High-voltage direct current (HVDC) systems - Guidance to the specification and design evaluation of AC filters - Part 4: Equipment

IEC TR 62001-4:2016(E), which is a Technical Report, provides guidance on the basic data of AC side filters for high-voltage direct current (HVDC) systems and their components such as ratings, power losses, design issues and special applications, protection, seismic requirements, equipment design and test parameters. This document covers AC side filtering for the frequency range of interest in terms of harmonic distortion and audible frequency disturbances. It excludes filters designed to be effective in the power line carrier (PLC) and radio interference spectra. It concerns the "conventional" AC filter technology and line-commutated HVDC converters. This first edition of IEC TR 62001-4, together with IEC TR 62001-1, IEC TR 62001-2 and IEC TR 62001-3, cancels and replaces IEC TR 62001 published in 2009. This edition constitutes a technical revision. This edition includes the following significant technical changes with respect to IEC TR 62001:
a) Clauses 10 to 16, 18, Annexes F and G have been expanded and supplemented.

General Information

Status
Published
Publication Date
12-May-2016
Current Stage
DELPUB - Deleted Publication
Start Date
30-Jun-2020
Completion Date
07-Sep-2021
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Technical report
IEC TR 62001-4:2016 - High-voltage direct current (HVDC) systems - Guidance to the specification and design evaluation of AC filters - Part 4: Equipment Released:5/13/2016 Isbn:9782832234006
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Technical report
IEC TR 62001-4:2016 - High-voltage direct current (HVDC) systems - Guidance to the specification and design evaluation of AC filters - Part 4: Equipment
English language
92 pages
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IEC TR 62001-4 ®
Edition 1.0 2016-05
TECHNICAL
REPORT
High-voltage direct current (HVDC) systems – Guidance to the specification and
design evaluation of AC filters –
Part 4: Equipment
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form

or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from

either IEC or IEC's member National Committee in the country of the requester. If you have any questions about IEC
copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or

your local IEC member National Committee for further information.

IEC Central Office Tel.: +41 22 919 02 11
3, rue de Varembé Fax: +41 22 919 03 00

CH-1211 Geneva 20 info@iec.ch
Switzerland www.iec.ch
About the IEC
The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes
International Standards for all electrical, electronic and related technologies.

About IEC publications
The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the
latest edition, a corrigenda or an amendment might have been published.

IEC Catalogue - webstore.iec.ch/catalogue Electropedia - www.electropedia.org
The stand-alone application for consulting the entire The world's leading online dictionary of electronic and
bibliographical information on IEC International Standards, electrical terms containing 20 000 terms and definitions in
Technical Specifications, Technical Reports and other English and French, with equivalent terms in 15 additional
documents. Available for PC, Mac OS, Android Tablets and languages. Also known as the International Electrotechnical
iPad. Vocabulary (IEV) online.

IEC publications search - www.iec.ch/searchpub IEC Glossary - std.iec.ch/glossary
The advanced search enables to find IEC publications by a 65 000 electrotechnical terminology entries in English and
variety of criteria (reference number, text, technical French extracted from the Terms and Definitions clause of
committee,…). It also gives information on projects, replaced IEC publications issued since 2002. Some entries have been
and withdrawn publications. collected from earlier publications of IEC TC 37, 77, 86 and

CISPR.
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Stay up to date on all new IEC publications. Just Published IEC Customer Service Centre - webstore.iec.ch/csc
details all new publications released. Available online and If you wish to give us your feedback on this publication or
also once a month by email. need further assistance, please contact the Customer Service
Centre: csc@iec.ch.
IEC TR 62001-4 ®
Edition 1.0 2016-05
TECHNICAL
REPORT
High-voltage direct current (HVDC) systems – Guidance to the specification and

design evaluation of AC filters –

Part 4: Equipment
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 29.200 ISBN 978-2-8322-3400-6

