !
0 Φ Φ Φ Φ Φ Σ Σ Σ R m 0
0 0 0 0 0 0 0 0 m
where:
Φ' = a column vector of the adjusted groupwise fluences,
Φ = a column vector of the prior spectrum fluences,
C = the covariance matix of the prior spectrum,
Φ
S = the matrix of sensitivities of the calculated responses to the prior fluences,
Φ
S = the matrix of sensitivities of the calculated responses to the response functions,
Σ
C = the covariance matrix of the response functions,
Σ
C = the covariance matrix of the measured responses,
R
m
R = a column vector of the measured responses,
m
R = a column vector of the responses calculated using the prior spectrum and response functions,
superscript T indicates the transpose of a matrix, and
superscript –1 indicates the inverse of a matrix.
5.3.3 Further details, including the sensitivity matrix entries, may be found in Ref (2)).). In the case of logarithmic least squares,
least-squares, the fluences and the responses are replaced by their natural logarithms, and the covariance matrices are replaced by
the fractional covariance matrices,matrices; see Ref (3)).).
5.3.4 The input variance and covariance matrix quantities are not always well known, and some may have to be estimated. The
analyst must understand that his estimates of these quantities can affect the results.
5.3.5 No least-squares code in the form distributed by code libraries conveniently handles the effects of covers over the foils even
though the use of covers is strongly recommended. See SectionSubsection 7.2 of Guide E720 and X1.5.1 of this standard for more
information.
5.3.6 The code automatically weights the data according to uncertainties. Therefore, data with large uncertainties can be used in
the analysis, and will have the appropriately small influence on the results.
5.3.7 The solution spectrum shape must correspond fairly well to the prior spectrum (within 1one or 2two standard deviations)
if the results are to be reliable (6). The prior spectrum determines the solution spectrum when its uncertainties are so small that
the uncertainties of the prior calculated responses are small compared to those of the measured responses. Conversely, the prior
spectrum does not strongly constrain the solution spectrum when the prior calculated responses response uncertainties are large
compared to the measured responses. response uncertainties. See Ref (3).
5.3.8 If a transport code calculation of the spectrum is used as the starting point for the analysis, then this methodology can be
useful for adjusting spectra at a different location from that in which the foils were exposed. If the transport calculation includes
E721 − 22
a location where an experiment can be conducted and a similar one where such an experiment would be difficult or impossible
(such as inside a test fixture or other structure), then this type of code can be used to adjust both spectra simultaneously. In
accepting the results for the unmonitored location, it is important that the transport calculation be adjusted minimally. A prior
covariance matrix between the fluence spectra at the two locations is needed.
5.3.9 The analyst must be careful the input variances and covariances, including those associated with the prior spectrum, are
realistic. It is not sufficient to take statistical scoring errors from a Monte Carlo transport calculation and use these as a measure
of the uncertainty in the trial spectrum. All uncertainties, and in particular, uncertainties in the reactor modeling, material densities,
and response functions should be represented in the input uncertainty. The value of the chi-squared (χ ) parameter may be used
as a good indication of the consistency of the input data (including the uncertainty data).
5.4 Suitability of the Least-Squares Adjustment Codes—The least-squares codes are particularly well suited to situations in which
the environment is fairly well characterized physically so that a prior spectrum can be calculated. They work best when detailed
transport calculated spectra are available for use as the prior spectra for the analysis. However, it is often difficult to obtain a
mathematicallystatistically defensible covariance matrix for these spectra. In such cases, the specified uncertainties in the prior
spectrum should be large enough to ensure that the measured response uncertainties are largersmaller than their calculated prior
uncertainties. In principle, a sensitivity analysis based on the radiation transport code methodology could be used to provide the
prior spectrum uncertainty and energy-dependent correlation, but this is not an easy analysis and is seldom attempted.
5.5 Iterative Code Characteristics:
5.5.1 The “iterative” codes use a trial function supplied by the analyst and integrate it over the response functions of the sensors
exposed in the unknown environment to predict a set of calculated responses for comparison with the measured values. The
calculated responses are obtained from Eq 1. The code obtains the response functions from a library. See Guide E1018 for the
recommendations in the selection of dosimetry-quality cross sections.