– 2 – IEC TR 62001-4:2016 © IEC 2016

CONTENTS
FOREWORD .6

INTRODUCTION .8

1 Scope .9

2 Steady state rating .9

2.1 General .9

2.2 Calculation method .9

2.2.1 General .9

2.2.2 AC system pre-existing harmonics . 11
2.2.3 Combination of converter and pre-existing harmonics . 11
2.2.4 Equipment rating calculations . 12
2.2.5 Application of voltage ratings . 15
2.3 AC network conditions . 16
2.4 De-tuning effects . 16
2.5 Network impedance for rating calculations . 16
2.6 Outages . 17
3 Transient stresses and rating . 17
3.1 General . 17
3.2 Switching impulse studies . 18
3.2.1 Energization and switching . 18
3.2.2 Faults external to the filter . 19
3.2.3 Faults internal to the filter . 21
3.2.4 Transformer inrush currents . 21
3.3 Fast fronted waveform studies . 21
3.3.1 General . 21
3.3.2 Lightning strikes . 21
3.3.3 Busbar flashover studies . 22
3.4 Insulation co-ordination . 22
4 Losses . 23
4.1 Background . 23
4.2 AC filter component losses . 24
4.2.1 General . 24
4.2.2 Filter/shunt capacitor losses . 24

4.3 Reactor and resistor losses . 25
4.3.1 General . 25
4.3.2 Filter resistor losses . 26
4.3.3 Shunt reactor losses . 26
4.4 Criteria for loss evaluation . 27
4.4.1 General . 27
4.4.2 Fundamental frequency AC filter busbar voltage . 27
4.4.3 Fundamental frequency and ambient temperature . 27
4.4.4 AC system harmonic impedance . 28
4.4.5 Harmonic currents generated by the converter . 28
4.4.6 Pre-existing harmonic distortion . 29
4.4.7 The anticipated load profile of the converter station . 29
5 Design issues and special applications . 29
5.1 General . 29

5.2 Performance aspects . 30

5.2.1 Low order harmonic filtering and resonance conditions with AC system . 30

5.2.2 Definition of interference factors to include harmonics up to 5 kHz . 31

5.2.3 Triple-tuned filter circuits . 31

5.2.4 Harmonic AC filters on tertiary winding of converter transformers . 32

5.3 Rating aspects . 33

5.3.1 Limiting high harmonic currents in parallel-resonant filter circuits . 33

5.3.2 Transient ratings of parallel circuits in multiple tuned filters . 33

5.3.3 Overload protection of high-pass harmonic filter resistors . 34

5.3.4 Back-to-back switching of filters or shunt capacitors . 34
5.3.5 Short time overload – reasonable specification of requirements . 34
5.3.6 Low voltage filter capacitors without fuses . 36
5.4 Filters for special purposes . 36
5.4.1 Harmonic filters for damping transient overvoltages . 36
5.4.2 Non-linear filters for low order harmonics/transient overvoltages . 36
5.4.3 Series filters for HVDC converter stations . 37
5.4.4 Re-tunable AC filters . 40
5.5 Impact of new HVDC station in vicinity of an existing station . 41
5.6 Redundancy issues and spares . 42
5.6.1 Redundancy of filters – savings in ratings and losses . 42
5.6.2 Internal filter redundancy . 43
5.6.3 Spare parts . 43
6 Protection . 44
6.1 Overview . 44
6.2 General . 44
6.3 Bank and sub-bank overall protection . 46
6.3.1 General . 46
6.3.2 Short circuit protection . 46
6.3.3 Overcurrent protection . 46
6.3.4 Thermal overload protection . 46
6.3.5 Differential protection . 47
6.3.6 Earth fault protection . 47
6.3.7 Overvoltage and undervoltage protection . 47
6.3.8 Special protection functions and harmonic measurements . 48
6.3.9 Busbar and breaker failure protection . 48

6.4 Protection of individual filter components. 48
6.4.1 Unbalance protection for filter and shunt capacitors . 48
6.4.2 Protection of low voltage tuning capacitors . 50
6.4.3 Overload protection and detection of filter detuning . 50
6.4.4 Temperature measurement for protection . 50
6.4.5 Measurement of fundamental frequency components . 50
6.4.6 Capacitor fuses . 51
6.4.7 Protection and rating of instrument transformers . 51
6.4.8 Examples of protection arrangements . 52
6.5 Personnel protection . 52
7 Audible noise . 55
7.1 General . 55
7.2 Sound active components of AC filters . 55
7.3 Sound requirements . 56

– 4 – IEC TR 62001-4:2016 © IEC 2016

7.4 Noise reduction .
...


IEC TR 62001-4 ®
Edition 1.0 2016-05
TECHNICAL
REPORT
High-voltage direct current (HVDC) systems – Guidance to the specification and
design evaluation of AC filters –
Part 4: Equipment
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form
or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from
either IEC or IEC's member National Committee in the country of the requester. If you have any questions about IEC
copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or
your local IEC member National Committee for further information.

IEC Central Office Tel.: +41 22 919 02 11
3, rue de Varembé Fax: +41 22 919 03 00
CH-1211 Geneva 20 info@iec.ch
Switzerland www.iec.ch
About the IEC
The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes
International Standards for all electrical, electronic and related technologies.

About IEC publications
The technical content of IEC publications is kept under constant review by the IEC. Please make sure that you have the
latest edition, a corrigenda or an amendment might have been published.

IEC Catalogue - webstore.iec.ch/catalogue Electropedia - www.electropedia.org
The stand-alone application for consulting the entire The world's leading online dictionary of electronic and
bibliographical information on IEC International Standards, electrical terms containing 20 000 terms and definitions in
Technical Specifications, Technical Reports and other English and French, with equivalent terms in 15 additional
documents. Available for PC, Mac OS, Android Tablets and languages. Also known as the International Electrotechnical
iPad. Vocabulary (IEV) online.

IEC publications search - www.iec.ch/searchpub IEC Glossary - std.iec.ch/glossary
The advanced search enables to find IEC publications by a 65 000 electrotechnical terminology entries in English and
variety of criteria (reference number, text, technical French extracted from the Terms and Definitions clause of
committee,…). It also gives information on projects, replaced IEC publications issued since 2002. Some entries have been
and withdrawn publications. collected from earlier publications of IEC TC 37, 77, 86 and

CISPR.
IEC Just Published - webstore.iec.ch/justpublished
Stay up to date on all new IEC publications. Just Published IEC Customer Service Centre - webstore.iec.ch/csc
details all new publications released. Available online and If you wish to give us your feedback on this publication or
also once a month by email. need further assistance, please contact the Customer Service
Centre: csc@iec.ch.
IEC TR 62001-4 ®
Edition 1.0 2016-05
TECHNICAL
REPORT
High-voltage direct current (HVDC) systems – Guidance to the specification and

design evaluation of AC filters –

Part 4: Equipment
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
ICS 29.200 ISBN 978-2-8322-3400-6