5.5.2 The code compares the measured and calculated responses for each effect and invokes an algorithm designed to alter the trial
function so as to reduce the deviations between the measured and calculated responses. The process is repeated with code-altered
spectra until the standard deviation drops below a specified value – value, at which time the codedcoder declares that a solution
has been obtained and prepares a table of the last spectrum. This should not be the end of the process unless the initial trial was
very close to the final result. In each iteration, the SAND II-type code will alter the trial most rapidly where the foil set has the
highest response. If the trial is incompatible with the measurements, the spectrum can become distorted in a very unphysical
manner.
5.5.3 For example, if a trial function predicts an incorrect gold activity, it may alter the spectrum by orders of magnitude at the
gold high-response resonance at 5 eV while leaving the trial spectrum alone in the immediate vicinity. The analyst must recognize
that the trial must be changed in a manner suggested by the previous result. For example, if a peak develops at the gold resonance,
this suggests that the trial spectrum values are too low in that whole energy region. A new trial drawn smoothly near the spectrum
values where the sensor set has high response may improve the solution. This direct modification becomes an outer iteration on
the spectrum adjustment process, as described in Refs (7, 8). The outer iteration methodology coupled with good activity data is
usuallysometimes so successful that the form of the initial trial does not overly influence the integral results.
5.5.4 For any of the iterative type codes to succeed at producing a spectrum that is both representative of the measured data and
likely to be close to the true spectrum of neutrons that caused the activation data, experience has shown that the following are
important important: ((1)1) the use of sensors with well-established response functions (≤8 (≤ 68 % for spectrum-averaged cross
sections), ((2)2) a sensor set that has good response over all the important regions of the spectrum, and ((3)3) sufficiently accurate
measured responses (on the order of 65 %). 65 %). No direct use is made of uncertainty data (variance and covariance
information) that exists for each cross section, of uncertainty in the trial spectrum, or in the uncertainties in the measured responses.
These uncertainties can vary greatly among sensors or environments. It follows that data with large uncertainties should not be used
in the final stages of this methodology because it can cripple the final results.
NOTE 5—Response data that exhibits a strong disagreement with other data in the data ensemble can be very useful in the early stages of an analysis.
For example, if the activity of a particular reaction is incompatible with the other foils in the spectrum adjustment process, it can indicate one of two
important possibilities. First, if it is a reaction whose energy-dependent cross section is well known and has repeatedly demonstrated compatibility in the
past, an experimental or transcription error is suggested. Second, if the activity measurement was accurately carried out, and this reaction has repeatedly
demonstrated incompatibility in the same direction in other spectra determinations in different environments, an incorrect cross section or energy-specific
counting calibration error is indicated (8)).). A number of specific cross section problems have been uncovered by analysis of incompatibility data. But
in the construction of the neutron spectrum, these “bad” reactions should not be used with a method that does not incorporate uncertainty data.
E721 − 22
5.6 Suitability of the Iterative Adjustment Codes:
5.6.1 Iterative codes usually do not have a capability to weight the responses according to uncertainties, do not provide error or
uncertainty analysis, do not use variance or covariance information, and provide no direct quantification of the output uncertainties
for any calculated quantities. However, it is possible to assign errors in the spectrum in appropriate energy regions using
perturbation analysis. (Also(Also, computerized perturbation and random draw from response error may be utilized.) The analyst
perturbs the trial spectrum upwards and downwards in each energy region and observes to what degree the code brings the two
trials into agreement. This is, however, a laborious process and has to be interpreted carefully. In the resonance region where foil
responses are spiked, the code will only yield agreement at resonances where there exists high response. The analyst must not only
interpolate the spectrum values between high response regions but also the spectrum uncertainties. This step can be rationalized
with physical arguments based on the energy-dependence of cross sections but it is difficult to justify mathematically. This situation
further supports the arguments for maximizing response coverage. In addition, it is usually the uncertainties of integral parameters
that are of primary importance, not the uncertainty of Φ(E) at individual energy values
5.6.2 Covers are used over many of the foils to restrict the response ranges, as is explained in Guide E720. The SAND II code
handles the attenuations in the covers in a simple manner by assuming exponential attenuation through the cover material. There
is considerable evidence that for some spectra the calculated exponential attenuation is not accurate because of scattering.
6. Discussion and Comparison of Methodology Characteristics
6.1 The least-squares codes are superior because it should be possible to directly incorporate all that is known about the test
environment and about the response functions to arrive at the most likely solution in a least-squares sense. The codes provide
mathematicallystatistically defensible output with uncertainties when covariance data is available for all the input quantities. The
iterative codes do not propagate uncertainties nor make use of any variance or covariance information which may exist.
6.2 Considerable experience with both approaches has demonstrated that they yield approximately the same integral parameter
values when applied to the methodology in Practice E722, provided that adequate and accurate primary experimental information
is available. This means the analyst must have access to a set of carefully measured responses, usually activation data. The
associated set of responses functions, usually activation cross sections, must cover a broad range of energies. And, the response
functions for the measured data must be well established over these energy ranges.
6.3 Transient radiation effects testing of electronics (TREE testing) is carried out in a wide variety of different environments that
are often customized with complicated filters and shields. For these cases, detailed transport calculations can be time-consuming
and expensive. The user may not be aware of the total assemblage of material structure that affects the radiation environment.
6.4 The iterative type code performs at its best with accurate response data and well-known response functions because the range
of acceptable solutions is then severely restricted, and the acceptance criterion of measured-to-calculated activity values can be set
to a low value. Also, incompatible responses, perhaps caused by experimental errors, stand out clearly in the results. The
least-squares type code seems much more forgiving because wide variances are assigned to less well-known cross sections and
activities, so marginal data can be more easily tolerated. For both methods, a very good trial function or prior spectrum is required
when limited or imprecise measured responses are available. In these cases, the solution cannot be allowed to deviate very much
from the trial because less use should be made of the measured data.
6.5 SAND II should not be used to generate trial functions for LSL-M2, because the SAND II solution spectrum is correlated to
the activities, but the LSL method assumes there is no such correlation.
6.6 Neither methodology can be used indiscriminately and without careful monitoring by a knowledgeable analyst. The analyst
must not only apply physical reasoning but must examine the data to determine if it is of adequate quality. At the very least the
analyst must evaluate what is seen in a plot of the solution spectrum. Available versions of the SAND II code providesprovide less
subsidiary information than least-squares codes can supply, particularly with regards to uncertainties. More detailed discussions
of the LSL-M2 and SAND II methodologies are provided in the appendixes.
7. Precision and Bias
7.1 Precision and bias statements are included in each of the appendixes.
E721 − 22
8. Keywords
8.1 neutron sensors; neutron spectra; radiation-hardness testing; spectrum adjustment
APPENDIXES
(Nonmandatory Information)
X1. APPLICATION OF THE LSL-M2 CODE
X1.1 The Least-Squares Method, LSL-M2
X1.1.1 This appendix provides guidance for the application of the LSL-M2 adjustment code to hardness testing of electronic
devices. The code is described in Refs (9), and (10). However, it is designed for commercial power reactor pressure vessel
surveillance applications and the documentation was developed accordingly. This appendix provides guidance for those
circumstances where the documentation is inadequate or inappropriate for hardness-testing applications.
X1.2 Introduction
X1.2.1 As Eq 1 implies, three basic data sets are required in the determination of the neutron energy-fluence spectrum: ((1)1) a
set of measured responses (see Guide E720 for guidance on foil selection), ((2)2) energy-response functions, and ((3)3) an
approximation to the solution.
X1.2.2 Several codes have been developed which implement a least-squares approach to the determination of the neutron
spectrum from sensor data. The least-squares codes require a minimum of three additional data sets in the form of uncertainty
estimates for all the above data, complete with the correlations between all the data. These additional data are used to establish
uncertainty estimates on the output data. See SectionSubsection 3.2 of Guide E944 for more information.
X1.2.3 The LSL-M2 code (10) is one example of a least square least-square code package which is distributed with a suitable set
of auxiliary data (cross sections and covariance files) to permit its application for the adjustment of reactor pressure vessel neutron
spectra. As part of the REAL exercises (1111-13, 12, 13) the International Atomic Energy Agency (IAEA) compiled and distributed
a Neutron Metrology File NMF-90 (14) which includes versions of the MIEKE (15) and STAY’SL (2) least square least-square
adjustment codes along with compatible cross sections and sample input decks. These three codes are examples of least square
least-square adjustment codes which are available to the general community and include interfaces with suitable cross section
libraries.