– 2 – IEC TR 62001-4:2016 © IEC 2016
CONTENTS
FOREWORD .6
INTRODUCTION .8
1 Scope .9
2 Steady state rating .9
2.1 General .9
2.2 Calculation method .9
2.2.1 General .9
2.2.2 AC system pre-existing harmonics . 11
2.2.3 Combination of converter and pre-existing harmonics . 11
2.2.4 Equipment rating calculations . 12
2.2.5 Application of voltage ratings . 15
2.3 AC network conditions . 16
2.4 De-tuning effects . 16
2.5 Network impedance for rating calculations . 16
2.6 Outages . 17
3 Transient stresses and rating . 17
3.1 General . 17
3.2 Switching impulse studies . 18
3.2.1 Energization and switching . 18
3.2.2 Faults external to the filter . 19
3.2.3 Faults internal to the filter . 21
3.2.4 Transformer inrush currents . 21
3.3 Fast fronted waveform studies . 21
3.3.1 General . 21
3.3.2 Lightning strikes . 21
3.3.3 Busbar flashover studies . 22
3.4 Insulation co-ordination . 22
4 Losses . 23
4.1 Background . 23
4.2 AC filter component losses . 24
4.2.1 General . 24
4.2.2 Filter/shunt capacitor losses . 24
4.3 Reactor and resistor losses . 25
4.3.1 General . 25
4.3.2 Filter resistor losses . 26
4.3.3 Shunt reactor losses . 26
4.4 Criteria for loss evaluation . 27
4.4.1 General . 27
4.4.2 Fundamental frequency AC filter busbar voltage . 27
4.4.3 Fundamental frequency and ambient temperature . 27
4.4.4 AC system harmonic impedance . 28
4.4.5 Harmonic currents generated by the converter . 28
4.4.6 Pre-existing harmonic distortion . 29
4.4.7 The anticipated load profile of the converter station . 29
5 Design issues and special applications . 29
5.1 General . 29

5.2 Performance aspects . 30
5.2.1 Low order harmonic filtering and resonance conditions with AC system . 30
5.2.2 Definition of interference factors to include harmonics up to 5 kHz . 31
5.2.3 Triple-tuned filter circuits . 31
5.2.4 Harmonic AC filters on tertiary winding of converter transformers . 32
5.3 Rating aspects . 33
5.3.1 Limiting high harmonic currents in parallel-resonant filter circuits . 33
5.3.2 Transient ratings of parallel circuits in multiple tuned filters . 33
5.3.3 Overload protection of high-pass harmonic filter resistors . 34
5.3.4 Back-to-back switching of filters or shunt capacitors . 34
5.3.5 Short time overload – reasonable specification of requirements . 34
5.3.6 Low voltage filter capacitors without fuses . 36
5.4 Filters for special purposes . 36
5.4.1 Harmonic filters for damping transient overvoltages . 36
5.4.2 Non-linear filters for low order harmonics/transient overvoltages . 36
5.4.3 Series filters for HVDC converter stations . 37
5.4.4 Re-tunable AC filters . 40
5.5 Impact of new HVDC station in vicinity of an existing station . 41
5.6 Redundancy issues and spares . 42
5.6.1 Redundancy of filters – savings in ratings and losses . 42
5.6.2 Internal filter redundancy . 43
5.6.3 Spare parts . 43
6 Protection . 44
6.1 Overview . 44
6.2 General . 44
6.3 Bank and sub-bank overall protection . 46
6.3.1 General . 46
6.3.2 Short circuit protection . 46
6.3.3 Overcurrent protection . 46
6.3.4 Thermal overload protection . 46
6.3.5 Differential protection . 47
6.3.6 Earth fault protection . 47
6.3.7 Overvoltage and undervoltage protection . 47
6.3.8 Special protection functions and harmonic measurements . 48
6.3.9 Busbar and breaker failure protection . 48
6.4 Protection of individual filter components. 48
6.4.1 Unbalance protection for filter and shunt capacitors . 48
6.4.2 Protection of low voltage tuning capacitors . 50
6.4.3 Overload protection and detection of filter detuning . 50
6.4.4 Temperature measurement for protection . 50
6.4.5 Measurement of fundamental frequency components . 50
6.4.6 Capacitor fuses . 51
6.4.7 Protection and rating of instrument transformers . 51
6.4.8 Examples of protection arrangements . 52
6.5 Personnel protection . 52
7 Audible noise . 55
7.1 General . 55
7.2 Sound active components of AC filters . 55
7.3 Sound requirements . 56

– 4 – IEC TR 62001-4:2016 © IEC 2016
7.4 Noise reduction . 57
8 Seismic requirements . 58
...

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