X1.2.4 An adequate prior or theoretical prediction of the fluence spectrum (with its covariance matrix) is often the most difficult
information set to obtain. If a transport calculation is available, it may be a generic type of run such as a leakage spectrum from
the reactor or a criticality calculation that provides a typical spectrum for some location.
X1.2.5 An error estimate of the group-wisegroupwise fluences, with correlations, is essential to LSL-M2, but is not always readily
available to the analyst. The error analysis distributed with the code may be applied, with caution, to pool-type reactors if nothing
else is available, but it is not applicable to fast-burst reactors or Cf sources and should not be used. However, the LSL-M2 code
can be applied to most reactors used for testing of electronic devices whether an error estimate of the spectrum is available or not.
The practical aspects of this will be described in X1.4.
E721 − 22
X1.3 Constraints on the Use of the Code
X1.3.1 The LSL-M2 code is distinguished by its use of lognormal distributions for all the parameters of interest. This imposes
the physically realistic constraint that all quantities are positive and real. The formulation of the equations described in Section 3
of Guide E944 were all converted to logarithmic counterparts by the writers of LSL-M2. As stated in the manual, care should be
δx δx
i j
taken to input covariances as fractional covariances: the expected values of . In the same fashion, the output uncertainties
x x
i j
are actually logarithmic ratios of the standard deviation to the expected value. The primary output of LSL-M2 is not the adjusted
spectrum, but rather the damage-related integral parameters with their errors. This feature is ideally suited to the calculation of
silicon damage as defined in Practice E722.
NOTE X1.1—There is little difference between these logarithmic ratios and the more normal values if the percentages quoted are less than 10 %. But, as
the ratio of (observed/actual) increases, the LSL ratio diverges from the non-logarithmic ratio.
X1.3.1.1 Dosimetry cross-section sets and associated covariance matrices are available with the LSL-M2 code package. The cross
sections distributed by RSICC with this code have been derived from ENDF/B-V evaluations (10). The newer IRDF-
2002IRDFF-II distribution (16) is recommended as a replacement for the code’s build-inbuilt-in data sets. In most cases, it contains
newer evaluations for the actual cross sections and much more refined evaluations of the associated covariance data for each
reaction.
X1.3.1.2 The response data is obtained through the application of Guides E720 and E844, Practice E261, and Test Methods E262,
E263, E264, E265, E393, E704, and E705. The uncertainty estimate for each response should not be simply an estimate of the
counting statistics, but rather should include all contributors of uncertainty to the measured value, such as uncertainties in counting
efficiency, branching ratio, foil composition, mass, experimental positioning, etc. Correlations between reactions may be important,
particularly when the same radioactive product is measured on the same detector.
X1.3.1.3 The code requires a prior fluence or fluence-rate spectrum and an estimate of its uncertainties with correlations.
Experience has shown that the better the quality of the input spectrum, the better the quality of the results from LSL-M2. There
is no ideal substitute for a transport calculation combined with a sensitivity analysis for error propagation. However, for a bare fast
reactor a leakage spectrum with extrapolated fission shape for the high energies and a 1/a parametric model derived from reactor
physics may be utilized, with typical expected uncertainties, for fast and light water reactor leakage spectra to estimate covariance
matrices E(17). shape for the resonance/thermal region This method can give acceptable results if the uncertainties assigned to the
calculation are appropriately chosen. (The guidance in X1.4.3 may be followed).followed.)
X1.4 Operation of the Code
X1.4.1 The application of the code is adequately described in the documentation. The six data sets required by LSL-M2LSL-M2,
along with the damage functions, are stored in individual files and the code’s output is designed to go into individual files. An
adequate method of assigning file names and keeping track of input and output files is required.
X1.4.2 If a covariance analysis, such as described by Maerker (9), of a transport calculation for a similar reactor type and location
is available, it can be used. The Maerker analysis will be generally applicable to water-moderated reactors such as some positions
of pool-type reactors. It is not applicable to GODIVA or similar fast-fission types of reactor spectra. Similarly, the covariance data
with the reference spectra provided as part of IRDF-2002IRDFF-II (16) may or may not be appropriate depending upon the type
of test configuration and neutron source used.
E721 − 22
X1.4.3 Section Subsection 5.3 of Guide E944 describes the general principles for constructing usable covariance matrices for
fluence spectra when a full sensitivity analysis is not available. Equation 14 of Guide E944 is a general representation of a distance
formula. Several functions that satisfy the requirements of Eq. 14 follow in the standard. Experience has shown that this type of
procedure produces acceptable results. For the purposes of hardness testing, the following distance formula is suggested:
abs ln E 2 ln E
@ ~ ! ~ !#
i k
c 5 exp 2 (X1.1)
S D
ik
A
X1.4.4 If Eq X1.1 is used, it then only remains to provide guidance on the proper selection of a value for the parameter “A.”A.
As seen from the structure of Eq X1.1, A is a measure of how closely correlated are spectrum values at energies E and E . It is
ii k
neither possible nor desirable to specify a value for A in this guide since the best value is somewhat dependent upon the nature
of the exposure environment. Instead, a discussion of the effects of varying the value of A will allow the tester to make an
appropriate selection of A for the exposure environment.
X1.4.4.1 The parameter A can be viewed as a measure of the group-to-group stiffness of the calculation. In a well-moderated
spectrum, the lower energy groups are all populated by down-scattering events, the group-to-group correlations are therefore strong
and a large value for A “near 1.0” is justified. Such would be appropriate for a TRIGA-type reactor, or the epithermal groups of
a GODIVA-like reactor. But, the high-energy part of all reactor spectra areis dominated by the fission-neutron production process,
and therefore the uncertainties are dominated by those in the fission-spectrum representation used. In these spectra a small value
of A “near 0.0” is appropriate. See Ref (6).
X1.4.5 The uncertainties assigned to each group (the diagonal of the matrix) may have a marked effect on the results. If there is
no knowledge as to what these uncertainties may be, then the only alternative is to carry out a series of runs to determine the
sensitivity of the results to the selection of uncertainties. The value of χ per degree of freedom should be monitored for
unrealistically high and low values. Those runs with such unrealistic values of χ per degree of freedom should be discarded or
serve as boundaries.
X1.4.6 Very large assigned uncertainties for all groups (100 to 1000 %) in the input spectrum will produce output only dependent
upon the responses and response functions so long as the entire energy range is covered by the reaction cross sections. The
temptation to use these results will be great for this reason. However, this should be considered as a limiting case. This solution
spectrum should produce a very low value for the χ per degree of freedom. If it does not, then there is a very large error in one
or more of the responses. Large assigned uncertainties may be appropriately used for limited neutron energy ranges, for example,
the thermal or epithermal part of a fast-reactor spectrum.
X1.4.7 Very small assigned uncertainties in the input spectrum will produce adjusted spectra which are essentially the same as the
calculated spectrum (regardless of what is in the covariance matrix). While this will normally produce abnormally high chi-squared
per degree of freedom values, it may not if there are only a few sensor responses available. However, the uncertainty assignments
to the results may be unrealistically low. This is the other limiting case.
X1.4.8 When a good estimate of the input uncertainties on the group fluences is not available, the uncertainties on the resulting
damage parameters are not well defined regardless of the value of χ per degree of freedom. This is true,true unless it can be shown
in a particular case that these uncertainties are insensitive to the uncertainties of the prior fluences.
X1.4.9 The LSL-M2 code documentation recommends that the prior fluence values be normalized in an absolute fashion.
However, if a generic calculation is used, absolute normalization of the fluences is not justified. Therefore, for most
hardness-testing applications, the use of a scaling reaction is recommended. Only in those cases where core modeling was
performed for the specific irradiation conditions is absolute normalization of the fluence spectrum justified.
X1.4.10 As in all adjustment codes, bad response data will invalidate the results. Since bad response data are sometimes hard to
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spot from the output of LSL-M2, it is imperative that the response data be checked prior to accepting the results. Further, if there
is a known systematic uncertainty in the response data, suspect responses should not be included in the analysis. If there is a known
but un-quantifiedunquantified systematic error in a response, that response should not be used until a suitable correction factor can
be obtained. Its inclusion will adversely affect the resulting spectrum and damage parameters. (There is a temptation to include
bad data by ascribing large uncertainties because the algorithm can tolerate it. However, it will hurt the output and usually will
invalidate the results.)
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X1.4.11 The consistency of the data ensemble input to LSL-M2 is tested by the code using a χ test. The output value of the χ
should approximate the number of degrees of freedom. Deviations from this value, if significant, should always result in rejection
of the results and a re-examination of the input. The value obtained for χ sho
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